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OTC · USD

LAWIL

Light & Wonder, Inc.

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Tapewire entity
9758
SEC CIK
0000750004
Parsed reports
548

Last 12 months

Inside the activity.

0 purchase rows · 53 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025021
Jan 2026011
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2021 Filed Jun 2, 2021 20:29 UTC
COTTLE BARRY LDirector · President and CEO
Tax withholdingCommon Stock 55,935 $71.92 $4,022,845.20
Disclosure

SEC source: 0000950157-21-000583 · form4.xml · nonDerivative · entry 2

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,478

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:29 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionCommon Stock 136,935 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000583 · form4.xml · nonDerivative · entry 1

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:26 UTC
Odell JamieDirector
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000537 · form4.xml · derivative · entry 2

Odell Jamie · CIK 0001824876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of the restricted stock units granted on May 16, 2019 in respect of consulting services provided to the Company by Mr. Odell. The balance of the award is scheduled to vest in two equal installments on each of May 15, 2022 and May 15, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of the restricted stock units granted on May 16, 2019 in respect of consulting services provided to the Company by Mr. Odell. The balance of the award is scheduled to vest in two equal installments on each of May 15, 2022 and May 15, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of the restricted stock units granted on May 16, 2019 in respect of consulting services provided to the Company by Mr. Odell. The balance of the award is scheduled to vest in two equal installments on each of May 15, 2022 and May 15, 2023. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
May 15, 2021 Filed May 18, 2021 20:26 UTC
Odell JamieDirector
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000537 · form4.xml · nonDerivative · entry 1

Odell Jamie · CIK 0001824876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:32 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 9,737 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000512 · form4.xml · derivative · entry 3

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,737 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on May 7, 2018. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on May 7, 2018. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on May 7, 2018. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:32 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Tax withholdingCommon Stock 4,392 $53.58 $235,323.36
Disclosure

SEC source: 0000950157-21-000512 · form4.xml · nonDerivative · entry 2

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,956

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:32 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionCommon Stock 9,737 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000512 · form4.xml · nonDerivative · entry 1

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:32 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
GrantRestricted Stock Units · Derivative 7,186 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000373 · form4.xml · derivative · entry 5

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,186

Underlying: Common Stock · 7,186 shares

Expires not disclosed

F4 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:32 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
GrantRestricted Stock Units · Derivative 7,186 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000373 · form4.xml · derivative · entry 4

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,186

Underlying: Common Stock · 7,186 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock units are scheduled to vest on March 20, 2022 (2,395 shares), March 20, 2023 (2,396 shares) and March 20, 2024 (2,395 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units are scheduled to vest on March 20, 2022 (2,395 shares), March 20, 2023 (2,396 shares) and March 20, 2024 (2,395 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: The restricted stock units are scheduled to vest on March 20, 2022 (2,395 shares), March 20, 2023 (2,396 shares) and March 20, 2024 (2,395 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:29 UTC
Eklund MichaelEVP, CFO, Treas & Corp Sec
GrantRestricted Stock Units · Derivative 7,186 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000372 · form4.xml · derivative · entry 2

Eklund Michael · CIK 0001813228 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,186

Underlying: Common Stock · 7,186 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:29 UTC
Eklund MichaelEVP, CFO, Treas & Corp Sec
GrantRestricted Stock Units · Derivative 7,186 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000372 · form4.xml · derivative · entry 1

Eklund Michael · CIK 0001813228 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,186

Underlying: Common Stock · 7,186 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest on March 20, 2022 (2,395 shares), March 20, 2023 (2,396 shares) and March 20, 2024 (2,395 shares). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest on March 20, 2022 (2,395 shares), March 20, 2023 (2,396 shares) and March 20, 2024 (2,395 shares). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest on March 20, 2022 (2,395 shares), March 20, 2023 (2,396 shares) and March 20, 2024 (2,395 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:27 UTC
Sottile JamesExec VP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 6,707 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · derivative · entry 8

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,707

Underlying: Common Stock · 6,707 shares

Expires not disclosed

F7 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F7 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F7 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:27 UTC
Sottile JamesExec VP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 6,707 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · derivative · entry 7

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,707

Underlying: Common Stock · 6,707 shares

Expires not disclosed

F6 · derivative.exercise_price: The restricted stock units are scheduled to vest on March 20, 2022 (2,236 shares), March 20, 2023 (2,235 shares) and March 20, 2024 (2,236 shares). Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units are scheduled to vest on March 20, 2022 (2,236 shares), March 20, 2023 (2,235 shares) and March 20, 2024 (2,236 shares). Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.expiration_date: The restricted stock units are scheduled to vest on March 20, 2022 (2,236 shares), March 20, 2023 (2,235 shares) and March 20, 2024 (2,236 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:24 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
GrantRestricted Stock Units · Derivative 5,749 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000370 · form4.xml · derivative · entry 9

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,749

Underlying: Common Stock · 5,749 shares

Expires not disclosed

F8 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F8 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F8 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:24 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
GrantRestricted Stock Units · Derivative 5,749 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000370 · form4.xml · derivative · entry 8

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,749

Underlying: Common Stock · 5,749 shares

Expires not disclosed

F7 · derivative.exercise_price: The restricted stock units are scheduled to vest on March 20, 2022 (1,916 shares), March 20, 2023 (1,917 shares) and March 20, 2024 (1,916 shares). Each unit converts into a share of common stock on a one-for-one basis.

F7 · derivative.exercise_date: The restricted stock units are scheduled to vest on March 20, 2022 (1,916 shares), March 20, 2023 (1,917 shares) and March 20, 2024 (1,916 shares). Each unit converts into a share of common stock on a one-for-one basis.

F7 · derivative.expiration_date: The restricted stock units are scheduled to vest on March 20, 2022 (1,916 shares), March 20, 2023 (1,917 shares) and March 20, 2024 (1,916 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:22 UTC GrantRestricted Stock Units · Derivative 2,913 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 7

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913

Underlying: Common Stock · 2,913 shares

Expires not disclosed

F6 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:22 UTC GrantRestricted Stock Units · Derivative 2,913 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 6

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913

Underlying: Common Stock · 2,913 shares

Expires not disclosed

F5 · derivative.exercise_price: The restricted stock units are scheduled to vest in three equal annual installments beginning on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:20 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 2,683 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000368 · form4.xml · derivative · entry 9

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,683

Underlying: Common Stock · 2,683 shares

Expires not disclosed

F8 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F8 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F8 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:20 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 2,683 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000368 · form4.xml · derivative · entry 8

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,683

Underlying: Common Stock · 2,683 shares

Expires not disclosed

F7 · derivative.exercise_price: The restricted stock units are scheduled to vest on March 20, 2022 (894 shares), March 20, 2023 (895 shares) and March 20, 2024 (894 shares). Each unit converts into a share of common stock on a one-for-one basis.

F7 · derivative.exercise_date: The restricted stock units are scheduled to vest on March 20, 2022 (894 shares), March 20, 2023 (895 shares) and March 20, 2024 (894 shares). Each unit converts into a share of common stock on a one-for-one basis.

F7 · derivative.expiration_date: The restricted stock units are scheduled to vest on March 20, 2022 (894 shares), March 20, 2023 (895 shares) and March 20, 2024 (894 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:17 UTC
COTTLE BARRY LDirector · President and CEO
GrantRestricted Stock Units · Derivative 33,536 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000367 · form4.xml · derivative · entry 6

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,536

Underlying: Common Stock · 33,536 shares

Expires not disclosed

F5 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:17 UTC
COTTLE BARRY LDirector · President and CEO
GrantRestricted Stock Units · Derivative 33,536 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000367 · form4.xml · derivative · entry 5

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,536

Underlying: Common Stock · 33,536 shares

Expires not disclosed

F4 · derivative.exercise_price: The restricted stock units are scheduled to vest on March 20, 2022 (11,179 shares), March 20, 2023 (11,178 shares) and March 20, 2024 (11,179 shares). Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units are scheduled to vest on March 20, 2022 (11,179 shares), March 20, 2023 (11,178 shares) and March 20, 2024 (11,179 shares). Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: The restricted stock units are scheduled to vest on March 20, 2022 (11,179 shares), March 20, 2023 (11,178 shares) and March 20, 2024 (11,179 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:32 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
Exercise / conversionRestricted Stock Units · Derivative 9,796 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000373 · form4.xml · derivative · entry 3

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,391

Underlying: Common Stock · 9,796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:32 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
Tax withholdingCommon Stock 3,855 $43.49 $167,653.95
Disclosure

SEC source: 0000950157-21-000373 · form4.xml · nonDerivative · entry 2

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,337

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:32 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
Exercise / conversionCommon Stock 9,796 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000373 · form4.xml · nonDerivative · entry 1

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · derivative · entry 6

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 5,387 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · derivative · entry 5

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 5,387 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of 5,387 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of 5,387 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of 5,387 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · derivative · entry 4

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Stock · 672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC
Sottile JamesExec VP & Chief Legal Officer
Tax withholdingCommon Stock 5,696 $43.49 $247,719.04
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,057

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:27 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionCommon Stock 17,527 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000371 · form4.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:24 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 9,375 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000370 · form4.xml · derivative · entry 7

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 9,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:24 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 5,850 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000370 · form4.xml · derivative · entry 6

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Underlying: Common Stock · 5,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of 5,850 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents vesting of 5,850 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: Represents vesting of 5,850 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:24 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 2,295 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000370 · form4.xml · derivative · entry 5

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

Underlying: Common Stock · 2,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2022 (2,295 shares) and March 20, 2023 (2,296 shares). Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2022 (2,295 shares) and March 20, 2023 (2,296 shares). Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on each of March 20, 2022 (2,295 shares) and March 20, 2023 (2,296 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:24 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 1,606 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000370 · form4.xml · derivative · entry 4

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606

Underlying: Common Stock · 1,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2022 (1,606 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2022 (1,606 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2022 (1,606 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:24 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 2,836 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000370 · form4.xml · derivative · entry 3

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:24 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Tax withholdingCommon Stock 7,241 $43.49 $314,911.09
Disclosure

SEC source: 0000950157-21-000370 · form4.xml · nonDerivative · entry 2

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,611

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:24 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionCommon Stock 21,962 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000370 · form4.xml · nonDerivative · entry 1

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Exercise / conversionRestricted Stock Units · Derivative 4,750 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 5

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024.

F4 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024.

F4 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Exercise / conversionRestricted Stock Units · Derivative 3,208 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 4

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,139

Underlying: Common Stock · 3,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of 3,208 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of 3,208 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of 3,208 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Exercise / conversionRestricted Stock Units · Derivative 1,396 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 3

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791

Underlying: Common Stock · 1,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Tax withholdingCommon Stock 2,805 $43.49 $121,989.45
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · nonDerivative · entry 2

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,536

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Exercise / conversionCommon Stock 9,354 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · nonDerivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:20 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,843 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000368 · form4.xml · derivative · entry 7

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896

Underlying: Common Stock · 2,843 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Represents vesting of 2,843 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.exercise_date: Represents vesting of 2,843 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.expiration_date: Represents vesting of 2,843 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:20 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,156 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000368 · form4.xml · derivative · entry 6

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,469

Underlying: Common Stock · 4,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022 (4,156), March 20, 2023 (4,156) and March 20, 2024 (4,157). Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022 (4,156), March 20, 2023 (4,156) and March 20, 2024 (4,157). Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022 (4,156), March 20, 2023 (4,156) and March 20, 2024 (4,157). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:20 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,664 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000368 · form4.xml · derivative · entry 5

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,327

Underlying: Common Stock · 3,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of one-third of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (3,663 shares) and March 20, 2023 (3,664 shares). Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (3,663 shares) and March 20, 2023 (3,664 shares). Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (3,663 shares) and March 20, 2023 (3,664 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:20 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,808 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000368 · form4.xml · derivative · entry 4

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,809

Underlying: Common Stock · 1,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:20 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,444 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000368 · form4.xml · derivative · entry 3

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:20 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Tax withholdingCommon Stock 3,878 $43.49 $168,654.22
Disclosure

SEC source: 0000950157-21-000368 · form4.xml · nonDerivative · entry 2

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,522

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:20 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 15,915 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000368 · form4.xml · nonDerivative · entry 1

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:17 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 54,687 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000367 · form4.xml · derivative · entry 4

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,063

Underlying: Common Stock · 54,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three installments on March 20, 2022 (54,688 shares), March 20, 2023 (54,687 shares) and March 20, 2024 (54,688 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three installments on March 20, 2022 (54,688 shares), March 20, 2023 (54,687 shares) and March 20, 2024 (54,688 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three installments on March 20, 2022 (54,688 shares), March 20, 2023 (54,687 shares) and March 20, 2024 (54,688 shares). Each unit converts into a share of common stock on a one-for-one basis.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.