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Nasdaq · USD

LARK

LANDMARK BANCORP INC

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Tapewire entity
6353
SEC CIK
0001141688
Parsed reports
263

Last 12 months

Inside the activity.

3 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202613
Jun 202605
Jul 202600
Aug 202620
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2022 Filed Aug 22, 2022 20:52 UTC SaleCommon Stock 3,897 $26.00 $101,322.00
Disclosure

SEC source: 0001493152-22-023745 · ownership.xml · nonDerivative · entry 2

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,017

Read SEC document
August 18, 2022 Filed Aug 22, 2022 20:52 UTC SaleCommon Stock 1,103 $26.04 $28,722.12
Disclosure

SEC source: 0001493152-22-023745 · ownership.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,914

Read SEC document
August 01, 2022 Filed Aug 3, 2022 19:45 UTC GrantCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021134 · ownership.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,017

Read SEC document
August 01, 2022 Filed Aug 3, 2022 15:49 UTC
HERPICH MARK AChief Financial Officer
GrantCOMMON STOCK 1,569 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021137 · ownership.xml · nonDerivative · entry 1

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,918

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 15:53 UTC
SCHEOPNER MICHAEL EDirector · President/CEO
GrantCommon Stock 2,942 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021141 · ownership.xml · nonDerivative · entry 1

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,623

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 15:48 UTC GrantCommon stock 392 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021136 · ownership.xml · nonDerivative · entry 1

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,886

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 19:56 UTC
SNAPP DAVIDDirector
GrantCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021143 · ownership.xml · nonDerivative · entry 1

SNAPP DAVID · CIK 0001260152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,981

F1 · balance_after: As adjusted for the company's 5% stock dividend in December 2021.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 19:54 UTC GrantCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021142 · ownership.xml · nonDerivative · entry 1

Sloan Wayne R · CIK 0001574043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,633

Read SEC document
August 01, 2022 Filed Aug 3, 2022 19:52 UTC GrantCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021140 · ownership.xml · nonDerivative · entry 1

Moll Sandra J · CIK 0001390712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,426

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 19:51 UTC
LEWIS JIMDirector
GrantCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021139 · ownership.xml · nonDerivative · entry 1

LEWIS JIM · CIK 0001260150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,716

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 19:50 UTC GrantCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021138 · ownership.xml · nonDerivative · entry 1

Hill-Nelson Sarah · CIK 0001510781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,549

F1 · balance_after: As adjusted for the company's 5% stock dividend in December 2021.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 19:44 UTC
BALL RICHARDDirector
GrantCommon Stock 392 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-021132 · ownership.xml · nonDerivative · entry 1

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,528

Read SEC document
May 26, 2022 Filed Jun 1, 2022 01:20 UTC
BALL RICHARDDirector
PurchaseCommon Stock 7 $25.26 $176.81
Disclosure

SEC source: 0001493152-22-015521 · ownership.xml · nonDerivative · entry 7

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 860

Read SEC document
May 26, 2022 Filed Jun 1, 2022 01:20 UTC
BALL RICHARDDirector
PurchaseCommon Stock 12 $25.26 $303.11
Disclosure

SEC source: 0001493152-22-015521 · ownership.xml · nonDerivative · entry 6

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse IRA

Disclosed balance after: 1,452

Read SEC document
May 26, 2022 Filed Jun 1, 2022 01:20 UTC
BALL RICHARDDirector
PurchaseCommon Stock 285 $25.26 $7,198.82
Disclosure

SEC source: 0001493152-22-015521 · ownership.xml · nonDerivative · entry 5

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA/Pension

Disclosed balance after: 34,574

Read SEC document
May 06, 2022 Filed May 9, 2022 15:56 UTC PurchaseCommon Stock 500 $25.00 $12,500.00
Disclosure

SEC source: 0001493152-22-012457 · ownership.xml · nonDerivative · entry 1

Sloan Wayne R · CIK 0001574043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,241

F1 · balance_after: As adjusted for the company's 5% stock dividend in December 2021

Read SEC document
March 04, 2022 Filed Mar 7, 2022 22:57 UTC SaleCommon Stock 1,500 $27.26 $40,891.65
Disclosure

SEC source: 0001493152-22-006202 · ownership.xml · nonDerivative · entry 2

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,625

Read SEC document
March 03, 2022 Filed Mar 7, 2022 22:57 UTC SaleCommon Stock 2,500 $27.26 $68,145.75
Disclosure

SEC source: 0001493152-22-006202 · ownership.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,125

Read SEC document
March 02, 2022 Filed Jun 1, 2022 01:20 UTC
BALL RICHARDDirector
PurchaseCommon Stock 6 $27.17 $163.05
Disclosure

SEC source: 0001493152-22-015521 · ownership.xml · nonDerivative · entry 4

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 853

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
March 02, 2022 Filed Jun 1, 2022 01:20 UTC
BALL RICHARDDirector
PurchaseCommon Stock 11 $27.17 $298.92
Disclosure

SEC source: 0001493152-22-015521 · ownership.xml · nonDerivative · entry 3

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse IRA

Disclosed balance after: 1,440

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
March 02, 2022 Filed Jun 1, 2022 01:20 UTC
BALL RICHARDDirector
PurchaseCommon Stock 263 $27.17 $7,146.97
Disclosure

SEC source: 0001493152-22-015521 · ownership.xml · nonDerivative · entry 2

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA/Pension

Disclosed balance after: 34,289

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:32 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-021121 · ownership.xml · nonDerivative · entry 2

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for Grandchildren

Disclosed balance after: 620

F1 · kind: Transfer to grandchildren in an account of which the reporting person serves as custodian.

Read SEC document
August 23, 2021 Filed Aug 24, 2021 20:32 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-021121 · ownership.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,691

F1 · kind: Transfer to grandchildren in an account of which the reporting person serves as custodian.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 19:49 UTC GrantCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018421 · ownership.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,891

Read SEC document
August 01, 2021 Filed Aug 3, 2021 15:41 UTC
HERPICH MARK AChief Financial Officer
GrantOptions to Purchase Common Stock · Derivative 4,866 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0001493152-21-018408 · ownership.xml · derivative · entry 1

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,866

Underlying: Common Stock · 4,866 shares

Expires 2031-08-01

F1 · derivative.exercise_date: The options vest equally over the initial 4 years subsequent to grant date beginning August 1,2022.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 15:37 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
GrantOption to purchase Common Stock · Derivative 8,847 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0001493152-21-018403 · ownership.xml · derivative · entry 1

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,847

Underlying: Common Stock · 8,847 shares

Expires 2031-08-01

F1 · derivative.exercise_date: The options vest equally over the initial 4 years subequent to grant beginning August 1, 2022.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 15:44 UTC GrantCommon stock 360 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018414 · ownership.xml · nonDerivative · entry 1

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,614

Read SEC document
August 01, 2021 Filed Aug 3, 2021 19:46 UTC GrantCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018417 · ownership.xml · nonDerivative · entry 1

Moll Sandra J · CIK 0001390712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,938

Read SEC document
August 01, 2021 Filed Aug 3, 2021 19:43 UTC
OLIPHANT MARK JEVP/Market President
GrantOption to Purchase Common Stock · Derivative 2,212 $0.00 Strike: $27.75 $0.00
Disclosure

SEC source: 0001493152-21-018413 · ownership.xml · derivative · entry 1

OLIPHANT MARK J · CIK 0001260154 · EVP/Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,212

Underlying: Common Stock · 2,212 shares

Expires 2031-08-01

F1 · derivative.exercise_date: The options vest equally over the initial 4 years subsequent to grant date beginning August 1, 2022.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 19:42 UTC GrantCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018411 · ownership.xml · nonDerivative · entry 1

Sloan Wayne R · CIK 0001574043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,182

F1 · balance_after: As adjusted for the company's 5% stock dividend in December 2020

Read SEC document
August 01, 2021 Filed Aug 3, 2021 19:40 UTC
SNAPP DAVIDDirector
GrantCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018407 · ownership.xml · nonDerivative · entry 1

SNAPP DAVID · CIK 0001260152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,469

F1 · balance_after: As adjusted for the company's 5% stock dividend in December 2020.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 19:38 UTC
BALL RICHARDDirector
GrantCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018404 · ownership.xml · nonDerivative · entry 1

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,606

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2020.

Read SEC document
August 01, 2021 Filed Aug 3, 2021 19:36 UTC
LEWIS JIMDirector
GrantCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018400 · ownership.xml · nonDerivative · entry 1

LEWIS JIM · CIK 0001260150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,737

Read SEC document
August 01, 2021 Filed Aug 3, 2021 19:33 UTC GrantCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-018398 · ownership.xml · nonDerivative · entry 1

Hill-Nelson Sarah · CIK 0001510781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,008

F1 · balance_after: As adjusted for the company's 5% stock dividend in December 2020.

Read SEC document
June 02, 2021 Filed Aug 3, 2021 19:38 UTC
BALL RICHARDDirector
PurchaseCommon Stock 7 $26.20 $183.40
Disclosure

SEC source: 0001493152-21-018404 · ownership.xml · nonDerivative · entry 7

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 796

Read SEC document
June 02, 2021 Filed Aug 3, 2021 19:38 UTC
BALL RICHARDDirector
PurchaseCommon Stock 11 $26.20 $288.20
Disclosure

SEC source: 0001493152-21-018404 · ownership.xml · nonDerivative · entry 6

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse IRA

Disclosed balance after: 1,343

Read SEC document
June 02, 2021 Filed Aug 3, 2021 19:38 UTC
BALL RICHARDDirector
PurchaseCommon Stock 241 $26.20 $6,314.20
Disclosure

SEC source: 0001493152-21-018404 · ownership.xml · nonDerivative · entry 5

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA/Pension

Disclosed balance after: 31,956

Read SEC document
March 23, 2021 Filed Mar 24, 2021 21:28 UTC
LEWIS JIMDirector
Exercise / conversionOptions to purchase Common Stock · Derivative 2,243 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0001493152-21-006742 · ownership.xml · derivative · entry 2

LEWIS JIM · CIK 0001260150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,243 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted for the Company's 5% stock dividend in December 2020.

F1 · shares: As adjusted for the Company's 5% stock dividend in December 2020.

F2 · derivative.exercise_date: These options vested in 4 equal installments on April 20, 2012, 2013, 2014 and 2015.

F1 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividend in December 2020.

Read SEC document
March 23, 2021 Filed Mar 24, 2021 21:28 UTC
LEWIS JIMDirector
GrantCommon Stock 2,243 $9.97 $22,362.71
Disclosure

SEC source: 0001493152-21-006742 · ownership.xml · nonDerivative · entry 1

LEWIS JIM · CIK 0001260150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,377

F1 · shares: As adjusted for the Company's 5% stock dividend in December 2020.

F1 · price: As adjusted for the Company's 5% stock dividend in December 2020.

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2020.

Read SEC document
March 03, 2021 Filed Aug 3, 2021 19:38 UTC
BALL RICHARDDirector
PurchaseCommon Stock 6 $25.64 $153.84
Disclosure

SEC source: 0001493152-21-018404 · ownership.xml · nonDerivative · entry 4

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 789

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2020.

Read SEC document
March 03, 2021 Filed Aug 3, 2021 19:38 UTC
BALL RICHARDDirector
PurchaseCommon Stock 10 $25.64 $256.40
Disclosure

SEC source: 0001493152-21-018404 · ownership.xml · nonDerivative · entry 3

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse IRA

Disclosed balance after: 1,332

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2020.

Read SEC document
March 03, 2021 Filed Aug 3, 2021 19:38 UTC
BALL RICHARDDirector
PurchaseCommon Stock 246 $25.64 $6,307.44
Disclosure

SEC source: 0001493152-21-018404 · ownership.xml · nonDerivative · entry 2

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA/Pension

Disclosed balance after: 31,715

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2020.

Read SEC document
March 02, 2021 Filed Mar 2, 2022 23:18 UTC SaleCommon Stock 1,000 $27.25 $27,250.00
Disclosure

SEC source: 0001493152-22-005860 · ownership.xml · nonDerivative · entry 2

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,625

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
February 28, 2021 Filed Mar 2, 2022 23:18 UTC SaleCommon Stock 1,000 $27.25 $27,250.00
Disclosure

SEC source: 0001493152-22-005860 · ownership.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,625

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2021.

Read SEC document
February 26, 2021 Filed Mar 1, 2021 22:47 UTC PurchaseCommon Stock 200 $25.50 $5,100.00
Disclosure

SEC source: 0001493152-21-005137 · ownership.xml · nonDerivative · entry 1

Moll Sandra J · CIK 0001390712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,578

F1 · balance_after: As adjusted for the company's 5% stock dividend in December 2020.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 12:52 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 2,243 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0001493152-21-004125 · ownership.xml · derivative · entry 4

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,243 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted for the Company's 5% stock dividend in December 2020.

F1 · shares: As adjusted for the Company's 5% stock dividend in December 2020.

F2 · derivative.exercise_date: The options vested in 4 equal installments on April 20, 2012, 2013, 2014 and 2015.

F1 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividend in December 2020.

Read SEC document
February 16, 2021 Filed Feb 17, 2021 12:52 UTC Tax withholdingCommon Stock 874 $25.60 $22,374.40
Disclosure

SEC source: 0001493152-21-004125 · ownership.xml · nonDerivative · entry 2

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,254

Read SEC document
February 16, 2021 Filed Feb 17, 2021 12:52 UTC Exercise / conversionCommon Stock 2,243 $9.97 $22,362.71
Disclosure

SEC source: 0001493152-21-004125 · ownership.xml · nonDerivative · entry 1

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As adjusted for the Company's 5% stock dividend in December 2020.

F1 · price: As adjusted for the Company's 5% stock dividend in December 2020.

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2020.

Read SEC document
February 11, 2021 Filed Feb 12, 2021 16:21 UTC
OLIPHANT MARK JEVP/Market President
SaleCommon Stock 598 $25.30 $15,126.83
Disclosure

SEC source: 0001493152-21-003568 · ownership.xml · nonDerivative · entry 4

OLIPHANT MARK J · CIK 0001260154 · EVP/Market President

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse IRA

Disclosed balance after: 0

Read SEC document
February 10, 2021 Filed Feb 12, 2021 16:21 UTC
OLIPHANT MARK JEVP/Market President
Exercise / conversionOption to Purchase Common Stock · Derivative 3,512 $0.00 Strike: $9.97 $0.00
Disclosure

SEC source: 0001493152-21-003568 · ownership.xml · derivative · entry 5

OLIPHANT MARK J · CIK 0001260154 · EVP/Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,512 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 20, 2012, 2013, 2014 and 2015.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.