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LITHIA MOTORS INC

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3640
SEC CIK
0001023128
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2021 Filed Feb 7, 2022 17:49 UTC GiftCommon Stock 104 $0.00 $0.00
Disclosure

SEC source: 0001023128-22-000015 · edgardoc.xml · nonDerivative · entry 9

Roberts Kenneth E · CIK 0001548796 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kenneth Roberts TR.

Disclosed balance after: 52,327

Read SEC document
May 01, 2021 Filed Feb 7, 2022 17:49 UTC GiftCommon Stock 104 $0.00 $0.00
Disclosure

SEC source: 0001023128-22-000015 · edgardoc.xml · nonDerivative · entry 3

Roberts Kenneth E · CIK 0001548796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,409

Read SEC document
April 29, 2021 Filed Apr 30, 2021 16:33 UTC GrantClass A Common Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000079 · edgardoc.xml · nonDerivative · entry 1

McIntyre Shauna · CIK 0001774997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143

F1 · kind: Acquisition of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 16:32 UTC
Cain Susan ODirector
GrantClass A Common Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000078 · edgardoc.xml · nonDerivative · entry 1

Cain Susan O · CIK 0001466436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,079

F1 · kind: Acquisition of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 16:32 UTC GrantClass A Common Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000077 · edgardoc.xml · nonDerivative · entry 1

Miramontes Louis · CIK 0001739286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,983

F1 · kind: Acquisition of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 16:32 UTC GrantClass A Common Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000076 · edgardoc.xml · nonDerivative · entry 1

Roberts Kenneth E · CIK 0001548796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,554

F1 · kind: Acquisition of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 16:31 UTC GrantClass A Common Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000075 · edgardoc.xml · nonDerivative · entry 1

Robino David J · CIK 0001399725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,165

F1 · kind: Acquisition of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 16:31 UTC GrantClass A Common Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000074 · edgardoc.xml · nonDerivative · entry 2

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,413

F2 · kind: Acquisition of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 16:31 UTC OtherClass A Common Stock 12,431 $395.58 $4,917,454.98
Disclosure

SEC source: 0001023128-21-000074 · edgardoc.xml · nonDerivative · entry 4

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 112,431

F6 · kind: Part of a pro rata distribution by Lithia Holding Company, L.L.C. of Lithia Motors, Inc. Class A Common Stock to the members of Lithia Holding Company, L.L.C., including DeBoer Family LLC.

F4 · price: The price shown is the value of one share of Lithia Motors, Inc. Class A Common Stock at the close of the New York Stock Exchange on April 28, 2021.

F7 · balance_after: As permitted by instruction 4(b)(iv) to Form 4, the reporting person is reporting beneficial ownership of all shares of Lithia Motors, Inc. Class A Common Stock held by DeBoer Family LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this Form 4 shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: The reporting person is the settlor of the Sidney B. DeBoer Trust, and the Sidney B. DeBoer Trust is revocable by the reporting person at any time at the reporting person's option. The Sidney B. DeBoer Trust is a member and sole manager of DeBoer Family LLC which is the direct owner of the securities shown in row 5 of column 5 of Table I.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 16:31 UTC OtherClass A Common Stock 100,000 $395.58 $39,558,000.00
Disclosure

SEC source: 0001023128-21-000074 · edgardoc.xml · nonDerivative · entry 3

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 100,000

F3 · kind: Part of a pro rata distribution by Lithia Holding Company, L.L.C. of Lithia Motors, Inc. Class A Common Stock to the members of Lithia Holding Company, L.L.C. including DeBoer Family LLC.

F4 · price: The price shown is the value of one share of Lithia Motors, Inc. Class A Common Stock at the close of the New York Stock Exchange on April 28, 2021.

F3 · balance_after: Part of a pro rata distribution by Lithia Holding Company, L.L.C. of Lithia Motors, Inc. Class A Common Stock to the members of Lithia Holding Company, L.L.C. including DeBoer Family LLC.

F5 · ownership.nature: By The Sidney B. DeBoer Trust and Lithia Holding Company, L.L.C. The reporting person is the settlor of the Sidney B. DeBoer Trust, and the Sidney B. DeBoer Trust is revocable by the reporting person at any time at the reporting person's option. The Sidney B. DeBoer Trust is the sole manager of Lithia Holding Company, L.L.C., which is the direct owner of the securities shown in row 4 of column 5 of table I.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 16:30 UTC OtherClass A Common Stock 5,962 $395.58 $2,358,447.96
Disclosure

SEC source: 0001023128-21-000073 · edgardoc.xml · nonDerivative · entry 1

DEBOER BRYAN B · CIK 0001170767 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,856

F1 · kind: Part of a pro rata distribution by Lithia Holding Company, L.L.C. of Lithia Motors, Inc. Class A Common Stock to the members of Lithia Holding Company, L.L.C. including DeBoer Family LLC.

F2 · price: The price shown is the value of one share of Lithia Motors, Inc. Class A Common Stock at the close of the New York Stock Exchange on April 28, 2021.

Read SEC document
April 22, 2021 Filed Apr 23, 2021 23:18 UTC SaleClass A Common Stock 110 $388.97 $42,786.62
Disclosure

SEC source: 0001023128-21-000061 · edgardoc.xml · nonDerivative · entry 1

McIntyre Shauna · CIK 0001774997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,730

Read SEC document
March 09, 2021 Filed Mar 11, 2021 00:50 UTC SaleClass A Common Stock 350 $381.02 $133,358.09
Disclosure

SEC source: 0001023128-21-000050 · edgardoc.xml · nonDerivative · entry 1

Miramontes Louis · CIK 0001739286 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,570

Read SEC document
March 09, 2021 Filed Mar 11, 2021 00:50 UTC SaleClass A Common Stock 263 $386.00 $101,518.00
Disclosure

SEC source: 0001023128-21-000049 · edgardoc.xml · nonDerivative · entry 3

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,126

Read SEC document
March 09, 2021 Filed Mar 11, 2021 00:50 UTC SaleClass A Common Stock 11,649 $385.00 $4,484,865.00
Disclosure

SEC source: 0001023128-21-000049 · edgardoc.xml · nonDerivative · entry 2

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,389

Read SEC document
March 08, 2021 Filed Mar 11, 2021 00:50 UTC SaleClass A Common Stock 10,000 $380.00 $3,800,000.00
Disclosure

SEC source: 0001023128-21-000049 · edgardoc.xml · nonDerivative · entry 1

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,038

Read SEC document
March 04, 2021 Filed Mar 5, 2021 22:59 UTC SaleClass A Common Stock 3,000 $377.00 $1,131,000.00
Disclosure

SEC source: 0001023128-21-000046 · edgardoc.xml · nonDerivative · entry 3

DEBOER BRYAN B · CIK 0001170767 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,894

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:59 UTC SaleClass A Common Stock 8,704 $375.00 $3,264,000.00
Disclosure

SEC source: 0001023128-21-000046 · edgardoc.xml · nonDerivative · entry 2

DEBOER BRYAN B · CIK 0001170767 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,894

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:59 UTC SaleClass A Common Stock 4,647 $380.05 $1,766,103.04
Disclosure

SEC source: 0001023128-21-000046 · edgardoc.xml · nonDerivative · entry 1

DEBOER BRYAN B · CIK 0001170767 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,598

F1 · price: Represents the weighted average share price of the Issuer's common stock sold in the price range of $380.00 to $380.97. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 00:19 UTC
Cain Susan ODirector
SaleClass A Common Stock 389 $381.24 $148,303.64
Disclosure

SEC source: 0001023128-21-000044 · edgardoc.xml · nonDerivative · entry 1

Cain Susan O · CIK 0001466436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,666

F1 · price: Represents the weighted average share price of the Issuer's common stock sold in the price range of $381.06 to $381.57. The reporting person undertakes to provide upon request by the Commission staff, the Issuer or a security holder, full information regarding the number of shares sold at each separate price.

Read SEC document
March 01, 2021 Filed Apr 30, 2021 16:31 UTC Tax withholdingClass A Common Stock 126 $373.95 $47,117.70
Disclosure

SEC source: 0001023128-21-000074 · edgardoc.xml · nonDerivative · entry 1

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: The reporting person inadvertently did not file a Form 4 for 126 shares withheld by the issuer to cover withholding taxes upon vesting of restricted stock units on March 1, 2021.

Read SEC document
March 01, 2021 Filed Feb 7, 2022 17:49 UTC GiftCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001023128-22-000015 · edgardoc.xml · nonDerivative · entry 8

Roberts Kenneth E · CIK 0001548796 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kenneth Roberts TR.

Disclosed balance after: 52,223

Read SEC document
March 01, 2021 Filed Feb 7, 2022 17:49 UTC GiftCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001023128-22-000015 · edgardoc.xml · nonDerivative · entry 2

Roberts Kenneth E · CIK 0001548796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,100

Read SEC document
February 24, 2021 Filed Feb 25, 2021 01:38 UTC SaleClass A Common Stock 650 $378.00 $245,700.00
Disclosure

SEC source: 0001023128-21-000040 · edgardoc.xml · nonDerivative · entry 1

McIntyre Shauna · CIK 0001774997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

Read SEC document
February 23, 2021 Filed Feb 25, 2021 01:38 UTC
Hines George NSenior Vice President
SaleClass A Common Stock 1,644 $365.00 $600,060.00
Disclosure

SEC source: 0001023128-21-000039 · edgardoc.xml · nonDerivative · entry 1

Hines George N · CIK 0001347896 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,716

Read SEC document
February 23, 2021 Filed Feb 25, 2021 01:37 UTC ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000038 · edgardoc.xml · derivative · entry 5

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date.

F6 · derivative.exercise_date: Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date.

F6 · derivative.expiration_date: Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date.

F4 · derivative.underlying_shares: As permitted by instruction 4(b)(iv) to Form 4, the reporting person is reporting beneficial ownership of all shares of Lithia Motors, Inc. Class A Common Stock owned by Lithia Holding Company, L.L.C. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of such shares in this Form 4 shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F7 · ownership.nature: The reporting person is the settlor of the Sidney B. DeBoer Trust, and the Sidney B. DeBoer Trust is revocable by the reporting person at any time at the reporting person's option. The Sidney B. DeBoer Trust is the sole manager of Lithia Holding Company, L.L.C., which is the direct owner of the securities shown in row 1 of column 9 of table II.

Read SEC document
February 23, 2021 Filed Feb 25, 2021 01:37 UTC ConversionClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000038 · edgardoc.xml · nonDerivative · entry 4

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: As permitted by instruction 4(b)(iv) to Form 4, the reporting person is reporting beneficial ownership of all shares of Lithia Motors, Inc. Class A Common Stock owned by Lithia Holding Company, L.L.C. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of such shares in this Form 4 shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F5 · ownership.nature: By The Sidney B. DeBoer Trust and Lithia Holding Company, L.L.C. The reporting person is the settlor of the Sidney B. DeBoer Trust, and the Sidney B. DeBoer Trust is revocable by the reporting person at any time at the reporting person's option. The Sidney B. DeBoer Trust is the sole manager of Lithia Holding Company, L.L.C., which is the direct owner of the securities shown in row 4 of column 5 of table I.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 01:50 UTC
Hillier ScottSenior Vice President
SaleClass A Common Stock 5,503 $375.00 $2,063,625.00
Disclosure

SEC source: 0001023128-21-000030 · edgardoc.xml · nonDerivative · entry 2

Hillier Scott · CIK 0001520105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,093

Read SEC document
February 22, 2021 Filed Feb 23, 2021 01:45 UTC OtherClass A Common Stock 560 $370.74 $207,614.40
Disclosure

SEC source: 0001023128-21-000024 · edgardoc.xml · nonDerivative · entry 3

DEBOER BRYAN B · CIK 0001170767 · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Son

Disclosed balance after: 3,625

F3 · kind: Pro rata distribution from DeBoer Family LLC to the members of DeBoer Family LLC, including the reporting person and the reporting person's son. This distribution reflects a mere change in the form of beneficial ownership for Mr. DeBoer and his son.

F4 · price: The price shown is the value of one share of Lithia Motors, Inc. Class A Common Stock at the close of the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 01:45 UTC OtherClass A Common Stock 12,487 $370.74 $4,629,430.38
Disclosure

SEC source: 0001023128-21-000024 · edgardoc.xml · nonDerivative · entry 2

DEBOER BRYAN B · CIK 0001170767 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,245

F3 · kind: Pro rata distribution from DeBoer Family LLC to the members of DeBoer Family LLC, including the reporting person and the reporting person's son. This distribution reflects a mere change in the form of beneficial ownership for Mr. DeBoer and his son.

F4 · price: The price shown is the value of one share of Lithia Motors, Inc. Class A Common Stock at the close of the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:37 UTC OtherClass A Common Stock 112,431 $370.74 $41,682,668.94
Disclosure

SEC source: 0001023128-21-000038 · edgardoc.xml · nonDerivative · entry 3

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F3 · kind: Pro rata distribution from DeBoer Family LLC to the members of DeBoer Family LLC. The shares distributed to Sidney B. DeBoer Trust and the reporting person's wife are shown in rows 1 and 2.

F2 · price: The price shown is the value of one share of Lithia Motors, Inc. Class A Common Stock at the close of the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:37 UTC OtherClass A Common Stock 998 $370.74 $369,998.52
Disclosure

SEC source: 0001023128-21-000038 · edgardoc.xml · nonDerivative · entry 2

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 998

F1 · kind: Pro rata distribution by DeBoer Family LLC of Lithia Motors, Inc. Class A Common Stock to members of DeBoer Family LLC, included Sidney B. DeBoer Trust and the reporting person's spouse.

F2 · price: The price shown is the value of one share of Lithia Motors, Inc. Class A Common Stock at the close of the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 25, 2021 01:37 UTC OtherClass A Common Stock 53,052 $370.74 $19,668,498.48
Disclosure

SEC source: 0001023128-21-000038 · edgardoc.xml · nonDerivative · entry 1

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,038

F1 · kind: Pro rata distribution by DeBoer Family LLC of Lithia Motors, Inc. Class A Common Stock to members of DeBoer Family LLC, included Sidney B. DeBoer Trust and the reporting person's spouse.

F2 · price: The price shown is the value of one share of Lithia Motors, Inc. Class A Common Stock at the close of the New York Stock Exchange on February 22, 2021.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:50 UTC
Miller TinaSenior Vice President & CFO
GrantClass A Common Stock 3,132 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000034 · edgardoc.xml · nonDerivative · entry 1

Miller Tina · CIK 0001769611 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,041

F1 · shares: Restricted stock units were awarded and earned under a performance and time-vesting restricted stock unit agreement entered into in 2020. Compensation Committee certification of the achievement of the performance condition for the award occurred on the transaction date. Subject to the reporting persons continued employment with the issuer or any of its subsidiaries, the restricted stock units vest in equal installments on January 1 of each of 2022, 2023 and 2024.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:50 UTC
Dobry ThomasSenior Vice President
GrantClass A Common Stock 4,175 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000033 · edgardoc.xml · nonDerivative · entry 1

Dobry Thomas · CIK 0001673086 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,374

F1 · shares: Restricted stock units were awarded and earned under a performance and time-vesting restricted stock unit agreement entered into in 2020. Compensation Committee certification of the achievement of the performance condition for the award occurred on the transaction date. Subject to the reporting persons continued employment with the issuer or any of its subsidiaries, the restricted stock units vest in equal installments on January 1 of each of 2022, 2023 and 2024.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:50 UTC
Hines George NSenior Vice President
GrantClass A Common Stock 2,847 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000032 · edgardoc.xml · nonDerivative · entry 1

Hines George N · CIK 0001347896 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,360

F1 · shares: Restricted stock units were awarded and earned under a performance and time-vesting restricted stock unit agreement entered into in 2020. Compensation Committee certification of the achievement of the performance condition for the award occurred on the transaction date. Subject to the reporting persons continued employment with the issuer or any of its subsidiaries, the restricted stock units vest in equal installments on January 1 of each of 2022, 2023 and 2024.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:50 UTC
Holzshu ChrisExecutive Vice President
GrantClass A Common Stock 12,333 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000031 · edgardoc.xml · nonDerivative · entry 1

Holzshu Chris · CIK 0001504710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,424

F1 · shares: Restricted stock units were awarded and earned under a performance and time-vesting restricted stock unit agreement entered into in 2020. Compensation Committee certification of the achievement of the performance condition for the award occurred on the transaction date. Subject to the reporting persons continued employment with the issuer or any of its subsidiaries, the restricted stock units vest in equal installments on January 1 of each of 2022, 2023 and 2024.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:50 UTC
Hillier ScottSenior Vice President
GrantClass A Common Stock 6,167 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000030 · edgardoc.xml · nonDerivative · entry 1

Hillier Scott · CIK 0001520105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,596

F1 · shares: Restricted stock units were awarded and earned under a performance and time-vesting restricted stock unit agreement entered into in 2020. Compensation Committee certification of the achievement of the performance condition for the award occurred on the transaction date. Subject to the reporting persons continued employment with the issuer or any of its subsidiaries, the restricted stock units vest in equal installments on January 1 of each of 2022, 2023 and 2024.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
February 18, 2021 Filed Feb 23, 2021 01:45 UTC GrantClass A Common Stock 40,320 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000024 · edgardoc.xml · nonDerivative · entry 1

DEBOER BRYAN B · CIK 0001170767 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,758

F1 · shares: Restricted stock units were awarded and earned under a performance and time-vesting restricted stock unit agreement entered into in 2020. Compensation Committee certification of the achievement of the performance condition for the award occurred on the transaction date. Subject to the reporting persons continued employment with the issuer or any of its subsidiaries, the restricted stock units vest in equal installments on January 1 of each of 2022, 2023 and 2024.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
February 08, 2021 Filed Feb 7, 2022 17:49 UTC GiftCommon Stock 2,652 $0.00 $0.00
Disclosure

SEC source: 0001023128-22-000015 · edgardoc.xml · nonDerivative · entry 7

Roberts Kenneth E · CIK 0001548796 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kenneth Roberts TR.

Disclosed balance after: 51,834

Read SEC document
February 08, 2021 Filed Feb 7, 2022 17:49 UTC GiftCommon Stock 2,652 $0.00 $0.00
Disclosure

SEC source: 0001023128-22-000015 · edgardoc.xml · nonDerivative · entry 1

Roberts Kenneth E · CIK 0001548796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,489

Read SEC document
February 02, 2021 Filed Feb 7, 2022 17:49 UTC GiftCommon Stock 1,006 $0.00 $0.00
Disclosure

SEC source: 0001023128-22-000015 · edgardoc.xml · nonDerivative · entry 6

Roberts Kenneth E · CIK 0001548796 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Kenneth Roberts TR.

Disclosed balance after: 49,182

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:39 UTC
Miller TinaSenior Vice President
Tax withholdingClass A Common Stock 708 $292.67 $207,210.36
Disclosure

SEC source: 0001023128-21-000012 · edgardoc.xml · nonDerivative · entry 1

Miller Tina · CIK 0001769611 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,909

F1 · shares: Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.

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January 04, 2021 Filed Jan 7, 2021 01:39 UTC
Dobry ThomasSenior Vice President
Tax withholdingClass A Common Stock 1,952 $292.67 $571,291.84
Disclosure

SEC source: 0001023128-21-000011 · edgardoc.xml · nonDerivative · entry 1

Dobry Thomas · CIK 0001673086 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,199

F1 · shares: Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.

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January 04, 2021 Filed Jan 7, 2021 01:39 UTC
Hillier ScottSenior Vice President
Tax withholdingClass A Common Stock 3,327 $292.67 $973,713.09
Disclosure

SEC source: 0001023128-21-000010 · edgardoc.xml · nonDerivative · entry 1

Hillier Scott · CIK 0001520105 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,429

F1 · shares: Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.

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January 04, 2021 Filed Jan 7, 2021 01:38 UTC
Hines George NSenior Vice President
Tax withholdingClass A Common Stock 603 $292.67 $176,480.01
Disclosure

SEC source: 0001023128-21-000009 · edgardoc.xml · nonDerivative · entry 1

Hines George N · CIK 0001347896 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,513

F1 · shares: Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.

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January 04, 2021 Filed Jan 7, 2021 01:38 UTC
Holzshu ChrisExecutive Vice President
Tax withholdingClass A Common Stock 5,925 $292.67 $1,734,069.75
Disclosure

SEC source: 0001023128-21-000008 · edgardoc.xml · nonDerivative · entry 1

Holzshu Chris · CIK 0001504710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,091

F1 · shares: Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.

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January 04, 2021 Filed Jan 7, 2021 01:38 UTC Tax withholdingClass A Common Stock 18,548 $292.67 $5,428,443.16
Disclosure

SEC source: 0001023128-21-000007 · edgardoc.xml · nonDerivative · entry 1

DEBOER BRYAN B · CIK 0001170767 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,438

F1 · shares: Shares were withheld by the issuer to cover withholding taxes upon vesting of restricted stock units.

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January 01, 2021 Filed Jan 7, 2021 01:38 UTC
Holzshu ChrisExecutive Vice President
OtherClass A Common Stock 23 $0.00 $0.00
Disclosure

SEC source: 0001023128-21-000008 · edgardoc.xml · nonDerivative · entry 2

Holzshu Chris · CIK 0001504710 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 2,790

F2 · ownership.nature: Includes 23 shares acquired under the dividend reinvestment feature of the Lithia Motors, Inc. 401(k) Plan.

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December 23, 2020 Filed Dec 23, 2020 22:47 UTC ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001023128-20-000143 · edgardoc.xml · derivative · entry 5

DEBOER SIDNEY B · CIK 0001170769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date.

F8 · derivative.exercise_date: Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date.

F8 · derivative.expiration_date: Class B Common Stock is immediately convertible on a one-for-one basis into Class A Common Stock and has no expiration date.

F1 · derivative.underlying_shares: As permitted by instruction 4(b)(iv) to Form 4, the reporting person is reporting beneficial ownership of all shares of Lithia Motors, Inc. Class A Common Stock owned by Lithia Holding Company, L.L.C. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and the inclusion of such shares in this Form 4 shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F9 · ownership.nature: The reporting person is the settlor of the Sidney B. DeBoer Trust, and the Sidney B. DeBoer Trust is revocable by the reporting person at any time at the reporting person's option. The Sidney B. DeBoer Trust is the sole manager of Lithia Holding Company, L.L.C., which is the direct owner of the securities shown in row 1 of column 9 of table II.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.