Last 12 months
Inside the activity.
15 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 12 | 0 |
| Dec 2025 | 3 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2019 Filed Aug 9, 2019 01:04 UTC Amendment |
Colston BillDirector
|
GrantStock Option (Right to Buy) · Derivative | 8,724 | $0.00 Strike: $11.54 | $0.00 |
DisclosureSEC source: 0001162194-19-000072 · wf-form4a_156531268163941.xml · derivative · entry 1 Colston Bill · CIK 0001783315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,724 Underlying: Common Stock · 8,724 shares Expires 2029-07-23 F1 · shares: The number of shares was reported incorrectly on the original Form 4 due to an administrative error. F2 · derivative.exercise_date: The Option becomes exercisable in four equal yearly installments beginning on July 23, 2020. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:01 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 61,432 | $11.57 | $710,903.39 |
DisclosureSEC source: 0001766150-19-000027 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,305,613 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.50 and $11.69. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 19, 2019 Filed Jul 19, 2019 20:21 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 83,728 | $11.50 | $963,123.18 |
DisclosureSEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 4 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,367,045 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.470 and $11.535. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 20:21 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 175,000 | $11.50 | $2,012,500.00 |
DisclosureSEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,450,773 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.50 and $11.51. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 20:21 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 4,853 | $11.50 | $55,803.19 |
DisclosureSEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,625,773 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.485 and $11.505. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:21 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 134,487 | $11.32 | $1,522,177.66 |
DisclosureSEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,630,626 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.295 and $11.405. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:35 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 9,341 | $12.26 | $114,483.30 |
DisclosureSEC source: 0001766150-19-000023 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,765,113 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.25 and $12.36. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:35 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 20,069 | $12.37 | $248,287.65 |
DisclosureSEC source: 0001766150-19-000023 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,774,454 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.36 and $12.43. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:35 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 157,349 | $12.30 | $1,935,487.11 |
DisclosureSEC source: 0001766150-19-000023 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,794,523 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.25 and $12.40. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:04 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 8,816 | $12.20 | $107,585.17 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 8 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,951,872 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F13 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.16 and $12.225. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F5 · ownership.nature: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account. F6 · ownership.nature: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:04 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 826 | $12.20 | $10,077.20 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 7 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,960,058 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:04 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 15,810 | $12.25 | $193,724.67 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 6 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,960,884 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F12 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.23 and $12.32. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 24, 2019 Filed Jun 27, 2019 22:04 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 10,321 | $12.35 | $127,481.90 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 5 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,976,694 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.31 and $12.365. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 24, 2019 Filed Jun 27, 2019 22:04 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 80,000 | $12.35 | $988,056.00 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 4 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 10,987,015 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.35 and $12.41. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 24, 2019 Filed Jun 27, 2019 22:04 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
SaleCommon Stock | 101,375 | $12.23 | $1,239,735.15 |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 3 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 11,067,015 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.205 and $12.245. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 24, 2019 Filed Jun 27, 2019 22:04 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
OtherCommon Stock | 1,045,934 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 2 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 11,168,390 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F8 · price: On June 24, 2019, one of the Managed Accounts that held 1,045,934 shares closed. Accordingly, as of June 24, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 01:14 UTC |
COLELLA SAMUEL DDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,600 | $5.57 Strike: $5.57 | $59,042.00 |
DisclosureSEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · derivative · entry 11 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,600 shares Expires 2028-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The Option vested and became exercisable in twelve equal monthly increments and was fully exercisable on May 31, 2019. Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 01:14 UTC |
COLELLA SAMUEL DDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $3.43 Strike: $3.43 | $17,150.00 |
DisclosureSEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · derivative · entry 10 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2027-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Option vested and became exercisable in twelve equal monthly increments and was fully exercisable on August 1, 2018. Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 01:14 UTC |
COLELLA SAMUEL DDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $5.44 Strike: $5.44 | $16,320.00 |
DisclosureSEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · derivative · entry 9 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2027-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Option vested and became exercisable in twelve equal monthly increments and was fully exercisable on August 1, 2018. Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 01:14 UTC |
COLELLA SAMUEL DDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $10.45 Strike: $10.45 | $52,250.00 |
DisclosureSEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · derivative · entry 8 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2026-08-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The Option vested and became exercisable in twelve equal monthly increments and was fully exercisable on August 3, 2017. Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 01:14 UTC |
COLELLA SAMUEL DDirector
|
Exercise / conversionCommon Stock | 10,600 | $5.57 | $59,042.00 |
DisclosureSEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · nonDerivative · entry 4 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 01:14 UTC |
COLELLA SAMUEL DDirector
|
Exercise / conversionCommon Stock | 5,000 | $3.43 | $17,150.00 |
DisclosureSEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · nonDerivative · entry 3 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 01:14 UTC |
COLELLA SAMUEL DDirector
|
Exercise / conversionCommon Stock | 3,000 | $5.44 | $16,320.00 |
DisclosureSEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · nonDerivative · entry 2 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2019 Filed Jun 25, 2019 01:14 UTC |
COLELLA SAMUEL DDirector
|
Exercise / conversionCommon Stock | 5,000 | $10.45 | $52,250.00 |
DisclosureSEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · nonDerivative · entry 1 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects an aggregate of 15,877 shares that were reported in prior Forms 4 as being directly held and are now being reported as indirectly held. Of such 15,877 shares, (i) 10,877 shares were transferred to the Colella Family Exempt Marital Deduction Trust dated 9/21/1992 (the "Trust") for no consideration on July 25, 2016, and (ii) 5,000 shares were acquired by the Trust in an open market purchase on December 14, 2016, that was erroneously reported as a direct ownership transaction. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:36 UTC |
BARTHELEMY NICOLASDirector
|
SaleCommon Stock | 5,100 | $12.43 | $63,397.59 |
DisclosureSEC source: 0001162194-19-000058 · wf-form4_156097658559616.xml · nonDerivative · entry 1 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Barthelemy 2001 Trust Disclosed balance after: 41,849 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2019. F2 · price: The range of prices for the transactions reported is between $12.27 and $12.62 per share. $12.4309 represents the weighted average sale price per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer. Read SEC document |
| June 12, 2019 Filed Jun 27, 2019 22:04 UTC |
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
|
OtherCommon Stock | 12,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 1 Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor Murphy John W · CIK 0001773400 · 10% owner · Passive Investor LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC Disclosed balance after: 12,214,324 F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein. F7 · price: On June 12, 2019, one of the Managed Accounts that held 12,106 shares closed. Accordingly, as of June 12, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account. F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof. F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:32 UTC |
McCracken ColinChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000056 · wf-form4_156037514667617.xml · derivative · entry 3 McCracken Colin · CIK 0001775380 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,391 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock. F2 · derivative.exercise_date: On March 30, 2019, the Reporting Person was granted 10,391 Restricted Stock Units, all of which vested on June 10, 2019. F2 · derivative.expiration_date: On March 30, 2019, the Reporting Person was granted 10,391 Restricted Stock Units, all of which vested on June 10, 2019. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:32 UTC |
McCracken ColinChief Commercial Officer
|
Tax withholdingCommon Stock | 4,884 | $12.89 | $62,954.76 |
DisclosureSEC source: 0001162194-19-000056 · wf-form4_156037514667617.xml · nonDerivative · entry 2 McCracken Colin · CIK 0001775380 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,507 Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:32 UTC |
McCracken ColinChief Commercial Officer
|
GrantCommon Stock | 10,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000056 · wf-form4_156037514667617.xml · nonDerivative · entry 1 McCracken Colin · CIK 0001775380 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,391 Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:39 UTC |
JONES PATRICK SDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,796 | $0.00 Strike: $13.41 | $0.00 |
DisclosureSEC source: 0001162194-19-000050 · wf-form4_155975634622253.xml · derivative · entry 2 JONES PATRICK S · CIK 0001232558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796 Underlying: Common Stock · 6,796 shares Expires 2029-06-03 F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:39 UTC |
JONES PATRICK SDirector
|
GrantCommon Stock | 3,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000050 · wf-form4_155975634622253.xml · nonDerivative · entry 1 JONES PATRICK S · CIK 0001232558 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,087 F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:42 UTC |
BARTHELEMY NICOLASDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,796 | $0.00 Strike: $13.41 | $0.00 |
DisclosureSEC source: 0001162194-19-000054 · wf-form4_155975650850831.xml · derivative · entry 2 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796 Underlying: Common Stock · 6,796 shares Expires 2029-06-03 F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:42 UTC |
BARTHELEMY NICOLASDirector
|
GrantCommon Stock | 3,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000054 · wf-form4_155975650850831.xml · nonDerivative · entry 1 BARTHELEMY NICOLAS · CIK 0001283576 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · The Barthelemy 2001 Trust Disclosed balance after: 46,949 F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:41 UTC |
Burbach Gerhard FDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,796 | $0.00 Strike: $13.41 | $0.00 |
DisclosureSEC source: 0001162194-19-000053 · wf-form4_155975647068421.xml · derivative · entry 2 Burbach Gerhard F · CIK 0001307313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796 Underlying: Common Stock · 6,796 shares Expires 2029-06-03 F3 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:41 UTC |
Burbach Gerhard FDirector
|
GrantCommon Stock | 3,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000053 · wf-form4_155975647068421.xml · nonDerivative · entry 1 Burbach Gerhard F · CIK 0001307313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,202 F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders. The Reporting Person has deferred settlement of the Restricted Stock Units until the earlier to occur of the Reporting Person's termination of service and a change of control. F2 · balance_after: Includes 34,202 vested Restricted Stock Units with respect to which the Reporting Person has deferred settlement as described above. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:40 UTC |
Paya Carlos VDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,796 | $0.00 Strike: $13.41 | $0.00 |
DisclosureSEC source: 0001162194-19-000052 · wf-form4_155975643501913.xml · derivative · entry 2 Paya Carlos V · CIK 0001606244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796 Underlying: Common Stock · 6,796 shares Expires 2029-06-03 F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:40 UTC |
Paya Carlos VDirector
|
GrantCommon Stock | 3,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000052 · wf-form4_155975643501913.xml · nonDerivative · entry 1 Paya Carlos V · CIK 0001606244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,843 F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:40 UTC |
COLELLA SAMUEL DDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,796 | $0.00 Strike: $13.41 | $0.00 |
DisclosureSEC source: 0001162194-19-000051 · wf-form4_155975638004967.xml · derivative · entry 5 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796 Underlying: Common Stock · 6,796 shares Expires 2029-06-03 F3 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:40 UTC |
COLELLA SAMUEL DDirector
|
GrantCommon Stock | 3,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000051 · wf-form4_155975638004967.xml · nonDerivative · entry 1 COLELLA SAMUEL D · CIK 0001201580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,758 F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:38 UTC |
Clague LauraDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,796 | $0.00 Strike: $13.41 | $0.00 |
DisclosureSEC source: 0001162194-19-000049 · wf-form4_155975631163949.xml · derivative · entry 2 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796 Underlying: Common Stock · 6,796 shares Expires 2029-06-03 F3 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019. Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 17:38 UTC |
Clague LauraDirector
|
GrantCommon Stock | 3,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000049 · wf-form4_155975631163949.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,987 F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders. The Reporting Person has deferred settlement of the Restricted Stock Units until the earlier to occur of the Reporting Person's termination of service and a change of control. F2 · balance_after: Represents Restricted Stock Units with respect to which the Reporting Person has deferred settlement as described above. Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:02 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 2,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · derivative · entry 8 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,012 Underlying: Common Stock · 2,251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock. F5 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter. F5 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter. Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:02 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 2,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · derivative · entry 7 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,417 Underlying: Common Stock · 2,163 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock. F4 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter. F4 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter. Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:02 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionRestricted Stock Units · Derivative | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · derivative · entry 6 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901 Underlying: Common Stock · 337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock. F3 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2016, and as to 1/16th of the total number of shares each quarter thereafter. F3 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2016, and as to 1/16th of the total number of shares each quarter thereafter. Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:02 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Tax withholdingCommon Stock | 1,644 | $12.14 | $19,958.16 |
DisclosureSEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · nonDerivative · entry 4 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,518 Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:02 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 2,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · nonDerivative · entry 3 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:02 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 2,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · nonDerivative · entry 2 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:02 UTC |
JOG VIKRAMCHIEF FINANCIAL OFFICER
|
Exercise / conversionCommon Stock | 337 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · nonDerivative · entry 1 JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:01 UTC |
Khadder NicholasSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 2,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000040 · wf-form4_155857330407855.xml · derivative · entry 7 Khadder Nicholas · CIK 0001598911 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,012 Underlying: Common Stock · 2,251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock. F4 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter. F4 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter. Read SEC document |
| May 20, 2019 Filed May 23, 2019 01:01 UTC |
Khadder NicholasSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001162194-19-000040 · wf-form4_155857330407855.xml · derivative · entry 6 Khadder Nicholas · CIK 0001598911 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,167 Underlying: Common Stock · 1,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock. F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter. F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.