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STANDARD BIOTOOLS INC.

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6116
SEC CIK
0001162194
Parsed reports
516

Last 12 months

Inside the activity.

15 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 23, 2019 Filed Aug 9, 2019 01:04 UTC Amendment
Colston BillDirector
GrantStock Option (Right to Buy) · Derivative 8,724 $0.00 Strike: $11.54 $0.00
Disclosure

SEC source: 0001162194-19-000072 · wf-form4a_156531268163941.xml · derivative · entry 1

Colston Bill · CIK 0001783315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,724

Underlying: Common Stock · 8,724 shares

Expires 2029-07-23

F1 · shares: The number of shares was reported incorrectly on the original Form 4 due to an administrative error.

F2 · derivative.exercise_date: The Option becomes exercisable in four equal yearly installments beginning on July 23, 2020.

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July 22, 2019 Filed Jul 24, 2019 21:01 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 61,432 $11.57 $710,903.39
Disclosure

SEC source: 0001766150-19-000027 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,305,613

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.50 and $11.69. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

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July 19, 2019 Filed Jul 19, 2019 20:21 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 83,728 $11.50 $963,123.18
Disclosure

SEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 4

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,367,045

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.470 and $11.535. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 20:21 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 175,000 $11.50 $2,012,500.00
Disclosure

SEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 3

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,450,773

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.50 and $11.51. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 18, 2019 Filed Jul 19, 2019 20:21 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 4,853 $11.50 $55,803.19
Disclosure

SEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 2

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,625,773

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F8 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.485 and $11.505. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:21 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 134,487 $11.32 $1,522,177.66
Disclosure

SEC source: 0001766150-19-000025 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,630,626

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $11.295 and $11.405. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:35 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 9,341 $12.26 $114,483.30
Disclosure

SEC source: 0001766150-19-000023 · primary_doc.xml · nonDerivative · entry 3

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,765,113

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.25 and $12.36. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:35 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 20,069 $12.37 $248,287.65
Disclosure

SEC source: 0001766150-19-000023 · primary_doc.xml · nonDerivative · entry 2

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,774,454

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F8 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.36 and $12.43. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:35 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 157,349 $12.30 $1,935,487.11
Disclosure

SEC source: 0001766150-19-000023 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,794,523

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.25 and $12.40. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 22:04 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 8,816 $12.20 $107,585.17
Disclosure

SEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 8

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,951,872

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F13 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.16 and $12.225. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F5 · ownership.nature: Shares held in a certain separately managed account (the "LCS Managed Account"). LCS, as the investment manager to the LCS Managed Account, may be deemed to beneficially own such shares. LCS does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LCS Managed Account as LCS receives an asset-based management fee for serving as investment manager to the LCS Managed Account.

F6 · ownership.nature: For the reasons set forth above in footnote 5, Mr. Murphy does not have a reportable pecuniary interest in the shares held in the LCS Managed Account.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 22:04 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 826 $12.20 $10,077.20
Disclosure

SEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 7

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,960,058

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 22:04 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 15,810 $12.25 $193,724.67
Disclosure

SEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 6

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,960,884

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F12 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.23 and $12.32. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
June 24, 2019 Filed Jun 27, 2019 22:04 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 10,321 $12.35 $127,481.90
Disclosure

SEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 5

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,976,694

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F11 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.31 and $12.365. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
June 24, 2019 Filed Jun 27, 2019 22:04 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 80,000 $12.35 $988,056.00
Disclosure

SEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 4

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,987,015

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.35 and $12.41. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
June 24, 2019 Filed Jun 27, 2019 22:04 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 101,375 $12.23 $1,239,735.15
Disclosure

SEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 3

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 11,067,015

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F9 · price: The price reported is a weighted average price. The reported shares were purchased in multiple transactions at prices ranging from $12.205 and $12.245. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
June 24, 2019 Filed Jun 27, 2019 22:04 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
OtherCommon Stock 1,045,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 2

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 11,168,390

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F8 · price: On June 24, 2019, one of the Managed Accounts that held 1,045,934 shares closed. Accordingly, as of June 24, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
June 20, 2019 Filed Jun 25, 2019 01:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,600 $5.57 Strike: $5.57 $59,042.00
Disclosure

SEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · derivative · entry 11

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,600 shares

Expires 2028-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Option vested and became exercisable in twelve equal monthly increments and was fully exercisable on May 31, 2019.

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June 20, 2019 Filed Jun 25, 2019 01:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $3.43 Strike: $3.43 $17,150.00
Disclosure

SEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · derivative · entry 10

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Option vested and became exercisable in twelve equal monthly increments and was fully exercisable on August 1, 2018.

Read SEC document
June 20, 2019 Filed Jun 25, 2019 01:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $5.44 Strike: $5.44 $16,320.00
Disclosure

SEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · derivative · entry 9

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Option vested and became exercisable in twelve equal monthly increments and was fully exercisable on August 1, 2018.

Read SEC document
June 20, 2019 Filed Jun 25, 2019 01:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $10.45 Strike: $10.45 $52,250.00
Disclosure

SEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · derivative · entry 8

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option vested and became exercisable in twelve equal monthly increments and was fully exercisable on August 3, 2017.

Read SEC document
June 20, 2019 Filed Jun 25, 2019 01:14 UTC Exercise / conversionCommon Stock 10,600 $5.57 $59,042.00
Disclosure

SEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · nonDerivative · entry 4

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 25, 2019 01:14 UTC Exercise / conversionCommon Stock 5,000 $3.43 $17,150.00
Disclosure

SEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · nonDerivative · entry 3

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 25, 2019 01:14 UTC Exercise / conversionCommon Stock 3,000 $5.44 $16,320.00
Disclosure

SEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · nonDerivative · entry 2

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2019 Filed Jun 25, 2019 01:14 UTC Exercise / conversionCommon Stock 5,000 $10.45 $52,250.00
Disclosure

SEC source: 0001162194-19-000060 · wf-form4_156142522706670.xml · nonDerivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects an aggregate of 15,877 shares that were reported in prior Forms 4 as being directly held and are now being reported as indirectly held. Of such 15,877 shares, (i) 10,877 shares were transferred to the Colella Family Exempt Marital Deduction Trust dated 9/21/1992 (the "Trust") for no consideration on July 25, 2016, and (ii) 5,000 shares were acquired by the Trust in an open market purchase on December 14, 2016, that was erroneously reported as a direct ownership transaction.

Read SEC document
June 17, 2019 Filed Jun 19, 2019 20:36 UTC SaleCommon Stock 5,100 $12.43 $63,397.59
Disclosure

SEC source: 0001162194-19-000058 · wf-form4_156097658559616.xml · nonDerivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Barthelemy 2001 Trust

Disclosed balance after: 41,849

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2019.

F2 · price: The range of prices for the transactions reported is between $12.27 and $12.62 per share. $12.4309 represents the weighted average sale price per share. The reporting person will provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
June 12, 2019 Filed Jun 27, 2019 22:04 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
OtherCommon Stock 12,106 Not disclosed Not disclosed
Disclosure

SEC source: 0001766150-19-000022 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 12,214,324

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · price: On June 12, 2019, one of the Managed Accounts that held 12,106 shares closed. Accordingly, as of June 12, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:32 UTC
McCracken ColinChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 10,391 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000056 · wf-form4_156037514667617.xml · derivative · entry 3

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: On March 30, 2019, the Reporting Person was granted 10,391 Restricted Stock Units, all of which vested on June 10, 2019.

F2 · derivative.expiration_date: On March 30, 2019, the Reporting Person was granted 10,391 Restricted Stock Units, all of which vested on June 10, 2019.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:32 UTC
McCracken ColinChief Commercial Officer
Tax withholdingCommon Stock 4,884 $12.89 $62,954.76
Disclosure

SEC source: 0001162194-19-000056 · wf-form4_156037514667617.xml · nonDerivative · entry 2

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:32 UTC
McCracken ColinChief Commercial Officer
GrantCommon Stock 10,391 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000056 · wf-form4_156037514667617.xml · nonDerivative · entry 1

McCracken Colin · CIK 0001775380 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,391

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:39 UTC GrantStock Option (Right to Buy) · Derivative 6,796 $0.00 Strike: $13.41 $0.00
Disclosure

SEC source: 0001162194-19-000050 · wf-form4_155975634622253.xml · derivative · entry 2

JONES PATRICK S · CIK 0001232558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,796

Underlying: Common Stock · 6,796 shares

Expires 2029-06-03

F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:39 UTC GrantCommon Stock 3,987 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000050 · wf-form4_155975634622253.xml · nonDerivative · entry 1

JONES PATRICK S · CIK 0001232558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,087

F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:42 UTC GrantStock Option (Right to Buy) · Derivative 6,796 $0.00 Strike: $13.41 $0.00
Disclosure

SEC source: 0001162194-19-000054 · wf-form4_155975650850831.xml · derivative · entry 2

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,796

Underlying: Common Stock · 6,796 shares

Expires 2029-06-03

F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:42 UTC GrantCommon Stock 3,987 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000054 · wf-form4_155975650850831.xml · nonDerivative · entry 1

BARTHELEMY NICOLAS · CIK 0001283576 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Barthelemy 2001 Trust

Disclosed balance after: 46,949

F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:41 UTC GrantStock Option (Right to Buy) · Derivative 6,796 $0.00 Strike: $13.41 $0.00
Disclosure

SEC source: 0001162194-19-000053 · wf-form4_155975647068421.xml · derivative · entry 2

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,796

Underlying: Common Stock · 6,796 shares

Expires 2029-06-03

F3 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:41 UTC GrantCommon Stock 3,987 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000053 · wf-form4_155975647068421.xml · nonDerivative · entry 1

Burbach Gerhard F · CIK 0001307313 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,202

F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders. The Reporting Person has deferred settlement of the Restricted Stock Units until the earlier to occur of the Reporting Person's termination of service and a change of control.

F2 · balance_after: Includes 34,202 vested Restricted Stock Units with respect to which the Reporting Person has deferred settlement as described above.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:40 UTC GrantStock Option (Right to Buy) · Derivative 6,796 $0.00 Strike: $13.41 $0.00
Disclosure

SEC source: 0001162194-19-000052 · wf-form4_155975643501913.xml · derivative · entry 2

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,796

Underlying: Common Stock · 6,796 shares

Expires 2029-06-03

F2 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:40 UTC GrantCommon Stock 3,987 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000052 · wf-form4_155975643501913.xml · nonDerivative · entry 1

Paya Carlos V · CIK 0001606244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,843

F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:40 UTC GrantStock Option (Right to Buy) · Derivative 6,796 $0.00 Strike: $13.41 $0.00
Disclosure

SEC source: 0001162194-19-000051 · wf-form4_155975638004967.xml · derivative · entry 5

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,796

Underlying: Common Stock · 6,796 shares

Expires 2029-06-03

F3 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:40 UTC GrantCommon Stock 3,987 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000051 · wf-form4_155975638004967.xml · nonDerivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,758

F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:38 UTC
Clague LauraDirector
GrantStock Option (Right to Buy) · Derivative 6,796 $0.00 Strike: $13.41 $0.00
Disclosure

SEC source: 0001162194-19-000049 · wf-form4_155975631163949.xml · derivative · entry 2

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,796

Underlying: Common Stock · 6,796 shares

Expires 2029-06-03

F3 · derivative.exercise_date: The Option becomes exercisable in twelve equal monthly installments beginning on July 3, 2019.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:38 UTC
Clague LauraDirector
GrantCommon Stock 3,987 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000049 · wf-form4_155975631163949.xml · nonDerivative · entry 1

Clague Laura · CIK 0001388773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,987

F1 · shares: Represents Restricted Stock Units that vest in full on the earlier to occur of June 3, 2020 and one day prior to the date of the Issuer's next annual meeting of stockholders. The Reporting Person has deferred settlement of the Restricted Stock Units until the earlier to occur of the Reporting Person's termination of service and a change of control.

F2 · balance_after: Represents Restricted Stock Units with respect to which the Reporting Person has deferred settlement as described above.

Read SEC document
May 20, 2019 Filed May 23, 2019 01:02 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · derivative · entry 8

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,012

Underlying: Common Stock · 2,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F5 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

F5 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

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May 20, 2019 Filed May 23, 2019 01:02 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,163 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · derivative · entry 7

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,417

Underlying: Common Stock · 2,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F4 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

F4 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

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May 20, 2019 Filed May 23, 2019 01:02 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 337 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · derivative · entry 6

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901

Underlying: Common Stock · 337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2016, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2016, and as to 1/16th of the total number of shares each quarter thereafter.

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May 20, 2019 Filed May 23, 2019 01:02 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,644 $12.14 $19,958.16
Disclosure

SEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · nonDerivative · entry 4

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,518

Read SEC document
May 20, 2019 Filed May 23, 2019 01:02 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · nonDerivative · entry 3

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 23, 2019 01:02 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,163 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · nonDerivative · entry 2

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 23, 2019 01:02 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000041 · wf-form4_155857333220313.xml · nonDerivative · entry 1

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 23, 2019 01:01 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000040 · wf-form4_155857330407855.xml · derivative · entry 7

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,012

Underlying: Common Stock · 2,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F4 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

F4 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
May 20, 2019 Filed May 23, 2019 01:01 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,975 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000040 · wf-form4_155857330407855.xml · derivative · entry 6

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,167

Underlying: Common Stock · 1,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.