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LAB

STANDARD BIOTOOLS INC.

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6116
SEC CIK
0001162194
Parsed reports
516

Last 12 months

Inside the activity.

15 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025120
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2019 Filed Nov 23, 2019 01:28 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 337 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000091 · wf-form4_157447246558913.xml · nonDerivative · entry 1

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 17, 2019 Filed Sep 19, 2019 20:27 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 577,197 $5.40 $3,116,863.80
Disclosure

SEC source: 0001766150-19-000040 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 6,909,871

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:22 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 10,038 $5.55 $55,726.96
Disclosure

SEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 7

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 7,487,068

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F13 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $5.550 to $5.565. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
September 11, 2019 Filed Sep 13, 2019 20:22 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 1,507 $5.56 $8,384.95
Disclosure

SEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 6

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 7,497,106

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F12 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $5.56 to $5.57. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
September 05, 2019 Filed Sep 13, 2019 20:22 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
OtherCommon Stock 31,065 Not disclosed Not disclosed
Disclosure

SEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 5

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 7,498,613

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F11 · price: On September 5, 2019, one of the Managed Accounts that held 31,065 shares closed. Accordingly, as of September 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
September 05, 2019 Filed Sep 13, 2019 20:22 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
OtherCommon Stock 191,724 Not disclosed Not disclosed
Disclosure

SEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 4

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 7,529,678

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F10 · price: On September 5, 2019, one of the Managed Accounts that held 191,724 shares closed. Accordingly, as of September 5, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
September 04, 2019 Filed Sep 13, 2019 20:22 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
OtherCommon Stock 465,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 3

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 7,721,402

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F9 · price: On September 4, 2019, one of the Managed Accounts that held 465,400 shares closed. Accordingly, as of September 4, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 01:13 UTC PurchaseCommon Stock 2,000 $5.19 $10,371.80
Disclosure

SEC source: 0001162194-19-000086 · wf-form4_156704121821246.xml · nonDerivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,481

Read SEC document
August 27, 2019 Filed Sep 13, 2019 20:22 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
OtherCommon Stock 50,928 Not disclosed Not disclosed
Disclosure

SEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 2

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 8,186,802

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F8 · price: On August 27, 2019, one of the Managed Accounts that held 50,928 shares closed. Accordingly, as of August 27, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 23:58 UTC PurchaseCommon Stock 4,000 $5.52 $22,077.20
Disclosure

SEC source: 0001162194-19-000084 · wf-form4_156695029893230.xml · nonDerivative · entry 1

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,391

Read SEC document
August 21, 2019 Filed Sep 13, 2019 20:22 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
OtherCommon Stock 33,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001766150-19-000039 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 8,237,730

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, L.P. ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · price: On August 21, 2019, one of the Managed Accounts that held 33,881 shares closed. Accordingly, as of August 21, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:55 UTC Exercise / conversionRestricted Stock Units · Derivative 7,812 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000082 · wf-form4_156651089917875.xml · derivative · entry 5

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,940

Underlying: Common Stock · 7,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F4 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

F4 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:55 UTC Exercise / conversionRestricted Stock Units · Derivative 4,750 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000082 · wf-form4_156651089917875.xml · derivative · entry 4

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,917

Underlying: Common Stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:55 UTC Tax withholdingCommon Stock 6,326 $6.04 $38,209.04
Disclosure

SEC source: 0001162194-19-000082 · wf-form4_156651089917875.xml · nonDerivative · entry 3

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,391

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:55 UTC Exercise / conversionCommon Stock 7,812 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000082 · wf-form4_156651089917875.xml · nonDerivative · entry 2

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:55 UTC Exercise / conversionCommon Stock 4,750 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000082 · wf-form4_156651089917875.xml · nonDerivative · entry 1

Linthwaite Stephen Christopher · CIK 0001680808 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 3,461 shares purchased on May 31, 2019 under the Company's 2017 Employee Stock Purchase Plan.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Kreger Bradley AllenSVP, Global Operations
Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000080 · wf-form4_156651086021405.xml · derivative · entry 3

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,375

Underlying: Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F2 · derivative.exercise_date: On April 30, 2018, the Reporting Person was granted 50,000 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2019, and as to 1/16th of the total number of shares each quarter thereafter.

F2 · derivative.expiration_date: On April 30, 2018, the Reporting Person was granted 50,000 Restricted Stock Units vesting as to 1/4th of the total number of shares on May 20, 2019, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Kreger Bradley AllenSVP, Global Operations
Tax withholdingCommon Stock 1,081 $6.04 $6,529.24
Disclosure

SEC source: 0001162194-19-000080 · wf-form4_156651086021405.xml · nonDerivative · entry 2

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,221

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Kreger Bradley AllenSVP, Global Operations
Exercise / conversionCommon Stock 3,125 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000080 · wf-form4_156651086021405.xml · nonDerivative · entry 1

Kreger Bradley Allen · CIK 0001739205 · SVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000081 · wf-form4_156651087955991.xml · derivative · entry 7

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,761

Underlying: Common Stock · 2,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F5 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

F5 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,975 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000081 · wf-form4_156651087955991.xml · derivative · entry 6

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,192

Underlying: Common Stock · 1,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F4 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

F4 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 31,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Khadder NicholasSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 675 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000081 · wf-form4_156651087955991.xml · derivative · entry 5

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 675 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units vesting as to 14/48th of the total number of shares on August 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On August 9, 2016, the Reporting Person was granted 10,800 Restricted Stock Units vesting as to 14/48th of the total number of shares on August 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Khadder NicholasSee Remarks
Tax withholdingCommon Stock 2,432 $6.04 $14,689.28
Disclosure

SEC source: 0001162194-19-000081 · wf-form4_156651087955991.xml · nonDerivative · entry 4

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,530

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Khadder NicholasSee Remarks
Exercise / conversionCommon Stock 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000081 · wf-form4_156651087955991.xml · nonDerivative · entry 3

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Khadder NicholasSee Remarks
Exercise / conversionCommon Stock 1,975 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000081 · wf-form4_156651087955991.xml · nonDerivative · entry 2

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
Khadder NicholasSee Remarks
Exercise / conversionCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000081 · wf-form4_156651087955991.xml · nonDerivative · entry 1

Khadder Nicholas · CIK 0001598911 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 768 shares purchased on May 31, 2019 under the Company's 2017 Employee Stock Purchase Plan.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000079 · wf-form4_156651084040076.xml · derivative · entry 8

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,761

Underlying: Common Stock · 2,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F5 · derivative.exercise_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.

F5 · derivative.expiration_date: On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and 1/16th of the total number of shares each quarter thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 2,162 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000079 · wf-form4_156651084040076.xml · derivative · entry 7

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,255

Underlying: Common Stock · 2,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F4 · derivative.exercise_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

F4 · derivative.expiration_date: On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionRestricted Stock Units · Derivative 338 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000079 · wf-form4_156651084040076.xml · derivative · entry 6

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

Underlying: Common Stock · 338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.

F3 · derivative.exercise_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2016, and as to 1/16th of the total number of shares each quarter thereafter.

F3 · derivative.expiration_date: On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2016, and as to 1/16th of the total number of shares each quarter thereafter.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,644 $6.04 $9,929.76
Disclosure

SEC source: 0001162194-19-000079 · wf-form4_156651084040076.xml · nonDerivative · entry 4

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,625

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,251 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000079 · wf-form4_156651084040076.xml · nonDerivative · entry 3

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 2,162 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000079 · wf-form4_156651084040076.xml · nonDerivative · entry 2

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 21:54 UTC
JOG VIKRAMCHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000079 · wf-form4_156651084040076.xml · nonDerivative · entry 1

JOG VIKRAM · CIK 0001222641 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 21:41 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 151,011 $7.01 $1,059,281.76
Disclosure

SEC source: 0001766150-19-000035 · primary_doc.xml · nonDerivative · entry 2

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 8,271,611

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F8 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $7.00 to $7.09. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 21:41 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
OtherCommon Stock 528,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001766150-19-000035 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 8,422,622

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · price: On August 5, 2019, one of the Managed Accounts that held 528,427 shares closed. Accordingly, as of August 13, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:57 UTC PurchaseCommon Stock 1,000 $6.65 $6,653.30
Disclosure

SEC source: 0001162194-19-000074 · wf-form4_156564343873081.xml · nonDerivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,481

Read SEC document
August 08, 2019 Filed Aug 12, 2019 21:05 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
OtherCommon Stock 889,035 Not disclosed Not disclosed
Disclosure

SEC source: 0001766150-19-000034 · primary_doc.xml · nonDerivative · entry 4

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 8,951,049

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F9 · price: On August 8, 2019, one of the Managed Accounts that held 889,035 shares closed. Accordingly, as of August 8, 2019, Levin Easterly ceased to serve as the investment manager for such Managed Account and as such, relinquished all voting and dispostive power over the shares held in the Managed Account.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
August 07, 2019 Filed Aug 9, 2019 01:04 UTC PurchaseCommon Stock 1,000 $6.86 $6,856.70
Disclosure

SEC source: 0001162194-19-000071 · wf-form4_156531266138292.xml · nonDerivative · entry 2

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,481

Read SEC document
August 07, 2019 Filed Aug 12, 2019 21:05 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 1,203 $6.89 $8,291.44
Disclosure

SEC source: 0001766150-19-000034 · primary_doc.xml · nonDerivative · entry 3

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 9,840,084

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
August 07, 2019 Filed Aug 12, 2019 21:05 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 667 $6.88 $4,591.96
Disclosure

SEC source: 0001766150-19-000034 · primary_doc.xml · nonDerivative · entry 2

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 9,841,287

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F8 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $6.88 to $6.89. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
August 07, 2019 Filed Aug 12, 2019 21:05 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 127,367 $6.90 $879,176.19
Disclosure

SEC source: 0001766150-19-000034 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 9,841,954

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $6.800 to $7.005. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 113,872 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
August 06, 2019 Filed Aug 9, 2019 01:04 UTC PurchaseCommon Stock 8,000 $7.02 $56,183.20
Disclosure

SEC source: 0001162194-19-000071 · wf-form4_156531266138292.xml · nonDerivative · entry 1

COLELLA SAMUEL D · CIK 0001201580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,481

F1 · price: The range of prices for the transactions reported is between $7.01 and $7.03 per share. $7.0229 represents the weighted average purchase price per share. Reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 19:59 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 1,629 $12.25 $19,955.90
Disclosure

SEC source: 0001766150-19-000032 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 9,969,321

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $12.250 and $12.255. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 29, 2019 Filed Jul 29, 2019 20:50 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 82,585 $11.97 $988,459.87
Disclosure

SEC source: 0001766150-19-000028 · primary_doc.xml · nonDerivative · entry 3

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 9,970,950

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F9 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.90 and $12.01. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 20:50 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 195,982 $11.92 $2,335,301.91
Disclosure

SEC source: 0001766150-19-000028 · primary_doc.xml · nonDerivative · entry 2

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,053,535

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F8 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.80 and $12.01. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:50 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 9,405 $11.85 $111,480.29
Disclosure

SEC source: 0001766150-19-000028 · primary_doc.xml · nonDerivative · entry 1

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,249,517

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F7 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.80 and $11.92. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 24, 2019 Filed Jul 24, 2019 21:01 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 28,090 $11.78 $330,998.52
Disclosure

SEC source: 0001766150-19-000027 · primary_doc.xml · nonDerivative · entry 3

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,258,922

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F9 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.75 and $11.80. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 23, 2019 Filed Jul 24, 2019 21:01 UTC
EASTERLY INVESTMENT PARTNERS LLC10% owner · Passive Investor
LE Partners Holdings LLC10% owner · Passive Investor
LE Partners Holdings II LLC10% owner · Passive Investor
LE Partners Holdings III LLC10% owner · Passive Investor
LE Partners Holdings IV LLC10% owner · Passive Investor
Crate Darrell W10% owner · Passive Investor
Kalichstein Avshalom10% owner · Passive Investor
Murphy John W10% owner · Passive Investor
LEVIN CAPITAL STRATEGIES, L.P.10% owner · Passive Investor
SaleCommon Stock 18,601 $11.58 $215,418.18
Disclosure

SEC source: 0001766150-19-000027 · primary_doc.xml · nonDerivative · entry 2

Levin Easterly Partners LLC · CIK 0001766150 · 10% owner · Passive Investor

LE Partners Holdings LLC · CIK 0001773034 · 10% owner · Passive Investor

LE Partners Holdings II LLC · CIK 0001773035 · 10% owner · Passive Investor

LE Partners Holdings III LLC · CIK 0001773036 · 10% owner · Passive Investor

LE Partners Holdings IV LLC · CIK 0001773037 · 10% owner · Passive Investor

Crate Darrell W · CIK 0001201028 · 10% owner · Passive Investor

Kalichstein Avshalom · CIK 0001344074 · 10% owner · Passive Investor

Murphy John W · CIK 0001773400 · 10% owner · Passive Investor

LEVIN CAPITAL STRATEGIES, L.P. · CIK 0001354821 · 10% owner · Passive Investor

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Accounts of Levin Easterly Partners LLC

Disclosed balance after: 10,287,012

F1 · security: This Form 4 is being jointly filed by Levin Easterly Partners LLC ("Levin Easterly"), LE Partners Holdings LLC ("LEPH"), LE Partners Holdings II LLC ("LEPH II"), LE Partners Holdings III LLC ("LEPH III"), LE Partners Holdings IV LLC ("LEPH IV"), Darrell Crate ("Mr. Crate"), Avshalom Kalichstein ("Mr. Kalichstein"), John Murphy ("Mr. Murphy"), and Levin Capital Strategies, LP ("LCS") (collectively, the "Reporting Persons").

F2 · security: The Reporting Persons are passive investors in the Issuer and are voluntarily filing this Form 4 as a result of acquiring over 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons have not acquired the shares with a purpose or effect of changing or influencing control of the Issuer. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be construed as an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any of the securities reported herein under Section 16 or otherwise. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that are not directly owned by such Reporting Person, except to the extent of their pecuniary interest therein.

F8 · price: The price reported is a weighted average price. The reported shares were sold in multiple transactions at prices ranging from $11.530 and $11.605. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held in certain separately managed accounts (the "LEP Managed Accounts"). Levin Easterly, as the investment manager to the LEP Managed Accounts, may be deemed to beneficially own such shares. Levin Easterly does not have a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act in the shares held in the LEP Managed Accounts as Levin Easterly receives an asset-based management fee for serving as investment manager to the LEP Managed Accounts, except that with respect to 110,601 shares held in the LEP Managed Accounts, Levin Easterly receives a performance-based incentive fee. The performance-based incentive fee Levin Easterly receives also does not constitute a reportable pecuniary interest under Section 16a-1(a)(2) of the Exchange Act, as such fee is based on the performance of the overall account, over a period of one year or more, and the shares of the Issuer held in such accounts constitute nor more than 10% of the market value thereof.

F4 · ownership.nature: For the reasons set forth above in footnote 3, none of LEPH, LEPH II, LEPH III, LEPH IV, Mr. Crate, Mr. Kalichstein and Mr. Murphy have a reportable pecuniary interest in the shares held in the LEP Managed Accounts.

Read SEC document
July 23, 2019 Filed Jul 26, 2019 01:18 UTC
Colston BillDirector
GrantStock Option (Right to Buy) · Derivative 7,476 $0.00 Strike: $11.54 $0.00
Disclosure

SEC source: 0001162194-19-000064 · wf-form4_156410389973857.xml · derivative · entry 2

Colston Bill · CIK 0001783315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,476

Underlying: Common Stock · 7,476 shares

Expires 2029-07-23

F2 · derivative.exercise_date: The Option becomes exercisable in four equal yearly installments beginning on July 23, 2020.

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July 23, 2019 Filed Jul 26, 2019 01:18 UTC
Colston BillDirector
GrantCommon Stock 4,663 $0.00 $0.00
Disclosure

SEC source: 0001162194-19-000064 · wf-form4_156410389973857.xml · nonDerivative · entry 1

Colston Bill · CIK 0001783315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,663

F1 · shares: Represents Restricted Stock Units that vest in four equal yearly installment beginning on July 23, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.