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Nasdaq · USD

KYNB

KYNTRA BIO, INC.

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7431
SEC CIK
0000921299
Parsed reports
593

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 22, 2024 Filed Jun 25, 2024 20:30 UTC
Wettig ThaneDirector · CEO
Tax withholdingCommon Stock 782 $1.13 $883.66
Disclosure

SEC source: 0001415889-24-018145 · form4-06252024_040601.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,519

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 20:30 UTC
Adib DeyaaChief Medical Officer
PurchaseCommon Stock 22,123 $1.17 $25,883.91
Disclosure

SEC source: 0001415889-24-016677 · form4-06132024_040604.xml · nonDerivative · entry 1

Adib Deyaa · CIK 0002014286 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,123

Read SEC document
June 07, 2024 Filed Jun 10, 2024 22:37 UTC
Graham JuanCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,182 $1.10 $1,300.20
Disclosure

SEC source: 0001415889-24-016277 · form4-06102024_100611.xml · nonDerivative · entry 2

Graham Juan · CIK 0001879223 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,490

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 23:00 UTC
Chung ChristineSVP, CHINA OPERATIONS
Tax withholdingCommon Stock 19,289 $1.19 $22,953.91
Disclosure

SEC source: 0001415889-24-016080 · form4-06072024_070604.xml · nonDerivative · entry 1

Chung Christine · CIK 0001775295 · SVP, CHINA OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,739

F1 · shares: Represents the number of shares withheld by the issuer to cover the tax obligation realized upon the vesting of restricted stock units.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 23:00 UTC
Wettig ThaneDirector · CEO
Tax withholdingCommon Stock 2,255 $1.19 $2,683.45
Disclosure

SEC source: 0001415889-24-016079 · form4-06072024_070602.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 446,301

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 22:37 UTC
Graham JuanCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 17,797 $1.19 $21,178.43
Disclosure

SEC source: 0001415889-24-016277 · form4-06102024_100611.xml · nonDerivative · entry 1

Graham Juan · CIK 0001879223 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,672

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 00:00 UTC
Lema GeraldDirector
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001415889-24-015858 · form4-06062024_080614.xml · derivative · entry 1

Lema Gerald · CIK 0001717617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Options vest on the earlier of June 16, 2025 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 00:00 UTC
Ho MaykinDirector
GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001415889-24-015857 · form4-06062024_080612.xml · derivative · entry 1

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Options vest on the earlier of June 16, 2025 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 00:00 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001415889-24-015859 · form4-06062024_080616.xml · derivative · entry 1

Schoeneck James A · CIK 0001420987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Options vest on the earlier of June 16, 2025 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 00:00 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001415889-24-015855 · form4-06062024_080607.xml · derivative · entry 1

Cravatt Benjamin · CIK 0001819573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Options vest on the earlier of June 16, 2025 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 00:00 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001415889-24-015856 · form4-06062024_080610.xml · derivative · entry 1

EDWARDS JEFFREY L · CIK 0001190642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Options vest on the earlier of June 16, 2025 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 00:00 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001415889-24-015854 · form4-06062024_080605.xml · derivative · entry 1

Brennan Aoife · CIK 0001714563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Options vest on the earlier of June 16, 2025 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 00:00 UTC GrantStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001415889-24-015853 · form4-06062024_080603.xml · derivative · entry 1

Blaug Suzanne · CIK 0001778430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2034-06-04

F1 · derivative.exercise_date: Options vest on the earlier of June 16, 2025 or the date of the next annual meeting of stockholders, subject to the reporting person's continuous service on the applicable vesting date.

Read SEC document
May 01, 2024 Filed May 2, 2024 23:46 UTC
Wettig ThaneDirector · CEO
Tax withholdingCommon Stock 20,840 $1.17 $24,382.80
Disclosure

SEC source: 0001415889-24-012091 · form4-05022024_110520.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,556

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 22, 2024 Filed Mar 25, 2024 21:58 UTC
Wettig ThaneDirector · CEO
Tax withholdingCommon Stock 782 $2.58 $2,017.56
Disclosure

SEC source: 0001415889-24-009048 · form4-03252024_090320.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 469,396

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 00:19 UTC
Graham JuanCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 1,181 $1.79 $2,113.99
Disclosure

SEC source: 0001415889-24-007455 · form4-03092024_120351.xml · nonDerivative · entry 4

Graham Juan · CIK 0001879223 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,469

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 23:06 UTC PurchaseCommon Stock 50,000 $1.91 $95,470.00
Disclosure

SEC source: 0001415889-24-007570 · form4-03112024_110334.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,178

Read SEC document
March 06, 2024 Filed Mar 9, 2024 00:19 UTC
Graham JuanCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 422 $1.87 $789.14
Disclosure

SEC source: 0001415889-24-007455 · form4-03092024_120351.xml · nonDerivative · entry 3

Graham Juan · CIK 0001879223 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,650

F3 · shares: Represents the number of shares withheld by the issuer to cover the tax obligation realized upon the vesting of PSU Milestone grant.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 00:19 UTC
Graham JuanCHIEF FINANCIAL OFFICER
GrantCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007455 · form4-03092024_120351.xml · nonDerivative · entry 2

Graham Juan · CIK 0001879223 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,072

F2 · shares: Represents the number of shares released for PSU Milestone Grant vested on March 6, 2024.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 00:19 UTC
Graham JuanCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 20,327 $1.87 $38,011.49
Disclosure

SEC source: 0001415889-24-007455 · form4-03092024_120351.xml · nonDerivative · entry 1

Graham Juan · CIK 0001879223 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,291

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 00:18 UTC Tax withholdingCommon Stock 326 $1.87 $609.62
Disclosure

SEC source: 0001415889-24-007453 · form4-03092024_120313.xml · nonDerivative · entry 3

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,178

F3 · shares: Represents the number of shares withheld by the issuer to cover the tax obligation realized upon the vesting of PSU Milestone grant.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 00:18 UTC GrantCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007453 · form4-03092024_120313.xml · nonDerivative · entry 2

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,504

F2 · shares: Represents the number of shares released for PSU Milestone Grant vested on March 6, 2024.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 00:18 UTC Tax withholdingCommon Stock 4,209 $1.87 $7,870.83
Disclosure

SEC source: 0001415889-24-007453 · form4-03092024_120313.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,723

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 00:17 UTC
Chung ChristineSVP, CHINA OPERATIONS
Tax withholdingCommon Stock 422 $1.87 $789.14
Disclosure

SEC source: 0001415889-24-007451 · form4-03092024_120348.xml · nonDerivative · entry 3

Chung Christine · CIK 0001775295 · SVP, CHINA OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,028

F3 · shares: Represents the number of shares withheld by the issuer to cover the tax obligation realized upon the vesting of PSU Milestone grant.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 00:17 UTC
Chung ChristineSVP, CHINA OPERATIONS
GrantCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-007451 · form4-03092024_120348.xml · nonDerivative · entry 2

Chung Christine · CIK 0001775295 · SVP, CHINA OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,450

F2 · shares: Represents the number of shares released for PSU Milestone Grant vested on March 6, 2024.

Read SEC document
March 06, 2024 Filed Mar 9, 2024 00:17 UTC
Chung ChristineSVP, CHINA OPERATIONS
Tax withholdingCommon Stock 23,168 $1.87 $43,324.16
Disclosure

SEC source: 0001415889-24-007451 · form4-03092024_120348.xml · nonDerivative · entry 1

Chung Christine · CIK 0001775295 · SVP, CHINA OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,669

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 01:29 UTC
Chung ChristineSVP, CHINA OPERATIONS
GrantStock Option (Right to Buy) · Derivative 143,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001415889-24-005154 · form4-02242024_010252.xml · derivative · entry 2

Chung Christine · CIK 0001775295 · SVP, CHINA OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,000

Underlying: Common Stock · 143,000 shares

Expires 2034-02-20

F2 · derivative.exercise_date: Twenty-five percent of the shares subject to the option will vest on March 1, 2025, and the remainder of the options will vest in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 01:29 UTC
Chung ChristineSVP, CHINA OPERATIONS
GrantCommon Stock 29,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005154 · form4-02242024_010252.xml · nonDerivative · entry 1

Chung Christine · CIK 0001775295 · SVP, CHINA OPERATIONS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,837

F1 · shares: Represents the grant of restricted stock units (RSUs). Twenty-five percent of the RSUs will vest on March 6, 2025, and the remainder of the RSUs will vest in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 01:33 UTC GrantStock Option (Right to Buy) · Derivative 834,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001415889-24-005156 · form4-02242024_010232.xml · derivative · entry 3

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 834,000

Underlying: Common Stock · 834,000 shares

Expires 2034-02-20

F2 · derivative.exercise_date: Twenty-five percent of the shares subject to the option will vest on March 1, 2025, and the remainder of the options will vest in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 01:33 UTC GrantCommon Stock 166,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005156 · form4-02242024_010232.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,932

F1 · shares: Represents the grant of restricted stock units (RSUs). Twenty-five percent of the RSUs will vest on March 6, 2025, and the remainder of the RSUs will vest in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 01:28 UTC
Graham JuanCHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 260,000 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001415889-24-005152 · form4-02242024_010217.xml · derivative · entry 2

Graham Juan · CIK 0001879223 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 260,000 shares

Expires 2034-02-20

F2 · derivative.exercise_date: Twenty-five percent of the shares subject to the option will vest on March 1, 2025, and the remainder of the options will vest in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 21, 2024 Filed Feb 24, 2024 01:28 UTC
Graham JuanCHIEF FINANCIAL OFFICER
GrantCommon Stock 52,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-005152 · form4-02242024_010217.xml · nonDerivative · entry 1

Graham Juan · CIK 0001879223 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,618

F1 · shares: Represents the grant of restricted stock units (RSUs). Twenty-five percent of the RSUs will vest on March 6, 2025, and the remainder of the RSUs will vest in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 01:08 UTC Tax withholdingCommon Stock 23,490 $2.37 $55,671.30
Disclosure

SEC source: 0001415889-24-002750 · form4-02062024_010229.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,932

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 00:28 UTC Tax withholdingCommon Stock 819 $0.76 $622.44
Disclosure

SEC source: 0001209191-23-059713 · doc4.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,422

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 07, 2023 Filed Dec 11, 2023 21:21 UTC
Graham JuanChief Financial Officer
Tax withholdingCommon Stock 1,085 $0.62 $667.71
Disclosure

SEC source: 0001209191-23-058053 · doc4.xml · nonDerivative · entry 2

Graham Juan · CIK 0001879223 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,618

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 06, 2023 Filed Dec 11, 2023 21:21 UTC
Graham JuanChief Financial Officer
Tax withholdingCommon Stock 15,573 $0.58 $9,032.34
Disclosure

SEC source: 0001209191-23-058053 · doc4.xml · nonDerivative · entry 1

Graham Juan · CIK 0001879223 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,703

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 06, 2023 Filed Dec 11, 2023 21:20 UTC
Chung ChristineSVP, China Operations
Tax withholdingCommon Stock 18,182 $0.58 $10,545.56
Disclosure

SEC source: 0001209191-23-058052 · doc4.xml · nonDerivative · entry 1

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,837

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 06, 2023 Filed Dec 11, 2023 21:19 UTC Tax withholdingCommon Stock 1,680 $0.58 $974.40
Disclosure

SEC source: 0001209191-23-058051 · doc4.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,241

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 20:20 UTC Tax withholdingCommon Stock 21,841 $0.55 $11,949.21
Disclosure

SEC source: 0001209191-23-054320 · doc4.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,921

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
September 22, 2023 Filed Sep 25, 2023 23:37 UTC
Wettig ThaneInterim CEO
Tax withholdingCommon Stock 819 $0.79 $643.98
Disclosure

SEC source: 0001209191-23-050526 · doc4.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,762

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
September 07, 2023 Filed Sep 8, 2023 21:03 UTC
Graham JuanChief Financial Officer
Tax withholdingCommon Stock 1,096 $0.99 $1,088.11
Disclosure

SEC source: 0001209191-23-048820 · doc4.xml · nonDerivative · entry 2

Graham Juan · CIK 0001879223 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,276

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:03 UTC
Graham JuanChief Financial Officer
Tax withholdingCommon Stock 711 $0.96 $684.76
Disclosure

SEC source: 0001209191-23-048820 · doc4.xml · nonDerivative · entry 1

Graham Juan · CIK 0001879223 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,372

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 21:00 UTC
Wettig ThaneInterim CEO
Tax withholdingCommon Stock 1,680 $0.96 $1,618.01
Disclosure

SEC source: 0001209191-23-048815 · doc4.xml · nonDerivative · entry 1

Wettig Thane · CIK 0001815638 · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,581

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:59 UTC
Eisner MarkEVP, Chief Medical Officer
Tax withholdingCommon Stock 1,860 $0.96 $1,791.37
Disclosure

SEC source: 0001209191-23-048809 · doc4.xml · nonDerivative · entry 1

Eisner Mark · CIK 0001834161 · EVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,917

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:58 UTC
Chung ChristineSVP, China Operations
Tax withholdingCommon Stock 3,308 $0.96 $3,185.93
Disclosure

SEC source: 0001209191-23-048808 · doc4.xml · nonDerivative · entry 1

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,019

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
September 01, 2023 Filed Sep 7, 2023 00:55 UTC
Eisner MarkEVP, Chief Medical Officer
Tax withholdingCommon Stock 1,085 $1.06 $1,150.10
Disclosure

SEC source: 0001209191-23-048555 · doc4.xml · nonDerivative · entry 1

Eisner Mark · CIK 0001834161 · EVP, Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,777

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

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September 01, 2023 Filed Sep 7, 2023 00:54 UTC SaleCommon Stock 2,000 $1.03 $2,060.00
Disclosure

SEC source: 0001209191-23-048554 · doc4.xml · nonDerivative · entry 1

Henderson Jeffrey William · CIK 0001324015 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,866

F1 · shares: Shares sold by the reporting person pursuant to a 10b5-1 trading plan dated March 3, 2023.

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $0.970 to $1.075. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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August 30, 2023 Filed Sep 1, 2023 23:38 UTC
Graham JuanChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 220,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001209191-23-048030 · doc4.xml · derivative · entry 2

Graham Juan · CIK 0001879223 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 220,000 shares

Expires 2033-08-29

F2 · derivative.exercise_date: Twenty-five percent of the shares subject to the option will vest on August 30, 2024, and the remainder of the options will vest in equal amounts quarterly thereafter for the following three years.

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August 30, 2023 Filed Sep 1, 2023 23:38 UTC
Graham JuanChief Financial Officer
GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048030 · doc4.xml · nonDerivative · entry 1

Graham Juan · CIK 0001879223 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,083

F1 · shares: Represents the grant of restricted stock units (RSUs) that vest quarterly over one year from September 6, 2023.

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August 30, 2023 Filed Sep 1, 2023 23:37 UTC
Chung ChristineSVP, China Operations
GrantStock Option (Right to Buy) · Derivative 220,000 $0.00 Strike: $1.21 $0.00
Disclosure

SEC source: 0001209191-23-048029 · doc4.xml · derivative · entry 2

Chung Christine · CIK 0001775295 · SVP, China Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 220,000 shares

Expires 2033-08-29

F2 · derivative.exercise_date: Twenty-five percent of the shares subject to the option will vest on August 30, 2024, and the remainder of the options will vest in equal amounts quarterly thereafter for the following three years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.