Last 12 months
Inside the activity.
50 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 4 | 8 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 6 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 3 | 0 |
| May 2026 | 6 | 3 |
| Jun 2026 | 4 | 0 |
| Jul 2026 | 4 | 0 |
| Aug 2026 | 7 | 3 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2017 Filed Jan 31, 2017 20:44 UTC |
Hickey William August JrCOO, CFO and EVP
|
PurchaseCommon Stock | 234 | $6.40 | $1,498.35 |
DisclosureSEC source: 0001072627-17-000010 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,048 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 31, 2017 Filed Jan 31, 2017 20:39 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 110 | $6.40 | $704.35 |
DisclosureSEC source: 0001072627-17-000009 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,786 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 17, 2017 Filed Jan 17, 2017 18:56 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 324 | $6.44 | $2,087.14 |
DisclosureSEC source: 0001072627-17-000007 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078,641 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 17, 2017 Filed Jan 17, 2017 19:02 UTC |
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
|
PurchaseCommon Stock | 97 | $6.44 | $624.85 |
DisclosureSEC source: 0001072627-17-000008 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,988 F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016. Read SEC document |
| January 17, 2017 Filed Jan 17, 2017 18:49 UTC |
Hickey William August JrCOO, CFO and EVP
|
PurchaseCommon Stock | 232 | $6.44 | $1,494.50 |
DisclosureSEC source: 0001072627-17-000006 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,814 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 17, 2017 Filed Jan 17, 2017 18:43 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 110 | $6.44 | $708.60 |
DisclosureSEC source: 0001072627-17-000005 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,676 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| January 12, 2017 Filed Jan 12, 2018 22:22 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 190 | $5.29 | $1,005.12 |
DisclosureSEC source: 0001072627-18-000006 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,496 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 16:13 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 342 | $6.08 | $2,080.35 |
DisclosureSEC source: 0001072627-17-000003 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078,317 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 16:20 UTC |
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
|
PurchaseCommon Stock | 103 | $6.08 | $626.54 |
DisclosureSEC source: 0001072627-17-000004 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,891 F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 16:01 UTC |
Hickey William August JrCOO, CFO and EVP
|
PurchaseCommon Stock | 246 | $6.08 | $1,496.39 |
DisclosureSEC source: 0001072627-17-000002 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,582 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 15:55 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 116 | $6.08 | $705.62 |
DisclosureSEC source: 0001072627-17-000001 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,566 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 15:38 UTC |
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
|
PurchaseCommon Stock | 104 | $6.00 | $624.00 |
DisclosureSEC source: 0001072627-16-000293 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,788 F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 15:31 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 348 | $6.00 | $2,088.00 |
DisclosureSEC source: 0001072627-16-000292 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,975 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 15:25 UTC |
Hickey William August JrCOO, CFO and EVP
|
PurchaseCommon Stock | 250 | $6.00 | $1,500.00 |
DisclosureSEC source: 0001072627-16-000291 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,336 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 15:17 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 118 | $6.00 | $708.00 |
DisclosureSEC source: 0001072627-16-000290 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,450 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 16:18 UTC |
Schaevitz GaryDirector
|
PurchaseCommon Stock | 5,000 | $5.75 | $28,750.00 |
DisclosureSEC source: 0001072627-16-000289 · primary_doc.xml · nonDerivative · entry 1 Schaevitz Gary · CIK 0001601096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,170 F1 · balance_after: Gary Schaevitz directly owns shares of common stock (167,794 shares), and indirectly by spouse (83,110 shares), by trust for children (86,266 shares), and by family members (17,000 shares). Read SEC document |
| December 05, 2016 Filed Dec 6, 2016 15:56 UTC |
Schaevitz GaryDirector
|
PurchaseCommon Stock | 6,950 | $5.85 | $40,657.50 |
DisclosureSEC source: 0001072627-16-000288 · primary_doc.xml · nonDerivative · entry 1 Schaevitz Gary · CIK 0001601096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,170 F1 · balance_after: Gary Schaevitz directly owns shares of common stock (167,794 shares), and indirectly by spouse (78,110 shares), by trust for children (86,266 shares), and by family members (17,000 shares). Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 20:10 UTC |
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
|
PurchaseCommon Stock | 105 | $5.95 | $624.89 |
DisclosureSEC source: 0001072627-16-000287 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,684 F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 20:02 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 350 | $5.95 | $2,082.96 |
DisclosureSEC source: 0001072627-16-000286 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,627 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:39 UTC |
Hickey William August JrCOO, CFO and EVP
|
PurchaseCommon Stock | 252 | $5.95 | $1,499.73 |
DisclosureSEC source: 0001072627-16-000285 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,086 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 30, 2016 Filed Nov 30, 2016 19:31 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 120 | $5.95 | $714.16 |
DisclosureSEC source: 0001072627-16-000284 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,332 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:56 UTC |
Schaevitz GaryDirector
|
PurchaseCommon Shares | 5,904 | $5.70 | $33,652.80 |
DisclosureSEC source: 0001072627-16-000279 · primary_doc.xml · nonDerivative · entry 3 Schaevitz Gary · CIK 0001601096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,220 F1 · balance_after: Gary Schaevitz directly owns shares of common stock (160,844 shares), and indirectly by spouse (78,110 shares), by trust for children (86,266 shares), and by family members (17,000 shares). Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:56 UTC |
Schaevitz GaryDirector
|
PurchaseCommon Shares | 15,000 | $5.65 | $84,750.00 |
DisclosureSEC source: 0001072627-16-000279 · primary_doc.xml · nonDerivative · entry 2 Schaevitz Gary · CIK 0001601096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,316 F1 · balance_after: Gary Schaevitz directly owns shares of common stock (160,844 shares), and indirectly by spouse (78,110 shares), by trust for children (86,266 shares), and by family members (17,000 shares). Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:56 UTC |
Schaevitz GaryDirector
|
PurchaseCommon Shares | 4,706 | $5.60 | $26,353.60 |
DisclosureSEC source: 0001072627-16-000279 · primary_doc.xml · nonDerivative · entry 1 Schaevitz Gary · CIK 0001601096 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,316 F1 · balance_after: Gary Schaevitz directly owns shares of common stock (160,844 shares), and indirectly by spouse (78,110 shares), by trust for children (86,266 shares), and by family members (17,000 shares). Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:24 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 100 | $5.65 | $565.00 |
DisclosureSEC source: 0001072627-16-000278 · primary_doc.xml · nonDerivative · entry 2 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,277 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 21, 2016 Filed Nov 21, 2016 21:24 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 4,900 | $5.68 | $27,853.56 |
DisclosureSEC source: 0001072627-16-000278 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,177 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:58 UTC |
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
|
PurchaseCommon Stock | 111 | $5.63 | $625.36 |
DisclosureSEC source: 0001072627-16-000277 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,579 F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:53 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 369 | $5.63 | $2,078.91 |
DisclosureSEC source: 0001072627-16-000275 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072,277 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:40 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 124 | $5.63 | $698.60 |
DisclosureSEC source: 0001072627-16-000273 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,212 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 21:47 UTC |
Hickey William August JrCOO, CFO and EVP
|
PurchaseCommon Stock | 266 | $5.63 | $1,498.62 |
DisclosureSEC source: 0001072627-16-000274 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,834 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 19:57 UTC |
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
|
PurchaseCommon Stock | 110 | $5.67 | $624.10 |
DisclosureSEC source: 0001072627-16-000268 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,468 F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016. Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 19:52 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 367 | $5.67 | $2,082.21 |
DisclosureSEC source: 0001072627-16-000267 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,908 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 19:46 UTC |
Hickey William August JrCOO, CFO and EVP
|
PurchaseCommon Stock | 266 | $5.67 | $1,509.18 |
DisclosureSEC source: 0001072627-16-000266 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,568 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 28, 2016 Filed Oct 28, 2016 18:48 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 126 | $5.67 | $714.87 |
DisclosureSEC source: 0001072627-16-000265 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,088 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 22:05 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 369 | $5.66 | $2,087.99 |
DisclosureSEC source: 0001072627-16-000262 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,541 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 21:56 UTC |
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
|
PurchaseCommon Stock | 110 | $5.66 | $622.44 |
DisclosureSEC source: 0001072627-16-000261 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,358 F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016. Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 21:41 UTC |
Hickey William August JrCOO, CFO and EVP
|
PurchaseCommon Stock | 264 | $5.66 | $1,493.84 |
DisclosureSEC source: 0001072627-16-000260 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,302 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 21:36 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 126 | $5.66 | $712.97 |
DisclosureSEC source: 0001072627-16-000259 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,962 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 19:20 UTC |
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
|
PurchaseCommon Stock | 109 | $5.77 | $629.05 |
DisclosureSEC source: 0001072627-16-000257 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,248 F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 19:01 UTC |
Hickey William August JrCOO, CFO, and EVP
|
PurchaseCommon Stock | 260 | $5.77 | $1,500.49 |
DisclosureSEC source: 0001072627-16-000255 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO, and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,038 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 19:07 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 361 | $5.77 | $2,083.37 |
DisclosureSEC source: 0001072627-16-000256 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071,172 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 30, 2016 Filed Sep 30, 2016 18:55 UTC |
BAQAR HASSANVice President
|
PurchaseCommon Stock | 122 | $5.77 | $704.07 |
DisclosureSEC source: 0001072627-16-000254 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,836 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:13 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
|
PurchaseSeries A Warrant · Derivative | 285,913 | $2.00 Strike: $4.50 | $571,826.00 |
DisclosureSEC source: 0001072627-16-000258 · primary_doc.xml · derivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,132 Underlying: Common Stock · 285,913 shares Expires 2020-09-15 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:13 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
|
PurchaseSeries A Warrant · Derivative | 285,913 | $2.00 Strike: $4.50 | $571,826.00 |
DisclosureSEC source: 0001072627-16-000258 · primary_doc.xml · derivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,132 Underlying: Common Stock · 285,913 shares Expires 2020-09-15 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:13 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
|
PurchaseCommon Stock | 1,148,263 | $5.74 | $6,591,029.62 |
DisclosureSEC source: 0001072627-16-000258 · primary_doc.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,772,218 F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 258,365 shares;.and Stilwell Activist Investments, L.P., 2,388,287 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P. Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 18:13 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
|
PurchaseCommon Stock | 1,148,263 | $5.74 | $6,591,029.62 |
DisclosureSEC source: 0001072627-16-000258 · primary_doc.xml · nonDerivative · entry 1 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,772,218 F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 258,365 shares;.and Stilwell Activist Investments, L.P., 2,388,287 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 15:05 UTC |
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
|
PurchaseCommon Stock | 111 | $5.62 | $623.80 |
DisclosureSEC source: 0001072627-16-000251 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,139 Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 14:56 UTC |
SWETS LARRY G JRDirector · CEO and President
|
PurchaseCommon Stock | 370 | $5.62 | $2,079.33 |
DisclosureSEC source: 0001072627-16-000250 · primary_doc.xml · nonDerivative · entry 1 SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,070,811 F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012. F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 14:42 UTC |
BAQAR HASSANVice President
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PurchaseCommon Stock | 126 | $5.62 | $708.09 |
DisclosureSEC source: 0001072627-16-000248 · primary_doc.xml · nonDerivative · entry 1 BAQAR HASSAN · CIK 0001529638 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,714 F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 14:48 UTC |
Hickey William August JrCOO, CFO and EVP
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PurchaseCommon Stock | 268 | $5.62 | $1,506.11 |
DisclosureSEC source: 0001072627-16-000249 · primary_doc.xml · nonDerivative · entry 1 Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,778 F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.