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KWY

KINGSWAY Corp

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Tapewire entity
5976
SEC CIK
0001072627
Parsed reports
890

Last 12 months

Inside the activity.

50 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202548
Jan 202620
Feb 202660
Mar 202640
Apr 202630
May 202663
Jun 202640
Jul 202640
Aug 202673
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2017 Filed May 16, 2017 22:13 UTC
Fitzgerald John Taylor MaloneyDirector · President and COO
PurchaseCommon Stock 202 $6.23 $1,257.67
Disclosure

SEC source: 0001072627-17-000082 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,052

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

Read SEC document
May 16, 2017 Filed May 16, 2017 22:08 UTC
SWETS LARRY G JRDirector · Chief Executive Officer
PurchaseCommon Stock 334 $6.23 $2,079.52
Disclosure

SEC source: 0001072627-17-000081 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083,994

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,385,190 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

Read SEC document
May 16, 2017 Filed May 16, 2017 22:02 UTC PurchaseCommon Stock 242 $6.23 $1,506.72
Disclosure

SEC source: 0001072627-17-000080 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,852

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
May 10, 2017 Filed May 11, 2017 16:26 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,000 $6.00 $12,000.00
Disclosure

SEC source: 0001072627-17-000079 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,858,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 297,472 shares; and Stilwell Activist Investments, L.P., 2,435,785 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
May 09, 2017 Filed May 10, 2017 19:45 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,000 $6.00 $12,000.00
Disclosure

SEC source: 0001072627-17-000078 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,856,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 297,252 shares; and Stilwell Activist Investments, L.P., 2,434,005 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
May 05, 2017 Filed May 8, 2017 18:45 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,000 $5.90 $11,800.00
Disclosure

SEC source: 0001072627-17-000077 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,854,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 297,032 shares; and Stilwell Activist Investments, L.P., 2,432,225 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
May 04, 2017 Filed May 5, 2017 16:59 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,000 $5.85 $11,700.00
Disclosure

SEC source: 0001072627-17-000076 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,852,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 296,812 shares; and Stilwell Activist Investments, L.P., 2,430,445 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
May 03, 2017 Filed May 4, 2017 18:05 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,000 $5.95 $11,900.00
Disclosure

SEC source: 0001072627-17-000072 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 296,592 shares; and Stilwell Activist Investments, L.P., 2,428,665 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
May 02, 2017 Filed May 3, 2017 16:02 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,000 $5.90 $5,900.00
Disclosure

SEC source: 0001072627-17-000070 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,848,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 296,372 shares; and Stilwell Activist Investments, L.P., 2,426,885 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
May 01, 2017 Filed May 3, 2017 15:54 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,077 $5.65 $6,081.17
Disclosure

SEC source: 0001072627-17-000069 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,847,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 296,262 shares; and Stilwell Activist Investments, L.P., 2,425,995 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
April 28, 2017 Filed May 1, 2017 15:36 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,000 $5.50 $11,000.00
Disclosure

SEC source: 0001072627-17-000068 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846,746

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 296,144 shares; and Stilwell Activist Investments, L.P., 2,425,036 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
April 28, 2017 Filed May 1, 2017 15:29 UTC
Fitzgerald John Taylor MaloneyDirector · President and COO
PurchaseCommon Stock 229 $5.44 $1,245.67
Disclosure

SEC source: 0001072627-17-000067 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,850

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

Read SEC document
April 28, 2017 Filed May 1, 2017 14:58 UTC
BAQAR HASSANVice President
PurchaseCommon Stock 130 $5.44 $707.15
Disclosure

SEC source: 0001072627-17-000064 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,524

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

Read SEC document
April 28, 2017 Filed May 1, 2017 15:04 UTC PurchaseCommon Stock 276 $5.44 $1,501.33
Disclosure

SEC source: 0001072627-17-000065 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,610

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
April 28, 2017 Filed May 1, 2017 15:12 UTC
SWETS LARRY G JRDirector · Chief Executive Officer
PurchaseCommon Stock 384 $5.44 $2,088.81
Disclosure

SEC source: 0001072627-17-000066 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083,660

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,385,190 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

Read SEC document
April 17, 2017 Filed Apr 17, 2017 19:57 UTC
SWETS LARRY G JRDirector · Chief Executive Officer
PurchaseCommon Stock 371 $5.61 $2,081.27
Disclosure

SEC source: 0001072627-17-000056 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,083,276

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,385,190 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

F3 · balance_after: Includes 2,525 common shares previously not included due to administrative oversight.

Read SEC document
April 17, 2017 Filed Apr 17, 2017 19:40 UTC
Fitzgerald John Taylor MaloneyDirector · President and COO
PurchaseCommon Stock 111 $5.61 $622.70
Disclosure

SEC source: 0001072627-17-000055 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,621

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

Read SEC document
April 17, 2017 Filed Apr 17, 2017 19:28 UTC PurchaseCommon Stock 266 $5.61 $1,492.23
Disclosure

SEC source: 0001072627-17-000054 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,334

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
April 17, 2017 Filed Apr 17, 2017 19:16 UTC
BAQAR HASSANVice President
PurchaseCommon Stock 126 $5.61 $706.85
Disclosure

SEC source: 0001072627-17-000053 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,394

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 15:54 UTC
Fitzgerald John Taylor MaloneyDirector · President and COO
PurchaseCommon Stock 106 $5.96 $631.87
Disclosure

SEC source: 0001072627-17-000051 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,510

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 20:04 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 10,400 $5.84 $60,695.44
Disclosure

SEC source: 0001072627-17-000052 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,844,746

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 295,924 shares; and Stilwell Activist Investments, L.P., 2,423,256 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 15:45 UTC
SWETS LARRY G JRDirector · Chief Executive Officer
PurchaseCommon Stock 352 $5.92 $2,082.43
Disclosure

SEC source: 0001072627-17-000050 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080,380

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 15:35 UTC PurchaseCommon Stock 254 $5.92 $1,502.66
Disclosure

SEC source: 0001072627-17-000049 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,068

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 15:16 UTC
BAQAR HASSANVice President
PurchaseCommon Stock 120 $5.92 $709.92
Disclosure

SEC source: 0001072627-17-000048 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,268

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 19:53 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 10,000 $5.88 $58,750.00
Disclosure

SEC source: 0001072627-17-000047 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,834,346

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 294,828 shares; and Stilwell Activist Investments, L.P., 2,413,952 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:52 UTC PurchaseCommon Stock 2,902 $5.75 $16,686.50
Disclosure

SEC source: 0001072627-17-000044 · primary_doc.xml · nonDerivative · entry 1

Schaevitz Gary · CIK 0001601096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,972

F1 · balance_after: Gary Schaevitz directly owns shares of common stock (175,696 shares), and indirectly by spouse (83,110 shares), by trust for children (86,266 shares), and by family members (18,900 shares).

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March 29, 2017 Filed Mar 30, 2017 16:15 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 5,000 $5.80 $29,000.00
Disclosure

SEC source: 0001072627-17-000046 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,824,346

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 293,775 shares; and Stilwell Activist Investments, L.P., 2,405,005 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
March 28, 2017 Filed Mar 29, 2017 20:04 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 5,038 $5.80 $29,218.38
Disclosure

SEC source: 0001072627-17-000045 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,819,346

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 293,248 shares; and Stilwell Activist Investments, L.P., 2,400,532 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 21:20 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,200 $5.80 $35,989.76
Disclosure

SEC source: 0001072627-17-000043 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,814,308

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 292,717 shares;.and Stilwell Activist Investments, L.P., 2,396,025 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 15:45 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 10,000 $5.82 $58,249.00
Disclosure

SEC source: 0001072627-17-000041 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,808,108

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 292,064 shares;.and Stilwell Activist Investments, L.P., 2,390,478 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

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March 22, 2017 Filed Mar 23, 2017 14:56 UTC PurchaseCommon Stock 5,000 $5.80 $29,000.00
Disclosure

SEC source: 0001072627-17-000040 · primary_doc.xml · nonDerivative · entry 1

Schaevitz Gary · CIK 0001601096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,070

F1 · balance_after: Gary Schaevitz directly owns shares of common stock (172,794 shares), and indirectly by spouse (83,110 shares), by trust for children (86,266 shares), and by family members (18,900 shares).

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March 21, 2017 Filed Mar 22, 2017 15:31 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 5,000 $5.90 $29,500.00
Disclosure

SEC source: 0001072627-17-000039 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,798,108

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 284,255 shares;.and Stilwell Activist Investments, L.P., 2,388,287 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

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March 17, 2017 Filed Mar 20, 2017 22:17 UTC PurchaseCommon Stock 4,700 $5.70 $26,790.00
Disclosure

SEC source: 0001072627-17-000038 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,793,108

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 279,255 shares;.and Stilwell Activist Investments, L.P., 2,388,287 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

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March 16, 2017 Filed Mar 16, 2017 21:32 UTC PurchaseCommon Stock 16,100 $5.71 $91,964.81
Disclosure

SEC source: 0001072627-17-000036 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,772,218

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 274,465 shares;.and Stilwell Activist Investments, L.P., 2,388,287 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

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March 16, 2017 Filed Mar 17, 2017 19:14 UTC Amendment PurchaseCommon Stock 16,190 $5.71 $92,474.04
Disclosure

SEC source: 0001072627-17-000037 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,788,408

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 274,555 shares;.and Stilwell Activist Investments, L.P., 2,388,287 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

Read SEC document
March 15, 2017 Filed Mar 15, 2017 19:52 UTC PurchaseCommon Stock 1,900 $5.60 $10,640.00
Disclosure

SEC source: 0001072627-17-000031 · primary_doc.xml · nonDerivative · entry 1

Schaevitz Gary · CIK 0001601096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,070

F1 · balance_after: Gary Schaevitz directly owns shares of common stock (167,794 shares), and indirectly by spouse (83,110 shares), by trust for children (86,266 shares), and by family members (18,900 shares).

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March 15, 2017 Filed Mar 16, 2017 15:39 UTC
Fitzgerald John Taylor MaloneyDirector · President and COO
PurchaseCommon Stock 109 $5.69 $620.42
Disclosure

SEC source: 0001072627-17-000035 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,404

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

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March 15, 2017 Filed Mar 16, 2017 15:22 UTC PurchaseCommon Stock 264 $5.69 $1,502.66
Disclosure

SEC source: 0001072627-17-000033 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,814

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
March 15, 2017 Filed Mar 16, 2017 15:31 UTC
SWETS LARRY G JRDirector · Chief Executive Officer
PurchaseCommon Stock 366 $5.69 $2,083.24
Disclosure

SEC source: 0001072627-17-000034 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080,028

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

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March 15, 2017 Filed Mar 16, 2017 15:17 UTC
BAQAR HASSANVice President
PurchaseCommon Stock 124 $5.69 $705.80
Disclosure

SEC source: 0001072627-17-000032 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,148

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

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February 28, 2017 Filed Feb 28, 2017 21:39 UTC
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
PurchaseCommon Stock 104 $6.04 $628.10
Disclosure

SEC source: 0001072627-17-000020 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,295

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

Read SEC document
February 28, 2017 Filed Feb 28, 2017 21:34 UTC
SWETS LARRY G JRDirector · CEO and President
PurchaseCommon Stock 345 $6.04 $2,083.59
Disclosure

SEC source: 0001072627-17-000019 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079,662

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

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February 28, 2017 Filed Feb 28, 2017 21:28 UTC
Hickey William August JrCOO, CFO and EVP
PurchaseCommon Stock 248 $6.04 $1,497.77
Disclosure

SEC source: 0001072627-17-000018 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,550

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

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February 28, 2017 Filed Feb 28, 2017 21:23 UTC
BAQAR HASSANVice President
PurchaseCommon Stock 118 $6.04 $712.65
Disclosure

SEC source: 0001072627-17-000017 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,024

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 16:41 UTC
Hickey William August JrCOO, CFO and EVP
PurchaseCommon Stock 254 $5.93 $1,506.91
Disclosure

SEC source: 0001072627-17-000014 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · COO, CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,302

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

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February 15, 2017 Filed Feb 17, 2017 16:55 UTC
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
PurchaseCommon Stock 105 $5.93 $622.93
Disclosure

SEC source: 0001072627-17-000016 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,191

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

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February 15, 2017 Filed Feb 17, 2017 16:47 UTC
SWETS LARRY G JRDirector · CEO and President
PurchaseCommon Stock 351 $5.93 $2,082.38
Disclosure

SEC source: 0001072627-17-000015 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079,317

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

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February 15, 2017 Filed Feb 17, 2017 16:35 UTC
BAQAR HASSANVice President
PurchaseCommon Stock 120 $5.93 $711.92
Disclosure

SEC source: 0001072627-17-000013 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,906

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

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January 31, 2017 Filed Jan 31, 2017 20:59 UTC
Fitzgerald John Taylor MaloneyDirector · Executive Vice President
PurchaseCommon Stock 98 $6.40 $627.51
Disclosure

SEC source: 0001072627-17-000012 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,086

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

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January 31, 2017 Filed Jan 31, 2017 20:53 UTC
SWETS LARRY G JRDirector · CEO and President
PurchaseCommon Stock 325 $6.40 $2,081.04
Disclosure

SEC source: 0001072627-17-000011 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,078,966

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.