KWY

SEC source: 0001072627-17-000188 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088,185

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000187 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,868

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000186 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,720

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000182 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,958,323

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 311,757 shares; and Stilwell Activist Investments, L.P., 2,521,000 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000180 · primary_doc.xml · nonDerivative · entry 1

Schaevitz Gary · CIK 0001601096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,572

F1 · balance_after: Gary Schaevitz directly owns shares of common stock (194,196 shares), and indirectly by spouse (83,110 shares), by trust for children (86,266 shares), and by family members (19,000 shares).

SEC source: 0001072627-17-000179 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,855

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000178 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087,803

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000177 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,594

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000176 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,536

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000181 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,955,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 311,053 shares; and Stilwell Activist Investments, L.P., 2,519,204 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000173 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,555

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000172 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087,427

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000171 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,324

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000170 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,356

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000169 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,953,323

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 311,053 shares; and Stilwell Activist Investments, L.P., 2,516,704 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000168 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,279

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000167 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087,081

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000166 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,074

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000165 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,190

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000164 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,943,223

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 309,667 shares; and Stilwell Activist Investments, L.P., 2,507,990 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000163 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,940,723

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 309,667 shares; and Stilwell Activist Investments, L.P., 2,505,490 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000162 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,938,223

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 309,117 shares; and Stilwell Activist Investments, L.P., 2,503,540 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000161 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935,723

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 309,117 shares; and Stilwell Activist Investments, L.P., 2,501,040 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000160 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,933,223

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 308,567 shares; and Stilwell Activist Investments, L.P., 2,499,090 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000159 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 867,007

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000158 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,930,723

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 308,567 shares; and Stilwell Activist Investments, L.P., 2,496,590 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000157 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925,723

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 308,017 shares; and Stilwell Activist Investments, L.P., 2,492,140 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000156 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,920,723

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 306,995 shares; and Stilwell Activist Investments, L.P., 2,488,162 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000155 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918,929

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 306,995 shares; and Stilwell Activist Investments, L.P., 2,486,368 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000152 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086,740

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000153 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,807

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000151 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,828

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000150 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,028

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000154 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,916,429

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 306,995 shares; and Stilwell Activist Investments, L.P., 2,483,868 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000149 · primary_doc.xml · nonDerivative · entry 2

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913,843

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 306,323 shares; and Stilwell Activist Investments, L.P., 2,481,954 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000149 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,912,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 306,323 shares; and Stilwell Activist Investments, L.P., 2,481,954 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000148 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,910,323

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 306,323 shares; and Stilwell Activist Investments, L.P., 2,478,434 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000146 · primary_doc.xml · nonDerivative · entry 2

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,525

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000146 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,108

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000147 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907,823

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 305,773 shares; and Stilwell Activist Investments, L.P., 2,476,484 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000145 · primary_doc.xml · nonDerivative · entry 3

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,608

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000145 · primary_doc.xml · nonDerivative · entry 2

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,391

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000145 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,591

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000144 · primary_doc.xml · nonDerivative · entry 1

Schaevitz Gary · CIK 0001601096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,572

F1 · balance_after: Gary Schaevitz directly owns shares of common stock (189,196 shares), and indirectly by spouse (83,110 shares), by trust for children (86,266 shares), and by family members (19,000 shares).

SEC source: 0001072627-17-000143 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905,323

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 60,000 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 305,773 shares; and Stilwell Activist Investments, L.P., 2,473,984 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000142 · primary_doc.xml · nonDerivative · entry 4

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,391

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000142 · primary_doc.xml · nonDerivative · entry 3

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861,374

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000142 · primary_doc.xml · nonDerivative · entry 2

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,474

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000142 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,174

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000141 · primary_doc.xml · nonDerivative · entry 2

Schaevitz Gary · CIK 0001601096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,072

F1 · balance_after: Gary Schaevitz directly owns shares of common stock (186,696 shares), and indirectly by spouse (83,110 shares), by trust for children (86,266 shares), and by family members (19,000 shares).