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KWY

KINGSWAY Corp

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5976
SEC CIK
0001072627
Parsed reports
890

Last 12 months

Inside the activity.

50 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202548
Jan 202620
Feb 202660
Mar 202640
Apr 202630
May 202663
Jun 202640
Jul 202640
Aug 202673
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2019 Filed Mar 23, 2019 00:49 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 200 $2.40 $480.00
Disclosure

SEC source: 0001072627-19-000024 · primary_doc.xml · nonDerivative · entry 6

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,459

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
March 21, 2019 Filed Mar 23, 2019 00:49 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Shares 500 $2.32 $1,160.00
Disclosure

SEC source: 0001072627-19-000024 · primary_doc.xml · nonDerivative · entry 5

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,259

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
March 21, 2019 Filed Mar 23, 2019 00:49 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Shares 2,600 $2.35 $6,110.00
Disclosure

SEC source: 0001072627-19-000024 · primary_doc.xml · nonDerivative · entry 4

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 942,759

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
March 21, 2019 Filed Mar 23, 2019 00:49 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 200 $2.43 $486.00
Disclosure

SEC source: 0001072627-19-000024 · primary_doc.xml · nonDerivative · entry 3

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,159

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
March 21, 2019 Filed Mar 23, 2019 00:49 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 942 $2.45 $2,307.90
Disclosure

SEC source: 0001072627-19-000024 · primary_doc.xml · nonDerivative · entry 2

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,959

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
March 21, 2019 Filed Mar 23, 2019 00:49 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 2,023 $2.44 $4,936.12
Disclosure

SEC source: 0001072627-19-000024 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939,017

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 21:30 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Shares 100 $2.24 $224.00
Disclosure

SEC source: 0001072627-19-000018 · primary_doc.xml · nonDerivative · entry 2

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,994

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
March 20, 2019 Filed Mar 20, 2019 21:30 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Shares 6,800 $2.25 $15,300.00
Disclosure

SEC source: 0001072627-19-000018 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,894

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Stock 9,999 $2.20 $21,991.80
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 10

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,484

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Stock 9,999 $2.25 $22,472.75
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 9

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,107,485

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Stock 6,245 $2.20 $13,739.00
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 8

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,097,486

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Stock 9,999 $2.20 $21,986.80
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 7

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,091,241

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Shares 6,106 $2.25 $13,733.62
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 6

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,081,242

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Shares 9,000 $2.25 $20,243.70
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 5

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075,136

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Stock 18,999 $2.25 $42,745.85
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 4

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066,136

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Stock 87,706 $2.25 $197,338.50
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 3

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047,137

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:53 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 30,000 $2.27 $68,172.00
Disclosure

SEC source: 0001144204-19-015657 · tv516991_form4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 310,000

F3 · shares: This Form 4 reports the following acquisitions: (a) on March 20, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 17,170 shares at $2.2724 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 8,756 shares at $2.2724 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.2724 USD per share; and (b) on March 21, 2019, SAF acquired 949 shares at $2.3997 USD per share; SAI acquired 7,338 shares at $2.3997 USD per share; and SVP VII acquired 10,000 shares at $2.3997 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:53 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 8,756 $2.27 $19,897.13
Disclosure

SEC source: 0001144204-19-015657 · tv516991_form4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,322,563

F3 · shares: This Form 4 reports the following acquisitions: (a) on March 20, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 17,170 shares at $2.2724 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 8,756 shares at $2.2724 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.2724 USD per share; and (b) on March 21, 2019, SAF acquired 949 shares at $2.3997 USD per share; SAI acquired 7,338 shares at $2.3997 USD per share; and SVP VII acquired 10,000 shares at $2.3997 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 21:53 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 17,170 $2.27 $39,017.11
Disclosure

SEC source: 0001144204-19-015657 · tv516991_form4.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 422,813

F3 · shares: This Form 4 reports the following acquisitions: (a) on March 20, 2019, Stilwell Activist Fund, L.P. ("SAF") acquired 17,170 shares at $2.2724 USD per share; Stilwell Activist Investments, L.P. ("SAI") acquired 8,756 shares at $2.2724 USD per share; and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 30,000 shares at $2.2724 USD per share; and (b) on March 21, 2019, SAF acquired 949 shares at $2.3997 USD per share; SAI acquired 7,338 shares at $2.3997 USD per share; and SVP VII acquired 10,000 shares at $2.3997 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 9,999 $2.20 $21,991.80
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 10

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,270,786

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 9,999 $2.25 $22,472.75
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 9

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,260,787

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 6,245 $2.20 $13,739.00
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 8

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,788

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 9,999 $2.20 $21,986.80
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 7

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,543

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 6,106 $2.25 $13,733.62
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 6

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234,544

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 9,000 $2.25 $20,243.70
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 5

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228,438

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 18,999 $2.25 $42,745.85
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 4

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,438

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 20, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 87,706 $2.25 $197,338.50
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 3

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,439

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 19, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Stock 9,999 $2.18 $21,826.82
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 2

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959,431

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 19, 2019 Filed Mar 22, 2019 00:23 UTC PurchaseCommon Stock 3,754 $2.20 $8,255.80
Disclosure

SEC source: 0001072627-19-000021 · primary_doc.xml · nonDerivative · entry 1

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,432

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 19, 2019 Filed Mar 21, 2019 22:59 UTC PurchaseCommon Shares 95 $2.13 $202.35
Disclosure

SEC source: 0001072627-19-000020 · primary_doc.xml · nonDerivative · entry 3

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,678

F1 · balance_after: Douglas Levine directly owns shares of common stock (945,678 shares), and indirectly by spouse (90,200 shares), and by trust for children (63,102 shares).

Read SEC document
March 19, 2019 Filed Mar 21, 2019 22:59 UTC PurchaseCommon Shares 9,099 $2.14 $19,471.86
Disclosure

SEC source: 0001072627-19-000020 · primary_doc.xml · nonDerivative · entry 2

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,583

F1 · balance_after: Douglas Levine directly owns shares of common stock (945,678 shares), and indirectly by spouse (90,200 shares), and by trust for children (63,102 shares).

Read SEC document
March 19, 2019 Filed Mar 21, 2019 18:26 UTC PurchaseCommon Shares 10,000 $2.15 $21,500.00
Disclosure

SEC source: 0001072627-19-000019 · primary_doc.xml · nonDerivative · entry 2

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,886

F1 · balance_after: Douglas Levine directly owns shares of common stock (931,584 shares), and indirectly by spouse (95,200 shares), and by trust for children (58,102 shares).

Read SEC document
March 19, 2019 Filed Mar 22, 2019 16:47 UTC Amendment PurchaseCommon Stock 95 $2.13 $202.35
Disclosure

SEC source: 0001072627-19-000022 · primary_doc.xml · nonDerivative · entry 3

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,980

F1 · balance_after: Douglas Levine directly owns shares of common stock (945,678 shares), and indirectly by spouse (90,200 shares), and by trust for children (63,102 shares).

Read SEC document
March 19, 2019 Filed Mar 22, 2019 16:47 UTC Amendment PurchaseCommon Stock 9,099 $2.14 $19,471.86
Disclosure

SEC source: 0001072627-19-000022 · primary_doc.xml · nonDerivative · entry 2

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,885

F1 · balance_after: Douglas Levine directly owns shares of common stock (945,678 shares), and indirectly by spouse (90,200 shares), and by trust for children (63,102 shares).

Read SEC document
March 19, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 9,999 $2.18 $21,825.82
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 2

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,733

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 19, 2019 Filed Mar 22, 2019 18:31 UTC Amendment PurchaseCommon Stock 3,754 $2.20 $8,255.80
Disclosure

SEC source: 0001072627-19-000023 · primary_doc.xml · nonDerivative · entry 1

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102,734

F1 · balance_after: Douglas Levine directly owns shares of common stock (991,484 shares), and indirectly by spouse (90,200 shares), and by trust for children (189,102 shares).

Read SEC document
March 18, 2019 Filed Mar 19, 2019 15:01 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 948 $2.19 $2,080.10
Disclosure

SEC source: 0001072627-19-000017 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,094

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 14:56 UTC
Hickey William August JrCFO, EVP and SEC
PurchaseCommon Stock 684 $2.19 $1,500.83
Disclosure

SEC source: 0001072627-19-000016 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO, EVP and SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,962

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
March 18, 2019 Filed Mar 21, 2019 22:59 UTC PurchaseCommon Shares 4,900 $2.14 $10,486.00
Disclosure

SEC source: 0001072627-19-000020 · primary_doc.xml · nonDerivative · entry 1

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 936,484

F1 · balance_after: Douglas Levine directly owns shares of common stock (945,678 shares), and indirectly by spouse (90,200 shares), and by trust for children (63,102 shares).

Read SEC document
March 18, 2019 Filed Mar 21, 2019 18:26 UTC PurchaseCommon Shares 9,000 $2.14 $19,260.00
Disclosure

SEC source: 0001072627-19-000019 · primary_doc.xml · nonDerivative · entry 1

LEVINE DOUGLAS · CIK 0001164694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,074,886

F1 · balance_after: Douglas Levine directly owns shares of common stock (931,584 shares), and indirectly by spouse (95,200 shares), and by trust for children (58,102 shares).

Read SEC document
February 28, 2019 Filed Feb 28, 2019 21:43 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 908 $2.29 $2,083.68
Disclosure

SEC source: 0001072627-19-000013 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 929,146

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
February 28, 2019 Filed Feb 28, 2019 21:35 UTC
Hickey William August JrCFO, EVP and SEC
PurchaseCommon Stock 654 $2.29 $1,500.80
Disclosure

SEC source: 0001072627-19-000012 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO, EVP and SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,278

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
February 15, 2019 Filed Feb 15, 2019 21:28 UTC
Hickey William August JrCFO, EVP and SEC
PurchaseCommon Stock 566 $2.65 $1,497.30
Disclosure

SEC source: 0001072627-19-000010 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO, EVP and SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,624

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

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February 15, 2019 Filed Feb 15, 2019 21:33 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 788 $2.65 $2,084.58
Disclosure

SEC source: 0001072627-19-000011 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,238

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

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January 31, 2019 Filed Feb 1, 2019 17:07 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 894 $2.33 $2,084.72
Disclosure

SEC source: 0001072627-19-000006 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 927,450

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

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January 31, 2019 Filed Feb 1, 2019 16:57 UTC
Hickey William August JrCFO, EVP and SEC
PurchaseCommon Stock 644 $2.33 $1,501.74
Disclosure

SEC source: 0001072627-19-000005 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO, EVP and SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,058

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

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January 31, 2019 Filed Feb 1, 2019 16:50 UTC
BAQAR HASSANVice President
PurchaseCommon Stock 428 $2.33 $998.05
Disclosure

SEC source: 0001072627-19-000004 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,512

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

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January 15, 2019 Filed Jan 16, 2019 16:50 UTC
Fitzgerald John Taylor MaloneyDirector · CEO & President
PurchaseCommon Stock 918 $2.27 $2,082.85
Disclosure

SEC source: 0001072627-19-000003 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,556

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

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January 15, 2019 Filed Jan 16, 2019 16:34 UTC
Hickey William August JrCFO, EVP and SEC
PurchaseCommon Stock 662 $2.27 $1,502.01
Disclosure

SEC source: 0001072627-19-000002 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO, EVP and SEC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,414

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

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January 15, 2019 Filed Jan 16, 2019 16:27 UTC
BAQAR HASSANVice President
PurchaseCommon Stock 442 $2.27 $1,002.85
Disclosure

SEC source: 0001072627-19-000001 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,084

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.