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KWY

KINGSWAY Corp

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5976
SEC CIK
0001072627
Parsed reports
890

Last 12 months

Inside the activity.

50 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202548
Jan 202620
Feb 202660
Mar 202640
Apr 202630
May 202663
Jun 202640
Jul 202640
Aug 202673
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2020 Filed Sep 1, 2020 20:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 20,077 $2.92 $58,580.67
Disclosure

SEC source: 0001104659-20-101410 · tm2030021d1_4.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,623,500

F3 · kind: 3. This Form 4 reports the following acquisitions: (a) on August 28, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $2.8948 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 20,077 shares at $2.8948 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,923 shares at $2.8948 USD per share; and (b) on August 31, 2020, SAF acquired 1,000 shares at $2.9178 USD per share, SAI acquired 20,077 shares at $2.9178 USD per share, and SVP VII acquired 3,923 shares at $2.9178 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2020 Filed Sep 1, 2020 20:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,000 $2.92 $2,917.80
Disclosure

SEC source: 0001104659-20-101410 · tm2030021d1_4.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 457,839

F3 · kind: 3. This Form 4 reports the following acquisitions: (a) on August 28, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $2.8948 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 20,077 shares at $2.8948 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,923 shares at $2.8948 USD per share; and (b) on August 31, 2020, SAF acquired 1,000 shares at $2.9178 USD per share, SAI acquired 20,077 shares at $2.9178 USD per share, and SVP VII acquired 3,923 shares at $2.9178 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 3,923 $2.89 $11,356.30
Disclosure

SEC source: 0001104659-20-101410 · tm2030021d1_4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 616,921

F3 · kind: 3. This Form 4 reports the following acquisitions: (a) on August 28, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $2.8948 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 20,077 shares at $2.8948 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,923 shares at $2.8948 USD per share; and (b) on August 31, 2020, SAF acquired 1,000 shares at $2.9178 USD per share, SAI acquired 20,077 shares at $2.9178 USD per share, and SVP VII acquired 3,923 shares at $2.9178 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 20,077 $2.89 $58,118.90
Disclosure

SEC source: 0001104659-20-101410 · tm2030021d1_4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,603,423

F3 · kind: 3. This Form 4 reports the following acquisitions: (a) on August 28, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $2.8948 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 20,077 shares at $2.8948 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,923 shares at $2.8948 USD per share; and (b) on August 31, 2020, SAF acquired 1,000 shares at $2.9178 USD per share, SAI acquired 20,077 shares at $2.9178 USD per share, and SVP VII acquired 3,923 shares at $2.9178 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,000 $2.89 $2,894.80
Disclosure

SEC source: 0001104659-20-101410 · tm2030021d1_4.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 456,839

F3 · kind: 3. This Form 4 reports the following acquisitions: (a) on August 28, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $2.8948 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 20,077 shares at $2.8948 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 3,923 shares at $2.8948 USD per share; and (b) on August 31, 2020, SAF acquired 1,000 shares at $2.9178 USD per share, SAI acquired 20,077 shares at $2.9178 USD per share, and SVP VII acquired 3,923 shares at $2.9178 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 17:18 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 712 $2.92 $2,081.82
Disclosure

SEC source: 0001072627-20-000101 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990,085

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 16:58 UTC
Hansen Kent AChief Financial Officer
PurchaseCommon Stock 153 $2.92 $447.36
Disclosure

SEC source: 0001072627-20-000100 · primary_doc.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153

Read SEC document
August 28, 2020 Filed Sep 1, 2020 14:22 UTC
Hogan Paul R.Secretary and General Counsel
PurchaseCommon Stock 342 $2.92 $999.97
Disclosure

SEC source: 0001072627-20-000099 · primary_doc.xml · nonDerivative · entry 1

Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342

Read SEC document
August 27, 2020 Filed Aug 28, 2020 16:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 8,923 $2.89 $25,808.89
Disclosure

SEC source: 0001104659-20-099976 · tm2029793d1_4.xml · nonDerivative · entry 8

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 612,998

F3 · kind: This Form 4 reports the following acquisitions: (a) on August 26, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 4,953 shares at $2.75 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 36,325 shares at $2.75 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 20,296 shares at $2.75 USD per share; and (b) on August 27, 2020, SAF acquired 1,000 shares at $2.8924 USD per share, SAI acquired 15,077 shares at $2.8924 USD per share, and SVP VII acquired 8,923 shares at $2.8924 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 16:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 15,077 $2.89 $43,608.71
Disclosure

SEC source: 0001104659-20-099976 · tm2029793d1_4.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,583,346

F3 · kind: This Form 4 reports the following acquisitions: (a) on August 26, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 4,953 shares at $2.75 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 36,325 shares at $2.75 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 20,296 shares at $2.75 USD per share; and (b) on August 27, 2020, SAF acquired 1,000 shares at $2.8924 USD per share, SAI acquired 15,077 shares at $2.8924 USD per share, and SVP VII acquired 8,923 shares at $2.8924 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 16:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,000 $2.89 $2,892.40
Disclosure

SEC source: 0001104659-20-099976 · tm2029793d1_4.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 455,839

F3 · kind: This Form 4 reports the following acquisitions: (a) on August 26, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 4,953 shares at $2.75 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 36,325 shares at $2.75 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 20,296 shares at $2.75 USD per share; and (b) on August 27, 2020, SAF acquired 1,000 shares at $2.8924 USD per share, SAI acquired 15,077 shares at $2.8924 USD per share, and SVP VII acquired 8,923 shares at $2.8924 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 16:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 20,296 $2.75 $55,814.00
Disclosure

SEC source: 0001104659-20-099976 · tm2029793d1_4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 604,075

F3 · kind: This Form 4 reports the following acquisitions: (a) on August 26, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 4,953 shares at $2.75 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 36,325 shares at $2.75 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 20,296 shares at $2.75 USD per share; and (b) on August 27, 2020, SAF acquired 1,000 shares at $2.8924 USD per share, SAI acquired 15,077 shares at $2.8924 USD per share, and SVP VII acquired 8,923 shares at $2.8924 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 16:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 36,325 $2.75 $99,893.75
Disclosure

SEC source: 0001104659-20-099976 · tm2029793d1_4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,568,269

F3 · kind: This Form 4 reports the following acquisitions: (a) on August 26, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 4,953 shares at $2.75 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 36,325 shares at $2.75 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 20,296 shares at $2.75 USD per share; and (b) on August 27, 2020, SAF acquired 1,000 shares at $2.8924 USD per share, SAI acquired 15,077 shares at $2.8924 USD per share, and SVP VII acquired 8,923 shares at $2.8924 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 16:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 4,953 $2.75 $13,620.75
Disclosure

SEC source: 0001104659-20-099976 · tm2029793d1_4.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 454,839

F3 · kind: This Form 4 reports the following acquisitions: (a) on August 26, 2020, Stilwell Activist Fund, L.P. ("SAF") acquired 4,953 shares at $2.75 USD per share, Stilwell Activist Investments, L.P. ("SAI") acquired 36,325 shares at $2.75 USD per share, and Stilwell Value Partners VII, L.P. ("SVP VII") acquired 20,296 shares at $2.75 USD per share; and (b) on August 27, 2020, SAF acquired 1,000 shares at $2.8924 USD per share, SAI acquired 15,077 shares at $2.8924 USD per share, and SVP VII acquired 8,923 shares at $2.8924 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 18:34 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 20,779 $2.75 $57,142.25
Disclosure

SEC source: 0001104659-20-098652 · tm2029477d1_4.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 583,779

F5 · shares: This Form 4 reports the following acquisitions: (a) on August 24, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 13,000 shares at $2.7187 USD per share; and (b) on August 25, 2020 SVP VII acquired 20,779 shares at $2.75 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 24, 2020 Filed Aug 26, 2020 18:34 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 13,000 $2.72 $35,343.10
Disclosure

SEC source: 0001104659-20-098652 · tm2029477d1_4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 563,000

F5 · shares: This Form 4 reports the following acquisitions: (a) on August 24, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 13,000 shares at $2.7187 USD per share; and (b) on August 25, 2020 SVP VII acquired 20,779 shares at $2.75 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 13:52 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 744 $2.80 $2,082.38
Disclosure

SEC source: 0001072627-20-000094 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 989,373

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 16:10 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 756 $2.75 $2,082.40
Disclosure

SEC source: 0001072627-20-000086 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,629

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 15:46 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 854 $2.44 $2,082.99
Disclosure

SEC source: 0001072627-20-000076 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,873

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 19:07 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 901 $2.31 $2,083.47
Disclosure

SEC source: 0001072627-20-000072 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,019

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
June 12, 2020 Filed Jun 17, 2020 14:54 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 921 $2.26 $2,084.04
Disclosure

SEC source: 0001072627-20-000071 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 986,118

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 22:03 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 914 $2.28 $2,082.37
Disclosure

SEC source: 0001072627-20-000070 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,197

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
May 15, 2020 Filed May 18, 2020 19:00 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 1,112 $1.87 $2,084.56
Disclosure

SEC source: 0001072627-20-000069 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984,283

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
April 30, 2020 Filed May 4, 2020 14:03 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 1,186 $1.76 $2,087.36
Disclosure

SEC source: 0001072627-20-000066 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,171

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 14:44 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 1,032 $2.02 $2,084.64
Disclosure

SEC source: 0001072627-20-000063 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,985

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 16:27 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 1,029 $2.02 $2,078.58
Disclosure

SEC source: 0001072627-20-000054 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 980,953

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 13:42 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 925 $2.25 $2,081.25
Disclosure

SEC source: 0001072627-20-000051 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 979,924

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 23:27 UTC Tax withholdingCommon Stock 41,472 $1.79 $74,234.88
Disclosure

SEC source: 0001072627-20-000044 · primary_doc.xml · nonDerivative · entry 3

Hickey William August Jr · CIK 0001538238 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,831

F3 · shares: Shares withheld for taxes upon vesting of certain restricted common shares, as more particularly described above.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 23:27 UTC Disposition to issuerCommon Stock 93,713 $1.79 $167,746.27
Disclosure

SEC source: 0001072627-20-000044 · primary_doc.xml · nonDerivative · entry 2

Hickey William August Jr · CIK 0001538238 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,303

F1 · shares: Mr. Hickey held 229,500 restricted common shares under the Kingsway Financial Services Inc. 2013 Equity Incentive Plan pursuant to a Restricted Stock Agreement dated March 28, 2014. As described in an Employment Separation Agreement and Release dated February 28, 2020 (included as Exhibit 10.3 to Form 8-K, filed February 28, 2020), 135,787 of such restricted common shares vested on February 28, 2020 and the remaining 93,713 restricted common shares were forfeited and cancelled.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 23:27 UTC PurchaseCommon Stock 839 $1.79 $1,501.81
Disclosure

SEC source: 0001072627-20-000044 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,016

F2 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 19:56 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 1,165 $1.79 $2,085.35
Disclosure

SEC source: 0001072627-20-000043 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,999

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 19:25 UTC PurchaseCommon Stock 830 $1.81 $1,502.30
Disclosure

SEC source: 0001072627-20-000017 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,177

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 20:56 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 1,153 $1.81 $2,086.93
Disclosure

SEC source: 0001072627-20-000022 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,834

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:40 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 1,242 $1.68 $2,086.56
Disclosure

SEC source: 0001072627-20-000016 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,681

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 20:28 UTC PurchaseCommon Stock 894 $1.68 $1,501.92
Disclosure

SEC source: 0001072627-20-000012 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,347

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 22:08 UTC PurchaseCommon Stock 817 $1.83 $1,495.11
Disclosure

SEC source: 0001072627-20-000011 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,453

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
January 16, 2020 Filed Jan 16, 2020 22:01 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 1,136 $1.83 $2,078.88
Disclosure

SEC source: 0001072627-20-000010 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,439

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:31 UTC PurchaseCommon Stock 801 $1.87 $1,500.91
Disclosure

SEC source: 0001072627-20-000002 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,636

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 14:30 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 1,112 $1.87 $2,083.67
Disclosure

SEC source: 0001072627-20-000001 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,303

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 17:39 UTC Amendment
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 6,991 $1.79 $12,499.21
Disclosure

SEC source: 0001072627-19-000077 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,191

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 16:18 UTC PurchaseCommon Stock 5,033 $1.79 $8,998.50
Disclosure

SEC source: 0001072627-19-000076 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,835

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 16:11 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 6,991 $1.79 $12,499.21
Disclosure

SEC source: 0001072627-19-000075 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,191

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 14:33 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 759 $2.75 $2,084.06
Disclosure

SEC source: 0001072627-19-000068 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,200

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 14:09 UTC PurchaseCommon Stock 546 $2.75 $1,499.21
Disclosure

SEC source: 0001072627-19-000067 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,802

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 17:27 UTC
Fitzgerald John Taylor MaloneyDirector · CEO and President
PurchaseCommon Stock 725 $2.87 $2,083.72
Disclosure

SEC source: 0001072627-19-000066 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,441

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 16:49 UTC PurchaseCommon Stock 522 $2.87 $1,500.28
Disclosure

SEC source: 0001072627-19-000065 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,256

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 15:14 UTC
Fitzgerald John Taylor MaloneyDirector · CEO & President
PurchaseCommon Stock 750 $2.78 $2,084.18
Disclosure

SEC source: 0001072627-19-000064 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,716

F1 · balance_after: Includes $500,000 of restricted stock issued on September 5, 2018.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 15:05 UTC PurchaseCommon Stock 540 $2.78 $1,500.61
Disclosure

SEC source: 0001072627-19-000063 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,734

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 14:41 UTC PurchaseCommon Stock 512 $2.93 $1,497.86
Disclosure

SEC source: 0001072627-19-000059 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,194

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

Read SEC document
July 31, 2019 Filed Aug 2, 2019 14:48 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 712 $2.93 $2,082.96
Disclosure

SEC source: 0001072627-19-000060 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 963,966

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.