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KWY

KINGSWAY Corp

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Tapewire entity
5976
SEC CIK
0001072627
Parsed reports
890

Last 12 months

Inside the activity.

50 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202548
Jan 202620
Feb 202660
Mar 202640
Apr 202630
May 202663
Jun 202640
Jul 202640
Aug 202673
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 2, 2021 15:58 UTC
Hansen Kent ACFO & EVP
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001072627-21-000015 · primary_doc.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,612

F1 · shares: Represents restricted and unrestricted shares granted on February 26, 2021.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 16:23 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 460 $4.53 $2,082.47
Disclosure

SEC source: 0001072627-21-000012 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,304

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 16:14 UTC
Hansen Kent ACFO & EVP
PurchaseCommon Stock 331 $4.53 $1,498.47
Disclosure

SEC source: 0001072627-21-000011 · primary_doc.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,612

Read SEC document
February 12, 2021 Filed Feb 17, 2021 15:26 UTC
Hogan Paul R.Secretary and General Counsel
PurchaseCommon Stock 220 $4.53 $995.96
Disclosure

SEC source: 0001072627-21-000010 · primary_doc.xml · nonDerivative · entry 1

Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,323

Read SEC document
January 29, 2021 Filed Feb 2, 2021 17:19 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 445 $4.68 $2,080.82
Disclosure

SEC source: 0001072627-21-000009 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,844

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
January 29, 2021 Filed Feb 2, 2021 15:34 UTC
Hansen Kent ACFO & EVP
PurchaseCommon Stock 320 $4.68 $1,496.32
Disclosure

SEC source: 0001072627-21-000008 · primary_doc.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,281

Read SEC document
January 29, 2021 Filed Feb 2, 2021 15:14 UTC
Hogan Paul R.Secretary and General Counsel
PurchaseCommon Stock 213 $4.68 $995.99
Disclosure

SEC source: 0001072627-21-000007 · primary_doc.xml · nonDerivative · entry 1

Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,103

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:25 UTC
Hansen Kent ACFO & EVP
PurchaseCommon Stock 305 $4.92 $1,499.32
Disclosure

SEC source: 0001072627-21-000006 · primary_doc.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,961

Read SEC document
January 15, 2021 Filed Jan 19, 2021 19:26 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 423 $4.92 $2,079.38
Disclosure

SEC source: 0001072627-21-000005 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,399

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 15:39 UTC
Hogan Paul R.Secretary and General Counsel
PurchaseCommon Stock 203 $4.92 $997.91
Disclosure

SEC source: 0001072627-21-000004 · primary_doc.xml · nonDerivative · entry 1

Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,890

Read SEC document
December 31, 2020 Filed Jan 4, 2021 16:13 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,500 $4.73 $7,099.95
Disclosure

SEC source: 0001104659-21-000163 · tm211464d1_form4.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 509,425

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 30, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.7096 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.7096 USD per share; and (b) on December 31, 2020, (i) SAI acquired 13,500 shares at $4.7333 USD per share, and (ii) SAF acquired 1,500 shares at $4.7333 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 16:13 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 13,500 $4.73 $63,899.55
Disclosure

SEC source: 0001104659-21-000163 · tm211464d1_form4.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,101,169

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 30, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.7096 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.7096 USD per share; and (b) on December 31, 2020, (i) SAI acquired 13,500 shares at $4.7333 USD per share, and (ii) SAF acquired 1,500 shares at $4.7333 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:44 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 433 $4.81 $2,082.21
Disclosure

SEC source: 0001072627-21-000003 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,976

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 17:05 UTC
Hansen Kent ACFO & EVP
PurchaseCommon Stock 311 $4.81 $1,495.54
Disclosure

SEC source: 0001072627-21-000002 · primary_doc.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656

Read SEC document
December 31, 2020 Filed Jan 5, 2021 14:42 UTC
Hogan Paul R.Secretary and General Counsel
PurchaseCommon Stock 207 $4.81 $995.42
Disclosure

SEC source: 0001072627-21-000001 · primary_doc.xml · nonDerivative · entry 1

Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,687

Read SEC document
December 30, 2020 Filed Jan 4, 2021 16:13 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,000 $4.71 $4,709.60
Disclosure

SEC source: 0001104659-21-000163 · tm211464d1_form4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 507,925

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 30, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.7096 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.7096 USD per share; and (b) on December 31, 2020, (i) SAI acquired 13,500 shares at $4.7333 USD per share, and (ii) SAF acquired 1,500 shares at $4.7333 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 16:13 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 9,000 $4.71 $42,386.40
Disclosure

SEC source: 0001104659-21-000163 · tm211464d1_form4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,087,669

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 30, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.7096 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.7096 USD per share; and (b) on December 31, 2020, (i) SAI acquired 13,500 shares at $4.7333 USD per share, and (ii) SAF acquired 1,500 shares at $4.7333 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 18:45 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,144 $4.69 $5,369.59
Disclosure

SEC source: 0001104659-20-140481 · tm2039609d1_form4.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 506,925

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 28, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.6177 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.6177 USD per share; and (b) on December 29, 2020, (i) SAI acquired 10,288 shares at $4.6937 USD per share, and (ii) SAF acquired 1,144 shares at $4.6937 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 18:45 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 10,288 $4.69 $48,288.79
Disclosure

SEC source: 0001104659-20-140481 · tm2039609d1_form4.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,078,669

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 28, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.6177 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.6177 USD per share; and (b) on December 29, 2020, (i) SAI acquired 10,288 shares at $4.6937 USD per share, and (ii) SAF acquired 1,144 shares at $4.6937 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 18:45 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,000 $4.62 $4,617.70
Disclosure

SEC source: 0001104659-20-140481 · tm2039609d1_form4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 505,781

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 28, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.6177 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.6177 USD per share; and (b) on December 29, 2020, (i) SAI acquired 10,288 shares at $4.6937 USD per share, and (ii) SAF acquired 1,144 shares at $4.6937 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 18:45 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 9,000 $4.62 $41,559.30
Disclosure

SEC source: 0001104659-20-140481 · tm2039609d1_form4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,068,381

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 28, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 9,000 shares at $4.6177 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,000 shares at $4.6177 USD per share; and (b) on December 29, 2020, (i) SAI acquired 10,288 shares at $4.6937 USD per share, and (ii) SAF acquired 1,144 shares at $4.6937 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 17:56 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 503 $4.60 $2,313.65
Disclosure

SEC source: 0001104659-20-139638 · tm2039410d1_form4.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 504,781

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 23, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,860 shares at $4.6085 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 540 shares at $4.6085 USD per share; and (b) on December 24, 2020, (i) SAI acquired 4,530 shares at $4.5997 USD per share, and (ii) SAF acquired 503 shares at $4.5997 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 24, 2020 Filed Dec 28, 2020 17:56 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 4,530 $4.60 $20,836.64
Disclosure

SEC source: 0001104659-20-139638 · tm2039410d1_form4.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,059,381

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 23, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,860 shares at $4.6085 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 540 shares at $4.6085 USD per share; and (b) on December 24, 2020, (i) SAI acquired 4,530 shares at $4.5997 USD per share, and (ii) SAF acquired 503 shares at $4.5997 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 17:56 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 540 $4.61 $2,488.59
Disclosure

SEC source: 0001104659-20-139638 · tm2039410d1_form4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 504,278

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 23, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,860 shares at $4.6085 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 540 shares at $4.6085 USD per share; and (b) on December 24, 2020, (i) SAI acquired 4,530 shares at $4.5997 USD per share, and (ii) SAF acquired 503 shares at $4.5997 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 17:56 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 4,860 $4.61 $22,397.31
Disclosure

SEC source: 0001104659-20-139638 · tm2039410d1_form4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,054,851

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 23, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,860 shares at $4.6085 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 540 shares at $4.6085 USD per share; and (b) on December 24, 2020, (i) SAI acquired 4,530 shares at $4.5997 USD per share, and (ii) SAF acquired 503 shares at $4.5997 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 22:24 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 500 $4.60 $2,299.30
Disclosure

SEC source: 0001104659-20-139254 · tm2039315-1_4.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 503,738

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 21, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.5796 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.5796 USD per share; and (b) on December 22, 2020, (i) SAI acquired 4,500 shares at $4.5986 USD per share, and (ii) SAF acquired 500 shares at $4.5986 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 22:24 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 4,500 $4.60 $20,693.70
Disclosure

SEC source: 0001104659-20-139254 · tm2039315-1_4.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,049,991

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 21, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.5796 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.5796 USD per share; and (b) on December 22, 2020, (i) SAI acquired 4,500 shares at $4.5986 USD per share, and (ii) SAF acquired 500 shares at $4.5986 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 22:24 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 500 $4.58 $2,289.80
Disclosure

SEC source: 0001104659-20-139254 · tm2039315-1_4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 503,238

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 21, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.5796 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.5796 USD per share; and (b) on December 22, 2020, (i) SAI acquired 4,500 shares at $4.5986 USD per share, and (ii) SAF acquired 500 shares at $4.5986 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 22:24 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 4,500 $4.58 $20,608.20
Disclosure

SEC source: 0001104659-20-139254 · tm2039315-1_4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,045,491

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 21, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.5796 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.5796 USD per share; and (b) on December 22, 2020, (i) SAI acquired 4,500 shares at $4.5986 USD per share, and (ii) SAF acquired 500 shares at $4.5986 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 16:36 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 500 $4.50 $2,250.00
Disclosure

SEC source: 0001104659-20-137879 · tm2039040-1_4.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 502,738

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 17, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.4441 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.4441 USD per share; and (b) on December 18, 2020, (i) SAI acquired 4,500 shares at $4.50 USD per share, and (ii) SAF acquired 500 shares at $4.50 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 16:36 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 4,500 $4.50 $20,250.00
Disclosure

SEC source: 0001104659-20-137879 · tm2039040-1_4.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,040,991

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 17, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.4441 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.4441 USD per share; and (b) on December 18, 2020, (i) SAI acquired 4,500 shares at $4.50 USD per share, and (ii) SAF acquired 500 shares at $4.50 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:36 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 500 $4.44 $2,222.05
Disclosure

SEC source: 0001104659-20-137879 · tm2039040-1_4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 502,238

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 17, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.4441 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.4441 USD per share; and (b) on December 18, 2020, (i) SAI acquired 4,500 shares at $4.50 USD per share, and (ii) SAF acquired 500 shares at $4.50 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 16:36 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 4,500 $4.44 $19,998.45
Disclosure

SEC source: 0001104659-20-137879 · tm2039040-1_4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,036,491

F4 · kind: This Form 4 reports the following acquisitions: (a) on December 17, 2020, (i) Stilwell Activist Investments, L.P. ("SAI") acquired 4,500 shares at $4.4441 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 500 shares at $4.4441 USD per share; and (b) on December 18, 2020, (i) SAI acquired 4,500 shares at $4.50 USD per share, and (ii) SAF acquired 500 shares at $4.50 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 18:56 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,310 $4.35 $5,698.50
Disclosure

SEC source: 0001104659-20-136750 · tm2038547d2_4.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 501,738

F3 · kind: This Form 4 reports the following acquisitions: (a) on December 15, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 8,104 shares at $4.4307 USD per share; and (b) on December 16, 2020, (i) SAI acquired 3,690 shares at $4.35 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,310 shares at $4.35 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 18:56 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 3,690 $4.35 $16,051.50
Disclosure

SEC source: 0001104659-20-136750 · tm2038547d2_4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,031,991

F3 · kind: This Form 4 reports the following acquisitions: (a) on December 15, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 8,104 shares at $4.4307 USD per share; and (b) on December 16, 2020, (i) SAI acquired 3,690 shares at $4.35 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,310 shares at $4.35 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 18:56 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 8,104 $4.43 $35,906.39
Disclosure

SEC source: 0001104659-20-136750 · tm2038547d2_4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,028,301

F3 · kind: This Form 4 reports the following acquisitions: (a) on December 15, 2020, Stilwell Activist Investments, L.P. ("SAI") acquired 8,104 shares at $4.4307 USD per share; and (b) on December 16, 2020, (i) SAI acquired 3,690 shares at $4.35 USD per share, and (ii) Stilwell Activist Fund, L.P. ("SAF") acquired 1,310 shares at $4.35 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 17:12 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 462 $4.51 $2,082.47
Disclosure

SEC source: 0001072627-20-000143 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,543

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 15:52 UTC
Hogan Paul R.Secretary and General Counsel
PurchaseCommon Stock 221 $4.51 $996.16
Disclosure

SEC source: 0001072627-20-000141 · primary_doc.xml · nonDerivative · entry 1

Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,480

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:05 UTC
Hansen Kent ACFO & EVP
PurchaseCommon Stock 332 $4.51 $1,496.49
Disclosure

SEC source: 0001072627-20-000142 · primary_doc.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345

Read SEC document
December 14, 2020 Filed Dec 15, 2020 16:49 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 7,731 $4.30 $33,243.30
Disclosure

SEC source: 0001104659-20-135579 · tm2038547d1_4.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,020,197

F3 · kind: This Form 4 reports the following acquisitions: (a) on December 11, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 10,000 shares at $4.2995 USD per share; and (b) on December 14, 2020, (i) Stilwell Activist Fund, L.P. ("SAF") acquired 1,970 shares at $4.30 USD per share, and (ii) Stilwell Activist Investments, L.P. ("SAI") acquired 7,731 shares at $4.30 USD per share.

F6 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 16:49 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,970 $4.30 $8,471.00
Disclosure

SEC source: 0001104659-20-135579 · tm2038547d1_4.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,428

F3 · kind: This Form 4 reports the following acquisitions: (a) on December 11, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 10,000 shares at $4.2995 USD per share; and (b) on December 14, 2020, (i) Stilwell Activist Fund, L.P. ("SAF") acquired 1,970 shares at $4.30 USD per share, and (ii) Stilwell Activist Investments, L.P. ("SAI") acquired 7,731 shares at $4.30 USD per share.

F5 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 16:49 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 10,000 $4.30 $42,995.00
Disclosure

SEC source: 0001104659-20-135579 · tm2038547d1_4.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 727,271

F3 · kind: This Form 4 reports the following acquisitions: (a) on December 11, 2020, Stilwell Value Partners VII, L.P. ("SVP VII") acquired 10,000 shares at $4.2995 USD per share; and (b) on December 14, 2020, (i) Stilwell Activist Fund, L.P. ("SAF") acquired 1,970 shares at $4.30 USD per share, and (ii) Stilwell Activist Investments, L.P. ("SAI") acquired 7,731 shares at $4.30 USD per share.

F4 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 18:03 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 672 $3.10 $2,081.86
Disclosure

SEC source: 0001072627-20-000137 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,081

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 17:31 UTC
Hansen Kent ACFO & EVP
PurchaseCommon Stock 145 $3.10 $449.21
Disclosure

SEC source: 0001072627-20-000136 · primary_doc.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013

Read SEC document
November 30, 2020 Filed Dec 2, 2020 16:52 UTC
Hogan Paul R.Secretary and General Counsel
PurchaseCommon Stock 322 $3.10 $997.56
Disclosure

SEC source: 0001072627-20-000134 · primary_doc.xml · nonDerivative · entry 1

Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259

Read SEC document
November 13, 2020 Filed Nov 16, 2020 23:06 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 647 $3.22 $2,080.17
Disclosure

SEC source: 0001072627-20-000132 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,409

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 23:32 UTC
Hansen Kent ACFO & EVP
PurchaseCommon Stock 139 $3.22 $446.90
Disclosure

SEC source: 0001072627-20-000133 · primary_doc.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:04 UTC
Hogan Paul R.Secretary and General Counsel
PurchaseCommon Stock 311 $3.22 $999.90
Disclosure

SEC source: 0001072627-20-000131 · primary_doc.xml · nonDerivative · entry 1

Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,937

Read SEC document
November 02, 2020 Filed Nov 4, 2020 15:59 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommon Stock 628 $3.31 $2,081.38
Disclosure

SEC source: 0001072627-20-000125 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,762

F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 15:08 UTC
Hogan Paul R.Secretary and General Counsel
PurchaseCommon Stock 301 $3.31 $997.60
Disclosure

SEC source: 0001072627-20-000124 · primary_doc.xml · nonDerivative · entry 1

Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.