Last 12 months
Inside the activity.
50 purchase rows · 14 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 4 | 8 |
| Jan 2026 | 2 | 0 |
| Feb 2026 | 6 | 0 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 3 | 0 |
| May 2026 | 6 | 3 |
| Jun 2026 | 4 | 0 |
| Jul 2026 | 4 | 0 |
| Aug 2026 | 7 | 3 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2021 Filed Aug 20, 2021 19:37 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 1,381 | $5.36 | $7,406.72 |
DisclosureSEC source: 0001104659-21-108134 · tm2125637d1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 813,763 F2 · kind: This Form 4 reports the following acquisitions on August 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,716 shares at $5.3633 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 860 shares at $5.3633 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,381 shares at $5.3633 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 560 shares at $5.3633 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:37 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 5,716 | $5.36 | $30,656.62 |
DisclosureSEC source: 0001104659-21-108134 · tm2125637d1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,492,961 F2 · kind: This Form 4 reports the following acquisitions on August 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,716 shares at $5.3633 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 860 shares at $5.3633 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,381 shares at $5.3633 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 560 shares at $5.3633 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:37 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 860 | $5.36 | $4,612.44 |
DisclosureSEC source: 0001104659-21-108134 · tm2125637d1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 564,308 F2 · kind: This Form 4 reports the following acquisitions on August 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,716 shares at $5.3633 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 860 shares at $5.3633 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,381 shares at $5.3633 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 560 shares at $5.3633 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 19:37 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 560 | $5.36 | $3,003.45 |
DisclosureSEC source: 0001104659-21-108134 · tm2125637d1_4.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 937,268 F2 · kind: This Form 4 reports the following acquisitions on August 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 5,716 shares at $5.3633 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 860 shares at $5.3633 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,381 shares at $5.3633 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 560 shares at $5.3633 USD per share. F3 · ownership.nature: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:08 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 386 | $5.38 | $2,076.68 |
DisclosureSEC source: 0001127602-21-023899 · form4.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,942,893 F1 · shares: The shares of Common Stock were acquired pursuant to?the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP").? Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution.? The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Financial Services Inc.? The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker F2 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:08 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 278 | $5.38 | $1,495.64 |
DisclosureSEC source: 0001127602-21-023897 · form4.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,268 F1 · shares: The shares of Common Stock were acquired pursuant to?the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP").? Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution.? The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Financial Services Inc.? The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker F2 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| July 30, 2021 Filed Aug 2, 2021 20:48 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 281 | $5.33 | $1,497.73 |
DisclosureSEC source: 0001127602-21-022768 · form4.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,990 F1 · shares: The shares of Common Stock were acquired pursuant to?the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP").? Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution.? The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Financial Services Inc.? The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker F2 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| July 30, 2021 Filed Aug 2, 2021 20:45 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 391 | $5.33 | $2,084.03 |
DisclosureSEC source: 0001127602-21-022765 · form4.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,942,507 F1 · shares: The shares of Common Stock were acquired pursuant to?the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP").? Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution.? The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Financial Services Inc.? The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker F2 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:16 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 412 | $5.05 | $2,080.60 |
DisclosureSEC source: 0001127602-21-022223 · form4.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,942,116 F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:15 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 297 | $5.05 | $1,499.85 |
DisclosureSEC source: 0001127602-21-022222 · form4.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,709 F1 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 19:17 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 411 | $5.07 | $2,083.77 |
DisclosureSEC source: 0001127602-21-020992 · form4.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941,704 F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 19:16 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 296 | $5.07 | $1,500.72 |
DisclosureSEC source: 0001127602-21-020990 · form4.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,412 F1 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:03 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 1,818 | $5.00 | $9,090.00 |
DisclosureSEC source: 0001104659-21-088838 · tm2121395d1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 812,382 F2 · kind: This Form 4 reports the following acquisitions on June 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 8,290 shares at $5.0000 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,166 shares at $5.0000 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,818 shares at $5.0000 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 726 shares at $5.0000 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:03 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 8,290 | $5.00 | $41,450.00 |
DisclosureSEC source: 0001104659-21-088838 · tm2121395d1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,487,245 F2 · kind: This Form 4 reports the following acquisitions on June 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 8,290 shares at $5.0000 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,166 shares at $5.0000 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,818 shares at $5.0000 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 726 shares at $5.0000 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:03 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 1,166 | $5.00 | $5,830.00 |
DisclosureSEC source: 0001104659-21-088838 · tm2121395d1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 563,448 F2 · kind: This Form 4 reports the following acquisitions on June 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 8,290 shares at $5.0000 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,166 shares at $5.0000 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,818 shares at $5.0000 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 726 shares at $5.0000 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:03 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 726 | $5.00 | $3,630.00 |
DisclosureSEC source: 0001104659-21-088838 · tm2121395d1_4.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 936,708 F2 · kind: This Form 4 reports the following acquisitions on June 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 8,290 shares at $5.0000 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,166 shares at $5.0000 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,818 shares at $5.0000 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 726 shares at $5.0000 USD per share. F3 · ownership.nature: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 20:46 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 6,136 | $4.96 | $30,434.56 |
DisclosureSEC source: 0001104659-21-087638 · tm2121161d1_4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 810,564 F2 · kind: This Form 4 reports the following acquisitions on June 28, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 27,977 shares at $4.9600 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 3,934 shares at $4.9600 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 6,136 shares at $4.9600 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 2,453 shares at $4.9600 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 20:46 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 27,977 | $4.96 | $138,765.92 |
DisclosureSEC source: 0001104659-21-087638 · tm2121161d1_4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,478,955 F2 · kind: This Form 4 reports the following acquisitions on June 28, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 27,977 shares at $4.9600 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 3,934 shares at $4.9600 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 6,136 shares at $4.9600 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 2,453 shares at $4.9600 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 20:46 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 3,934 | $4.96 | $19,512.64 |
DisclosureSEC source: 0001104659-21-087638 · tm2121161d1_4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 562,282 F2 · kind: This Form 4 reports the following acquisitions on June 28, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 27,977 shares at $4.9600 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 3,934 shares at $4.9600 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 6,136 shares at $4.9600 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 2,453 shares at $4.9600 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 20:46 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 2,453 | $4.96 | $12,166.88 |
DisclosureSEC source: 0001104659-21-087638 · tm2121161d1_4.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 935,982 F2 · kind: This Form 4 reports the following acquisitions on June 28, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 27,977 shares at $4.9600 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 3,934 shares at $4.9600 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 6,136 shares at $4.9600 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 2,453 shares at $4.9600 USD per share. F3 · ownership.nature: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:22 UTC |
Hansen Kent ACFO & EVP
|
GrantCommon Stock | 291 | $5.15 | $1,498.65 |
DisclosureSEC source: 0001127602-21-020039 · form4.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,116 F1 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:25 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 404 | $5.15 | $2,080.60 |
DisclosureSEC source: 0001127602-21-020041 · form4.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941,293 F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 19:45 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 51,903 | $4.99 | $259,182.82 |
DisclosureSEC source: 0001104659-21-080736 · tm2119685d1_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 804,428 F2 · kind: This Form 4 reports the following acquisitions on June 10, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 236,659 shares at $4.9936 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 33,277 shares at $4.9936 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 51,903 shares at $4.9936 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 20,750 shares at $4.9936 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 19:45 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 236,659 | $4.99 | $1,181,780.38 |
DisclosureSEC source: 0001104659-21-080736 · tm2119685d1_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,450,978 F2 · kind: This Form 4 reports the following acquisitions on June 10, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 236,659 shares at $4.9936 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 33,277 shares at $4.9936 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 51,903 shares at $4.9936 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 20,750 shares at $4.9936 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 19:45 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 33,277 | $4.99 | $166,172.03 |
DisclosureSEC source: 0001104659-21-080736 · tm2119685d1_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 558,348 F2 · kind: This Form 4 reports the following acquisitions on June 10, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 236,659 shares at $4.9936 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 33,277 shares at $4.9936 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 51,903 shares at $4.9936 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 20,750 shares at $4.9936 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| June 10, 2021 Filed Jun 14, 2021 19:45 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 20,750 | $4.99 | $103,617.20 |
DisclosureSEC source: 0001104659-21-080736 · tm2119685d1_form4.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 933,529 F2 · kind: This Form 4 reports the following acquisitions on June 10, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 236,659 shares at $4.9936 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 33,277 shares at $4.9936 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 51,903 shares at $4.9936 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 20,750 shares at $4.9936 USD per share. F3 · ownership.nature: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:46 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 304 | $4.93 | $1,497.93 |
DisclosureSEC source: 0001072627-21-000053 · primary_doc.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,825 F1 · price: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:40 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 422 | $4.93 | $2,079.36 |
DisclosureSEC source: 0001072627-21-000052 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940,889 F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 16:55 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 418 | $4.98 | $2,080.68 |
DisclosureSEC source: 0001072627-21-000050 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940,467 F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| May 14, 2021 Filed May 17, 2021 16:48 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 301 | $4.98 | $1,498.29 |
DisclosureSEC source: 0001072627-21-000049 · primary_doc.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,521 F1 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| May 03, 2021 Filed May 4, 2021 16:21 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 412 | $5.05 | $2,079.73 |
DisclosureSEC source: 0001072627-21-000039 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940,049 F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| May 03, 2021 Filed May 4, 2021 16:00 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 297 | $5.05 | $1,499.23 |
DisclosureSEC source: 0001072627-21-000038 · primary_doc.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,220 F1 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 21:34 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 447 | $4.66 | $2,081.81 |
DisclosureSEC source: 0001072627-21-000033 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,637 F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| April 15, 2021 Filed Apr 16, 2021 16:24 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 322 | $4.66 | $1,499.65 |
DisclosureSEC source: 0001072627-21-000032 · primary_doc.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,923 F1 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 16:17 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 319 | $4.69 | $1,496.78 |
DisclosureSEC source: 0001072627-21-000031 · primary_doc.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,601 F1 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 15:55 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 444 | $4.69 | $2,083.29 |
DisclosureSEC source: 0001072627-21-000030 · primary_doc.xml · nonDerivative · entry 3 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,190 F3 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 13:47 UTC |
Hogan Paul R.Secretary and General Counsel
|
PurchaseCommon Stock | 213 | $4.69 | $999.42 |
DisclosureSEC source: 0001072627-21-000028 · primary_doc.xml · nonDerivative · entry 1 Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,968 Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 18:55 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 25,254 | $4.53 | $114,521.84 |
DisclosureSEC source: 0001104659-21-045492 · tm2111913d1_form4.xml · nonDerivative · entry 5 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 752,525 F2 · kind: This Form 4 reports the following acquisitions on March 31, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 113,150 shares at $4.5348 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 15,646 shares at $4.5348 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 25,254 shares at $4.5348 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 9,713 shares at $4.5348 USD per share. F6 · ownership.nature: These are shares owned directly by SVP VII, and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 18:55 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 113,150 | $4.53 | $513,112.62 |
DisclosureSEC source: 0001104659-21-045492 · tm2111913d1_form4.xml · nonDerivative · entry 4 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,214,319 F2 · kind: This Form 4 reports the following acquisitions on March 31, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 113,150 shares at $4.5348 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 15,646 shares at $4.5348 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 25,254 shares at $4.5348 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 9,713 shares at $4.5348 USD per share. F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 18:55 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 15,646 | $4.53 | $70,951.48 |
DisclosureSEC source: 0001104659-21-045492 · tm2111913d1_form4.xml · nonDerivative · entry 3 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 525,071 F2 · kind: This Form 4 reports the following acquisitions on March 31, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 113,150 shares at $4.5348 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 15,646 shares at $4.5348 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 25,254 shares at $4.5348 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 9,713 shares at $4.5348 USD per share. F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 18:55 UTC |
Stilwell JosephDirector · 10% owner
Stilwell Value LLC10% owner
Stilwell Associates, L.P.10% owner
Stilwell Activist Fund, L.P.10% owner
Stilwell Activist Investments, L.P.10% owner
Stilwell Value Partners VII, L.P.10% owner
|
PurchaseCommon Stock | 9,713 | $4.53 | $44,046.51 |
DisclosureSEC source: 0001104659-21-045492 · tm2111913d1_form4.xml · nonDerivative · entry 2 STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner Stilwell Value LLC · CIK 0001397076 · 10% owner STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 912,779 F2 · kind: This Form 4 reports the following acquisitions on March 31, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 113,150 shares at $4.5348 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 15,646 shares at $4.5348 USD per share, (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 25,254 shares at $4.5348 USD per share, and (d) Stilwell Associates, L.P. ("Associates") acquired 9,713 shares at $4.5348 USD per share. F3 · ownership.nature: These are shares owned directly by Associates and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 15:55 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
Tax withholdingCommon Stock | 58,459 | $4.65 | $271,834.35 |
DisclosureSEC source: 0001072627-21-000030 · primary_doc.xml · nonDerivative · entry 2 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,938,746 F2 · shares: Shares withheld for taxes upon grant of immediately vested shares of stock on March 31, 2021. F3 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 800,000 shares of restricted stock granted on March 31, 2021. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 15:55 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
GrantCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072627-21-000030 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,997,205 F1 · shares: Represents restricted and unrestricted shares granted on March 31, 2021. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 15:21 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 328 | $4.57 | $1,499.45 |
DisclosureSEC source: 0001072627-21-000018 · primary_doc.xml · nonDerivative · entry 1 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,282 F1 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 14:21 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 455 | $4.57 | $2,080.03 |
DisclosureSEC source: 0001072627-21-000017 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 997,205 F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 14:11 UTC |
Hogan Paul R.Secretary and General Counsel
|
PurchaseCommon Stock | 218 | $4.57 | $996.59 |
DisclosureSEC source: 0001072627-21-000016 · primary_doc.xml · nonDerivative · entry 1 Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,755 Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 14:40 UTC |
Fitzgerald John Taylor MaloneyDirector · President and CEO
|
PurchaseCommon Stock | 446 | $4.67 | $2,083.27 |
DisclosureSEC source: 0001072627-21-000014 · primary_doc.xml · nonDerivative · entry 1 Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 996,750 F1 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 15:58 UTC |
Hansen Kent ACFO & EVP
|
PurchaseCommon Stock | 321 | $4.67 | $1,499.39 |
DisclosureSEC source: 0001072627-21-000015 · primary_doc.xml · nonDerivative · entry 3 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,954 F3 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 14:09 UTC |
Hogan Paul R.Secretary and General Counsel
|
PurchaseCommon Stock | 214 | $4.67 | $999.59 |
DisclosureSEC source: 0001072627-21-000013 · primary_doc.xml · nonDerivative · entry 1 Hogan Paul R. · CIK 0001779005 · Secretary and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,537 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 15:58 UTC |
Hansen Kent ACFO & EVP
|
Tax withholdingCommon Stock | 6,979 | $4.54 | $31,684.66 |
DisclosureSEC source: 0001072627-21-000015 · primary_doc.xml · nonDerivative · entry 2 Hansen Kent A · CIK 0001686017 · CFO & EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,633 F2 · shares: Shares withheld for taxes upon grant of immediately vested shares of stock on February 26, 2021. F3 · balance_after: Includes 40,000 shares of restricted stock granted on February 26, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.