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KWY

KINGSWAY Corp

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5976
SEC CIK
0001072627
Parsed reports
890

Last 12 months

Inside the activity.

50 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202548
Jan 202620
Feb 202660
Mar 202640
Apr 202630
May 202663
Jun 202640
Jul 202640
Aug 202673
Sep 202660
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2021 Filed Dec 17, 2021 21:00 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommoon Stock 377 $5.52 $2,081.04
Disclosure

SEC source: 0001127602-21-031335 · form4.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916,609

F1 · shares: The shares of Common Stock were acquired pursuant to?the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP").? Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution.? The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Financial Services Inc.? The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker

F2 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 700,000 shares of restricted stock granted on March 31, 2021.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:02 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 300 $5.44 $1,632.00
Disclosure

SEC source: 0001104659-21-151113 · tm2135817-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,739,957

F3 · kind: This Form 4 reports the following acquisition on December 15, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 300 shares at $5.44 USD per share.

F4 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 21:02 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,049 $5.45 $11,167.05
Disclosure

SEC source: 0001104659-21-149973 · tm2135534-1_4seq1.xml · nonDerivative · entry 8

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 862,560

F3 · kind: This Form 4 reports the following acquisitions on December 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,675 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,049 shares at $5.50 USD per share; and on December 14, 2021: (a) SAI acquired 6,675 shares at $5.45 USD per share, (b) SAF acquired 1,276 shares at $5.45 USD per share, and (c) SVP VII acquired 2,049 shares at $5.45 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 21:02 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,276 $5.45 $6,954.20
Disclosure

SEC source: 0001104659-21-149973 · tm2135534-1_4seq1.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 606,129

F3 · kind: This Form 4 reports the following acquisitions on December 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,675 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,049 shares at $5.50 USD per share; and on December 14, 2021: (a) SAI acquired 6,675 shares at $5.45 USD per share, (b) SAF acquired 1,276 shares at $5.45 USD per share, and (c) SVP VII acquired 2,049 shares at $5.45 USD per share.

F5 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 21:02 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,675 $5.45 $36,378.75
Disclosure

SEC source: 0001104659-21-149973 · tm2135534-1_4seq1.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,739,657

F3 · kind: This Form 4 reports the following acquisitions on December 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,675 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,049 shares at $5.50 USD per share; and on December 14, 2021: (a) SAI acquired 6,675 shares at $5.45 USD per share, (b) SAF acquired 1,276 shares at $5.45 USD per share, and (c) SVP VII acquired 2,049 shares at $5.45 USD per share.

F4 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:02 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,049 $5.50 $11,269.50
Disclosure

SEC source: 0001104659-21-149973 · tm2135534-1_4seq1.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 860,511

F3 · kind: This Form 4 reports the following acquisitions on December 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,675 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,049 shares at $5.50 USD per share; and on December 14, 2021: (a) SAI acquired 6,675 shares at $5.45 USD per share, (b) SAF acquired 1,276 shares at $5.45 USD per share, and (c) SVP VII acquired 2,049 shares at $5.45 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:02 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,276 $5.50 $7,018.00
Disclosure

SEC source: 0001104659-21-149973 · tm2135534-1_4seq1.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 604,853

F3 · kind: This Form 4 reports the following acquisitions on December 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,675 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,049 shares at $5.50 USD per share; and on December 14, 2021: (a) SAI acquired 6,675 shares at $5.45 USD per share, (b) SAF acquired 1,276 shares at $5.45 USD per share, and (c) SVP VII acquired 2,049 shares at $5.45 USD per share.

F5 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:02 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,675 $5.50 $36,712.50
Disclosure

SEC source: 0001104659-21-149973 · tm2135534-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,732,982

F3 · kind: This Form 4 reports the following acquisitions on December 13, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,675 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,049 shares at $5.50 USD per share; and on December 14, 2021: (a) SAI acquired 6,675 shares at $5.45 USD per share, (b) SAF acquired 1,276 shares at $5.45 USD per share, and (c) SVP VII acquired 2,049 shares at $5.45 USD per share.

F4 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,276 $5.24 $6,686.24
Disclosure

SEC source: 0001104659-21-148561 · tm2135177-1_4seq1.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 603,577

F3 · kind: This Form 4 reports the following acquisitions on December 8, 2021: Stilwell Activist Investments, L.P. ("SAI") acquired 10 shares at $5.18 USD per share; and on December 9, 2021: (a) SAI acquired 6,294 shares at $5.24 USD per share, (b) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,430 shares at $5.24 USD per share and (c) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.24 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,430 $5.24 $12,733.20
Disclosure

SEC source: 0001104659-21-148561 · tm2135177-1_4seq1.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 858,462

F3 · kind: This Form 4 reports the following acquisitions on December 8, 2021: Stilwell Activist Investments, L.P. ("SAI") acquired 10 shares at $5.18 USD per share; and on December 9, 2021: (a) SAI acquired 6,294 shares at $5.24 USD per share, (b) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,430 shares at $5.24 USD per share and (c) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.24 USD per share.

F5 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,294 $5.24 $32,980.56
Disclosure

SEC source: 0001104659-21-148561 · tm2135177-1_4seq1.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,726,307

F3 · kind: This Form 4 reports the following acquisitions on December 8, 2021: Stilwell Activist Investments, L.P. ("SAI") acquired 10 shares at $5.18 USD per share; and on December 9, 2021: (a) SAI acquired 6,294 shares at $5.24 USD per share, (b) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,430 shares at $5.24 USD per share and (c) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.24 USD per share.

F4 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:03 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 10 $5.18 $51.80
Disclosure

SEC source: 0001104659-21-148561 · tm2135177-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,720,013

F3 · kind: This Form 4 reports the following acquisitions on December 8, 2021: Stilwell Activist Investments, L.P. ("SAI") acquired 10 shares at $5.18 USD per share; and on December 9, 2021: (a) SAI acquired 6,294 shares at $5.24 USD per share, (b) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,430 shares at $5.24 USD per share and (c) Stilwell Activist Fund, L.P. ("SAF") acquired 1,276 shares at $5.24 USD per share.

F4 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 21:01 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 577 $5.10 $2,942.70
Disclosure

SEC source: 0001104659-21-147622 · tm2134897-1_4seq1.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 602,301

F3 · kind: This Form 4 reports the following acquisitions on December 6, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 2,066 shares at $5.04 USD per share, and (b) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 632 shares at $5.04 USD per share; and on December 7, 2021: (a) SAI acquired 1,282 shares at $5.10 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 577 shares at $5.10 USD per share.

F6 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 07, 2021 Filed Dec 8, 2021 21:01 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,282 $5.10 $6,538.20
Disclosure

SEC source: 0001104659-21-147622 · tm2134897-1_4seq1.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,720,003

F3 · kind: This Form 4 reports the following acquisitions on December 6, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 2,066 shares at $5.04 USD per share, and (b) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 632 shares at $5.04 USD per share; and on December 7, 2021: (a) SAI acquired 1,282 shares at $5.10 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 577 shares at $5.10 USD per share.

F4 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:01 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 632 $5.04 $3,185.28
Disclosure

SEC source: 0001104659-21-147622 · tm2134897-1_4seq1.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 856,032

F3 · kind: This Form 4 reports the following acquisitions on December 6, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 2,066 shares at $5.04 USD per share, and (b) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 632 shares at $5.04 USD per share; and on December 7, 2021: (a) SAI acquired 1,282 shares at $5.10 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 577 shares at $5.10 USD per share.

F5 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:01 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,066 $5.04 $10,412.64
Disclosure

SEC source: 0001104659-21-147622 · tm2134897-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,718,721

F3 · kind: This Form 4 reports the following acquisitions on December 6, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 2,066 shares at $5.04 USD per share, and (b) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 632 shares at $5.04 USD per share; and on December 7, 2021: (a) SAI acquired 1,282 shares at $5.10 USD per share, and (b) Stilwell Activist Fund, L.P. ("SAF") acquired 577 shares at $5.10 USD per share.

F4 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:14 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,035 $5.23 $10,643.05
Disclosure

SEC source: 0001104659-21-146775 · tm2134707-1_4seq1.xml · nonDerivative · entry 8

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 855,400

F2 · kind: This Form 4 reports the following acquisitions on December 2, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.34 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.34 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.34 USD per share; and on December 3, 2021: (a) SAI acquired 6,696 shares at $5.23 USD per share, (b) SAF acquired 1,269 shares at $5.23 USD per share, and (c) SVP VII acquired 2,035 shares at $5.23 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:14 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,696 $5.23 $35,020.08
Disclosure

SEC source: 0001104659-21-146775 · tm2134707-1_4seq1.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,716,655

F2 · kind: This Form 4 reports the following acquisitions on December 2, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.34 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.34 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.34 USD per share; and on December 3, 2021: (a) SAI acquired 6,696 shares at $5.23 USD per share, (b) SAF acquired 1,269 shares at $5.23 USD per share, and (c) SVP VII acquired 2,035 shares at $5.23 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:14 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,269 $5.23 $6,636.87
Disclosure

SEC source: 0001104659-21-146775 · tm2134707-1_4seq1.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 601,724

F2 · kind: This Form 4 reports the following acquisitions on December 2, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.34 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.34 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.34 USD per share; and on December 3, 2021: (a) SAI acquired 6,696 shares at $5.23 USD per share, (b) SAF acquired 1,269 shares at $5.23 USD per share, and (c) SVP VII acquired 2,035 shares at $5.23 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 03, 2021 Filed Dec 6, 2021 21:18 UTC
Hansen Kent ACFO & EVP
GrantCommoon Stock 32,754 $5.50 $179,996.33
Disclosure

SEC source: 0001127602-21-030353 · form4.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,062

F1 · shares: Restricted stock award granted pursuant to the Kingsway Financial Services Inc. 2020 Equity Incentive Plan that vests ratably over three years commencing on the first anniversary of the award.

F2 · price: The number of shares represented by this award was determined by dividing the dollar value of the award granted to the Reporting Person by $5.4954 (the volume-weighted average of the closing sale prices of the Issuer's common stock on the NYSE?for each of the thirty (30) trading days immediately prior to the grant date).

F3 · balance_after: Includes 20,000 shares of restricted stock granted on February 26, 2021.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:14 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,035 $5.34 $10,866.90
Disclosure

SEC source: 0001104659-21-146775 · tm2134707-1_4seq1.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 853,365

F2 · kind: This Form 4 reports the following acquisitions on December 2, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.34 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.34 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.34 USD per share; and on December 3, 2021: (a) SAI acquired 6,696 shares at $5.23 USD per share, (b) SAF acquired 1,269 shares at $5.23 USD per share, and (c) SVP VII acquired 2,035 shares at $5.23 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:14 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,696 $5.34 $35,756.64
Disclosure

SEC source: 0001104659-21-146775 · tm2134707-1_4seq1.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,709,959

F2 · kind: This Form 4 reports the following acquisitions on December 2, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.34 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.34 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.34 USD per share; and on December 3, 2021: (a) SAI acquired 6,696 shares at $5.23 USD per share, (b) SAF acquired 1,269 shares at $5.23 USD per share, and (c) SVP VII acquired 2,035 shares at $5.23 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 02, 2021 Filed Dec 6, 2021 21:14 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,269 $5.34 $6,776.46
Disclosure

SEC source: 0001104659-21-146775 · tm2134707-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 600,455

F2 · kind: This Form 4 reports the following acquisitions on December 2, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.34 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.34 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.34 USD per share; and on December 3, 2021: (a) SAI acquired 6,696 shares at $5.23 USD per share, (b) SAF acquired 1,269 shares at $5.23 USD per share, and (c) SVP VII acquired 2,035 shares at $5.23 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,035 $5.48 $11,151.80
Disclosure

SEC source: 0001104659-21-145927 · tm2134484-1_4seq1.xml · nonDerivative · entry 8

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 851,330

F2 · kind: This Form 4 reports the following acquisitions on November 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 3,467 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 657 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,054 shares at $5.40 USD per share; and on December 1, 2021: (a) SAI acquired 6,696 shares at $5.48 USD per share, (b) SAF acquired 1,269 shares at $5.48 USD per share, and (c) SVP VII acquired 2,035 shares at $5.48 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,696 $5.48 $36,694.08
Disclosure

SEC source: 0001104659-21-145927 · tm2134484-1_4seq1.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,703,263

F2 · kind: This Form 4 reports the following acquisitions on November 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 3,467 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 657 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,054 shares at $5.40 USD per share; and on December 1, 2021: (a) SAI acquired 6,696 shares at $5.48 USD per share, (b) SAF acquired 1,269 shares at $5.48 USD per share, and (c) SVP VII acquired 2,035 shares at $5.48 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,269 $5.48 $6,954.12
Disclosure

SEC source: 0001104659-21-145927 · tm2134484-1_4seq1.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 599,186

F2 · kind: This Form 4 reports the following acquisitions on November 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 3,467 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 657 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,054 shares at $5.40 USD per share; and on December 1, 2021: (a) SAI acquired 6,696 shares at $5.48 USD per share, (b) SAF acquired 1,269 shares at $5.48 USD per share, and (c) SVP VII acquired 2,035 shares at $5.48 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:10 UTC
Hansen Kent ACFO & EVP
Tax withholdingCommoon Stock 5,860 $5.34 $31,292.40
Disclosure

SEC source: 0001127602-21-030050 · form4.xml · nonDerivative · entry 2

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,308

F3 · shares: Reflects shares of the Issuer's common stock surrendered by the Reporting Person to satisfy tax withholding obligations upon the vesting of shares granted under a restricted stock agreement.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,054 $5.40 $5,691.60
Disclosure

SEC source: 0001104659-21-145927 · tm2134484-1_4seq1.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 849,295

F2 · kind: This Form 4 reports the following acquisitions on November 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 3,467 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 657 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,054 shares at $5.40 USD per share; and on December 1, 2021: (a) SAI acquired 6,696 shares at $5.48 USD per share, (b) SAF acquired 1,269 shares at $5.48 USD per share, and (c) SVP VII acquired 2,035 shares at $5.48 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 3,467 $5.40 $18,721.80
Disclosure

SEC source: 0001104659-21-145927 · tm2134484-1_4seq1.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,696,567

F2 · kind: This Form 4 reports the following acquisitions on November 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 3,467 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 657 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,054 shares at $5.40 USD per share; and on December 1, 2021: (a) SAI acquired 6,696 shares at $5.48 USD per share, (b) SAF acquired 1,269 shares at $5.48 USD per share, and (c) SVP VII acquired 2,035 shares at $5.48 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:28 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 657 $5.40 $3,547.80
Disclosure

SEC source: 0001104659-21-145927 · tm2134484-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 597,917

F2 · kind: This Form 4 reports the following acquisitions on November 30, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 3,467 shares at $5.40 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 657 shares at $5.40 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 1,054 shares at $5.40 USD per share; and on December 1, 2021: (a) SAI acquired 6,696 shares at $5.48 USD per share, (b) SAF acquired 1,269 shares at $5.48 USD per share, and (c) SVP VII acquired 2,035 shares at $5.48 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:11 UTC
Fitzgerald John Taylor MaloneyDirector · President and CEO
PurchaseCommoon Stock 380 $5.48 $2,082.40
Disclosure

SEC source: 0001127602-21-030054 · form4.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916,232

F1 · shares: The shares of Common Stock were acquired pursuant to?the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP").? Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution.? The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Financial Services Inc.? The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker

F2 · balance_after: Includes 500,000 shares of restricted stock issued on September 5, 2018 and 700,000 shares of restricted stock granted on March 31, 2021.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:10 UTC
Hansen Kent ACFO & EVP
PurchaseCommoon Stock 273 $5.48 $1,496.04
Disclosure

SEC source: 0001127602-21-030050 · form4.xml · nonDerivative · entry 1

Hansen Kent A · CIK 0001686017 · CFO & EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,168

F1 · shares: The shares of Common Stock were acquired pursuant to?the Kingsway America Inc. Employee Share Purchase Plan, as amended and restated effective May 29, 2014 (the "ESPP").? Pursuant to the ESPP, eligible employees may contribute an amount up to 5% of adjusted salary for each regular payroll period and, to the extent such employee has been employed by Kingsway America Inc. and its subsidiaries for 12 months, the company will make a matching contribution equal to 100% of such employee's contribution.? The employee contributions and company contributions are used to purchase, as soon as administratively practicable after the date of such contributions, shares of Kingsway Financial Services Inc.? The shares are acquired by the administrator of the ESPP on the open market through the services of a duly registered stockbroker

F2 · balance_after: Includes 20,000 shares of restricted stock granted on February 26, 2021.

Read SEC document
November 26, 2021 Filed Nov 29, 2021 21:22 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,035 $5.47 $11,131.45
Disclosure

SEC source: 0001104659-21-144451 · tm2134100-3_4seq1.xml · nonDerivative · entry 8

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 848,241

F2 · kind: This Form 4 reports the following acquisitions on November 24, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.45 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.45 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.45 USD per share; and on November 26, 2021: (a) SAI acquired 6,696 shares at $5.47 USD per share, (b) SAF acquired 1,269 shares at $5.47 USD per share, and (c) SVP VII acquired 2,035 shares at $5.47 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 26, 2021 Filed Nov 29, 2021 21:22 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,696 $5.47 $36,627.12
Disclosure

SEC source: 0001104659-21-144451 · tm2134100-3_4seq1.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,693,100

F2 · kind: This Form 4 reports the following acquisitions on November 24, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.45 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.45 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.45 USD per share; and on November 26, 2021: (a) SAI acquired 6,696 shares at $5.47 USD per share, (b) SAF acquired 1,269 shares at $5.47 USD per share, and (c) SVP VII acquired 2,035 shares at $5.47 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 26, 2021 Filed Nov 29, 2021 21:22 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,269 $5.47 $6,941.43
Disclosure

SEC source: 0001104659-21-144451 · tm2134100-3_4seq1.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 597,260

F2 · kind: This Form 4 reports the following acquisitions on November 24, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.45 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.45 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.45 USD per share; and on November 26, 2021: (a) SAI acquired 6,696 shares at $5.47 USD per share, (b) SAF acquired 1,269 shares at $5.47 USD per share, and (c) SVP VII acquired 2,035 shares at $5.47 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 21:22 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,035 $5.45 $11,090.75
Disclosure

SEC source: 0001104659-21-144451 · tm2134100-3_4seq1.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 846,206

F2 · kind: This Form 4 reports the following acquisitions on November 24, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.45 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.45 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.45 USD per share; and on November 26, 2021: (a) SAI acquired 6,696 shares at $5.47 USD per share, (b) SAF acquired 1,269 shares at $5.47 USD per share, and (c) SVP VII acquired 2,035 shares at $5.47 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 21:22 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,696 $5.45 $36,493.20
Disclosure

SEC source: 0001104659-21-144451 · tm2134100-3_4seq1.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,686,404

F2 · kind: This Form 4 reports the following acquisitions on November 24, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.45 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.45 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.45 USD per share; and on November 26, 2021: (a) SAI acquired 6,696 shares at $5.47 USD per share, (b) SAF acquired 1,269 shares at $5.47 USD per share, and (c) SVP VII acquired 2,035 shares at $5.47 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 21:22 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,269 $5.45 $6,916.05
Disclosure

SEC source: 0001104659-21-144451 · tm2134100-3_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 595,991

F2 · kind: This Form 4 reports the following acquisitions on November 24, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.45 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.45 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.45 USD per share; and on November 26, 2021: (a) SAI acquired 6,696 shares at $5.47 USD per share, (b) SAF acquired 1,269 shares at $5.47 USD per share, and (c) SVP VII acquired 2,035 shares at $5.47 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
ConversionClass A Preferred Stock, Series 1 · Derivative 11,303 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · derivative · entry 12

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 70,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock and do not have an expiration date. SAF converted 1,840 shares of Preferred Stock into 11,500 shares of Common Stock and SAI converted 11,303 shares of Preferred Stock into 70,643 shares of Common Stock.

F7 · derivative.exercise_date: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock and do not have an expiration date. SAF converted 1,840 shares of Preferred Stock into 11,500 shares of Common Stock and SAI converted 11,303 shares of Preferred Stock into 70,643 shares of Common Stock.

F7 · derivative.expiration_date: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock and do not have an expiration date. SAF converted 1,840 shares of Preferred Stock into 11,500 shares of Common Stock and SAI converted 11,303 shares of Preferred Stock into 70,643 shares of Common Stock.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
ConversionClass A Preferred Stock, Series 1 · Derivative 1,840 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · derivative · entry 11

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 11,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock and do not have an expiration date. SAF converted 1,840 shares of Preferred Stock into 11,500 shares of Common Stock and SAI converted 11,303 shares of Preferred Stock into 70,643 shares of Common Stock.

F7 · derivative.exercise_date: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock and do not have an expiration date. SAF converted 1,840 shares of Preferred Stock into 11,500 shares of Common Stock and SAI converted 11,303 shares of Preferred Stock into 70,643 shares of Common Stock.

F7 · derivative.expiration_date: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock and do not have an expiration date. SAF converted 1,840 shares of Preferred Stock into 11,500 shares of Common Stock and SAI converted 11,303 shares of Preferred Stock into 70,643 shares of Common Stock.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
ConversionCommon Stock 70,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 10

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,679,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock and do not have an expiration date. SAF converted 1,840 shares of Preferred Stock into 11,500 shares of Common Stock and SAI converted 11,303 shares of Preferred Stock into 70,643 shares of Common Stock.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
ConversionCommon Stock 11,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 9

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 594,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · price: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock and do not have an expiration date. SAF converted 1,840 shares of Preferred Stock into 11,500 shares of Common Stock and SAI converted 11,303 shares of Preferred Stock into 70,643 shares of Common Stock.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,035 $5.50 $11,192.50
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 8

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 844,171

F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share.

F6 · ownership.nature: These are shares owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,696 $5.50 $36,828.00
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,609,065

F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,269 $5.50 $6,979.50
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 6

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 583,222

F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,035 $5.50 $11,192.50
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 5

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 842,136

F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share.

F6 · ownership.nature: These are shares owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,696 $5.50 $36,828.00
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 4

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,602,369

F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:25 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 1,269 $5.50 $6,979.50
Disclosure

SEC source: 0001104659-21-143586 · tm2133922-1_4seq1.xml · nonDerivative · entry 3

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 581,953

F2 · kind: This Form 4 reports the following acquisitions on November 22, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 23, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share.

F4 · ownership.nature: These are shares owned directly by SAF and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

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November 19, 2021 Filed Nov 22, 2021 21:23 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 2,035 $5.50 $11,192.50
Disclosure

SEC source: 0001104659-21-142512 · tm2133710-1_4.xml · nonDerivative · entry 8

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 840,101

F2 · kind: This Form 4 reports the following acquisitions on November 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 19, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share.

F6 · ownership.nature: These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

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November 19, 2021 Filed Nov 22, 2021 21:23 UTC
Stilwell JosephDirector · 10% owner
PurchaseCommon Stock 6,696 $5.50 $36,828.00
Disclosure

SEC source: 0001104659-21-142512 · tm2133710-1_4.xml · nonDerivative · entry 7

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

STILWELL ASSOCIATES L P · CIK 0000913960 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,595,673

F2 · kind: This Form 4 reports the following acquisitions on November 18, 2021: (a) Stilwell Activist Investments, L.P. ("SAI") acquired 6,696 shares at $5.50 USD per share, (b) Stilwell Activist Fund, L.P. ("SAF") acquired 1,269 shares at $5.50 USD per share, and (c) Stilwell Value Partners VII, L.P. ("SVP VII") acquired 2,035 shares at $5.50 USD per share; and on November 19, 2021: (a) SAI acquired 6,696 shares at $5.50 USD per share, (b) SAF acquired 1,269 shares at $5.50 USD per share, and (c) SVP VII acquired 2,035 shares at $5.50 USD per share.

F5 · ownership.nature: These are shares owned directly by SAI and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.