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KWR

QUAKER CHEMICAL CORP

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4278
SEC CIK
0000081362
Parsed reports
577

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2017 Filed Mar 1, 2017 21:51 UTC
HOSTETTER SHANEGlobal Controller
Tax withholdingCommon Stock 190 $134.60 $25,574.00
Disclosure

SEC source: 0001209191-17-015938 · doc4.xml · nonDerivative · entry 1

HOSTETTER SHANE · CIK 0001576686 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,296

F1 · shares: Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 27, 2014 under the Company's 2011 Long-Term Performance Incentive Plan.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:07 UTC
Laininger DieterVP & MD - SA & Primary Metals
GrantEmployee Stock Option (right to buy) · Derivative 2,188 $0.00 Strike: $134.60 $0.00
Disclosure

SEC source: 0001209191-17-015969 · doc4.xml · derivative · entry 2

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 2,188 shares

Expires 2024-02-27

F2 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:07 UTC
Laininger DieterVP & MD - SA & Primary Metals
GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015969 · doc4.xml · nonDerivative · entry 1

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,118

F1 · balance_after: Includes 12 shares acquired by reporting person in Company's Dividend Reinvestment Plan on January 31, 2017.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:05 UTC
ETTINGER RONALD SVP - Human Resources
GrantEmployee Stock Option (right to buy) · Derivative 2,188 $0.00 Strike: $134.60 $0.00
Disclosure

SEC source: 0001209191-17-015967 · doc4.xml · derivative · entry 3

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 2,188 shares

Expires 2024-02-27

F2 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:05 UTC
ETTINGER RONALD SVP - Human Resources
GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015967 · doc4.xml · nonDerivative · entry 1

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,454

F1 · shares: Includes 5 shares acquired by reporting person under the Company's Employee Stock Purchase on January 31, 2017 and 1 share acquired under the Company's Dividend Reinvestment Plan on January 31, 2017.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:55 UTC
BENOLIEL D JEFFRYVP - MW, Can and Mining
GrantEmployee Stock Option (right to buy) · Derivative 2,188 $0.00 Strike: $134.60 $0.00
Disclosure

SEC source: 0001209191-17-015943 · doc4.xml · derivative · entry 10

BENOLIEL D JEFFRY · CIK 0001238122 · VP - MW, Can and Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 2,188 shares

Expires 2024-02-27

F3 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:55 UTC
BENOLIEL D JEFFRYVP - MW, Can and Mining
GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015943 · doc4.xml · nonDerivative · entry 2

BENOLIEL D JEFFRY · CIK 0001238122 · VP - MW, Can and Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,189

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:55 UTC
BENOLIEL D JEFFRYVP - MW, Can and Mining
Tax withholdingCommon Stock 285 $134.60 $38,361.00
Disclosure

SEC source: 0001209191-17-015943 · doc4.xml · nonDerivative · entry 1

BENOLIEL D JEFFRY · CIK 0001238122 · VP - MW, Can and Mining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,768

F1 · shares: Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 27, 2014 under the Company's 2011 Long-Term Performance Incentive Plan.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:54 UTC
PLATZER L WILBERTVP & Managing Dtr - EMEA
GrantEmployee Stock Option (right to buy) · Derivative 2,188 $0.00 Strike: $134.60 $0.00
Disclosure

SEC source: 0001209191-17-015942 · doc4.xml · derivative · entry 2

PLATZER L WILBERT · CIK 0001242086 · VP & Managing Dtr - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 2,188 shares

Expires 2024-02-27

F1 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:54 UTC
PLATZER L WILBERTVP & Managing Dtr - EMEA
GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015942 · doc4.xml · nonDerivative · entry 1

PLATZER L WILBERT · CIK 0001242086 · VP & Managing Dtr - EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,810

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:56 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
GrantEmployee Stock Option (right to buy) · Derivative 2,188 $0.00 Strike: $134.60 $0.00
Disclosure

SEC source: 0001209191-17-015947 · doc4.xml · derivative · entry 4

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 2,188 shares

Expires 2024-02-27

F3 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:56 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015947 · doc4.xml · nonDerivative · entry 2

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,616

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:56 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
Tax withholdingCommon Stock 251 $134.60 $33,784.60
Disclosure

SEC source: 0001209191-17-015947 · doc4.xml · nonDerivative · entry 1

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,195

F1 · shares: Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 27, 2014 under the Company's 2011 Long-Term Performance Incentive Plan.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:53 UTC
Hall Mary DeanVP, CFO and Treasurer
GrantEmployee Stock Option (right to buy) · Derivative 2,445 $0.00 Strike: $134.60 $0.00
Disclosure

SEC source: 0001209191-17-015941 · doc4.xml · derivative · entry 3

Hall Mary Dean · CIK 0001659705 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,445

Underlying: Common Stock · 2,445 shares

Expires 2024-02-27

F2 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 815 shares on February 27, 2018; 815 shares on February 27, 2019; and 815 shares on February 27, 2020.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:53 UTC
Hall Mary DeanVP, CFO and Treasurer
GrantCommon Stock 470 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015941 · doc4.xml · nonDerivative · entry 1

Hall Mary Dean · CIK 0001659705 · VP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,386

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:52 UTC
BERQUIST JOSEPH AVP & Managing Director - NA
GrantEmployee Stock Option (right to buy) · Derivative 2,188 $0.00 Strike: $134.60 $0.00
Disclosure

SEC source: 0001209191-17-015940 · doc4.xml · derivative · entry 4

BERQUIST JOSEPH A · CIK 0001487224 · VP & Managing Director - NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 2,188 shares

Expires 2024-02-27

F3 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:52 UTC
BERQUIST JOSEPH AVP & Managing Director - NA
GrantCommon Stock 421 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015940 · doc4.xml · nonDerivative · entry 2

BERQUIST JOSEPH A · CIK 0001487224 · VP & Managing Director - NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,295

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:52 UTC
BERQUIST JOSEPH AVP & Managing Director - NA
Tax withholdingCommon Stock 284 $134.60 $38,226.40
Disclosure

SEC source: 0001209191-17-015940 · doc4.xml · nonDerivative · entry 1

BERQUIST JOSEPH A · CIK 0001487224 · VP & Managing Director - NA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,874

F1 · shares: Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 27, 2014 under the Company's 2011 Long-Term Performance Incentive Plan.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:39 UTC
ETTINGER RONALD SVP - Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 745 $0.00 Strike: $87.30 $0.00
Disclosure

SEC source: 0001209191-17-005912 · doc4.xml · derivative · entry 10

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488

Underlying: Common Stock · 745 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:39 UTC
ETTINGER RONALD SVP - Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 736 $0.00 Strike: $73.47 $0.00
Disclosure

SEC source: 0001209191-17-005912 · doc4.xml · derivative · entry 9

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736

Underlying: Common Stock · 736 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options for this grant vest in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:39 UTC
ETTINGER RONALD SVP - Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,420 $0.00 Strike: $58.26 $0.00
Disclosure

SEC source: 0001209191-17-005912 · doc4.xml · derivative · entry 8

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,420 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options for this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:39 UTC
ETTINGER RONALD SVP - Human Resources
Tax withholdingCommon Stock 506 $131.01 $66,291.06
Disclosure

SEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 6

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:39 UTC
ETTINGER RONALD SVP - Human Resources
Exercise / conversionCommon Stock 745 $87.30 $65,038.50
Disclosure

SEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 5

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:39 UTC
ETTINGER RONALD SVP - Human Resources
Tax withholdingCommon Stock 553 $131.01 $72,448.53
Disclosure

SEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 4

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,788

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:39 UTC
ETTINGER RONALD SVP - Human Resources
Exercise / conversionCommon Stock 736 $73.47 $54,073.92
Disclosure

SEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 3

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:39 UTC
ETTINGER RONALD SVP - Human Resources
Tax withholdingCommon Stock 975 $131.01 $127,734.75
Disclosure

SEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 2

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,605

Read SEC document
January 25, 2017 Filed Jan 27, 2017 21:39 UTC
ETTINGER RONALD SVP - Human Resources
Exercise / conversionCommon Stock 1,420 $58.26 $82,729.20
Disclosure

SEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 1

ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 45 shares acquired by reporting person under the Company's Employee Stock Purchase Plan between May 31, 2016 and December 30, 2016 and 11 shares acquired under the Company's Dividend Reinvestment Plan between July 29, 2016 and October 31, 2016.

Read SEC document
January 09, 2017 Filed Jan 13, 2017 21:17 UTC PurchaseCommon Stock 200 $127.71 $25,542.00
Disclosure

SEC source: 0001209191-17-003665 · doc4.xml · nonDerivative · entry 1

Osborne William H · CIK 0001445187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,918

Read SEC document
December 22, 2016 Filed May 24, 2017 20:29 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
GiftCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034941 · doc4.xml · nonDerivative · entry 2

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,586

Read SEC document
December 20, 2016 Filed May 24, 2017 20:29 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
GiftCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034941 · doc4.xml · nonDerivative · entry 1

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,601

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:29 UTC
Laininger DieterVP & MD - SA & Primary Metals
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 745 $0.00 Strike: $87.30 $0.00
Disclosure

SEC source: 0001209191-16-155916 · doc4.xml · derivative · entry 6

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488

Underlying: Common Stock · 745 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:29 UTC
Laininger DieterVP & MD - SA & Primary Metals
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,473 $0.00 Strike: $73.47 $0.00
Disclosure

SEC source: 0001209191-16-155916 · doc4.xml · derivative · entry 5

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736

Underlying: Common Stock · 1,473 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options for this grant vest in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:29 UTC
Laininger DieterVP & MD - SA & Primary Metals
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 710 $0.00 Strike: $58.26 $0.00
Disclosure

SEC source: 0001209191-16-155916 · doc4.xml · derivative · entry 4

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 710 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options under this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:29 UTC
Laininger DieterVP & MD - SA & Primary Metals
Exercise / conversionCommon Stock 745 $87.30 $65,038.50
Disclosure

SEC source: 0001209191-16-155916 · doc4.xml · nonDerivative · entry 3

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:29 UTC
Laininger DieterVP & MD - SA & Primary Metals
Exercise / conversionCommon Stock 1,473 $73.47 $108,221.31
Disclosure

SEC source: 0001209191-16-155916 · doc4.xml · nonDerivative · entry 2

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:29 UTC
Laininger DieterVP & MD - SA & Primary Metals
Exercise / conversionCommon Stock 710 $58.26 $41,364.60
Disclosure

SEC source: 0001209191-16-155916 · doc4.xml · nonDerivative · entry 1

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 46 shares acquired in Company's Dividend Reinvestment Plan between January 31, 2016 and October 31, 2016.

Read SEC document
December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment
Laininger DieterVP & MD - SA & Primary Metals
Tax withholdingCommon Stock 497 $130.86 $65,037.42
Disclosure

SEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 6

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,685

F3 · balance_after: The Form 4, as originally filed, inadvertently omitted the withholding line to reflect the surrender of 497 shares by reporting person to pay for the cost of the exercise.

Read SEC document
December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment
Laininger DieterVP & MD - SA & Primary Metals
Exercise / conversionCommon Stock 745 $87.30 $65,038.50
Disclosure

SEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 5

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment
Laininger DieterVP & MD - SA & Primary Metals
Tax withholdingCommon Stock 827 $130.86 $108,221.22
Disclosure

SEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 4

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,437

F2 · balance_after: The Form 4, as originally filed, inadvertently omitted the withholding line to reflect the surrender of 827 shares by reporting person to pay for the cost of the exercise.

Read SEC document
December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment
Laininger DieterVP & MD - SA & Primary Metals
Exercise / conversionCommon Stock 1,473 $73.47 $108,221.31
Disclosure

SEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 3

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment
Laininger DieterVP & MD - SA & Primary Metals
Tax withholdingCommon Stock 316 $130.86 $41,351.76
Disclosure

SEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 2

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,791

F1 · balance_after: The Form 4, as originally filed, inadvertently omitted the withholding line to reflect the surrender of 316 shares by reporting person to pay for the cost of the exercise.

Read SEC document
December 15, 2016 Filed Jan 3, 2017 22:10 UTC Amendment
Laininger DieterVP & MD - SA & Primary Metals
Exercise / conversionCommon Stock 710 $58.26 $41,364.60
Disclosure

SEC source: 0001209191-17-000357 · doc4a.xml · nonDerivative · entry 1

Laininger Dieter · CIK 0001523157 · VP & MD - SA & Primary Metals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 745 $0.00 Strike: $87.30 $0.00
Disclosure

SEC source: 0001209191-16-153900 · doc4.xml · derivative · entry 10

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488

Underlying: Common Stock · 745 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018.

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December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,473 $0.00 Strike: $73.47 $0.00
Disclosure

SEC source: 0001209191-16-153900 · doc4.xml · derivative · entry 9

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736

Underlying: Common Stock · 1,473 shares

Expires 2021-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options for this grant vest in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017.

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December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 710 $0.00 Strike: $58.26 $0.00
Disclosure

SEC source: 0001209191-16-153900 · doc4.xml · derivative · entry 8

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 710 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options for this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016.

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December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
Tax withholdingCommon Stock 508 $130.52 $66,304.16
Disclosure

SEC source: 0001209191-16-153900 · doc4.xml · nonDerivative · entry 6

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,446

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December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
Exercise / conversionCommon Stock 745 $87.30 $65,038.50
Disclosure

SEC source: 0001209191-16-153900 · doc4.xml · nonDerivative · entry 5

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
Tax withholdingCommon Stock 942 $130.52 $122,949.84
Disclosure

SEC source: 0001209191-16-153900 · doc4.xml · nonDerivative · entry 4

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,209

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December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
Exercise / conversionCommon Stock 1,473 $73.47 $108,221.31
Disclosure

SEC source: 0001209191-16-153900 · doc4.xml · nonDerivative · entry 3

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2016 Filed Dec 7, 2016 21:30 UTC
Nieman JanVP/GL - Grease, FP, GS, Mktg.
Tax withholdingCommon Stock 439 $130.52 $57,298.28
Disclosure

SEC source: 0001209191-16-153900 · doc4.xml · nonDerivative · entry 2

Nieman Jan · CIK 0001316999 · VP/GL - Grease, FP, GS, Mktg.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,678

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.