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Nasdaq · USD

KVHI

KVH INDUSTRIES INC \DE\

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Tapewire entity
6612
SEC CIK
0001007587
Parsed reports
524

Last 12 months

Inside the activity.

8 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202550
Jan 202600
Feb 202612
Mar 202602
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2024 Filed Aug 15, 2024 20:31 UTC
Tolley DavidDirector
OtherCommon Stock 23,615 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-015174 · form4.xml · nonDerivative · entry 1

Tolley David · CIK 0001326359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,371

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including various committee positions) issued pursuant to the terms & conditions of KVH Industries' amended and restated 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/13/2024, 2/13/2025, 5/13/2025, 8/13/2025, provided Mr. Tolley is still a board member of KVH Industries, Inc.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 20:26 UTC
BRUUN BRENT CDirector · CEO
SaleCommon Stock 2,440 $4.57 $11,158.12
Disclosure

SEC source: 0001062993-24-014671 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,355

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that vested on August 2, 2024.

Read SEC document
August 06, 2024 Filed Aug 8, 2024 20:26 UTC
FEINGOLD FELISESVP General Counsel
SaleCommon Stock 1,650 $4.57 $7,545.45
Disclosure

SEC source: 0001062993-24-014670 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,115

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that vested on August 2, 2024.

Read SEC document
August 05, 2024 Filed Aug 5, 2024 21:15 UTC PurchaseCommon Stock 50,500 $4.50 $227,143.95
Disclosure

SEC source: 0000921895-24-001685 · form409076051_08052024.xml · nonDerivative · entry 3

Radoff Bradley Louis · CIK 0001380585 · 10% owner

Radoff Family Foundation · CIK 0001496916 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,060,000

F1 · security: This Form 4 is filed jointly by The Radoff Family Foundation ("Radoff Foundation") and Bradley L. Radoff (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F5 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $4.3900 to $4.6400, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 21:15 UTC PurchaseCommon Stock 63,159 $4.53 $286,350.27
Disclosure

SEC source: 0000921895-24-001685 · form409076051_08052024.xml · nonDerivative · entry 2

Radoff Bradley Louis · CIK 0001380585 · 10% owner

Radoff Family Foundation · CIK 0001496916 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Radoff Family Foundation

Disclosed balance after: 265,000

F1 · security: This Form 4 is filed jointly by The Radoff Family Foundation ("Radoff Foundation") and Bradley L. Radoff (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F4 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $4.4700 to $4.5700, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Represents securities owned directly by Radoff Foundation. Mr. Radoff, as a director of Radoff Foundation, may be deemed the beneficial owner of the securities owned by Radoff Foundation.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:15 UTC PurchaseCommon Stock 239,173 $4.35 $1,040,665.64
Disclosure

SEC source: 0000921895-24-001685 · form409076051_08052024.xml · nonDerivative · entry 1

Radoff Bradley Louis · CIK 0001380585 · 10% owner

Radoff Family Foundation · CIK 0001496916 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,009,500

F1 · security: This Form 4 is filed jointly by The Radoff Family Foundation ("Radoff Foundation") and Bradley L. Radoff (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · price: Represents a weighted average price. These Shares were purchased in multiple transactions at prices ranging from $4.2935 to $4.6100, inclusive. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:16 UTC
BRUUN BRENT CDirector · CEO
SaleCommon Stock 2,424 $4.88 $11,817.00
Disclosure

SEC source: 0001062993-24-012590 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,795

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on June 8, 2024.

Read SEC document
June 11, 2024 Filed Jun 13, 2024 20:16 UTC
FEINGOLD FELISESVP General Counsel
SaleCommon Stock 1,639 $5.01 $8,211.39
Disclosure

SEC source: 0001062993-24-012589 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,765

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on June 8, 2024.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:33 UTC
BRUUN BRENT CDirector · CEO
SaleCommon Stock 1,509 $5.03 $7,587.25
Disclosure

SEC source: 0001062993-24-008048 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,219

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2024.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:33 UTC
FEINGOLD FELISESVP General Counsel
SaleCommon Stock 1,111 $5.03 $5,586.11
Disclosure

SEC source: 0001062993-24-008049 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,404

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2024.

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:33 UTC SaleCommon Stock 1,262 $5.03 $6,345.34
Disclosure

SEC source: 0001062993-24-008047 · form4.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,944

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 31, 2024.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:26 UTC SaleCommon Stock 1,798 $4.65 $8,360.70
Disclosure

SEC source: 0001062993-24-006328 · form4.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,206

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 7, 2024.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:26 UTC
BRUUN BRENT CDirector · CEO
SaleCommon Stock 2,682 $4.65 $12,471.30
Disclosure

SEC source: 0001062993-24-006327 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,728

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 7, 2024.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:25 UTC
FEINGOLD FELISESVP General Counsel
SaleCommon Stock 1,590 $4.65 $7,393.50
Disclosure

SEC source: 0001062993-24-006326 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,515

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 7, 2024.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:25 UTC SaleCommon Stock 1,112 $4.65 $5,170.80
Disclosure

SEC source: 0001062993-24-006325 · form4.xml · nonDerivative · entry 1

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,674

F1 · kind: Shares sold to pay the taxes owed on a restricted stock award that partially vested on March 7, 2024.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:32 UTC
BRUUN BRENT CDirector · President & CEO
OtherEmployee Stock Options-Right to Buy · Derivative 56,072 $5.03 Strike: $5.03 $282,042.16
Disclosure

SEC source: 0001062993-24-003927 · form4.xml · derivative · entry 2

BRUUN BRENT C · CIK 0001441377 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,881

Underlying: Common Stock · 56,072 shares

Expires 2029-02-16

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal installments, the first of which will vest on 2/16/2025, provided the executive is employed by the Company at the time of vesting.

F3 · ownership.direct: Vested stock options "beneficially owned".

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:32 UTC
BRUUN BRENT CDirector · President & CEO
OtherCommon Stock 23,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003927 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,410

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal installments, the first of which will vest on 2/16/2025, provided the executive is employed by the Company at the time of vesting.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:32 UTC
FEINGOLD FELISESVP General Counsel
OtherEmployee Stock Options-Right to Buy · Derivative 29,228 $5.03 Strike: $5.03 $147,016.84
Disclosure

SEC source: 0001062993-24-003926 · form4.xml · derivative · entry 2

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,023

Underlying: Common Stock · 79,023 shares

Expires 2029-02-16

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal installments, the first of which will vest on 2/16/2025, provided the executive is employed by the Company at the time of vesting.

F3 · ownership.direct: Vested stock options "beneficially owned".

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:32 UTC
FEINGOLD FELISESVP General Counsel
OtherCommon Stock 12,301 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003926 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,105

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal installments, the first of which will vest on 2/16/2025, provided the executive is employed by the Company at the time of vesting.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 16:08 UTC OtherCommon Stock 10,322 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016173 · form4.xml · nonDerivative · entry 1

TRIMBLE CHARLES ROBERT · CIK 0000903732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,169

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including various committee positions) issued pursuant to the terms & conditions of KVH Industries' amended and restated 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/8/2023, 2/8/2024, 5/8/2024, 8/8/2024, provided Mr. Trimble is still a board member of KVH Industries, Inc.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:34 UTC
Tolley DavidDirector
OtherCommon Stock 10,565 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016198 · form4.xml · nonDerivative · entry 1

Tolley David · CIK 0001326359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,756

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including audit committee member and appointment to Chairman) issued pursuant to the terms & conditions of KVH Industries' amended and restated 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/8/2023, 2/8/2024, 5/8/2024, 8/8/2024, provided Mr. Tolley is still a board member of KVH Industries, Inc.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:27 UTC
Deckoff Stephen HDirector · 10% owner
GrantCommon Stock 8,601 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016194 · form4.xml · nonDerivative · entry 1

Deckoff Stephen H · CIK 0001486844 · Director · 10% owner

BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. · CIK 0001282197 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,601

F1 · kind: Restricted stock grant for appointment to KVH's board of directors issued pursuant to the terms & conditions of KVH Industries' 2016 Amended and Restated Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/8/2023, 2/8/2024, 5/8/2024, and 8/8/2024, provided Mr. Deckoff is still a board member of KVH Industries, Inc. on each vesting date.

F2 · ownership.direct: These shares of restricted stock are held of record by Mr. Deckoff for the benefit of Black Diamond Capital Management, L.L.C. ("Black Diamond") and/or certain Black Diamond investment vehicles managed by Black Diamond (the "Black Diamond vehicles") and will be transferred to Black Diamond or the Black Diamond vehicles upon vesting and settlement. Mr. Deckoff disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:09 UTC OtherCommon Stock 10,322 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016176 · form4.xml · nonDerivative · entry 1

Martine-Dolecki Cathy-Ann · CIK 0001831913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,990

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including various committee positions) issued pursuant to the terms & conditions of KVH Industries' amended and restated 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/8/2023, 2/8/2024, 5/8/2024, 8/8/2024, provided Mrs. Martine-Dolecki is still a board member of KVH Industries, Inc.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:08 UTC OtherCommon Stock 11,812 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016175 · form4.xml · nonDerivative · entry 1

Hernandez Cielo · CIK 0001764907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,082

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including various committee positions) issued pursuant to the terms & conditions of KVH Industries' amended and restated 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/8/2023, 2/8/2024, 5/8/2024, 8/8/2024, provided Mrs. Hernandez is still a board member of KVH Industries, Inc.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:08 UTC OtherCommon Stock 9,634 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-016172 · form4.xml · nonDerivative · entry 1

Kagan David B. · CIK 0001664362 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,825

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including audit committee) issued pursuant to the terms & conditions of KVH Industries' amended and restated 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/8/2023, 2/8/2024, 5/8/2024, 8/8/2024, provided Mr. Kagan is still a board member of KVH Industries, Inc.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 12:00 UTC OtherEmployee Stock Purchase Plan Option · Derivative 1,402 Not disclosed Strike: $7.24 Not disclosed
Disclosure

SEC source: 0001062993-23-014965 · form4.xml · derivative · entry 2

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,402 shares

Expires 2023-07-14

F2 · derivative.exercise_price: Exercise of an option pursuant to the terms & conditions of the company's amended & restated employee stock purchase plan.

F2 · kind: Exercise of an option pursuant to the terms & conditions of the company's amended & restated employee stock purchase plan.

F3 · price: Not applicable.

F3 · balance_after: Not applicable.

Read SEC document
July 14, 2023 Filed Jul 18, 2023 12:00 UTC OtherCommon Stock 1,402 $7.24 $10,153.28
Disclosure

SEC source: 0001062993-23-014965 · form4.xml · nonDerivative · entry 1

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,786

F1 · kind: Shares acquired via the exercise of an option pursuant to the terms & conditions of the company's amended & restated employee stock purchase plan.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:28 UTC OtherEmployee Stock Options-Right to Buy · Derivative 31,842 $9.81 Strike: $9.81 $312,370.02
Disclosure

SEC source: 0001062993-23-006425 · form4.xml · derivative · entry 2

Balog Robert J · CIK 0001316415 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,613

Underlying: Common Stock · 31,842 shares

Expires 2028-03-07

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting.

F3 · ownership.direct: Vested stock options "beneficially owned".

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:28 UTC OtherCommon Stock 13,401 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006425 · form4.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,004

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:29 UTC
FEINGOLD FELISESVP General Counsel
OtherEmployee Stock Options-Right to Buy · Derivative 29,228 $9.81 Strike: $9.81 $286,726.68
Disclosure

SEC source: 0001062993-23-006426 · form4.xml · derivative · entry 2

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,188

Underlying: Common Stock · 29,228 shares

Expires 2028-03-07

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting.

F3 · ownership.direct: Vested stock options "beneficially owned".

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:29 UTC
FEINGOLD FELISESVP General Counsel
OtherCommon Stock 12,301 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006426 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,804

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:28 UTC
BRUUN BRENT CDirector · President & CEO
OtherEmployee Stock Options-Right to Buy · Derivative 56,072 $9.81 Strike: $9.81 $550,066.32
Disclosure

SEC source: 0001062993-23-006424 · form4.xml · derivative · entry 2

BRUUN BRENT C · CIK 0001441377 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,895

Underlying: Common Stock · 56,072 shares

Expires 2028-03-07

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting.

F3 · ownership.direct: Vested stock options "beneficially owned".

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:28 UTC
BRUUN BRENT CDirector · President & CEO
OtherCommon Stock 23,598 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006424 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,812

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting.

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:27 UTC OtherEmployee Stock Options-Right to Buy · Derivative 30,483 $9.81 Strike: $9.81 $299,038.23
Disclosure

SEC source: 0001062993-23-006423 · form4.xml · derivative · entry 2

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,291

Underlying: Common Stock · 30,483 shares

Expires 2028-03-07

F2 · kind: Non-qualified stock option grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Options vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting.

F3 · ownership.direct: Vested stock options "beneficially owned".

Read SEC document
March 07, 2023 Filed Mar 9, 2023 21:27 UTC OtherCommon Stock 12,829 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-006423 · form4.xml · nonDerivative · entry 1

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,384

F1 · kind: Restricted stock grant issued pursuant to the terms & conditions of the KVH Industries' Amended & Restated 2016 Equity & Incentive Plan. Restricted stock vests in four equal installments, the first of which will vest on 3/7/2024, provided the executive is employed by the Company at the time of vesting.

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January 13, 2023 Filed Jan 17, 2023 21:09 UTC Tax withholdingCommon Stock 1,240 $10.22 $12,672.80
Disclosure

SEC source: 0001062993-23-000969 · form4.xml · nonDerivative · entry 1

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,555

F1 · kind: Shares traded to cover the taxes owed on restricted stock awards that recently vested.

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January 13, 2023 Filed Jan 17, 2023 21:10 UTC
BRUUN BRENT CDirector · CEO
Tax withholdingCommon Stock 10,034 $10.22 $102,547.48
Disclosure

SEC source: 0001062993-23-000971 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,214

F1 · kind: Shares traded to cover the taxes owed on restricted stock awards that recently vested.

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January 13, 2023 Filed Jan 17, 2023 21:09 UTC
FEINGOLD FELISESVP General Counsel
Tax withholdingCommon Stock 5,811 $10.22 $59,388.42
Disclosure

SEC source: 0001062993-23-000968 · form4.xml · nonDerivative · entry 1

FEINGOLD FELISE · CIK 0001441378 · SVP General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,503

F1 · kind: Shares traded to cover the taxes owed on restricted stock awards that recently vested.

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January 13, 2023 Filed Jan 17, 2023 21:08 UTC Tax withholdingCommon Stock 6,330 $10.22 $64,692.60
Disclosure

SEC source: 0001062993-23-000966 · form4.xml · nonDerivative · entry 1

Balog Robert J · CIK 0001316415 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,603

F1 · kind: Shares traded to pay the taxes owed on restricted stock awards that recently vested.

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December 15, 2022 Filed Jan 13, 2023 23:48 UTC PurchaseCommon Stock, par value $0.01 per share 1,200 $9.80 $11,760.72
Disclosure

SEC source: 0000919574-23-000342 · ownership.xml · nonDerivative · entry 2

NEEDHAM GROUP, INC. · CIK 0001396716 · 10% owner

NEEDHAM GEORGE A · CIK 0001215611 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,857,850

F1 · ownership.nature: The reported securities are directly owned by certain investment advisory clients of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) The Needham Group, Inc. ("The Needham Group"), a Delaware corporation this is the ultimate parent company of NIM; and (ii) George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. The Needham Group and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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December 14, 2022 Filed Jan 13, 2023 23:48 UTC PurchaseCommon Stock, par value $0.01 per share 2,500 $9.90 $24,744.25
Disclosure

SEC source: 0000919574-23-000342 · ownership.xml · nonDerivative · entry 1

NEEDHAM GROUP, INC. · CIK 0001396716 · 10% owner

NEEDHAM GEORGE A · CIK 0001215611 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,856,650

F1 · ownership.nature: The reported securities are directly owned by certain investment advisory clients of Needham Investment Management, L.L.C. ("NIM"), a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission, and may be deemed to be indirectly beneficially owned by: (i) The Needham Group, Inc. ("The Needham Group"), a Delaware corporation this is the ultimate parent company of NIM; and (ii) George A. Needham as shareholder and Chairman of the Board of Directors of The Needham Group. The Needham Group and George A. Needham disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

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November 25, 2022 Filed Nov 29, 2022 21:22 UTC OtherEmployee Stock Purchase Plan Option · Derivative 1,474 $6.61 Strike: $6.61 $9,747.56
Disclosure

SEC source: 0001062993-22-022908 · form4.xml · derivative · entry 2

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 1,474 shares

Expires 2022-11-25

F2 · derivative.exercise_price: Exercise of an option pursuant to the terms & conditions of the company's amended & restated employee stock purchase plan.

F2 · kind: Exercise of an option pursuant to the terms & conditions of the company's amended & restated employee stock purchase plan.

F4 · balance_after: Vested/unexercised stock options "beneficially owned".

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November 25, 2022 Filed Nov 29, 2022 21:22 UTC OtherCommon Stock 1,474 $6.61 $9,747.56
Disclosure

SEC source: 0001062993-22-022908 · form4.xml · nonDerivative · entry 1

Kuebel Roger · CIK 0001852949 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,795

F1 · kind: Shares acquired via the exercise of an option pursuant to the terms & conditions of the company's amended & restated employee stock purchase plan.

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October 11, 2022 Filed Oct 13, 2022 20:22 UTC
BRUUN BRENT CDirector · CEO
OtherEmployee Stock Options-Right to Buy · Derivative 15,394 $8.82 Strike: $8.82 $135,775.08
Disclosure

SEC source: 0001062993-22-020758 · form4.xml · derivative · entry 2

BRUUN BRENT C · CIK 0001441377 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,762

Underlying: Common Stock · 15,394 shares

Expires 2027-10-11

F2 · kind: Non-qualified stock option grant issued pursuant to the terms and conditions of the company's amended and restated 2016 equity & incentive plan. The award vests in four equal installments (10/11/2023, 10/11/2024, 10/11/2025, 10/11/2026).

F2 · derivative.exercise_date: Non-qualified stock option grant issued pursuant to the terms and conditions of the company's amended and restated 2016 equity & incentive plan. The award vests in four equal installments (10/11/2023, 10/11/2024, 10/11/2025, 10/11/2026).

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October 11, 2022 Filed Oct 13, 2022 20:22 UTC
BRUUN BRENT CDirector · CEO
OtherCommon Stock 5,669 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-020758 · form4.xml · nonDerivative · entry 1

BRUUN BRENT C · CIK 0001441377 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,248

F1 · kind: Restricted stock award issued pursuant to the terms and conditions of the company's amended and restated 2016 equity & incentive plan. The award vests in four equal installments (10/11/2023, 10/11/2024, 10/11/2025, 10/11/2026).

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August 11, 2022 Filed Aug 12, 2022 20:08 UTC OtherCommon Stock 11,270 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017851 · form4.xml · nonDerivative · entry 1

Hernandez Cielo · CIK 0001764907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,270

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including various committee positions) issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/11/2022, 2/11/2023, 5/11/2023, 8/11/2023, provided Mrs. Hernandez is still a board member of KVH Industries, Inc.

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August 11, 2022 Filed Aug 12, 2022 16:08 UTC OtherCommon Stock 9,847 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017852 · form4.xml · nonDerivative · entry 1

TRIMBLE CHARLES ROBERT · CIK 0000903732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,847

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including various committee positions) issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/11/2022, 2/11/2023, 5/11/2023, 8/11/2023, provided Mr. Trimble is still a board member of KVH Industries, Inc.

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August 11, 2022 Filed Aug 12, 2022 20:09 UTC OtherCommon Stock 10,668 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017853 · form4.xml · nonDerivative · entry 1

Martine-Dolecki Cathy-Ann · CIK 0001831913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,668

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including various committee positions) issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/11/2022, 2/11/2023, 5/11/2023, 8/11/2023, provided Mrs. Martine-Dolecki is still a board member of KVH Industries, Inc.

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August 11, 2022 Filed Aug 12, 2022 20:08 UTC OtherCommon Stock 9,738 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017850 · form4.xml · nonDerivative · entry 1

DODEZ JAMES S · CIK 0001184870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,119

F1 · kind: Restricted stock grant for continued participation on KVH's board of directors (including various committee positions) issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/11/2022, 2/11/2023, 5/11/2023, 8/11/2023, provided Mr. Dodez is still a board member of KVH Industries, Inc.

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August 11, 2022 Filed Aug 12, 2022 20:07 UTC OtherCommon Stock 9,191 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-017849 · form4.xml · nonDerivative · entry 1

Kagan David B. · CIK 0001664362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,191

F1 · kind: Restricted stock grant (for newly elected board & audit committee member) issued pursuant to the terms & conditions of KVH Industries' 2016 Equity & Incentive Plan. Restricted stock will vest in four installments on each of 11/11/2022, 2/11/2023, 5/11/2023, 8/11/2023, provided Mr. Kagan is still a board member of KVH Industries, Inc.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.