KTOS

SEC source: 0001082440-26-000001 · primary_doc.xml · nonDerivative · entry 13

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 687,117

F10 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 29, 2025.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.005 to $91.035 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F14 · balance_after: In addition to the 687,117 shares and 62,203 shares reported in Column 5, as of January 6, 2026, 1,212,500 deferred restricted stock units (RSUs) granted to Mr. DeMarco, representing non-qualified deferred compensation, have vested but remain subject to a previously agree to 5-year deferral period before issuance and release, which substantially all subject RSUs are scheduled to be released by January 2029, and, in addition to the January 3, 2026 RSU award, which includes 150,000 RSUs reported in Table II, an additional 600,000 RSUs granted to Mr. DeMarco are currently unvested and will only vest upon achievement of applicable vesting terms described in our proxy statement on Schedule 14A filed with the SEC on April 4, 2025. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001082440-26-000001 · primary_doc.xml · nonDerivative · entry 12

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 688,992

F10 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 29, 2025.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.99 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001082440-26-000001 · primary_doc.xml · nonDerivative · entry 11

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 878,816

F10 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 29, 2025.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.00 to $90.02 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001094718-26-000001 · primary_doc.xml · derivative · entry 21

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F13 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 4, 2024, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F13 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 4, 2024, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

SEC source: 0001094718-26-000001 · primary_doc.xml · derivative · entry 20

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F12 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F12 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001094718-26-000001 · primary_doc.xml · nonDerivative · entry 15

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 280,041

F14 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F15 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,654 shares held through Issuer's 401(k).

SEC source: 0001094718-26-000001 · primary_doc.xml · nonDerivative · entry 14

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 287,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · shares: RSUs were granted and previously reported on a Form 4 filed January 4, 2024, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F15 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,654 shares held through Issuer's 401(k).

SEC source: 0001094718-26-000001 · primary_doc.xml · nonDerivative · entry 13

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,658

F14 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F15 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,654 shares held through Issuer's 401(k).

SEC source: 0001094718-26-000001 · primary_doc.xml · nonDerivative · entry 12

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 280,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F15 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,654 shares held through Issuer's 401(k).

SEC source: 0001082440-26-000001 · primary_doc.xml · derivative · entry 20

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 4, 2024, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 4, 2024, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

SEC source: 0001082440-26-000001 · primary_doc.xml · derivative · entry 19

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001082440-26-000001 · primary_doc.xml · nonDerivative · entry 10

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 887,117

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

SEC source: 0001082440-26-000001 · primary_doc.xml · nonDerivative · entry 9

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 898,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 4, 2024, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

SEC source: 0001082440-26-000001 · primary_doc.xml · nonDerivative · entry 8

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 868,922

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

SEC source: 0001082440-26-000001 · primary_doc.xml · nonDerivative · entry 7

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Indirect · by trust

Disclosed balance after: 880,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

SEC source: 0001080997-26-000001 · primary_doc.xml · derivative · entry 16

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

SEC source: 0001080997-26-000001 · primary_doc.xml · derivative · entry 15

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001080997-26-000001 · primary_doc.xml · nonDerivative · entry 10

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,344

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,689 shares held through Issuer's 401(k).

SEC source: 0001080997-26-000001 · primary_doc.xml · nonDerivative · entry 9

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,689 shares held through Issuer's 401(k).

SEC source: 0001080997-26-000001 · primary_doc.xml · nonDerivative · entry 8

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,616

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,689 shares held through Issuer's 401(k).

SEC source: 0001080997-26-000001 · primary_doc.xml · nonDerivative · entry 7

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 374 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,689 shares held through Issuer's 401(k).

SEC source: 0001342017-26-000001 · primary_doc.xml · derivative · entry 16

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

SEC source: 0001342017-26-000001 · primary_doc.xml · derivative · entry 15

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001342017-26-000001 · primary_doc.xml · nonDerivative · entry 10

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,117

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 2,013 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,676 shares held through Issuer's 401(k).

SEC source: 0001342017-26-000001 · primary_doc.xml · nonDerivative · entry 9

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 2,013 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,676 shares held through Issuer's 401(k).

SEC source: 0001342017-26-000001 · primary_doc.xml · nonDerivative · entry 8

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,297

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 2,013 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,676 shares held through Issuer's 401(k).

SEC source: 0001342017-26-000001 · primary_doc.xml · nonDerivative · entry 7

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 2,013 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,676 shares held through Issuer's 401(k).

SEC source: 0001660112-26-000001 · primary_doc.xml · derivative · entry 16

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

SEC source: 0001660112-26-000001 · primary_doc.xml · derivative · entry 15

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001660112-26-000001 · primary_doc.xml · nonDerivative · entry 10

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,284

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 2,251 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,198 shares held through Issuer's 401(k).

SEC source: 0001660112-26-000001 · primary_doc.xml · nonDerivative · entry 9

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 2,251 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,198 shares held through Issuer's 401(k).

SEC source: 0001660112-26-000001 · primary_doc.xml · nonDerivative · entry 8

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,779

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 2,251 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,198 shares held through Issuer's 401(k).

SEC source: 0001660112-26-000001 · primary_doc.xml · nonDerivative · entry 7

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 2,251 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,198 shares held through Issuer's 401(k).

SEC source: 0001695434-26-000001 · primary_doc.xml · derivative · entry 16

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

SEC source: 0001695434-26-000001 · primary_doc.xml · derivative · entry 15

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001695434-26-000001 · primary_doc.xml · nonDerivative · entry 10

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,653

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 2,307 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-26-000001 · primary_doc.xml · nonDerivative · entry 9

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes approximately 2,307 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-26-000001 · primary_doc.xml · nonDerivative · entry 8

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,587

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 2,307 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-26-000001 · primary_doc.xml · nonDerivative · entry 7

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 346,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes approximately 2,307 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-26-000001 · primary_doc.xml · derivative · entry 16

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

SEC source: 0001675014-26-000001 · primary_doc.xml · derivative · entry 15

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001675014-26-000001 · primary_doc.xml · nonDerivative · entry 10

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,844

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,475 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,715 shares held through Issuer's 401(k).

SEC source: 0001675014-26-000001 · primary_doc.xml · nonDerivative · entry 9

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 6,475 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,715 shares held through Issuer's 401(k).

SEC source: 0001675014-26-000001 · primary_doc.xml · nonDerivative · entry 8

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,590

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,475 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,715 shares held through Issuer's 401(k).

SEC source: 0001675014-26-000001 · primary_doc.xml · nonDerivative · entry 7

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F9 · balance_after: Includes 6,475 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,715 shares held through Issuer's 401(k).

SEC source: 0001509412-26-000001 · primary_doc.xml · derivative · entry 16

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

SEC source: 0001509412-26-000001 · primary_doc.xml · derivative · entry 15

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

SEC source: 0001509412-26-000001 · primary_doc.xml · nonDerivative · entry 10

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,932

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account.

SEC source: 0001509412-26-000001 · primary_doc.xml · nonDerivative · entry 9

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F9 · balance_after: Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account.

SEC source: 0001509412-26-000001 · primary_doc.xml · nonDerivative · entry 8

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,285

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 12,200 shares purchased through Issuer's Employee Stock Purchase Plan and 4,165 shares held through reporting person's retirement account.