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Nasdaq · USD

KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2020 Filed Sep 24, 2020 00:42 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 7,500 $19.99 $149,947.50
Disclosure

SEC source: 0001094718-20-000010 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,224

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.59 to $20.39 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,965 shares held through Issuer's 401(k) Plan.

Read SEC document
September 21, 2020 Filed Sep 24, 2020 00:35 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 10,000 $19.83 $198,286.00
Disclosure

SEC source: 0001082440-20-000008 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 429,650

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.44 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
September 15, 2020 Filed Sep 18, 2020 00:25 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 3,350 $20.48 $68,607.00
Disclosure

SEC source: 0001509409-20-000010 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,063

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.26 to $20.72 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 790 shares held through Issuer's 401(k) Plan.

Read SEC document
August 21, 2020 Filed Aug 22, 2020 00:38 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 7,500 $18.82 $141,156.75
Disclosure

SEC source: 0001094718-20-000009 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,799

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.713 to $18.89 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,040 shares held through Issuer's 401(k) Plan.

Read SEC document
August 21, 2020 Filed Aug 22, 2020 00:28 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 10,000 $18.96 $189,631.00
Disclosure

SEC source: 0001082440-20-000007 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 439,650

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.74 to $19.19 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 17, 2020 Filed Aug 20, 2020 00:40 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 3,350 $19.41 $65,039.58
Disclosure

SEC source: 0001509409-20-000009 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,415

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.96 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 792 shares held through Issuer's 401(k) Plan.

Read SEC document
July 21, 2020 Filed Jul 24, 2020 00:35 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 7,500 $16.15 $121,140.75
Disclosure

SEC source: 0001094718-20-000008 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,437

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.01 to $16.26 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,178 shares held through Issuer's 401(k) Plan.

Read SEC document
July 21, 2020 Filed Jul 24, 2020 00:16 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 10,000 $16.10 $160,957.00
Disclosure

SEC source: 0001082440-20-000006 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 449,650

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.95 to $16.25 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 15, 2020 Filed Jul 18, 2020 00:09 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 2,826 $15.77 $44,570.82
Disclosure

SEC source: 0001509409-20-000008 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,774

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.70 to $15.895 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 801 shares held through Issuer's 401(k) Plan.

Read SEC document
July 15, 2020 Filed Jul 18, 2020 00:09 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 524 $15.61 $8,180.27
Disclosure

SEC source: 0001509409-20-000008 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,600

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.61 to $15.70 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 10,999 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 801 shares held through Issuer's 401(k) Plan.

Read SEC document
July 10, 2020 Filed Jul 24, 2020 00:27 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-20-000004 · primary_doc.xml · derivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed July 10, 2018. Of these RSUs, 5,000 shares were released on July 10, 2020.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed July 10, 2018. Of these RSUs, 5,000 shares were released on July 10, 2020.

Read SEC document
July 10, 2020 Filed Jul 24, 2020 00:27 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 1,217 $14.64 $17,816.88
Disclosure

SEC source: 0001695434-20-000004 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,922

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

Read SEC document
July 10, 2020 Filed Jul 24, 2020 00:27 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-20-000004 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed July 10, 2018. Of these RSUs, 5,000 shares were released on July 10, 2020.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 01:16 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 7,500 $16.17 $121,298.25
Disclosure

SEC source: 0001094718-20-000007 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,899

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.95 to $16.36 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,140 shares held through Issuer's 401(k) Plan.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 01:10 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 10,000 $16.47 $164,748.00
Disclosure

SEC source: 0001082440-20-000005 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 459,650

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.98 to $16.75 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 00:13 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 2,954 $16.44 $48,575.58
Disclosure

SEC source: 0001509409-20-000007 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,273

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.25 to $16.57 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 10,677 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 796 shares held through Issuer's 401(k) Plan.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 00:13 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 396 $16.35 $6,474.60
Disclosure

SEC source: 0001509409-20-000007 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,227

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · balance_after: Includes 10,677 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 796 shares held through Issuer's 401(k) Plan.

Read SEC document
June 04, 2020 Filed Jun 6, 2020 01:19 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001014803-20-000003 · primary_doc.xml · derivative · entry 1

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 04, 2020 Filed Jun 6, 2020 01:48 UTC
Zegart AmyDirector
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001620329-20-000001 · primary_doc.xml · derivative · entry 1

Zegart Amy · CIK 0001620329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 04, 2020 Filed Jun 6, 2020 01:43 UTC
Mendoza MarieSVP & General Counsel
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-20-000002 · primary_doc.xml · derivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 04, 2020 Filed Jun 6, 2020 01:36 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001435919-20-000001 · primary_doc.xml · derivative · entry 1

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 04, 2020 Filed Jun 6, 2020 01:14 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-20-000002 · primary_doc.xml · derivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 04, 2020 Filed Jun 6, 2020 01:08 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001114923-20-000002 · primary_doc.xml · derivative · entry 1

HOGLUND WILLIAM A · CIK 0001114923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 04, 2020 Filed Jun 6, 2020 00:57 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001243621-20-000002 · primary_doc.xml · derivative · entry 1

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 01:02 UTC
Adelman JonahPresident, ME Division
SaleCommon Stock 45,200 $18.63 $841,999.16
Disclosure

SEC source: 0001469818-20-000002 · primary_doc.xml · nonDerivative · entry 1

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.41 to $18.99 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 30,000 Restricted Stock Units granted on August 21, 2015 which vest 100% on August 21, 2020, as reported on the Form 4 filed August 24, 2015.

Read SEC document
May 27, 2020 Filed May 29, 2020 01:28 UTC
Carter David MPresident, DRSS Division
SaleCommon Stock 23,162 $17.52 $405,788.98
Disclosure

SEC source: 0001509412-20-000002 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,837

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.62 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 9,419 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 568 shares held through Issuer's 401(k) Plan.

Read SEC document
May 27, 2020 Filed May 29, 2020 01:28 UTC
Carter David MPresident, DRSS Division
SaleCommon Stock 838 $17.81 $14,923.19
Disclosure

SEC source: 0001509412-20-000002 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,999

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.8075 to $17.8101 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 9,419 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 568 shares held through Issuer's 401(k) Plan.

Read SEC document
May 26, 2020 Filed May 28, 2020 21:36 UTC
MILLS THOMAS E IVPresident, C5ISR Div.
SaleCommon Stock 10,887 $17.30 $188,345.10
Disclosure

SEC source: 0001080997-20-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,738

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes approximately 9,488 shares held through Issuer's 401(k) Plan.

Read SEC document
May 21, 2020 Filed May 23, 2020 00:16 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 7,492 $16.62 $124,529.78
Disclosure

SEC source: 0001094718-20-000006 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,368

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.51 to $16.71 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,109 shares held through Issuer's 401(k) Plan.

Read SEC document
May 21, 2020 Filed May 23, 2020 00:04 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 10,000 $16.55 $165,535.00
Disclosure

SEC source: 0001082440-20-000004 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 469,650

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.23 to $16.70 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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May 19, 2020 Filed May 20, 2020 00:28 UTC SaleCommon Stock 5,547 $16.74 $92,856.78
Disclosure

SEC source: 0001509411-20-000001 · primary_doc.xml · nonDerivative · entry 4

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
May 18, 2020 Filed May 20, 2020 00:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001509411-20-000001 · primary_doc.xml · derivative · entry 7

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

Read SEC document
May 18, 2020 Filed May 20, 2020 00:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001509411-20-000001 · primary_doc.xml · derivative · entry 6

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

Read SEC document
May 18, 2020 Filed May 20, 2020 00:28 UTC Tax withholdingCommon Stock 2,453 $16.24 $39,836.72
Disclosure

SEC source: 0001509411-20-000001 · primary_doc.xml · nonDerivative · entry 3

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,647

F2 · shares: Shares withheld to cover exercise price of options exercised.

Read SEC document
May 18, 2020 Filed May 20, 2020 00:28 UTC Exercise / conversionCommon Stock 4,000 $4.98 $19,920.00
Disclosure

SEC source: 0001509411-20-000001 · primary_doc.xml · nonDerivative · entry 2

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

Read SEC document
May 18, 2020 Filed May 20, 2020 00:28 UTC Exercise / conversionCommon Stock 4,000 $4.98 $19,920.00
Disclosure

SEC source: 0001509411-20-000001 · primary_doc.xml · nonDerivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

Read SEC document
May 15, 2020 Filed May 20, 2020 00:10 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 3,350 $15.25 $51,083.82
Disclosure

SEC source: 0001509409-20-000006 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,627

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.07 to $15.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 800 shares held through Issuer's 401(k) Plan.

Read SEC document
April 21, 2020 Filed Apr 22, 2020 01:35 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 3,800 $14.05 $53,383.16
Disclosure

SEC source: 0001094718-20-000005 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,005

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $14.15 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,254 shares held through Issuer's 401(k) Plan.

Read SEC document
April 21, 2020 Filed Apr 22, 2020 01:35 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 3,800 $14.04 $53,366.82
Disclosure

SEC source: 0001094718-20-000005 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,805

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $14.15 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 17,254 shares held through Issuer's 401(k) Plan.

Read SEC document
April 21, 2020 Filed Apr 24, 2020 00:45 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 10,000 $13.98 $139,799.00
Disclosure

SEC source: 0001082440-20-000003 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 479,650

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.84 to $14.19 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 01:24 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001695434-20-000003 · primary_doc.xml · derivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 6,250 shares of the underlying common stock were released for settlement on April 20, 2020.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 6,250 shares of the underlying common stock were released for settlement on April 20, 2020.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 01:24 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-20-000003 · primary_doc.xml · derivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 5,000 shares of the underlying common stock were released for settlement on April 20, 2020.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 5,000 shares of the underlying common stock were released for settlement on April 20, 2020.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 01:24 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001695434-20-000003 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 6,250 shares of the underlying common stock were released for settlement on April 20, 2020.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 01:24 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-20-000003 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 5,000 shares of the underlying common stock were released for settlement on April 20, 2020.

Read SEC document
April 17, 2020 Filed Apr 22, 2020 01:09 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 3,350 $15.00 $50,250.00
Disclosure

SEC source: 0001509409-20-000005 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,979

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 802 shares held through Issuer's 401(k) Plan.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 00:32 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 3,350 $15.00 $50,250.00
Disclosure

SEC source: 0001509409-20-000004 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,853

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 326 shares held through Issuer's 401(k) Plan.

Read SEC document
April 06, 2020 Filed Apr 9, 2020 00:40 UTC
Lund Deanna HEVP & CFO
SaleCommon Stock 6,000 $14.03 $84,181.20
Disclosure

SEC source: 0001094718-20-000004 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,057

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.87 to $14.25 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,706 shares held through Issuer's 401(k) Plan.

Read SEC document
March 25, 2020 Filed Mar 28, 2020 00:05 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 10,000 $13.00 $130,000.00
Disclosure

SEC source: 0001082440-20-000002 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 489,650

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 17, 2020 Filed Mar 20, 2020 00:50 UTC
Fendley Steven S.President, US Division
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-20-000002 · primary_doc.xml · derivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 1/3 on each anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 1/3 on each anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 00:15 UTC PurchaseCommon Stock 2,500 $10.85 $27,125.00
Disclosure

SEC source: 0001014803-20-000002 · primary_doc.xml · nonDerivative · entry 5

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,700

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.