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KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2022 Filed Jun 16, 2022 23:27 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000011 · primary_doc.xml · nonDerivative · entry 3

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 600,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs granted on January 4, 2017 that vested and then released on June 15, 2022 after a 5-year deferral period.

F4 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 23:27 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 5,902 $14.20 $83,808.40
Disclosure

SEC source: 0001082440-22-000011 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 570,186

F5 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 23:27 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000011 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 576,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs granted on January 3, 2014 that vested and then released on June 15, 2022 after a 5-year deferral period.

F4 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:37 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001014803-22-000002 · primary_doc.xml · derivative · entry 1

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:34 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-22-000004 · primary_doc.xml · derivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:43 UTC
Zegart AmyDirector
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001620329-22-000002 · primary_doc.xml · derivative · entry 1

Zegart Amy · CIK 0001620329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:40 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001435919-22-000001 · primary_doc.xml · derivative · entry 1

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:30 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001114923-22-000001 · primary_doc.xml · derivative · entry 1

HOGLUND WILLIAM A · CIK 0001114923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 23:16 UTC GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001243621-22-000003 · primary_doc.xml · derivative · entry 1

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 23:34 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-22-000006 · primary_doc.xml · derivative · entry 3

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed June 5, 2020, where 5,000 RSUs vest on each of the first five anniversaries of the June 4, 2020 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed June 5, 2020, where 5,000 RSUs vest on each of the first five anniversaries of the June 4, 2020 date of grant.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 23:34 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 475 $14.74 $7,001.50
Disclosure

SEC source: 0001660112-22-000006 · primary_doc.xml · nonDerivative · entry 2

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,330

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 318 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,808 shares held through Issuer's 401(k) Plan.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 23:34 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-22-000006 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed June 5, 2020, where 5,000 RSUs vest on each of the first five anniversaries of the June 4, 2020 date of grant.

F4 · balance_after: Includes 318 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,808 shares held through Issuer's 401(k) Plan.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 23:53 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000010 · primary_doc.xml · derivative · entry 7

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period.

F2 · derivative.expiration_date: RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 23:53 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000010 · primary_doc.xml · derivative · entry 6

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period.

F2 · derivative.expiration_date: RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 23:53 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 11,805 $15.21 $179,554.05
Disclosure

SEC source: 0001082440-22-000010 · primary_doc.xml · nonDerivative · entry 4

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 561,088

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 23:53 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000010 · primary_doc.xml · nonDerivative · entry 3

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 572,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period.

F3 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 23:53 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 11,805 $15.21 $179,554.05
Disclosure

SEC source: 0001082440-22-000010 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 542,893

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 23:53 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-22-000010 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 554,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted on January 4, 2017 that vested and then released on June 2, 2022 after a 5-year deferral period.

F3 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 23:32 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 3,000 $15.00 $45,000.00
Disclosure

SEC source: 0001509409-22-000005 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,638

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,991 shares held through Issuer's 401(k) Plan.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 23:39 UTC SaleCommon Stock 3,000 $14.45 $43,352.10
Disclosure

SEC source: 0001509411-22-000003 · primary_doc.xml · nonDerivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,420

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.45 to $14.46 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 23:36 UTC
Fendley Steven S.President, US Division
SaleCommon Stock 7,000 $14.57 $101,990.00
Disclosure

SEC source: 0001695434-22-000010 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,269

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 26, 2022 Filed May 27, 2022 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-22-000002 · primary_doc.xml · derivative · entry 4

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted on May 26, 2021, vested on the first anniversary, and underlying shares of common stock were released for settlement.

F2 · derivative.expiration_date: RSUs were granted on May 26, 2021, vested on the first anniversary, and underlying shares of common stock were released for settlement.

Read SEC document
May 26, 2022 Filed May 27, 2022 23:35 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-22-000002 · primary_doc.xml · nonDerivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted on May 26, 2021, vested on the first anniversary, and underlying shares of common stock were released for settlement.

Read SEC document
May 26, 2022 Filed May 27, 2022 23:41 UTC
Zegart AmyDirector
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001620329-22-000001 · primary_doc.xml · derivative · entry 2

Zegart Amy · CIK 0001620329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted on May 26, 2021, vested on the first anniversary, and underlying shares of common stock were released for settlement.

F2 · derivative.expiration_date: RSUs were granted on May 26, 2021, vested on the first anniversary, and underlying shares of common stock were released for settlement.

Read SEC document
May 26, 2022 Filed May 27, 2022 23:41 UTC
Zegart AmyDirector
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001620329-22-000001 · primary_doc.xml · nonDerivative · entry 1

Zegart Amy · CIK 0001620329 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted on May 26, 2021, vested on the first anniversary, and underlying shares of common stock were released for settlement.

F3 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
May 26, 2022 Filed May 27, 2022 23:27 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001243621-22-000002 · primary_doc.xml · derivative · entry 3

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted on May 26, 2021, vested on the first anniversary, and underlying shares of common stock were released for settlement.

F2 · derivative.expiration_date: RSUs were granted on May 26, 2021, vested on the first anniversary, and underlying shares of common stock were released for settlement.

Read SEC document
May 26, 2022 Filed May 27, 2022 23:27 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001243621-22-000002 · primary_doc.xml · nonDerivative · entry 1

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted on May 26, 2021, vested on the first anniversary, and underlying shares of common stock were released for settlement.

Read SEC document
May 23, 2022 Filed May 25, 2022 23:24 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $13.87 $138,672.00
Disclosure

SEC source: 0001094718-22-000008 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,843

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.694 to $14.065 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 18,614 shares held through Issuer's 401(k) Plan.

Read SEC document
May 20, 2022 Filed May 20, 2022 23:17 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 200 $14.64 $2,927.00
Disclosure

SEC source: 0001082440-22-000009 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 524,698

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.53 to $14.74 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 20, 2022 Filed May 20, 2022 23:17 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 9,800 $13.88 $136,058.30
Disclosure

SEC source: 0001082440-22-000009 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 524,898

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.52 to $14.39 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 16, 2022 Filed May 16, 2022 23:21 UTC PurchaseCommon Stock 10,000 $12.75 $127,470.00
Disclosure

SEC source: 0001243621-22-000001 · primary_doc.xml · nonDerivative · entry 1

ANDERSON SCOTT I · CIK 0001243621 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,735

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

Read SEC document
May 16, 2022 Filed May 18, 2022 23:01 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
SaleCommon Stock 1,636 $13.10 $21,431.60
Disclosure

SEC source: 0001335786-22-000007 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,858

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

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May 12, 2022 Filed May 16, 2022 23:26 UTC PurchaseCommon Stock 8,000 $13.08 $104,640.00
Disclosure

SEC source: 0001014803-22-000001 · primary_doc.xml · nonDerivative · entry 1

Jarvis Scot B · CIK 0001014803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,417

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

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April 25, 2022 Filed Apr 27, 2022 23:09 UTC
Fendley Steven S.President, US Division
SaleCommon Stock 7,000 $16.34 $114,380.00
Disclosure

SEC source: 0001695434-22-000009 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,269

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

Read SEC document
April 21, 2022 Filed Apr 23, 2022 00:05 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $18.20 $181,982.00
Disclosure

SEC source: 0001094718-22-000007 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,573

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.91 to $18.59 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 18,344 shares held through Issuer's 401(k) Plan.

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April 21, 2022 Filed Apr 22, 2022 23:58 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 2,097 $18.11 $37,970.17
Disclosure

SEC source: 0001082440-22-000008 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 534,698

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.86 to $18.52 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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April 21, 2022 Filed Apr 22, 2022 23:58 UTC
DEMARCO ERIC MDirector · President & CEO
SaleCommon Stock 7,903 $17.17 $135,687.40
Disclosure

SEC source: 0001082440-22-000008 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 536,795

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.86 to $17.77 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

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April 21, 2022 Filed Apr 23, 2022 00:09 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $18.51 $18,510.00
Disclosure

SEC source: 0001660112-22-000005 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,562

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 318 purchased through Issuer's Employee Stock Purchase Plan and approximately 12,565 shares held through Issuer's 401(k) Plan.

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April 18, 2022 Filed Apr 20, 2022 23:51 UTC
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
SaleCommon Stock 1,476 $19.03 $28,093.15
Disclosure

SEC source: 0001335786-22-000006 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,494

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.975 to $19.17 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

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April 18, 2022 Filed Apr 20, 2022 23:39 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 3,000 $19.07 $57,197.40
Disclosure

SEC source: 0001509409-22-000004 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,600

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.974 to $19.17 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,953 shares held through Issuer's 401(k) Plan.

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April 10, 2022 Filed Apr 12, 2022 23:34 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000008 · primary_doc.xml · derivative · entry 6

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 50,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 50,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:34 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000008 · primary_doc.xml · derivative · entry 5

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 5,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 5,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:34 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 19,675 $19.41 $381,891.75
Disclosure

SEC source: 0001695434-22-000008 · primary_doc.xml · nonDerivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,269

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:34 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000008 · primary_doc.xml · nonDerivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 50,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:34 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 1,967 $19.41 $38,179.47
Disclosure

SEC source: 0001695434-22-000008 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,944

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
April 10, 2022 Filed Apr 12, 2022 23:34 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000008 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 5,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement.

Read SEC document
April 08, 2022 Filed Apr 8, 2022 23:27 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,381 $20.41 $28,186.21
Disclosure

SEC source: 0001660112-22-000004 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,387

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 318 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,390 shares held through Issuer's 401(k) Plan.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 23:32 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 13,334 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000007 · primary_doc.xml · derivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Common Stock · 13,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,334 shares of the underlying common stock were released for settlement on April 5, 2022.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,334 shares of the underlying common stock were released for settlement on April 5, 2022.

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April 05, 2022 Filed Apr 6, 2022 23:32 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 5,246 $21.14 $110,900.44
Disclosure

SEC source: 0001695434-22-000007 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,911

F4 · kind: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F4 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

Read SEC document
April 05, 2022 Filed Apr 6, 2022 23:32 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 13,334 $0.00 $0.00
Disclosure

SEC source: 0001695434-22-000007 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,334 shares of the underlying common stock were released for settlement on April 5, 2022.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,334 shares of the underlying common stock were released for settlement on April 5, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.