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Nasdaq · USD

KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 14

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F2 · derivative.expiration_date: RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 11

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · shares: RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 10

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 9

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 8

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 7

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 6

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 5

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 4

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 3

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 2

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:44 UTC Exercise / conversionCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000004 · primary_doc.xml · nonDerivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:14 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001999787-23-000002 · primary_doc.xml · derivative · entry 1

Boyd Bradley L · CIK 0001999787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on May 24, 2024, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on May 24, 2024, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 23:08 UTC GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001999618-23-000002 · primary_doc.xml · derivative · entry 2

Hagen Daniel J · CIK 0001999618 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest 100% on May 24, 2024, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest 100% on May 24, 2024, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
October 30, 2023 Filed Nov 1, 2023 23:44 UTC
Fendley Steven S.President, US Division
SaleCommon Stock 7,000 $16.89 $118,230.70
Disclosure

SEC source: 0001695434-23-000008 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,391

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.13 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,120 shares held through Issuer's 401(k) Plan.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 23:29 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $17.15 $17,150.00
Disclosure

SEC source: 0001660112-23-000009 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,441

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F2 · balance_after: Includes 1,281 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,914 shares held through Issuer's 401(k) Plan.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 23:22 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 4,500 $16.94 $76,234.95
Disclosure

SEC source: 0001509409-23-000005 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 190,027

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.65 to $17.16 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,119 shares held through Issuer's 401(k) Plan.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 23:38 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $14.76 $14,760.00
Disclosure

SEC source: 0001660112-23-000008 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,523

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F2 · balance_after: Includes 1,281 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,996 shares held through Issuer's 401(k) Plan.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 23:32 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 4,500 $14.74 $66,338.55
Disclosure

SEC source: 0001509409-23-000004 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,551

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.69 to $14.81 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,143 shares held through Issuer's 401(k) Plan.

Read SEC document
August 23, 2023 Filed Aug 25, 2023 23:18 UTC
Goodwin Benjamin M.SVP Corp. Dev. & Gov. Affairs
SaleCommon Stock 3,500 $15.64 $54,741.05
Disclosure

SEC source: 0001335786-23-000003 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,870

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes 187 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 23:08 UTC
Fendley Steven S.President, US Division
SaleCommon Stock 10,000 $15.39 $153,880.00
Disclosure

SEC source: 0001695434-23-000007 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,264

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.54 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 993shares held through Issuer's 401(k) Plan.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:20 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $15.96 $15,960.00
Disclosure

SEC source: 0001660112-23-000007 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,366

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F2 · balance_after: Includes 1,281 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,839 shares held through Issuer's 401(k) Plan.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:14 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 4,500 $15.90 $71,550.00
Disclosure

SEC source: 0001509409-23-000003 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 199,034

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.76 to $16.03 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,126 shares held through Issuer's 401(k) Plan.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:34 UTC
Rock Stacey GPresident, KTT Division
SaleCommon Stock 5,582 $16.38 $91,444.32
Disclosure

SEC source: 0001342017-23-000002 · primary_doc.xml · nonDerivative · entry 2

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,904

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.355 to $16.435 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 2,633 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,759 shares held through Issuer's 401(k) Plan.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:34 UTC
Rock Stacey GPresident, KTT Division
SaleCommon Stock 591 $16.43 $9,711.02
Disclosure

SEC source: 0001342017-23-000002 · primary_doc.xml · nonDerivative · entry 1

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,486

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · balance_after: Includes 2,633 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,759 shares held through Issuer's 401(k) Plan.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 23:26 UTC
Carrai Phillip DPresident, STC Division
SaleCommon Stock 4,500 $17.10 $76,930.65
Disclosure

SEC source: 0001509409-23-000002 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 203,522

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.95 to $17.26 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,114 shares held through Issuer's 401(k) Plan.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 23:18 UTC
Adelman JonahPresident, ME Division
SaleCommon Stock 67,000 $16.50 $1,105,265.50
Disclosure

SEC source: 0001469818-23-000002 · primary_doc.xml · nonDerivative · entry 1

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,348

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.15 to $17.10 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 23:25 UTC SaleCommon Stock 7,000 $17.19 $120,342.60
Disclosure

SEC source: 0001509411-23-000003 · primary_doc.xml · nonDerivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,420

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.19 to $17.195 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 23:27 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001094718-23-000003 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 165,500

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F2 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,743 shares held through Issuer's 401(k) Plan.

Read SEC document
July 20, 2023 Filed Jul 24, 2023 22:09 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $14.00 $14,000.00
Disclosure

SEC source: 0001660112-23-000006 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,364

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F2 · balance_after: Includes 1,281 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,837 shares held through Issuer's 401(k) Plan.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 23:37 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000006 · primary_doc.xml · derivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 23:37 UTC
Fendley Steven S.President, US Division
Tax withholdingCommon Stock 1,967 $13.44 $26,436.48
Disclosure

SEC source: 0001695434-23-000006 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,176

F3 · kind: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F3 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F4 · balance_after: Includes approximately 905 shares held through Issuer's 401(k) Plan.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 23:37 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-23-000006 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant.

F4 · balance_after: Includes approximately 905 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 10

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 175,457

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 9

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,457

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $15.01 $150,060.00
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 8

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 195,457

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 7,553 $15.00 $113,295.00
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 7

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,457

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 17,563 $15.00 $263,497.69
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 6

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,010

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $15.01 $150,086.00
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 5

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 230,573

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.02 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $15.01 $150,060.00
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 4

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 240,573

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 3

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 250,573

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,573

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:36 UTC
Lund Deanna HDirector · EVP & CFO
SaleCommon Stock 10,000 $15.00 $150,000.00
Disclosure

SEC source: 0001094718-23-000002 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 270,573

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2019, as amended September 12, 2022.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,700 shares held through Issuer's 401(k) Plan.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 23:17 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
SaleCommon Stock 1,203 $15.00 $18,045.00
Disclosure

SEC source: 0001675014-23-000003 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,006

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 12, 2022.

F2 · balance_after: Includes 2,857 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 5,118 shares held through Issuer's 401(k) Plan.

Read SEC document
June 16, 2023 Filed Jun 16, 2023 23:32 UTC
Mendoza MarieSVP & General Counsel
SaleCommon Stock 1,000 $14.00 $14,000.00
Disclosure

SEC source: 0001660112-23-000005 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,933

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,777 shares held through Issuer's 401(k) Plan.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:26 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000002 · primary_doc.xml · derivative · entry 4

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted on June 14, 2022, vested on the first anniversary, and underlying shares of common stock were released for settlement.

F2 · derivative.expiration_date: RSUs were granted on June 14, 2022, vested on the first anniversary, and underlying shares of common stock were released for settlement.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 23:26 UTC Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509411-23-000002 · primary_doc.xml · nonDerivative · entry 1

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted on June 14, 2022, vested on the first anniversary, and underlying shares of common stock were released for settlement.

Read SEC document
June 07, 2023 Filed Jun 9, 2023 22:53 UTC
Fendley Steven S.President, US Division
SaleCommon Stock 25,000 $14.42 $360,532.50
Disclosure

SEC source: 0001695434-23-000005 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,045

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.395 to $14.49 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 807 shares held through Issuer's 401(k) Plan.

Read SEC document
June 04, 2023 Filed Jun 6, 2023 23:59 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-23-000004 · primary_doc.xml · derivative · entry 3

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed June 5, 2020, where 5,000 RSUs vest ratably on each of the first five anniversaries of the June 4, 2020 date of grant.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed June 5, 2020, where 5,000 RSUs vest ratably on each of the first five anniversaries of the June 4, 2020 date of grant.

Read SEC document
June 04, 2023 Filed Jun 6, 2023 23:59 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 487 $13.87 $6,754.69
Disclosure

SEC source: 0001660112-23-000004 · primary_doc.xml · nonDerivative · entry 2

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,867

F3 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F4 · balance_after: Includes 910 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,711 shares held through Issuer's 401(k) Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.