KTOS

SEC source: 0001094718-23-000004 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 159,260

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person adopted by the reporting person on September 12, 2019, as amended August 18, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person adopted by the reporting person on September 12, 2019, as amended August 18, 2023.

F2 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 19,503 shares held through Issuer's 401(k) Plan.

SEC source: 0001080997-23-000004 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,574

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 16, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 16, 2023.

F2 · balance_after: Includes approximately 1,574 shares held through Issuer's 401(k) Plan; this Form 4 has been updated to correct the inadvertent underreporting of holdings of a de minimis number of 177 shares in certain prior Form 4s of the Reporting Person. The amount reported in Column 5 of Table I reflects the number of shares of common stock held by the Reporting Person as of the date of this Form 4 filing.

SEC source: 0001080997-23-000004 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,033

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 16, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 16, 2023.

F2 · balance_after: Includes approximately 1,574 shares held through Issuer's 401(k) Plan; this Form 4 has been updated to correct the inadvertent underreporting of holdings of a de minimis number of 177 shares in certain prior Form 4s of the Reporting Person. The amount reported in Column 5 of Table I reflects the number of shares of common stock held by the Reporting Person as of the date of this Form 4 filing.

SEC source: 0001080997-23-000003 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,475

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.41 to $19.44 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 1,632 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,561 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-23-000010 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 312,385

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on June 1, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.31 to $19.50 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,114 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-23-000009 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,386

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.75 to $18.94 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes approximately 1,115 shares held through Issuer's 401(k) Plan.

SEC source: 0001080997-23-000002 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,717

F1 · kind: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 11/17/2023 common stock closing price.

F1 · shares: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 11/17/2023 common stock closing price.

F1 · price: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 11/17/2023 common stock closing price.

F2 · balance_after: Includes 1,632 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 1,553 shares held through Issuer's 401(k) Plan.

SEC source: 0001342017-23-000003 · primary_doc.xml · nonDerivative · entry 1

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,344

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes 2,633 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,721 shares held through Issuer's 401(k) Plan.

SEC source: 0001660112-23-000010 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,106

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 15, 2021, as amended September 12, 2022.

F2 · balance_after: Includes 1,281 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 13,875 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-23-000006 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 185,518

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 10, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.355 to $18.65 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,110 shares held through Issuer's 401(k) Plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 30

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F16 · derivative.exercise_date: RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board.

F16 · derivative.expiration_date: RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 29

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F15 · derivative.exercise_date: RSUs were granted on June 14, 2022 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F15 · derivative.expiration_date: RSUs were granted on June 14, 2022 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 28

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F14 · derivative.exercise_date: RSUs were granted on May 26, 2021 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F14 · derivative.expiration_date: RSUs were granted on May 26, 2021 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 27

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F13 · derivative.exercise_date: RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F13 · derivative.expiration_date: RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 26

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F12 · derivative.exercise_date: RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F12 · derivative.expiration_date: RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 25

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F11 · derivative.exercise_date: RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F11 · derivative.expiration_date: RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 24

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F10 · derivative.exercise_date: RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F10 · derivative.expiration_date: RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 23

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F9 · derivative.exercise_date: RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F9 · derivative.expiration_date: RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 22

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F8 · derivative.exercise_date: RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F8 · derivative.expiration_date: RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 21

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F7 · derivative.expiration_date: RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 20

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F6 · derivative.expiration_date: RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 19

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F5 · derivative.expiration_date: RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 18

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F4 · derivative.expiration_date: RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 17

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted on September 10, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F3 · derivative.expiration_date: RSUs were granted on September 10, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · derivative · entry 16

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted on January 4, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F2 · derivative.expiration_date: RSUs were granted on January 4, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 15

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · shares: RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 14

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · shares: RSUs were granted on June 14, 2022 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 13

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · shares: RSUs were granted on May 26, 2021 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 12

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · shares: RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 11

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · shares: RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 10

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · shares: RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 9

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 8

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 7

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 6

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 5

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 4

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 3

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted on January 3, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 2

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted on September 10, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001435919-23-000002 · primary_doc.xml · nonDerivative · entry 1

Liberatore Samuel N · CIK 0001435919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted on January 4, 2010 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F17 · balance_after: Includes approximately 782 shares held through Issuer's 401(k) plan.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 24

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F12 · derivative.exercise_date: RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board.

F12 · derivative.expiration_date: RSUs were granted on May 24, 2023 that vested and were settled upon retirement from the board.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 23

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F11 · derivative.exercise_date: RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F11 · derivative.expiration_date: RSUs were granted on June 4, 2020 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 22

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F10 · derivative.exercise_date: RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F10 · derivative.expiration_date: RSUs were granted on May 10, 2019 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 21

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F9 · derivative.exercise_date: RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F9 · derivative.expiration_date: RSUs were granted on June 19, 2018 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 20

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F8 · derivative.exercise_date: RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F8 · derivative.expiration_date: RSUs were granted on January 4, 2017 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 19

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F7 · derivative.expiration_date: RSUs were granted on January 4, 2016 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 18

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F6 · derivative.expiration_date: RSUs were granted on January 1, 2015 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 17

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F5 · derivative.expiration_date: RSUs were granted on March 20, 2014 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 16

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F4 · derivative.expiration_date: RSUs were granted on January 3, 2012 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

SEC source: 0001509411-23-000004 · primary_doc.xml · derivative · entry 15

Judd Jane Elizabeth · CIK 0001509411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.

F3 · derivative.expiration_date: RSUs were granted on June 6, 2011 that vested and then released November 1, 2023 after the issuance was deferred until retirement from the board.