KTOS

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 1

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

SEC source: 0001335786-25-000001 · primary_doc.xml · derivative · entry 15

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

SEC source: 0001335786-25-000001 · primary_doc.xml · derivative · entry 14

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

SEC source: 0001335786-25-000001 · primary_doc.xml · derivative · entry 13

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

SEC source: 0001335786-25-000001 · primary_doc.xml · derivative · entry 12

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 6

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,348

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 5

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 4

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,015

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 3

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 2

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,768

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001335786-25-000001 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP Corp. Dev. & Gov. Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 194 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001695434-25-000001 · primary_doc.xml · derivative · entry 14

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

SEC source: 0001695434-25-000001 · primary_doc.xml · derivative · entry 13

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

SEC source: 0001695434-25-000001 · primary_doc.xml · derivative · entry 12

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

SEC source: 0001695434-25-000001 · primary_doc.xml · derivative · entry 11

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 6

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,301

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 5

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 4

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 354,236

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 3

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,171

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

SEC source: 0001695434-25-000001 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes approximately 1,891 shares held through Issuer's 401(k) Plan.

SEC source: 0001675014-25-000001 · primary_doc.xml · derivative · entry 16

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

SEC source: 0001675014-25-000001 · primary_doc.xml · derivative · entry 15

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

SEC source: 0001675014-25-000001 · primary_doc.xml · derivative · entry 14

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

SEC source: 0001675014-25-000001 · primary_doc.xml · derivative · entry 13

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 6

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,041

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 5

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 4

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,785

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 3

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 68,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 65,613

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001675014-25-000001 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corp. Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 6, 2020, where 12,500 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 6,249 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,470 shares held through Issuer's 401(k).

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 14

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 13

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 12

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

SEC source: 0001509412-25-000002 · primary_doc.xml · derivative · entry 11

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 6

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,788

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 5

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 4

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,223

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,820

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

SEC source: 0001509412-25-000002 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 11,968 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,870 shares held through Issuer's 401(k).

SEC source: 0001509409-25-000001 · primary_doc.xml · derivative · entry 15

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

SEC source: 0001509409-25-000001 · primary_doc.xml · derivative · entry 14

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

SEC source: 0001509409-25-000001 · primary_doc.xml · derivative · entry 13

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

SEC source: 0001509409-25-000001 · primary_doc.xml · derivative · entry 12

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

SEC source: 0001509409-25-000001 · primary_doc.xml · nonDerivative · entry 6

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,201

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-25-000001 · primary_doc.xml · nonDerivative · entry 5

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-25-000001 · primary_doc.xml · nonDerivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,711

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-25-000001 · primary_doc.xml · nonDerivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.

SEC source: 0001509409-25-000001 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,221

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan, and approximately 3,921 shares held through Issuer's 401(k) Plan.