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KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

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3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2025 Filed Jan 7, 2025 23:37 UTC
Adelman JonahPresident, ME Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-25-000001 · primary_doc.xml · derivative · entry 11

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F7 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

F7 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 23:37 UTC
Adelman JonahPresident, ME Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-25-000001 · primary_doc.xml · derivative · entry 10

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F6 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

F6 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 23:37 UTC
Adelman JonahPresident, ME Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-25-000001 · primary_doc.xml · nonDerivative · entry 5

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2024, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2024 date of grant.

Read SEC document
January 04, 2025 Filed Jan 7, 2025 23:37 UTC
Adelman JonahPresident, ME Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-25-000001 · primary_doc.xml · nonDerivative · entry 4

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2021, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · derivative · entry 14

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · derivative · entry 13

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · derivative · entry 12

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
GrantRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · derivative · entry 11

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
Tax withholdingCommon Stock 7,477 $27.48 $205,467.96
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · nonDerivative · entry 6

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,959

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 20,009 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · nonDerivative · entry 5

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 20,009 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
Tax withholdingCommon Stock 7,477 $27.48 $205,467.96
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · nonDerivative · entry 4

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,436

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 20,009 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · nonDerivative · entry 3

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 20,009 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
Tax withholdingCommon Stock 7,775 $27.48 $213,657.00
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,913

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 20,009 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 01:50 UTC
Lund Deanna HDirector · EVP & CFO
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-25-000002 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · Director · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 75,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 20,009 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:53 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-25-000002 · primary_doc.xml · derivative · entry 12

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:53 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-25-000002 · primary_doc.xml · derivative · entry 11

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:53 UTC
DEMARCO ERIC MDirector · President & CEO
GrantRestricted Stock Units · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-25-000002 · primary_doc.xml · derivative · entry 10

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:53 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 11,805 $27.48 $324,401.40
Disclosure

SEC source: 0001082440-25-000002 · primary_doc.xml · nonDerivative · entry 4

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 1,221,592

F7 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:53 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-25-000002 · primary_doc.xml · nonDerivative · entry 3

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 1,233,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F8 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:53 UTC
DEMARCO ERIC MDirector · President & CEO
Tax withholdingCommon Stock 11,805 $27.48 $324,401.40
Disclosure

SEC source: 0001082440-25-000002 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 1,203,397

F7 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F8 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 00:53 UTC
DEMARCO ERIC MDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001082440-25-000002 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by trust

Disclosed balance after: 1,215,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 150,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F8 · balance_after: RSUs were granted to Reporting Person, and per Reporting Person's instructions, the common stock from such released RSUs were issued to Reporting Person's trust.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 14

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 13

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 12

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · derivative · entry 11

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Tax withholdingCommon Stock 1,303 $27.48 $35,806.44
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 6

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,405

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 5

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Tax withholdingCommon Stock 1,461 $27.48 $40,148.28
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 4

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,708

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Tax withholdingCommon Stock 1,461 $27.48 $40,148.28
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,169

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 7, 2025 21:18 UTC
MILLS THOMAS E IVPresident, C5ISR Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-25-000001 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, C5ISR Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 615 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 3,378 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · derivative · entry 14

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · derivative · entry 13

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · derivative · entry 12

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
GrantRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · derivative · entry 11

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 1,428 $27.48 $39,241.44
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 6

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,273

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 5

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 1,590 $27.48 $43,693.20
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 4

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,701

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 3

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Tax withholdingCommon Stock 1,594 $27.48 $43,803.12
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 2

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,291

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:03 UTC
Mendoza MarieSVP & General Counsel
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001660112-25-000001 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,885

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F9 · balance_after: Includes 1,971 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,359 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · derivative · entry 15

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F5 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F5 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · derivative · entry 14

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F4 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F4 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · derivative · entry 13

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
GrantRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · derivative · entry 12

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: 15,500 RSUs vest on each of the 1st and 2nd anniversaries of the date of grant and 3,000 RSUs vest on each of the 3rd, 4th, and 5th anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

F2 · derivative.expiration_date: 15,500 RSUs vest on each of the 1st and 2nd anniversaries of the date of grant and 3,000 RSUs vest on each of the 3rd, 4th, and 5th anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Tax withholdingCommon Stock 1,113 $27.48 $30,585.24
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 6

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,507

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 5

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2023, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2023 date of grant.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Tax withholdingCommon Stock 1,275 $27.48 $35,037.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 4

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,620

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 3

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 56,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

Read SEC document
January 03, 2025 Filed Jan 8, 2025 02:38 UTC
Rock Stacey GPresident, KTT Division
Tax withholdingCommon Stock 1,279 $27.48 $35,146.92
Disclosure

SEC source: 0001342017-25-000001 · primary_doc.xml · nonDerivative · entry 2

Rock Stacey G · CIK 0001342017 · President, KTT Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,895

F8 · shares: Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.

F10 · balance_after: Includes 3,306 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 6,444 shares held through Issuer's 401(k).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.