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Nasdaq · USD

KRMD

KORU Medical Systems, Inc.

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6517
SEC CIK
0000704440
Parsed reports
474

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202660
Jun 202620
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2020 Filed Jan 8, 2020 21:32 UTC
Manko Joseph M. Jr.Director · 10% owner
OtherCommon Stock 401,929 $6.22 $2,499,998.38
Disclosure

SEC source: 0001161697-20-000022 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 1,525,039

F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:32 UTC
Manko Joseph M. Jr.Director · 10% owner
OtherCommon Stock 401,929 $6.22 $2,499,998.38
Disclosure

SEC source: 0001161697-20-000022 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,367,381

F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 31, 2019 Filed Jan 2, 2020 22:00 UTC GrantCommon Stock 957 $6.53 $6,249.21
Disclosure

SEC source: 0001161697-20-000011 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,171

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:49 UTC GrantCommon Stock 1,149 $6.53 $7,502.97
Disclosure

SEC source: 0001161697-20-000004 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,104

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:46 UTC GrantCommon Stock 957 $6.53 $6,249.21
Disclosure

SEC source: 0001161697-20-000002 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,879

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:56 UTC GrantCommon Stock 957 $6.53 $6,249.21
Disclosure

SEC source: 0001161697-20-000009 · form_4.xml · nonDerivative · entry 2

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,184

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:51 UTC
Beck James MDirector
GrantCommon Stock 1,149 $6.53 $7,502.97
Disclosure

SEC source: 0001161697-20-000006 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,462

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:52 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 1,914 $6.53 $12,498.42
Disclosure

SEC source: 0001161697-20-000007 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,856

Read SEC document
December 31, 2019 Filed Jan 3, 2020 13:10 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 1,149 $0.00 $0.00
Disclosure

SEC source: 0001161697-20-000013 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,769,310

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 31, 2019 Filed Jan 9, 2020 22:43 UTC Amendment
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 2,871 $6.53 $18,747.63
Disclosure

SEC source: 0001161697-20-000028 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,813

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:43 UTC GrantCommon Stock 1,582 $3.95 $6,248.90
Disclosure

SEC source: 0001161697-19-000418 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,214

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:41 UTC GrantCommon Stock 1,582 $3.95 $6,248.90
Disclosure

SEC source: 0001161697-19-000416 · form_4.xml · nonDerivative · entry 3

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,277

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:40 UTC GrantCommon Stock 1,582 $3.95 $6,248.90
Disclosure

SEC source: 0001161697-19-000414 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,942

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:39 UTC
Beck James MDirector
GrantCommon Stock 1,899 $3.95 $7,501.05
Disclosure

SEC source: 0001161697-19-000412 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,313

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:37 UTC GrantCommon Stock 1,899 $3.95 $7,501.05
Disclosure

SEC source: 0001161697-19-000410 · form_4.xml · nonDerivative · entry 2

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,955

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:32 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 1,899 $0.00 $0.00
Disclosure

SEC source: 0001161697-19-000408 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,768,161

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
August 07, 2019 Filed Aug 7, 2019 21:22 UTC
Manko Joseph M. Jr.Director · 10% owner
Exercise / conversionCommon Stock Purchase Warrant (right to buy) · Derivative 1,000,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001161697-19-000327 · form_4.xml · derivative · entry 4

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2019-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1).

Read SEC document
August 07, 2019 Filed Aug 7, 2019 21:22 UTC
Manko Joseph M. Jr.Director · 10% owner
Exercise / conversionCommon Stock 1,000,000 $0.45 $450,000.00
Disclosure

SEC source: 0001161697-19-000327 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,766,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1).

Read SEC document
August 02, 2019 Filed Aug 6, 2019 21:22 UTC
Marques Manuel AChief Operating Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 95,000 $0.00 Strike: $0.36 $0.00
Disclosure

SEC source: 0001161697-19-000319 · form_4.xml · derivative · entry 2

Marques Manuel A · CIK 0001761381 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 95,000 shares

Expires 2020-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 21:22 UTC
Marques Manuel AChief Operating Officer
Exercise / conversionCommon Stock 95,000 $0.36 $34,200.00
Disclosure

SEC source: 0001161697-19-000319 · form_4.xml · nonDerivative · entry 1

Marques Manuel A · CIK 0001761381 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:03 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 2,170 $0.00 $0.00
Disclosure

SEC source: 0001161697-19-000289 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,766,262

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:01 UTC GrantCommon Stock 548 $2.88 $1,578.24
Disclosure

SEC source: 0001161697-19-000287 · form_4.xml · nonDerivative · entry 1

Pastreich Mark L · CIK 0001521736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,015

F1 · ownership.direct: Mark Pastreich as Trustee of Mark Pastreich Revocable Trust Dated 05/13/2014 Amended and Restated 04/19/2016.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:59 UTC GrantCommon Stock 1,622 $2.88 $4,671.36
Disclosure

SEC source: 0001161697-19-000285 · form_4.xml · nonDerivative · entry 2

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,622

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:57 UTC GrantCommon Stock 1,312 $2.88 $3,778.56
Disclosure

SEC source: 0001161697-19-000283 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,360

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:56 UTC
Beck James MDirector
GrantCommon Stock 2,170 $2.88 $6,249.60
Disclosure

SEC source: 0001161697-19-000281 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,414

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:54 UTC GrantCommon Stock 3,148 $2.88 $9,066.24
Disclosure

SEC source: 0001161697-19-000279 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,772

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:53 UTC GrantCommon Stock 2,170 $2.88 $6,249.60
Disclosure

SEC source: 0001161697-19-000277 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,632

Read SEC document
June 28, 2019 Filed Jul 9, 2019 21:47 UTC Amendment
Pastreich Mark LFormer Director
GrantCommon Stock 548 $2.88 $1,578.24
Disclosure

SEC source: 0001161697-19-000295 · form_4.xml · nonDerivative · entry 1

Pastreich Mark L · CIK 0001521736 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,015

F1 · ownership.direct: Mark Pastreich as Trustee of Mark Pastreich Revocable Trust Dated 05/13/2014 Amended and Restated 04/19/2016.

Read SEC document
June 28, 2019 Filed Jul 23, 2019 21:00 UTC Amendment GrantCommon Stock 2,428 $2.88 $6,992.64
Disclosure

SEC source: 0001161697-19-000313 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,052

Read SEC document
June 28, 2019 Filed Oct 2, 2019 21:41 UTC GrantCommon Stock 23 $2.88 $66.24
Disclosure

SEC source: 0001161697-19-000416 · form_4.xml · nonDerivative · entry 2

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,645

Read SEC document
June 28, 2019 Filed Oct 2, 2019 21:37 UTC GrantCommon Stock 4 $2.88 $11.52
Disclosure

SEC source: 0001161697-19-000410 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,056

Read SEC document
June 28, 2019 Filed Nov 5, 2019 17:37 UTC
Radin Arthur JFormer Director
GrantCommon Stock 715 $2.88 $2,059.20
Disclosure

SEC source: 0001161697-19-000469 · form_4.xml · nonDerivative · entry 1

Radin Arthur J · CIK 0001632747 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Estate of Arthur J. Radin

Disclosed balance after: 715

Read SEC document
June 28, 2019 Filed Nov 8, 2019 22:44 UTC Amendment
Radin Arthur JFormer Director
GrantCommon Stock 687 $2.88 $1,978.56
Disclosure

SEC source: 0001161697-19-000483 · form_4.xml · nonDerivative · entry 1

Radin Arthur J · CIK 0001632747 · Former Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Estate of Arthur J. Radin

Disclosed balance after: 687

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:26 UTC
Beck James MDirector
GrantCommon Stock 21,276 $2.35 $49,998.60
Disclosure

SEC source: 0001161697-19-000267 · form_4.xml · nonDerivative · entry 1

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 21,276

F1 · ownership.nature: Mr. Beck is co-trustee with his wife of the Ellen H Beck Revocable Trust, of which Mr. Beck and his children are beneficiaries.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:24 UTC GrantCommon Stock 16,048 $2.18 $34,984.64
Disclosure

SEC source: 0001161697-19-000246 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,048

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:22 UTC
Goldberger Daniel SDirector · Chairman of the Board
GrantCommon Stock 500 $2.21 $1,105.00
Disclosure

SEC source: 0001161697-19-000244 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,922

Read SEC document
June 14, 2019 Filed Jun 17, 2019 20:21 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 5,847 $2.20 $12,863.40
Disclosure

SEC source: 0001161697-19-000242 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Freedom, L.P.

Disclosed balance after: 3,409,524

F2 · price: See Exhibit 99.1 to this Form 4 for explanation of note (2).

F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1).

Read SEC document
June 13, 2019 Filed Jun 17, 2019 20:21 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 2,000 $2.11 $4,220.00
Disclosure

SEC source: 0001161697-19-000242 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Freedom, L.P.

Disclosed balance after: 3,403,677

F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1).

Read SEC document
June 03, 2019 Filed Jun 3, 2019 21:21 UTC
Pettigrew Donald BPres./Chief Commercial Officer
GrantOptions to Purchase Common Stock · Derivative 1,000,000 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001161697-19-000228 · form_4.xml · derivative · entry 2

Pettigrew Donald B · CIK 0001751997 · Pres./Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2029-06-03

F1 · derivative.exercise_date: Incentive stock options granted pursuant to the Repro Med Systems, Inc. 2015 Stock Option Plan, as amended. Options vest in increments based on net sales milestones of the RMS Strategic Plan, with potential to be fully vested on the date of the filing with the SEC of the Company's Form 10-Q or Form 10-K for a period ended on or before December 31, 2022 during which such milestones were met.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:15 UTC
Fisher KarenChief Financial Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 65,000 $0.00 Strike: $0.38 $0.00
Disclosure

SEC source: 0001161697-19-000193 · form_4.xml · derivative · entry 2

Fisher Karen · CIK 0001406771 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,000

Underlying: Common Stock · 65,000 shares

Expires 2020-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:15 UTC
Fisher KarenChief Financial Officer
Exercise / conversionCommon Stock 65,000 $0.38 $24,700.00
Disclosure

SEC source: 0001161697-19-000193 · form_4.xml · nonDerivative · entry 1

Fisher Karen · CIK 0001406771 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:36 UTC
Goldberger Daniel SDirector · Chairman of the Board
GrantCommon Stock 90,604 $1.49 $134,999.96
Disclosure

SEC source: 0001161697-19-000137 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,422

F1 · shares: Per Mr. Goldberger's employment agreement dated October 12, 2018, on April 1, 2019, Mr. Goldberger was paid a performance bonus equaling 50% of the initial annual base salary, plus 50% of the initial target bonus, payable to the person who first succeeded Mr. Goldberger as chief executive officer of the company. In accordance with the terms of the agreement and as approved by the Board of Directors, the bonus was paid half in cash and half in shares of common stock.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 21:18 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 3,906 $0.00 $0.00
Disclosure

SEC source: 0001161697-19-000125 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,763,310

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
March 31, 2019 Filed Apr 3, 2019 21:40 UTC Amendment
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 4,688 $0.00 $0.00
Disclosure

SEC source: 0001161697-19-000143 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,764,092

F1 · shares: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · price: See Exhibit 99.1 to this Form 4 for explanation of note (2).

F3 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (3).

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:27 UTC GrantCommon Stock 3,906 $1.60 $6,249.60
Disclosure

SEC source: 0001161697-19-000127 · form_4.xml · nonDerivative · entry 1

Radin Arthur J · CIK 0001632747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,367

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:30 UTC
Beck James MDirector
GrantCommon Stock 3,906 $1.60 $6,249.60
Disclosure

SEC source: 0001161697-19-000131 · form_4.xml · nonDerivative · entry 1

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,462

Read SEC document
March 29, 2019 Filed Apr 2, 2019 21:34 UTC GrantCommon Stock 3,906 $1.60 $6,249.60
Disclosure

SEC source: 0001161697-19-000135 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,462

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March 29, 2019 Filed Apr 2, 2019 21:32 UTC GrantCommon Stock 3,906 $1.60 $6,249.60
Disclosure

SEC source: 0001161697-19-000133 · form_4.xml · nonDerivative · entry 1

Pastreich Mark L · CIK 0001521736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,467

F1 · ownership.direct: Mark Pastreich as Trustee of Mark Pastreich Revocable Trust Dated 05/13/2014 Amended and Restated 04/19/2016.

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March 29, 2019 Filed Apr 2, 2019 21:29 UTC GrantCommon Stock 3,906 $1.60 $6,249.60
Disclosure

SEC source: 0001161697-19-000129 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,624

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March 29, 2019 Filed Apr 3, 2019 20:51 UTC Amendment
Beck James MDirector
GrantCommon Stock 4,688 $1.60 $7,500.80
Disclosure

SEC source: 0001161697-19-000141 · form_4.xml · nonDerivative · entry 1

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,244

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.