Last 12 months
Inside the activity.
9 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 6 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2020 Filed Dec 17, 2020 21:11 UTC |
Marques Manuel AChief Operating Officer
|
Exercise / conversionOptions to Purchase Common Stock · Derivative | 75,000 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001161697-20-000558 · form_4.xml · derivative · entry 5 Marques Manuel A · CIK 0001761381 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 75,000 shares Expires 2029-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:11 UTC |
Marques Manuel AChief Operating Officer
|
Exercise / conversionOptions to Purchase Common Stock · Derivative | 62,500 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001161697-20-000558 · form_4.xml · derivative · entry 4 Marques Manuel A · CIK 0001761381 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2022-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest in 15,625 increments quarterly. Date Excercisable 01/11/2018-10/11/2020. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:11 UTC |
Marques Manuel AChief Operating Officer
|
Exercise / conversionCommon Stock | 75,000 | $1.57 | $117,750.00 |
DisclosureSEC source: 0001161697-20-000558 · form_4.xml · nonDerivative · entry 3 Marques Manuel A · CIK 0001761381 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:11 UTC |
Marques Manuel AChief Operating Officer
|
Exercise / conversionCommon Stock | 62,500 | $0.50 | $31,250.00 |
DisclosureSEC source: 0001161697-20-000558 · form_4.xml · nonDerivative · entry 2 Marques Manuel A · CIK 0001761381 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 21:11 UTC |
Marques Manuel AChief Operating Officer
|
Tax withholdingCommon Stock | 26,920 | $5.54 | $149,002.20 |
DisclosureSEC source: 0001161697-20-000558 · form_4.xml · nonDerivative · entry 1 Marques Manuel A · CIK 0001761381 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,080 F1 · kind: Represents the payment of the exercise price of stock options through the delivery of previously owned shares to the issuer. F2 · price: The price is equal to the Fair Market Value of the Common Stock, as defined in the stock option award agreements, and is used to determine the value of the shares delivered to the issuer in payment of the exercise price. Read SEC document |
| December 09, 2020 Filed Dec 9, 2020 22:55 UTC |
Pettigrew Donald BChief Executive Officer
|
PurchaseCommon Stock | 1,000 | $5.07 | $5,070.00 |
DisclosureSEC source: 0001161697-20-000533 · form_4.xml · nonDerivative · entry 1 Pettigrew Donald B · CIK 0001751997 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 21:11 UTC |
Manko Joseph M. Jr.Director · 10% owner
Horton Capital Management, LLC10% owner
Horton Capital Partners, LLC10% owner
Horton Capital Partners Fund, L.P.10% owner
Horton Freedom, L.P.Less than 10% Owner
|
PurchaseCommon Stock | 10,000 | $5.43 | $54,291.00 |
DisclosureSEC source: 0001161697-20-000535 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,446,755 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| December 07, 2020 Filed Dec 7, 2020 21:42 UTC |
Fisher KarenChief Financial Officer
|
PurchaseCommon Stock | 500 | $5.60 | $2,800.00 |
DisclosureSEC source: 0001161697-20-000521 · form_4.xml · nonDerivative · entry 1 Fisher Karen · CIK 0001406771 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,906 Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 17:37 UTC |
Goldberger Daniel SDirector
|
PurchaseCommon Stock | 500 | $5.54 | $2,770.00 |
DisclosureSEC source: 0001161697-20-000523 · form_4.xml · nonDerivative · entry 1 Goldberger Daniel S · CIK 0001382042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,774 Read SEC document |
| December 03, 2020 Filed Dec 3, 2020 21:07 UTC |
Fisher KarenChief Financial Officer
|
PurchaseCommon Stock | 250 | $5.30 | $1,325.00 |
DisclosureSEC source: 0001161697-20-000516 · form_4.xml · nonDerivative · entry 1 Fisher Karen · CIK 0001406771 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,406 Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 14:23 UTC |
Goldberger Daniel SDirector
|
PurchaseCommon Stock | 500 | $5.05 | $2,525.00 |
DisclosureSEC source: 0001161697-20-000513 · form_4.xml · nonDerivative · entry 1 Goldberger Daniel S · CIK 0001382042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,274 Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 19:42 UTC |
FLETCHER R JOHNDirector · Chairman of the Board
|
PurchaseCommon Stock | 1,275 | $4.53 | $5,775.75 |
DisclosureSEC source: 0001161697-20-000508 · form_4.xml · nonDerivative · entry 2 FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,325 Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 19:42 UTC |
FLETCHER R JOHNDirector · Chairman of the Board
|
PurchaseCommon Stock | 21,052 | $4.48 | $94,312.96 |
DisclosureSEC source: 0001161697-20-000508 · form_4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,050 Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:13 UTC |
Manko Joseph M. Jr.Director · 10% owner
Horton Capital Management, LLC10% owner
Horton Capital Partners, LLC10% owner
Horton Capital Partners Fund, L.P.10% owner
Horton Freedom, L.P.Less than 10% Owner
|
PurchaseCommon Stock | 10,000 | $4.56 | $45,599.00 |
DisclosureSEC source: 0001161697-20-000510 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,436,755 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 17:42 UTC |
Goldberger Daniel SDirector
|
PurchaseCommon Stock | 500 | $4.63 | $2,315.00 |
DisclosureSEC source: 0001161697-20-000504 · form_4.xml · nonDerivative · entry 1 Goldberger Daniel S · CIK 0001382042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,774 Read SEC document |
| November 13, 2020 Filed Feb 4, 2021 21:22 UTC |
Goldberger Daniel SDirector
|
GiftCommon Stock, $0.01 par value | 94,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-21-000082 · form_5.xml · nonDerivative · entry 1 Goldberger Daniel S · CIK 0001382042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,390 F1 · shares: On November 13, 2020, the reporting person gifted 94,422 shares of common stock, $0.01 par value, to the D.S.G. Charitable Remainder Trust (the "Trust"). The Trust is an irrevocable trust, of which Massachusetts Institute of Technology is the sole trustee. The reporting person disclaims beneficial ownership of the shares gifted to the Trust. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:43 UTC |
Manko Joseph M. Jr.Director · 10% owner
Horton Capital Management, LLC10% owner
Horton Capital Partners, LLC10% owner
Horton Capital Partners Fund, L.P.10% owner
Horton Freedom, L.P.Less than 10% Owner
|
GrantCommon Stock | 1,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-20-000434 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,426,755 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:16 UTC |
Allen Robert TDirector
|
GrantCommon Stock | 866 | $7.22 | $6,252.52 |
DisclosureSEC source: 0001161697-20-000432 · form_4.xml · nonDerivative · entry 1 Allen Robert T · CIK 0001761379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,566 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:14 UTC |
Frommer KathyDirector
|
GrantCommon Stock | 866 | $7.22 | $6,252.52 |
DisclosureSEC source: 0001161697-20-000430 · form_4.xml · nonDerivative · entry 2 Frommer Kathy · CIK 0001774818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,579 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:12 UTC |
FLETCHER R JOHNDirector · Chairman of the Board
|
GrantCommon Stock | 2,597 | $7.22 | $18,750.34 |
DisclosureSEC source: 0001161697-20-000428 · form_4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,998 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:11 UTC |
Beck James MDirector
|
GrantCommon Stock | 1,039 | $7.22 | $7,501.58 |
DisclosureSEC source: 0001161697-20-000426 · form_4.xml · nonDerivative · entry 2 Beck James M · CIK 0001761683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,336 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:10 UTC |
Anderson David WDirector
|
GrantCommon Stock | 1,039 | $7.22 | $7,501.58 |
DisclosureSEC source: 0001161697-20-000424 · form_4.xml · nonDerivative · entry 1 Anderson David W · CIK 0001304554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,978 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:09 UTC |
Goldberger Daniel SDirector
|
GrantCommon Stock | 866 | $7.22 | $6,252.52 |
DisclosureSEC source: 0001161697-20-000422 · form_4.xml · nonDerivative · entry 1 Goldberger Daniel S · CIK 0001382042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,274 Read SEC document |
| September 04, 2020 Filed Sep 8, 2020 11:56 UTC |
Manko Joseph M. Jr.Director · 10% owner
Horton Capital Management, LLC10% owner
Horton Capital Partners, LLC10% owner
Horton Capital Partners Fund, L.P.10% owner
Horton Freedom, L.P.10% owner
|
PurchaseCommon Stock | 25,000 | $7.25 | $181,227.50 |
DisclosureSEC source: 0001161697-20-000388 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,425,716 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 11:49 UTC |
Manko Joseph M. Jr.Director · 10% owner
Horton Capital Management, LLC10% owner
Horton Capital Partners, LLC10% owner
Horton Capital Partners Fund, L.P.10% owner
Horton Freedom, L.P.10% owner
|
PurchaseCommon Stock | 25,000 | $7.26 | $181,400.00 |
DisclosureSEC source: 0001161697-20-000386 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,400,716 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 11:56 UTC |
Manko Joseph M. Jr.Director · 10% owner
Horton Capital Management, LLC10% owner
Horton Capital Partners, LLC10% owner
Horton Capital Partners Fund, L.P.10% owner
Horton Freedom, L.P.10% owner
|
PurchaseCommon Stock | 6,500 | $7.46 | $48,462.05 |
DisclosureSEC source: 0001161697-20-000384 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Horton Freedom, L.P. · CIK 0001767112 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,375,716 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:44 UTC |
Manko Joseph M. Jr.Director · 10% owner
Horton Capital Management, LLC10% owner
Horton Capital Partners, LLC10% owner
Horton Capital Partners Fund, L.P.10% owner
|
GrantCommon Stock | 835 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-20-000292 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,369,216 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:16 UTC |
Allen Robert TDirector
|
GrantCommon Stock | 696 | $8.98 | $6,250.08 |
DisclosureSEC source: 0001161697-20-000289 · form_4.xml · nonDerivative · entry 1 Allen Robert T · CIK 0001761379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:09 UTC |
FLETCHER R JOHNDirector · Chairman of the Board
|
GrantCommon Stock | 2,088 | $8.98 | $18,750.24 |
DisclosureSEC source: 0001161697-20-000285 · form_4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,401 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:11 UTC |
Frommer KathyDirector
|
GrantCommon Stock | 696 | $8.98 | $6,250.08 |
DisclosureSEC source: 0001161697-20-000287 · form_4.xml · nonDerivative · entry 2 Frommer Kathy · CIK 0001774818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,713 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:07 UTC |
Beck James MDirector
|
GrantCommon Stock | 835 | $8.98 | $7,498.30 |
DisclosureSEC source: 0001161697-20-000283 · form_4.xml · nonDerivative · entry 2 Beck James M · CIK 0001761683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,297 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:04 UTC |
Anderson David WDirector
|
GrantCommon Stock | 835 | $8.98 | $7,498.30 |
DisclosureSEC source: 0001161697-20-000281 · form_4.xml · nonDerivative · entry 1 Anderson David W · CIK 0001304554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,939 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 00:02 UTC |
Goldberger Daniel SDirector
|
GrantCommon Stock | 696 | $8.98 | $6,250.08 |
DisclosureSEC source: 0001161697-20-000279 · form_4.xml · nonDerivative · entry 1 Goldberger Daniel S · CIK 0001382042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,408 Read SEC document |
| May 09, 2020 Filed May 11, 2020 21:31 UTC |
Fisher KarenChief Financial Officer
|
Exercise / conversionOptions to Purchase Common Stock · Derivative | 100,000 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001161697-20-000201 · form_4.xml · derivative · entry 5 Fisher Karen · CIK 0001406771 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 100,000 shares Expires 2029-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2020 Filed May 11, 2020 21:31 UTC |
Fisher KarenChief Financial Officer
|
Exercise / conversionOptions to Purchase Common Stock · Derivative | 435,000 | $0.00 Strike: $0.38 | $0.00 |
DisclosureSEC source: 0001161697-20-000201 · form_4.xml · derivative · entry 4 Fisher Karen · CIK 0001406771 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 435,000 shares Expires 2020-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2020 Filed May 11, 2020 21:31 UTC |
Fisher KarenChief Financial Officer
|
Exercise / conversionCommon Stock | 100,000 | $1.57 | $157,000.00 |
DisclosureSEC source: 0001161697-20-000201 · form_4.xml · nonDerivative · entry 3 Fisher Karen · CIK 0001406771 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2020 Filed May 11, 2020 21:31 UTC |
Fisher KarenChief Financial Officer
|
Exercise / conversionCommon Stock | 435,000 | $0.38 | $165,300.00 |
DisclosureSEC source: 0001161697-20-000201 · form_4.xml · nonDerivative · entry 2 Fisher Karen · CIK 0001406771 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2020 Filed May 11, 2020 21:31 UTC |
Fisher KarenChief Financial Officer
|
Tax withholdingCommon Stock | 27,844 | $11.58 | $322,294.30 |
DisclosureSEC source: 0001161697-20-000201 · form_4.xml · nonDerivative · entry 1 Fisher Karen · CIK 0001406771 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,156 F1 · kind: Represents the payment of the exercise price of stock options through the delivery of previously owned shares to the issuer. F2 · price: The price is equal to the Fair Market Value of the Common Stock, as defined in the stock option award agreements, and is used to determine the value of the shares delivered to the issuer in payment of the exercise price. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:50 UTC |
FLETCHER R JOHNDirector · Chairman of the Board
|
GrantCommon Stock | 2,500 | $7.50 | $18,750.00 |
DisclosureSEC source: 0001161697-20-000138 · form_4.xml · nonDerivative · entry 1 FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,313 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 21:33 UTC |
Manko Joseph M. Jr.Director · 10% owner
Horton Capital Management, LLC10% owner
Horton Capital Partners, LLC10% owner
Horton Capital Partners Fund, L.P.10% owner
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-20-000144 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Capital Partners Fund, LP Disclosed balance after: 7,368,381 F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:53 UTC |
Allen Robert TDirector
|
GrantCommon Stock | 833 | $7.50 | $6,247.50 |
DisclosureSEC source: 0001161697-20-000142 · form_4.xml · nonDerivative · entry 1 Allen Robert T · CIK 0001761379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,004 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:51 UTC |
Frommer KathyDirector
|
GrantCommon Stock | 833 | $7.50 | $6,247.50 |
DisclosureSEC source: 0001161697-20-000140 · form_4.xml · nonDerivative · entry 2 Frommer Kathy · CIK 0001774818 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,017 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:48 UTC |
Beck James MDirector
|
GrantCommon Stock | 1,000 | $7.50 | $7,500.00 |
DisclosureSEC source: 0001161697-20-000136 · form_4.xml · nonDerivative · entry 2 Beck James M · CIK 0001761683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,462 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:46 UTC |
Anderson David WDirector
|
GrantCommon Stock | 1,000 | $7.50 | $7,500.00 |
DisclosureSEC source: 0001161697-20-000134 · form_4.xml · nonDerivative · entry 1 Anderson David W · CIK 0001304554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,104 Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:44 UTC |
Goldberger Daniel SDirector
|
GrantCommon Stock | 833 | $7.50 | $6,247.50 |
DisclosureSEC source: 0001161697-20-000132 · form_4.xml · nonDerivative · entry 1 Goldberger Daniel S · CIK 0001382042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,712 Read SEC document |
| January 24, 2020 Filed Jan 29, 2020 22:18 UTC |
Manko Joseph M. Jr.Director · 10% owner
Horton Capital Management, LLC10% owner
Horton Capital Partners, LLC10% owner
Horton Capital Partners Fund, L.P.10% owner
|
OtherCommon Stock | 125,931 | $0.00 | $0.00 |
DisclosureSEC source: 0001161697-20-000067 · form_4.xml · nonDerivative · entry 1 Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner Horton Capital Management, LLC · CIK 0001575444 · 10% owner Horton Capital Partners, LLC · CIK 0001575443 · 10% owner Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Horton Freedom, L.P. Disclosed balance after: 3,283,593 F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1). F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2). Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:06 UTC |
Marques Manuel AChief Operating Officer
|
Exercise / conversionOptions to Purchase Common Stock · Derivative | 125,000 | $0.00 Strike: $0.50 | $0.00 |
DisclosureSEC source: 0001161697-20-000024 · form_4.xml · derivative · entry 4 Marques Manuel A · CIK 0001761381 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 125,000 shares Expires 2022-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:06 UTC |
Marques Manuel AChief Operating Officer
|
Exercise / conversionOptions to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $0.46 | $0.00 |
DisclosureSEC source: 0001161697-20-000024 · form_4.xml · derivative · entry 3 Marques Manuel A · CIK 0001761381 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 50,000 shares Expires 2022-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:06 UTC |
Marques Manuel AChief Operating Officer
|
Exercise / conversionCommon Stock | 125,000 | $0.50 | $62,500.00 |
DisclosureSEC source: 0001161697-20-000024 · form_4.xml · nonDerivative · entry 2 Marques Manuel A · CIK 0001761381 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2020 Filed Jan 8, 2020 22:06 UTC |
Marques Manuel AChief Operating Officer
|
Exercise / conversionCommon Stock | 50,000 | $0.46 | $23,000.00 |
DisclosureSEC source: 0001161697-20-000024 · form_4.xml · nonDerivative · entry 1 Marques Manuel A · CIK 0001761381 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.