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Nasdaq · USD

KRMD

KORU Medical Systems, Inc.

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6517
SEC CIK
0000704440
Parsed reports
474

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202660
Jun 202620
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 3, 2022 21:20 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 7,500 $3.00 $22,500.00
Disclosure

SEC source: 0001161697-22-000010 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,128

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:19 UTC GrantCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001161697-22-000008 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,113

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:18 UTC
French DonnaDirector
GrantCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001161697-22-000006 · form_4.xml · nonDerivative · entry 1

French Donna · CIK 0001863260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,829

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:16 UTC
Beck James MDirector
GrantCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001161697-22-000002 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,359

Read SEC document
December 31, 2021 Filed Jan 3, 2022 21:17 UTC GrantCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001161697-22-000004 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,525

Read SEC document
December 15, 2021 Filed Dec 16, 2021 21:06 UTC
Marques Manuel AChief Operating Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 62,500 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001161697-21-000583 · form_4.xml · derivative · entry 2

Marques Manuel A · CIK 0001761381 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2022-10-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vest in 15,625 increments quarterly.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 21:06 UTC
Marques Manuel AChief Operating Officer
Exercise / conversionCommon Stock 62,500 $0.50 $31,250.00
Disclosure

SEC source: 0001161697-21-000583 · form_4.xml · nonDerivative · entry 1

Marques Manuel A · CIK 0001761381 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the payment of the exercise price of stock options through the delivery of previously owned shares to the issuer.

F2 · price: The price is equal to the Fair Market Value of the Common Stock, as defined in the stock option award agreements, and is used to determine the value of the shares delivered to the issuer in payment of the exercise price.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:44 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0001161697-21-000476 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,502,302

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:17 UTC GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-21-000474 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,617

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:14 UTC GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-21-000472 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,905

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:11 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 7,894 $2.85 $22,497.90
Disclosure

SEC source: 0001161697-21-000468 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,628

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:12 UTC GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-21-000470 · form_4.xml · nonDerivative · entry 2

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,918

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:08 UTC
Beck James MDirector
GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-21-000466 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,359

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:07 UTC
French DonnaDirector
GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-21-000464 · form_4.xml · nonDerivative · entry 1

French Donna · CIK 0001863260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:03 UTC GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-21-000460 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,113

Read SEC document
September 30, 2021 Filed Oct 4, 2021 20:05 UTC GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-21-000462 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,525

Read SEC document
September 30, 2021 Filed Dec 27, 2021 21:58 UTC Amendment GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-21-000594 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,252

Read SEC document
September 30, 2021 Filed Dec 27, 2021 21:55 UTC Amendment GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-21-000592 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,525

Read SEC document
September 30, 2021 Filed Dec 12, 2023 21:05 UTC Amendment GrantCommon Stock 5,263 $2.85 $14,999.55
Disclosure

SEC source: 0001161697-23-000606 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,459

Read SEC document
August 17, 2021 Filed Aug 18, 2021 18:38 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
PurchaseCommon Stock 15,000 $3.42 $51,258.00
Disclosure

SEC source: 0001161697-21-000391 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,497,039

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
August 16, 2021 Filed Aug 18, 2021 18:38 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
PurchaseCommon Stock 20,000 $3.40 $68,062.00
Disclosure

SEC source: 0001161697-21-000391 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,482,039

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
June 30, 2021 Filed Jul 6, 2021 23:22 UTC GrantCommon Stock 1,566 $4.63 $7,250.58
Disclosure

SEC source: 0001161697-21-000336 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,989

Read SEC document
June 30, 2021 Filed Jul 6, 2021 23:21 UTC GrantCommon Stock 2,263 $4.63 $10,477.69
Disclosure

SEC source: 0001161697-21-000334 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,850

Read SEC document
June 30, 2021 Filed Jul 6, 2021 23:18 UTC GrantCommon Stock 2,263 $4.63 $10,477.69
Disclosure

SEC source: 0001161697-21-000332 · form_4.xml · nonDerivative · entry 2

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,655

Read SEC document
June 30, 2021 Filed Jul 6, 2021 23:17 UTC
French DonnaDirector
GrantCommon Stock 1,566 $4.63 $7,250.58
Disclosure

SEC source: 0001161697-21-000330 · form_4.xml · nonDerivative · entry 1

French Donna · CIK 0001863260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,566

Read SEC document
June 30, 2021 Filed Jul 6, 2021 23:15 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 3,744 $4.63 $17,334.72
Disclosure

SEC source: 0001161697-21-000328 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,734

Read SEC document
June 30, 2021 Filed Jul 6, 2021 23:12 UTC GrantCommon Stock 2,263 $4.63 $10,477.69
Disclosure

SEC source: 0001161697-21-000324 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,262

Read SEC document
June 30, 2021 Filed Jul 6, 2021 23:14 UTC
Beck James MDirector
GrantCommon Stock 2,100 $4.63 $9,723.00
Disclosure

SEC source: 0001161697-21-000326 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,096

Read SEC document
June 30, 2021 Filed Jul 6, 2021 21:14 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
GrantCommon Stock 2,263 $0.00 $0.00
Disclosure

SEC source: 0001161697-21-000320 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,462,039

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
June 30, 2021 Filed Jul 6, 2021 23:10 UTC GrantCommon Stock 2,263 $4.63 $10,477.69
Disclosure

SEC source: 0001161697-21-000322 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,642

Read SEC document
June 02, 2021 Filed Jun 5, 2021 00:37 UTC
Beck James MDirector
SaleCommon Stock 21,275 $4.63 $98,503.25
Disclosure

SEC source: 0001161697-21-000298 · form_4.xml · nonDerivative · entry 1

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1

F2 · price: Sold in lots at prices between $4.60 and $4.66. Full information regarding the number of shares sold at each separate price is available upon request. Price reported reflects a weighted-average price.

F1 · ownership.nature: Mr. Beck is co-trustee with his wife of the Ellen H Beck Revocable Trust, of which Mr. Beck and his children are beneficiaries.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:17 UTC
FLETCHER R JOHNDirector · Chairman of the Board
PurchaseCommon Stock 25,000 $4.30 $107,500.00
Disclosure

SEC source: 0001161697-21-000267 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,990

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:57 UTC
Tharby Linda MPresident and CEO
GrantCommon Stock 600,000 $0.00 $0.00
Disclosure

SEC source: 0001161697-21-000210 · form_4.xml · nonDerivative · entry 3

Tharby Linda M · CIK 0001621797 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

F3 · shares: Restricted stock awards vest based on a schedule of the Company's net sales growth targets for each of the fiscal years ended 12/31/22 through 12/31/25.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:57 UTC
Tharby Linda MPresident and CEO
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001161697-21-000210 · form_4.xml · nonDerivative · entry 2

Tharby Linda M · CIK 0001621797 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

F2 · shares: Restricted stock awards vest based on a schedule of the Company's market capitalization prior to 3/15/27.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:57 UTC
Tharby Linda MPresident and CEO
GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001161697-21-000210 · form_4.xml · nonDerivative · entry 1

Tharby Linda M · CIK 0001621797 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Restricted stock awards vest in 25% increments annually beginning 3/15/22.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:01 UTC GrantCommon Stock 1,775 $3.52 $6,248.00
Disclosure

SEC source: 0001161697-21-000193 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,379

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:00 UTC GrantCommon Stock 1,775 $3.52 $6,248.00
Disclosure

SEC source: 0001161697-21-000191 · form_4.xml · nonDerivative · entry 2

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,392

Read SEC document
March 31, 2021 Filed Apr 2, 2021 18:24 UTC
Beck James MDirector
GrantCommon Stock 414 $3.52 $1,457.28
Disclosure

SEC source: 0001161697-21-000188 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,996

Read SEC document
March 31, 2021 Filed Apr 2, 2021 18:22 UTC GrantCommon Stock 1,775 $3.52 $6,248.00
Disclosure

SEC source: 0001161697-21-000186 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,999

Read SEC document
March 31, 2021 Filed Apr 2, 2021 18:20 UTC GrantCommon Stock 1,775 $3.52 $6,248.00
Disclosure

SEC source: 0001161697-21-000184 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,587

Read SEC document
March 31, 2021 Filed Apr 5, 2021 22:17 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
GrantCommon Stock 1,775 $0.00 $0.00
Disclosure

SEC source: 0001161697-21-000200 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,459,776

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
March 31, 2021 Filed Apr 5, 2021 20:31 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 3,551 $3.52 $12,499.52
Disclosure

SEC source: 0001161697-21-000198 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,990

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:56 UTC GrantCommon Stock 1,038 $6.02 $6,248.76
Disclosure

SEC source: 0001161697-21-000039 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,604

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:55 UTC GrantCommon Stock 1,038 $6.02 $6,248.76
Disclosure

SEC source: 0001161697-21-000037 · form_4.xml · nonDerivative · entry 2

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,617

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:53 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 3,114 $6.02 $18,746.28
Disclosure

SEC source: 0001161697-21-000035 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,439

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:52 UTC
Beck James MDirector
GrantCommon Stock 1,246 $6.02 $7,500.92
Disclosure

SEC source: 0001161697-21-000033 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,582

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:50 UTC GrantCommon Stock 1,246 $6.02 $7,500.92
Disclosure

SEC source: 0001161697-21-000031 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,224

Read SEC document
December 31, 2020 Filed Jan 4, 2021 23:28 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
GrantCommon Stock 1,246 $0.00 $0.00
Disclosure

SEC source: 0001161697-21-000027 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,458,001

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 31, 2020 Filed Jan 5, 2021 00:49 UTC GrantCommon Stock 1,038 $6.02 $6,248.76
Disclosure

SEC source: 0001161697-21-000029 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,812

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:28 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
PurchaseCommon Stock 10,000 $5.70 $56,974.00
Disclosure

SEC source: 0001161697-20-000560 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,456,755

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.