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Nasdaq · USD

KRMD

KORU Medical Systems, Inc.

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Tapewire entity
6517
SEC CIK
0000704440
Parsed reports
474

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202660
Jun 202620
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2023 Filed Apr 3, 2023 20:03 UTC GrantCommon Stock 3,521 $4.26 $14,999.46
Disclosure

SEC source: 0001161697-23-000211 · form_4.xml · nonDerivative · entry 1

CASCELLA ROBERT · CIK 0001218713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,971

Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:02 UTC
Beck James MDirector
GrantCommon Stock 3,521 $4.26 $14,999.46
Disclosure

SEC source: 0001161697-23-000209 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,860

Read SEC document
March 31, 2023 Filed Apr 5, 2023 20:08 UTC Amendment GrantCommon Stock 3,521 $4.26 $14,999.46
Disclosure

SEC source: 0001161697-23-000237 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,950

Read SEC document
March 31, 2023 Filed Apr 5, 2023 20:07 UTC Amendment
French DonnaDirector
GrantCommon Stock 3,521 $4.26 $14,999.46
Disclosure

SEC source: 0001161697-23-000235 · form_4.xml · nonDerivative · entry 1

French Donna · CIK 0001863260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,527

Read SEC document
March 31, 2023 Filed Apr 5, 2023 20:06 UTC Amendment
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 5,281 $4.26 $22,497.06
Disclosure

SEC source: 0001161697-23-000233 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,676

Read SEC document
March 31, 2023 Filed Apr 5, 2023 20:04 UTC Amendment GrantCommon Stock 3,521 $4.26 $14,999.46
Disclosure

SEC source: 0001161697-23-000231 · form_4.xml · nonDerivative · entry 1

CASCELLA ROBERT · CIK 0001218713 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,168

Read SEC document
March 31, 2023 Filed Apr 5, 2023 20:02 UTC Amendment
Beck James MDirector
GrantCommon Stock 3,521 $4.26 $14,999.46
Disclosure

SEC source: 0001161697-23-000229 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,057

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:36 UTC
Tharby Linda MDirector · President and CEO
Tax withholdingCommon Stock 11,278 $3.71 $41,841.38
Disclosure

SEC source: 0001161697-23-000160 · form_4.xml · nonDerivative · entry 2

Tharby Linda M · CIK 0001621797 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051,404

F3 · shares: Represents shares of common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of common stock for the portion of the 2022 bonus paid out in equity.

F2 · balance_after: Includes 150,000 in restricted stock awards that vest in 25% increments annually on 4/12/23, 4/12/24 and 4/12/25; Includes 400,000 in restricted stock awards that vest based on a schedule of the Company's market capitalization prior to 3/15/27; Includes 600,000 in restricted stock awards that vest based on a schedule of the Company's net sales growth targets for each of the fiscal years ended 12/31/22 through 12/31/25.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 20:36 UTC
Tharby Linda MDirector · President and CEO
GrantCommon Stock 32,378 $3.71 $120,122.38
Disclosure

SEC source: 0001161697-23-000160 · form_4.xml · nonDerivative · entry 1

Tharby Linda M · CIK 0001621797 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,682

F1 · shares: 32,378 shares issued per her employment agreement for bonus earned of which 70% was paid in cash and 30% paid in shares of the company stock.

F2 · balance_after: Includes 150,000 in restricted stock awards that vest in 25% increments annually on 4/12/23, 4/12/24 and 4/12/25; Includes 400,000 in restricted stock awards that vest based on a schedule of the Company's market capitalization prior to 3/15/27; Includes 600,000 in restricted stock awards that vest based on a schedule of the Company's net sales growth targets for each of the fiscal years ended 12/31/22 through 12/31/25.

Read SEC document
February 24, 2023 Filed Feb 24, 2023 21:13 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
OtherCommon Stock 722,711 $0.00 $0.00
Disclosure

SEC source: 0001161697-23-000146 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Freedom, LP

Disclosed balance after: 2,344,658

F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:43 UTC
Beck James MDirector
GrantCommon Stock 4,273 $3.51 $14,998.23
Disclosure

SEC source: 0001161697-23-000019 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,536

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:54 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
GrantCommon Stock 4,273 $0.00 $0.00
Disclosure

SEC source: 0001161697-23-000030 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,430,603

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:52 UTC GrantCommon Stock 4,273 $3.51 $14,998.23
Disclosure

SEC source: 0001161697-23-000028 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,429

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:50 UTC
French DonnaDirector
GrantCommon Stock 4,273 $3.51 $14,998.23
Disclosure

SEC source: 0001161697-23-000026 · form_4.xml · nonDerivative · entry 1

French Donna · CIK 0001863260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,006

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:46 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 6,410 $3.51 $22,499.10
Disclosure

SEC source: 0001161697-23-000023 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,395

Read SEC document
December 31, 2022 Filed Jan 3, 2023 21:45 UTC GrantCommon Stock 4,273 $3.51 $14,998.23
Disclosure

SEC source: 0001161697-23-000021 · form_4.xml · nonDerivative · entry 1

CASCELLA ROBERT · CIK 0001218713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,647

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:48 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
GrantCommon Stock 6,681 $0.00 $0.00
Disclosure

SEC source: 0001161697-22-000499 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,426,330

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:53 UTC
French DonnaDirector
GrantCommon Stock 6,681 $2.25 $15,032.25
Disclosure

SEC source: 0001161697-22-000495 · form_4.xml · nonDerivative · entry 1

French Donna · CIK 0001863260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,733

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:59 UTC GrantCommon Stock 6,681 $2.25 $15,032.25
Disclosure

SEC source: 0001161697-22-000497 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,156

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:49 UTC GrantCommon Stock 6,681 $2.25 $15,032.25
Disclosure

SEC source: 0001161697-22-000491 · form_4.xml · nonDerivative · entry 1

CASCELLA ROBERT · CIK 0001218713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,693

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:46 UTC
Beck James MDirector
GrantCommon Stock 6,681 $2.25 $15,032.25
Disclosure

SEC source: 0001161697-22-000489 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,263

Read SEC document
September 30, 2022 Filed Oct 3, 2022 20:51 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 10,022 $2.25 $22,549.50
Disclosure

SEC source: 0001161697-22-000493 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,985

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:19 UTC GrantCommon Stock 6,002 $2.50 $15,005.00
Disclosure

SEC source: 0001161697-22-000342 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,475

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:15 UTC GrantCommon Stock 3,693 $2.50 $9,232.50
Disclosure

SEC source: 0001161697-22-000340 · form_4.xml · nonDerivative · entry 1

CASCELLA ROBERT · CIK 0001218713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,693

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:13 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 9,003 $2.50 $22,507.50
Disclosure

SEC source: 0001161697-22-000338 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,963

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:10 UTC
Beck James MDirector
GrantCommon Stock 6,002 $2.50 $15,005.00
Disclosure

SEC source: 0001161697-22-000336 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,582

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:08 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
GrantCommon Stock 6,002 $0.00 $0.00
Disclosure

SEC source: 0001161697-22-000332 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,419,649

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
June 30, 2022 Filed Jul 5, 2022 22:08 UTC
French DonnaDirector
GrantCommon Stock 6,002 $2.50 $15,005.00
Disclosure

SEC source: 0001161697-22-000334 · form_4.xml · nonDerivative · entry 1

French Donna · CIK 0001863260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,052

Read SEC document
June 03, 2022 Filed Jun 3, 2022 20:22 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
OtherCommon Stock 216,224 $0.00 $0.00
Disclosure

SEC source: 0001161697-22-000290 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Freedom, L.P.

Disclosed balance after: 3,067,369

F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
May 13, 2022 Filed May 16, 2022 12:49 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
PurchaseCommon Stock 20,000 $2.15 $42,900.00
Disclosure

SEC source: 0001161697-22-000239 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,413,647

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
May 13, 2022 Filed May 16, 2022 20:11 UTC
Tharby Linda MPresident and CEO
PurchaseCommon Stock 9,897 $2.20 $21,725.89
Disclosure

SEC source: 0001161697-22-000243 · form_4.xml · nonDerivative · entry 2

Tharby Linda M · CIK 0001621797 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,304

Read SEC document
May 12, 2022 Filed May 16, 2022 12:49 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
PurchaseCommon Stock 20,000 $2.01 $40,172.00
Disclosure

SEC source: 0001161697-22-000239 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,393,647

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
May 12, 2022 Filed May 16, 2022 20:11 UTC
Tharby Linda MPresident and CEO
PurchaseCommon Stock 300 $2.00 $600.00
Disclosure

SEC source: 0001161697-22-000243 · form_4.xml · nonDerivative · entry 1

Tharby Linda M · CIK 0001621797 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020,407

Read SEC document
May 02, 2022 Filed Mar 28, 2023 21:21 UTC
CASE BRIANChief Technology Officer
GrantOptions to Purchase Common Stock · Derivative 475,000 $0.00 Strike: $2.67 $0.00
Disclosure

SEC source: 0001161697-23-000191 · form_4.xml · derivative · entry 1

CASE BRIAN · CIK 0001925049 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 475,000 shares

Expires 2032-05-02

F1 · derivative.exercise_date: Non-Qualified options granted pursuant to the KORU Medical Systems, Inc. 2021 Stock Option Plan, as amended. Options vest in increments of 118,750 on the first anniversary of the date of grant and each anniversary thereafter until fully vested.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:33 UTC GrantCommon Stock 5,221 $2.87 $14,984.27
Disclosure

SEC source: 0001161697-22-000165 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,473

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:29 UTC GrantCommon Stock 5,221 $2.87 $14,984.27
Disclosure

SEC source: 0001161697-22-000163 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,126

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:26 UTC GrantCommon Stock 5,221 $2.87 $14,984.27
Disclosure

SEC source: 0001161697-22-000161 · form_4.xml · nonDerivative · entry 2

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,139

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:21 UTC
FLETCHER R JOHNDirector · Chairman of the Board
GrantCommon Stock 7,832 $2.87 $22,477.84
Disclosure

SEC source: 0001161697-22-000159 · form_4.xml · nonDerivative · entry 1

FLETCHER R JOHN · CIK 0001215024 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,960

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:16 UTC
Beck James MDirector
GrantCommon Stock 5,221 $2.87 $14,984.27
Disclosure

SEC source: 0001161697-22-000157 · form_4.xml · nonDerivative · entry 2

Beck James M · CIK 0001761683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,580

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:11 UTC GrantCommon Stock 5,221 $2.87 $14,984.27
Disclosure

SEC source: 0001161697-22-000151 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,746

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:14 UTC GrantCommon Stock 5,221 $2.87 $14,984.27
Disclosure

SEC source: 0001161697-22-000155 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,334

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:12 UTC
French DonnaDirector
GrantCommon Stock 5,221 $2.87 $14,984.27
Disclosure

SEC source: 0001161697-22-000153 · form_4.xml · nonDerivative · entry 1

French Donna · CIK 0001863260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,050

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:03 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
GrantCommon Stock 5,221 $0.00 $0.00
Disclosure

SEC source: 0001161697-22-000149 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,373,647

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
March 04, 2022 Filed Apr 13, 2022 15:48 UTC
Tharby Linda MPresident and CEO
Tax withholdingCommon Stock 11,334 $3.03 $34,342.02
Disclosure

SEC source: 0001161697-22-000181 · form_4.xml · nonDerivative · entry 2

Tharby Linda M · CIK 0001621797 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020,107

F3 · shares: Represents shares of common stock withheld by the issuer in satisfaction of tax withholding obligations upon the issuance of common stock for the portion of the 2021 bonus paid in equity.

F2 · balance_after: Includes 150,000 in restricted stock awards that vest in 25% increments annually on 4/12/23, 4/12/24 and 4/12/25; 200,000 in restricted stock awards that vest based on a schedule of the Company's market capitalization prior to 3/15/27; and 600,000 in restricted stock awards that vest based on a schedule of the Company's net sales growth targets for each of the fiscal years ended 12/31/22 through 12/31/25.

Read SEC document
March 04, 2022 Filed Apr 13, 2022 15:48 UTC
Tharby Linda MPresident and CEO
GrantCommon Stock 31,441 $3.03 $95,266.23
Disclosure

SEC source: 0001161697-22-000181 · form_4.xml · nonDerivative · entry 1

Tharby Linda M · CIK 0001621797 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,031,441

F1 · shares: Represents shares of common stock issued as a portion of the 2021 bonus paid in equity.

F2 · balance_after: Includes 150,000 in restricted stock awards that vest in 25% increments annually on 4/12/23, 4/12/24 and 4/12/25; 200,000 in restricted stock awards that vest based on a schedule of the Company's market capitalization prior to 3/15/27; and 600,000 in restricted stock awards that vest based on a schedule of the Company's net sales growth targets for each of the fiscal years ended 12/31/22 through 12/31/25.

Read SEC document
January 27, 2022 Filed Jan 28, 2022 21:54 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
OtherCommon Stock 138,876 $0.00 $0.00
Disclosure

SEC source: 0001161697-22-000073 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,368,426

F1 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

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December 31, 2021 Filed Jan 3, 2022 21:28 UTC
Manko Joseph M. Jr.Director · 10% owner
Horton Freedom, L.P.Less than 10% Owner
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001161697-22-000018 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Horton Freedom, L.P. · CIK 0001767112 · Less than 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 7,507,302

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

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December 31, 2021 Filed Jan 3, 2022 21:27 UTC GrantCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001161697-22-000016 · form_4.xml · nonDerivative · entry 1

Matin Shahriar · CIK 0001396270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,252

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December 31, 2021 Filed Jan 3, 2022 21:25 UTC GrantCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001161697-22-000014 · form_4.xml · nonDerivative · entry 1

Allen Robert T · CIK 0001761379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,905

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December 31, 2021 Filed Jan 3, 2022 21:24 UTC GrantCommon Stock 5,000 $3.00 $15,000.00
Disclosure

SEC source: 0001161697-22-000012 · form_4.xml · nonDerivative · entry 2

Frommer Kathy · CIK 0001774818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,918

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.