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Nasdaq · USD

KRMD

KORU Medical Systems, Inc.

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Tapewire entity
6517
SEC CIK
0000704440
Parsed reports
474

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202660
Jun 202620
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2017 Filed Jan 2, 2018 22:27 UTC GrantCommon Stock 2,500 $1.25 $3,125.00
Disclosure

SEC source: 0001161697-18-000004 · form_4.xml · nonDerivative · entry 1

Radin Arthur J · CIK 0001632747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,005

Read SEC document
December 15, 2017 Filed Dec 15, 2017 22:09 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 160,802 $0.90 $144,721.80
Disclosure

SEC source: 0001161697-17-000544 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,062,107

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 14, 2017 Filed Dec 15, 2017 22:09 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 182,890 $0.88 $160,943.20
Disclosure

SEC source: 0001161697-17-000544 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,901,305

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 13, 2017 Filed Dec 15, 2017 22:09 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 53,000 $0.90 $47,700.00
Disclosure

SEC source: 0001161697-17-000544 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,718,415

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 12, 2017 Filed Dec 12, 2017 22:30 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 50,000 $0.90 $45,000.00
Disclosure

SEC source: 0001161697-17-000530 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,665,415

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 11, 2017 Filed Dec 12, 2017 22:30 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 46,225 $0.90 $41,602.50
Disclosure

SEC source: 0001161697-17-000530 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,615,415

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 08, 2017 Filed Dec 12, 2017 22:30 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 41,000 $0.89 $36,490.00
Disclosure

SEC source: 0001161697-17-000530 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,569,190

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:45 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 15,000 $0.84 $12,600.00
Disclosure

SEC source: 0001161697-17-000524 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,528,190

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 05, 2017 Filed Dec 7, 2017 21:45 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 35,811 $0.84 $30,081.24
Disclosure

SEC source: 0001161697-17-000524 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,513,190

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:44 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 52,300 $0.83 $43,409.00
Disclosure

SEC source: 0001161697-17-000514 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,477,379

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
November 29, 2017 Filed Dec 1, 2017 22:44 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 25,300 $0.80 $20,240.00
Disclosure

SEC source: 0001161697-17-000514 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,425,079

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
November 28, 2017 Filed Nov 28, 2017 22:55 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 91,810 $0.80 $73,448.00
Disclosure

SEC source: 0001161697-17-000507 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,399,779

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
November 27, 2017 Filed Nov 28, 2017 22:55 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 48,900 $0.80 $39,120.00
Disclosure

SEC source: 0001161697-17-000507 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,307,969

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
November 24, 2017 Filed Nov 28, 2017 22:55 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 82,000 $0.79 $64,780.00
Disclosure

SEC source: 0001161697-17-000507 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,259,069

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
November 10, 2017 Filed Nov 13, 2017 21:05 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 27,750 $0.69 $19,147.50
Disclosure

SEC source: 0001161697-17-000490 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,177,069

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:05 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 77,890 $0.65 $50,628.50
Disclosure

SEC source: 0001161697-17-000490 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,149,319

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:05 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 22,535 $0.66 $14,873.10
Disclosure

SEC source: 0001161697-17-000490 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,071,429

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 29, 2017 Filed Oct 3, 2017 01:50 UTC GrantCommon Stock 5,896 $0.53 $3,124.88
Disclosure

SEC source: 0001161697-17-000435 · form_4.xml · nonDerivative · entry 1

Pastreich Mark L · CIK 0001521736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,005

Read SEC document
September 29, 2017 Filed Oct 3, 2017 01:48 UTC GrantCommon Stock 5,896 $0.53 $3,124.88
Disclosure

SEC source: 0001161697-17-000433 · form_4.xml · nonDerivative · entry 1

Baker Paul Mark · CIK 0001329500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,860,685

Read SEC document
September 29, 2017 Filed Oct 3, 2017 01:45 UTC
Ma FredChief Medical Officer
GrantCommon Stock 28,302 $0.53 $15,000.06
Disclosure

SEC source: 0001161697-17-000431 · form_4.xml · nonDerivative · entry 1

Ma Fred · CIK 0001689295 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,019

Read SEC document
September 29, 2017 Filed Oct 3, 2017 01:44 UTC GrantCommon Stock 5,896 $0.53 $3,124.88
Disclosure

SEC source: 0001161697-17-000429 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,762

Read SEC document
September 29, 2017 Filed Oct 3, 2017 01:43 UTC GrantCommon Stock 5,896 $0.53 $3,124.88
Disclosure

SEC source: 0001161697-17-000427 · form_4.xml · nonDerivative · entry 1

Sealfon Brad Alexander · CIK 0001604872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,939

Read SEC document
September 29, 2017 Filed Oct 3, 2017 01:41 UTC GrantCommon Stock 5,896 $0.53 $3,124.88
Disclosure

SEC source: 0001161697-17-000424 · form_4.xml · nonDerivative · entry 1

Radin Arthur J · CIK 0001632747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,505

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:04 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 5,896 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000437 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,048,894

F1 · shares: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 15, 2017 Filed Sep 15, 2017 21:15 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 67,067 $0.51 $34,204.17
Disclosure

SEC source: 0001161697-17-000410 · form_4.xml · nonDerivative · entry 5

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 1,000,000

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 15, 2017 Filed Sep 15, 2017 21:15 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 12,933 $0.51 $6,595.83
Disclosure

SEC source: 0001161697-17-000410 · form_4.xml · nonDerivative · entry 4

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,042,998

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 14, 2017 Filed Sep 15, 2017 21:15 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 27,418 $0.49 $13,434.82
Disclosure

SEC source: 0001161697-17-000410 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 932,933

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 13, 2017 Filed Sep 15, 2017 21:15 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 30,000 $0.49 $14,700.00
Disclosure

SEC source: 0001161697-17-000410 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 905,515

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 13, 2017 Filed Sep 15, 2017 21:15 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 9,000 $0.49 $4,410.00
Disclosure

SEC source: 0001161697-17-000410 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,030,065

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:29 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 8,866 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000314 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,021,065

F2 · shares: See Exhibit 99.1 to this Form 4 for explanation of note (2).

F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1).

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:00 UTC GrantCommon Stock 8,866 $0.47 $4,167.02
Disclosure

SEC source: 0001161697-17-000312 · form_4.xml · nonDerivative · entry 1

Pastreich Mark L · CIK 0001521736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,109

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:58 UTC GrantCommon Stock 8,866 $0.47 $4,167.02
Disclosure

SEC source: 0001161697-17-000310 · form_4.xml · nonDerivative · entry 1

Baker Paul Mark · CIK 0001329500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,854,789

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:57 UTC
Ma FredChief Medical Officer
GrantCommon Stock 42,553 $0.47 $19,999.91
Disclosure

SEC source: 0001161697-17-000308 · form_4.xml · nonDerivative · entry 1

Ma Fred · CIK 0001689295 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,717

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:54 UTC GrantCommon Stock 8,866 $0.47 $4,167.02
Disclosure

SEC source: 0001161697-17-000304 · form_4.xml · nonDerivative · entry 1

Sealfon Brad Alexander · CIK 0001604872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,043

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:55 UTC GrantCommon Stock 8,866 $0.47 $4,167.02
Disclosure

SEC source: 0001161697-17-000306 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,866

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:53 UTC GrantCommon Stock 8,866 $0.47 $4,167.02
Disclosure

SEC source: 0001161697-17-000302 · form_4.xml · nonDerivative · entry 1

Radin Arthur J · CIK 0001632747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,609

Read SEC document
May 30, 2017 Filed Jun 1, 2017 21:46 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 7,353 $0.40 $2,941.20
Disclosure

SEC source: 0001161697-17-000274 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,012,199

F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1).

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May 30, 2017 Filed Jun 1, 2017 20:52 UTC SaleCommon Stock 7,353 $0.40 $2,941.20
Disclosure

SEC source: 0001161697-17-000272 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents shares issued to the Reporting Person in lieu of fees for service as a director of the Company pursuant to transactions exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

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May 17, 2017 Filed May 23, 2017 20:08 UTC Amendment
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 23,315 $0.40 $9,326.00
Disclosure

SEC source: 0001161697-17-000259 · form_4.xml · nonDerivative · entry 5

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 5,004,846

F1 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F3 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (3).

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May 17, 2017 Filed May 25, 2017 21:39 UTC SaleCommon Stock 23,315 $0.40 $9,326.00
Disclosure

SEC source: 0001161697-17-000263 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,862

F1 · shares: Represents shares issued to the Reporting Person in lieu of fees for service as a director of the Company pursuant to transactions exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended.

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May 17, 2017 Filed May 31, 2017 01:16 UTC Amendment SaleCommon Stock 23,315 $0.40 $9,326.00
Disclosure

SEC source: 0001161697-17-000270 · form_4.xml · nonDerivative · entry 4

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

F2 · balance_after: As a result of the incorrect number of shares reported on in the reporting person's Form 4 filed on October 27, 2016, the amount of securities beneficially owned following reported transactions were then also reported incorrectly on his Form 4's with transaction dates of March 2, 2017 and May 17, 2017.

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March 27, 2017 Filed Apr 3, 2017 20:12 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 6,793 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000185 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 5,849,693

F1 · shares: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

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March 01, 2017 Filed Mar 2, 2017 21:24 UTC GrantCommon Stock 6,793 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000143 · form_4.xml · nonDerivative · entry 1

Baker Paul Mark · CIK 0001329500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,838,570

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March 01, 2017 Filed Mar 2, 2017 21:22 UTC GrantCommon Stock 6,793 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000141 · form_4.xml · nonDerivative · entry 1

Pastreich Mark L · CIK 0001521736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,890

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March 01, 2017 Filed Mar 2, 2017 21:21 UTC GrantCommon Stock 6,793 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000139 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,824

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March 01, 2017 Filed Mar 2, 2017 21:19 UTC GrantCommon Stock 6,793 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000137 · form_4.xml · nonDerivative · entry 1

Sealfon Brad Alexander · CIK 0001604872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,824

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March 01, 2017 Filed Mar 2, 2017 21:18 UTC GrantCommon Stock 6,793 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000135 · form_4.xml · nonDerivative · entry 1

Radin Arthur J · CIK 0001632747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,390

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March 01, 2017 Filed May 2, 2017 21:42 UTC Amendment GrantCommon Stock 7,353 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000226 · form_4.xml · nonDerivative · entry 2

Baker Paul Mark · CIK 0001329500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845,923

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March 01, 2017 Filed May 2, 2017 21:42 UTC Amendment GrantCommon Stock 6,793 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000226 · form_4.xml · nonDerivative · entry 1

Baker Paul Mark · CIK 0001329500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,838,570

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March 01, 2017 Filed May 2, 2017 21:39 UTC Amendment GrantCommon Stock 7,353 $0.00 $0.00
Disclosure

SEC source: 0001161697-17-000224 · form_4.xml · nonDerivative · entry 2

Pastreich Mark L · CIK 0001521736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,243

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.