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Nasdaq · USD

KRMD

KORU Medical Systems, Inc.

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6517
SEC CIK
0000704440
Parsed reports
474

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202660
Jun 202620
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2018 Filed Oct 2, 2018 21:40 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 1,894 $0.00 $0.00
Disclosure

SEC source: 0001161697-18-000460 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,495,500

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 28, 2018 Filed Dec 19, 2018 21:18 UTC Amendment GrantCommon Stock 1,894 $1.65 $3,125.10
Disclosure

SEC source: 0001161697-18-000591 · form_4.xml · nonDerivative · entry 1

Baker Paul Mark · CIK 0001329500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,047

F1 · security: The original Form 4, filed on 10/2/18, incorrectly reported the amount of securities beneficially owned following reported transaction (i) as all beneficially owned directly by the reporting person wherein only a portion was directly owned by the reporting person and a portion was owned by the reporting person's wife, and (ii) including an additional 200 shares that are not beneficially owned, directly or indirectly, by the reporting person.

Read SEC document
September 14, 2018 Filed Sep 14, 2018 21:41 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 23,500 $1.44 $33,840.00
Disclosure

SEC source: 0001161697-18-000448 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,493,606

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 13, 2018 Filed Sep 14, 2018 21:41 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 45,344 $1.40 $63,481.60
Disclosure

SEC source: 0001161697-18-000448 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,470,106

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 12, 2018 Filed Sep 12, 2018 21:14 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 10,000 $1.41 $14,100.00
Disclosure

SEC source: 0001161697-18-000442 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,424,762

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 12, 2018 Filed Sep 14, 2018 21:41 UTC
Manko Joseph M. Jr.Director · 10% owner
OtherCommon Stock Purchase Warrant (right to buy) · Derivative 1,000,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001161697-18-000448 · form_4.xml · derivative · entry 4

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2019-08-08

F3 · derivative.exercise_price: See Exhibit 99.1 to this Form 4 for explanation of note (3).

F4 · date: See Exhibit 99.1 to this Form 4 for explanation of note (4).

F4 · kind: See Exhibit 99.1 to this Form 4 for explanation of note (4).

F3 · price: See Exhibit 99.1 to this Form 4 for explanation of note (3).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 10, 2018 Filed Sep 12, 2018 21:14 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 54,039 $1.44 $77,816.16
Disclosure

SEC source: 0001161697-18-000442 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,414,762

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 07, 2018 Filed Sep 7, 2018 21:25 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 45,277 $1.38 $62,482.26
Disclosure

SEC source: 0001161697-18-000434 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,360,723

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 06, 2018 Filed Sep 7, 2018 21:25 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 500 $1.30 $650.00
Disclosure

SEC source: 0001161697-18-000434 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,315,446

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
September 05, 2018 Filed Sep 7, 2018 21:25 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 22,893 $1.28 $29,303.04
Disclosure

SEC source: 0001161697-18-000434 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,314,946

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:48 UTC GrantCommon Stock 2,264 $1.38 $3,124.32
Disclosure

SEC source: 0001161697-18-000355 · form_4.xml · nonDerivative · entry 1

Baker Paul Mark · CIK 0001329500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867,853

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:47 UTC GrantCommon Stock 2,264 $1.38 $3,124.32
Disclosure

SEC source: 0001161697-18-000353 · form_4.xml · nonDerivative · entry 1

Pastreich Mark L · CIK 0001521736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,173

F1 · ownership.direct: Mark Pastreich as Trustee of Mark Pastreich Revocable Trust Dated 05/13/2014 Amended and Restated 04/19/2016.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:45 UTC
Ma FredChief Medical Officer
GrantCommon Stock 10,870 $1.38 $15,000.60
Disclosure

SEC source: 0001161697-18-000351 · form_4.xml · nonDerivative · entry 1

Ma Fred · CIK 0001689295 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,427

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:43 UTC GrantCommon Stock 1,698 $1.38 $2,343.24
Disclosure

SEC source: 0001161697-18-000349 · form_4.xml · nonDerivative · entry 1

Goldberger Daniel S · CIK 0001382042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:42 UTC GrantCommon Stock 2,264 $1.38 $3,124.32
Disclosure

SEC source: 0001161697-18-000347 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,930

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:39 UTC GrantCommon Stock 566 $1.38 $781.08
Disclosure

SEC source: 0001161697-18-000345 · form_4.xml · nonDerivative · entry 1

Sealfon Brad Alexander · CIK 0001604872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,409

Read SEC document
June 29, 2018 Filed Jul 3, 2018 20:36 UTC GrantCommon Stock 2,264 $1.38 $3,124.32
Disclosure

SEC source: 0001161697-18-000343 · form_4.xml · nonDerivative · entry 1

Radin Arthur J · CIK 0001632747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,673

Read SEC document
June 29, 2018 Filed Jul 5, 2018 17:31 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 2,264 $0.00 $0.00
Disclosure

SEC source: 0001161697-18-000357 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,292,053

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
May 29, 2018 Filed May 31, 2018 20:27 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 17,714 $1.32 $23,382.48
Disclosure

SEC source: 0001161697-18-000298 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,289,789

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
May 25, 2018 Filed May 25, 2018 20:45 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 18,498 $1.32 $24,417.36
Disclosure

SEC source: 0001161697-18-000286 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,272,075

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
May 23, 2018 Filed May 25, 2018 20:45 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 9,992 $1.32 $13,189.44
Disclosure

SEC source: 0001161697-18-000286 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,253,577

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
May 23, 2018 Filed May 25, 2018 20:45 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 10,000 $1.32 $13,200.00
Disclosure

SEC source: 0001161697-18-000286 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,243,585

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
May 10, 2018 Filed May 11, 2018 21:31 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 10,000 $1.40 $14,000.00
Disclosure

SEC source: 0001161697-18-000262 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,233,585

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
May 09, 2018 Filed May 11, 2018 21:31 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 14,274 $1.40 $19,983.60
Disclosure

SEC source: 0001161697-18-000262 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,223,585

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:02 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 2,404 $0.00 $0.00
Disclosure

SEC source: 0001161697-18-000178 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,209,311

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:00 UTC GrantCommon Stock 2,404 $1.30 $3,125.20
Disclosure

SEC source: 0001161697-18-000176 · form_4.xml · nonDerivative · entry 1

Pastreich Mark L · CIK 0001521736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,909

F1 · ownership.direct: Mark Pastreich as Trustee of Mark Pastreich Revocable Trust Dated 05/13/2014 Amended and Restated 04/19/2016.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 19:59 UTC GrantCommon Stock 2,404 $1.30 $3,125.20
Disclosure

SEC source: 0001161697-18-000174 · form_4.xml · nonDerivative · entry 1

Baker Paul Mark · CIK 0001329500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865,589

Read SEC document
March 29, 2018 Filed Apr 2, 2018 19:58 UTC
Ma FredChief Medical Officer
GrantCommon Stock 11,538 $1.30 $14,999.40
Disclosure

SEC source: 0001161697-18-000172 · form_4.xml · nonDerivative · entry 1

Ma Fred · CIK 0001689295 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,557

Read SEC document
March 29, 2018 Filed Apr 2, 2018 19:57 UTC GrantCommon Stock 2,404 $1.30 $3,125.20
Disclosure

SEC source: 0001161697-18-000170 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,666

Read SEC document
March 29, 2018 Filed Apr 2, 2018 19:56 UTC GrantCommon Stock 2,404 $1.30 $3,125.20
Disclosure

SEC source: 0001161697-18-000168 · form_4.xml · nonDerivative · entry 1

Sealfon Brad Alexander · CIK 0001604872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,843

Read SEC document
March 29, 2018 Filed Apr 2, 2018 19:54 UTC GrantCommon Stock 2,404 $1.30 $3,125.20
Disclosure

SEC source: 0001161697-18-000166 · form_4.xml · nonDerivative · entry 1

Radin Arthur J · CIK 0001632747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,409

Read SEC document
March 16, 2018 Filed Mar 16, 2018 21:44 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 15,290 $1.30 $19,877.00
Disclosure

SEC source: 0001161697-18-000128 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 1,123,110

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
March 15, 2018 Filed Mar 16, 2018 21:44 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 10,120 $1.30 $13,156.00
Disclosure

SEC source: 0001161697-18-000128 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 1,107,820

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
March 14, 2018 Filed Mar 16, 2018 21:44 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 37,700 $1.28 $48,256.00
Disclosure

SEC source: 0001161697-18-000128 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 1,097,700

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:51 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 20,000 $1.35 $27,000.00
Disclosure

SEC source: 0001161697-18-000109 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 1,060,000

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:51 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 10,000 $1.38 $13,800.00
Disclosure

SEC source: 0001161697-18-000109 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 1,040,000

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
February 28, 2018 Filed Mar 2, 2018 23:51 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 5,000 $1.38 $6,900.00
Disclosure

SEC source: 0001161697-18-000109 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,206,907

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

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February 27, 2018 Filed Feb 27, 2018 22:43 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 20,000 $1.34 $26,800.00
Disclosure

SEC source: 0001161697-18-000105 · form_4.xml · nonDerivative · entry 4

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 1,030,000

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
February 27, 2018 Filed Feb 27, 2018 22:43 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 5,000 $1.34 $6,700.00
Disclosure

SEC source: 0001161697-18-000105 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,201,907

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
February 26, 2018 Filed Feb 27, 2018 22:43 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 10,000 $1.35 $13,500.00
Disclosure

SEC source: 0001161697-18-000105 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Management, LLC

Disclosed balance after: 1,010,000

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:43 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 23,000 $1.32 $30,360.00
Disclosure

SEC source: 0001161697-18-000105 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,196,907

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
February 22, 2018 Filed Feb 22, 2018 22:19 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 26,000 $1.33 $34,580.00
Disclosure

SEC source: 0001161697-18-000099 · form_4.xml · nonDerivative · entry 3

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,173,907

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
February 21, 2018 Filed Feb 22, 2018 22:19 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 78,300 $1.30 $101,790.00
Disclosure

SEC source: 0001161697-18-000099 · form_4.xml · nonDerivative · entry 2

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,147,907

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:19 UTC
Manko Joseph M. Jr.Director · 10% owner
PurchaseCommon Stock 5,000 $1.25 $6,250.00
Disclosure

SEC source: 0001161697-18-000099 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,069,607

F1 · price: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:46 UTC
Manko Joseph M. Jr.Director · 10% owner
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001161697-18-000016 · form_4.xml · nonDerivative · entry 1

Manko Joseph M. Jr. · CIK 0001664091 · Director · 10% owner

Horton Capital Management, LLC · CIK 0001575444 · 10% owner

Horton Capital Partners, LLC · CIK 0001575443 · 10% owner

Horton Capital Partners Fund, L.P. · CIK 0001567994 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Horton Capital Partners Fund, LP

Disclosed balance after: 6,064,607

F1 · shares: See Exhibit 99.1 to this Form 4 for explanation of note (1).

F2 · ownership.nature: See Exhibit 99.1 to this Form 4 for explanation of note (2).

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:42 UTC GrantCommon Stock 2,500 $1.25 $3,125.00
Disclosure

SEC source: 0001161697-18-000014 · form_4.xml · nonDerivative · entry 1

Pastreich Mark L · CIK 0001521736 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,505

F1 · ownership.direct: Mark Pastreich as Trustee of Mark Pastreich Revocable Trust Dated 05/13/2014 Amended and Restated 04/19/2016.

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December 29, 2017 Filed Jan 2, 2018 22:41 UTC GrantCommon Stock 2,500 $1.25 $3,125.00
Disclosure

SEC source: 0001161697-18-000012 · form_4.xml · nonDerivative · entry 1

Baker Paul Mark · CIK 0001329500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,863,185

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:39 UTC
Ma FredChief Medical Officer
GrantCommon Stock 12,000 $1.25 $15,000.00
Disclosure

SEC source: 0001161697-18-000010 · form_4.xml · nonDerivative · entry 1

Ma Fred · CIK 0001689295 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,019

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:38 UTC GrantCommon Stock 2,500 $1.25 $3,125.00
Disclosure

SEC source: 0001161697-18-000008 · form_4.xml · nonDerivative · entry 1

Anderson David W · CIK 0001304554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,262

Read SEC document
December 29, 2017 Filed Jan 2, 2018 22:29 UTC GrantCommon Stock 2,500 $1.25 $3,125.00
Disclosure

SEC source: 0001161697-18-000006 · form_4.xml · nonDerivative · entry 1

Sealfon Brad Alexander · CIK 0001604872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,439

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.