Last 12 months
Inside the activity.
4 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 4 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2018 Filed Nov 28, 2018 22:07 UTC |
WARBURG PINCUS & CO.Director · 10% owner
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Partners, L.P.Director · 10% owner
Warburg Pincus Partners GP LLCDirector · 10% owner
Warburg Pincus Private Equity VIII, L.P.Director · 10% owner
Warburg Pincus International Partners, L.P.Director · 10% owner
KAYE CHARLES RDirector · 10% owner
Landy Joseph P.Director · 10% owner
|
SaleCommon Shares | 16,774,100 | $5.38 | $90,244,658.00 |
DisclosureSEC source: 0001104659-18-070333 · a4.xml · nonDerivative · entry 4 WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director · 10% owner Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director · 10% owner KAYE CHARLES R · CIK 0001239318 · Director · 10% owner Landy Joseph P. · CIK 0001220638 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,090,787 F2 · price: This amount represents the per share price of Common Shares sold to the Issuer pursuant to the Share Repurchase Agreement dated November 26, 2018 (the "Share Repurchase Agreement"). F4 · ownership.direct: Reflects the number of Common Shares directly owned by Warburg Pincus International Partners, L.P., a Delaware limited partnership ("WPIP"). This number does not include the number of Common Shares held by Warburg Pincus Netherlands International Partners I C.V., a company incorporated under the laws of the Netherlands ("WPIP Netherlands"), and WP-WPIP Investors L.P., a Delaware limited partnership ("WPIP Investors"), which are limited partnerships affiliated with WPIP (WPIP Netherlands and WPIP Investors, together with WPIP, the "WPIP Funds"). WPIP Netherlands and WPIP Investors sold 345,000 Common Shares and 12,765 Common Shares, respectively, in connection with the Offering, and 700,000 Common Shares and 25,900 Common Shares, respectively, pursuant to the Share Repurchase Agreement, subsequent to which they own 671,488 Common Shares and 24,841 Common Shares, respectively. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 22:07 UTC |
WARBURG PINCUS & CO.Director · 10% owner
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Partners, L.P.Director · 10% owner
Warburg Pincus Partners GP LLCDirector · 10% owner
Warburg Pincus Private Equity VIII, L.P.Director · 10% owner
Warburg Pincus International Partners, L.P.Director · 10% owner
KAYE CHARLES RDirector · 10% owner
Landy Joseph P.Director · 10% owner
|
SaleCommon Shares | 16,959,270 | $5.38 | $91,240,872.60 |
DisclosureSEC source: 0001104659-18-070333 · a4.xml · nonDerivative · entry 3 WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director · 10% owner Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director · 10% owner KAYE CHARLES R · CIK 0001239318 · Director · 10% owner Landy Joseph P. · CIK 0001220638 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,268,318 F2 · price: This amount represents the per share price of Common Shares sold to the Issuer pursuant to the Share Repurchase Agreement dated November 26, 2018 (the "Share Repurchase Agreement"). F3 · ownership.direct: Reflects the number of Common Shares directly owned by Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII"). This number does not include the number of Common Shares held by Warburg Pincus Netherlands Private Equity VIII C.V. I, a company incorporated under the laws of the Netherlands ("WP VIII Netherlands") and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP VIII Investors"), which are limited partnerships affiliated with WP VIII (WP VIII Netherlands and WP VIII Investors, together with WP VIII, the "WP VIII Funds"). WP VIII Netherlands and WP VIII Investors sold 242,275 Common Shares and 24,227 Common Shares, respectively, in connection with the Offering, and 491,573 Common Shares and 49,157 Common Shares, respectively, pursuant to the Share Repurchase Agreement, subsequent to which they own 472,018 Common Shares and 46,770 Common Shares, respectively. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 22:07 UTC |
WARBURG PINCUS & CO.Director · 10% owner
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Partners, L.P.Director · 10% owner
Warburg Pincus Partners GP LLCDirector · 10% owner
Warburg Pincus Private Equity VIII, L.P.Director · 10% owner
Warburg Pincus International Partners, L.P.Director · 10% owner
KAYE CHARLES RDirector · 10% owner
Landy Joseph P.Director · 10% owner
|
SaleCommon Shares | 8,267,235 | $5.43 | $44,891,086.05 |
DisclosureSEC source: 0001104659-18-070333 · a4.xml · nonDerivative · entry 2 WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director · 10% owner Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director · 10% owner KAYE CHARLES R · CIK 0001239318 · Director · 10% owner Landy Joseph P. · CIK 0001220638 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,864,887 F1 · price: This amount represents the per share price of common shares (the "Common Shares") of Kosmos Energy Ltd. (the "Issuer") sold by the underwriters in connection with a secondary offering of the Issuer pursuant to an Underwriting Agreement dated November 26, 2018 (the "Offering"). The material terms of the Offering are described in the prospectus supplement, dated November 26, 2018, filed by the Issuer with the Securities and Exchange Commission (the "SEC") on November 28, 2018. F4 · ownership.direct: Reflects the number of Common Shares directly owned by Warburg Pincus International Partners, L.P., a Delaware limited partnership ("WPIP"). This number does not include the number of Common Shares held by Warburg Pincus Netherlands International Partners I C.V., a company incorporated under the laws of the Netherlands ("WPIP Netherlands"), and WP-WPIP Investors L.P., a Delaware limited partnership ("WPIP Investors"), which are limited partnerships affiliated with WPIP (WPIP Netherlands and WPIP Investors, together with WPIP, the "WPIP Funds"). WPIP Netherlands and WPIP Investors sold 345,000 Common Shares and 12,765 Common Shares, respectively, in connection with the Offering, and 700,000 Common Shares and 25,900 Common Shares, respectively, pursuant to the Share Repurchase Agreement, subsequent to which they own 671,488 Common Shares and 24,841 Common Shares, respectively. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 22:07 UTC |
WARBURG PINCUS & CO.Director · 10% owner
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Partners, L.P.Director · 10% owner
Warburg Pincus Partners GP LLCDirector · 10% owner
Warburg Pincus Private Equity VIII, L.P.Director · 10% owner
Warburg Pincus International Partners, L.P.Director · 10% owner
KAYE CHARLES RDirector · 10% owner
Landy Joseph P.Director · 10% owner
|
SaleCommon Shares | 8,358,498 | $5.43 | $45,386,644.14 |
DisclosureSEC source: 0001104659-18-070333 · a4.xml · nonDerivative · entry 1 WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director · 10% owner Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director · 10% owner KAYE CHARLES R · CIK 0001239318 · Director · 10% owner Landy Joseph P. · CIK 0001220638 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,227,588 F1 · price: This amount represents the per share price of common shares (the "Common Shares") of Kosmos Energy Ltd. (the "Issuer") sold by the underwriters in connection with a secondary offering of the Issuer pursuant to an Underwriting Agreement dated November 26, 2018 (the "Offering"). The material terms of the Offering are described in the prospectus supplement, dated November 26, 2018, filed by the Issuer with the Securities and Exchange Commission (the "SEC") on November 28, 2018. F3 · ownership.direct: Reflects the number of Common Shares directly owned by Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII"). This number does not include the number of Common Shares held by Warburg Pincus Netherlands Private Equity VIII C.V. I, a company incorporated under the laws of the Netherlands ("WP VIII Netherlands") and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP VIII Investors"), which are limited partnerships affiliated with WP VIII (WP VIII Netherlands and WP VIII Investors, together with WP VIII, the "WP VIII Funds"). WP VIII Netherlands and WP VIII Investors sold 242,275 Common Shares and 24,227 Common Shares, respectively, in connection with the Offering, and 491,573 Common Shares and 49,157 Common Shares, respectively, pursuant to the Share Repurchase Agreement, subsequent to which they own 472,018 Common Shares and 46,770 Common Shares, respectively. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 17:06 UTC |
Krieger David BenjaminDirector
|
SaleCommon Shares | 35,000,000 | $5.38 | $188,300,000.00 |
DisclosureSEC source: 0001104659-18-070332 · a4.xml · nonDerivative · entry 2 Krieger David Benjamin · CIK 0001387043 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 33,574,222 F2 · price: This amount represents the per share price of Common Shares sold to the Issuer pursuant to the Share Repurchase Agreement dated November 26, 2018. F3 · ownership.nature: Reflects the aggregate number of Common Shares directly owned by Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII"), together with two affiliated limited partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company incorporated under the laws of the Netherlands ("WP VIII Netherlands"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP VIII Investors", and together with WP VIII Netherlands and WP VIII, the "WP VIII Funds"), and Warburg Pincus International Partners, L.P., a Delaware limited partnership ("WPIP"), together with two affiliated limited partnerships, Warburg Pincus Netherlands International Partners I C.V., a company incorporated under the laws of the Netherlands ("WPIP Netherlands") and WP-WPIP Investors L.P., a Delaware limited partnership ("WPIP Investors", and together with WPIP Netherlands and WPIP, the "WPIP Funds"). F4 · ownership.nature: WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP VIII Investors GP"), is the general partner of WP VIII Investors. WP-WPIP Investors GP L.P., a Delaware limited partnership ("WPIP Investors GP"), is the general partner of WPIP Investors. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of each of WP VIII Investors GP and WPIP Investors GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII, WP VIII Netherlands, WPIP and WPIP Netherlands. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. The WP VIII Funds and the WPIP Funds are managed by Warburg Pincus LLC, a New York limited liability company ("WP LLC"). F5 · ownership.nature: Mr. Krieger is a Partner of WP and a Managing Director and Member of WP LLC. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), as a Partner of WP and a Managing Director and Member of WP LLC, Mr. Krieger may be deemed to be the beneficial owner of the Common Shares reported on this Form 4. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, Mr. Krieger herein states that this filing shall not be deemed an admission that he is the beneficial owner of any of the Common Shares covered hereby. Mr. Krieger disclaims beneficial ownership of the Common Shares reported on this Form 4, except to the extent of his pecuniary interest in such Common Shares. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 17:06 UTC |
Krieger David BenjaminDirector
|
SaleCommon Shares | 17,250,000 | $5.43 | $93,667,500.00 |
DisclosureSEC source: 0001104659-18-070332 · a4.xml · nonDerivative · entry 1 Krieger David Benjamin · CIK 0001387043 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 68,574,222 F1 · price: This amount represents the per share price of common shares (the "Common Shares") of Kosmos Energy Ltd. (the "Issuer") sold by the underwriters in connection with a secondary offering of the Issuer pursuant to an Underwriting Agreement dated November 26, 2018 (the "Offering"). The material terms of the Offering are described in the prospectus supplement, dated November 26, 2018, filed by the Issuer with the Securities and Exchange Commission (the "SEC") on November 28, 2018. F3 · ownership.nature: Reflects the aggregate number of Common Shares directly owned by Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII"), together with two affiliated limited partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company incorporated under the laws of the Netherlands ("WP VIII Netherlands"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP VIII Investors", and together with WP VIII Netherlands and WP VIII, the "WP VIII Funds"), and Warburg Pincus International Partners, L.P., a Delaware limited partnership ("WPIP"), together with two affiliated limited partnerships, Warburg Pincus Netherlands International Partners I C.V., a company incorporated under the laws of the Netherlands ("WPIP Netherlands") and WP-WPIP Investors L.P., a Delaware limited partnership ("WPIP Investors", and together with WPIP Netherlands and WPIP, the "WPIP Funds"). F4 · ownership.nature: WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP VIII Investors GP"), is the general partner of WP VIII Investors. WP-WPIP Investors GP L.P., a Delaware limited partnership ("WPIP Investors GP"), is the general partner of WPIP Investors. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of each of WP VIII Investors GP and WPIP Investors GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII, WP VIII Netherlands, WPIP and WPIP Netherlands. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. The WP VIII Funds and the WPIP Funds are managed by Warburg Pincus LLC, a New York limited liability company ("WP LLC"). F5 · ownership.nature: Mr. Krieger is a Partner of WP and a Managing Director and Member of WP LLC. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), as a Partner of WP and a Managing Director and Member of WP LLC, Mr. Krieger may be deemed to be the beneficial owner of the Common Shares reported on this Form 4. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, Mr. Krieger herein states that this filing shall not be deemed an admission that he is the beneficial owner of any of the Common Shares covered hereby. Mr. Krieger disclaims beneficial ownership of the Common Shares reported on this Form 4, except to the extent of his pecuniary interest in such Common Shares. Read SEC document |
| October 15, 2018 Filed Jan 18, 2019 22:30 UTC |
MAXTED BRIAN FDirector · Chief Exploration Officer
|
Giftcommon shares | 351,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-19-000038 · wf-form5_154785061791505.xml · nonDerivative · entry 6 MAXTED BRIAN F · CIK 0001240698 · Director · Chief Exploration Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,584,557 F3 · balance_after: These amounts reflect an adjustment of 1,000 shares that resulted from a prior administrative error. F2 · ownership.nature: These shares are directly held by the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| October 15, 2018 Filed Jan 18, 2019 22:30 UTC |
MAXTED BRIAN FDirector · Chief Exploration Officer
|
Giftcommon shares | 351,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-19-000038 · wf-form5_154785061791505.xml · nonDerivative · entry 5 MAXTED BRIAN F · CIK 0001240698 · Director · Chief Exploration Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,257,551 Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:36 UTC |
WARBURG PINCUS & CO.Director · 10% owner
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Partners, L.P.Director · 10% owner
Warburg Pincus Partners GP LLCDirector · 10% owner
Warburg Pincus Private Equity VIII, L.P.Director · 10% owner
Warburg Pincus International Partners, L.P.Director · 10% owner
KAYE CHARLES RDirector · 10% owner
Landy Joseph P.Director · 10% owner
|
SaleCommon Shares | 5,684,429 | $8.94 | $50,818,795.26 |
DisclosureSEC source: 0001104659-18-058048 · a4.xml · nonDerivative · entry 4 WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director · 10% owner Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director · 10% owner KAYE CHARLES R · CIK 0001239318 · Director · 10% owner Landy Joseph P. · CIK 0001220638 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 85,824,222 F6 · ownership.nature: Joseph P. Landy is a director of the Issuer, a Managing General Partner of WP and a Managing Member and Co-Chief Executive Officer of WP LLC. Pursuant to Rule 16a-1 of the Exchange Act, Mr. Landy may be deemed to be the beneficial owner of any securities reported herein that may be deemed to be beneficially owned by the WP VIII Funds and the WPIP Funds. F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of WP VIII, WPIP, WP Partners, WP Partners GP, WP, WP LLC, Mr. Kaye and Mr. Landy herein state that this filing shall not be deemed an admission that he or it is the beneficial owner of any such Common Shares covered herein. Each of WP VIII, WPIP, WP Partners, WP Partners GP, WP, WP LLC, Mr. Kaye and Mr. Landy disclaims beneficial ownership of such Common Shares, except to the extent of its or his pecuniary interest in such Common Shares. This Form 4 shall not be deemed an admission that any reporting person or any other person referred to herein is a beneficial owner of any securities of the Issuer for purposes of Section 16 of the Exchange Act, or for any other purpose or that any reporting person or other person has an obligation to file this Form 4. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:36 UTC |
WARBURG PINCUS & CO.Director · 10% owner
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Partners, L.P.Director · 10% owner
Warburg Pincus Partners GP LLCDirector · 10% owner
Warburg Pincus Private Equity VIII, L.P.Director · 10% owner
Warburg Pincus International Partners, L.P.Director · 10% owner
KAYE CHARLES RDirector · 10% owner
Landy Joseph P.Director · 10% owner
|
SaleCommon Shares | 5,684,429 | $8.94 | $50,818,795.26 |
DisclosureSEC source: 0001104659-18-058048 · a4.xml · nonDerivative · entry 3 WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director · 10% owner Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director · 10% owner KAYE CHARLES R · CIK 0001239318 · Director · 10% owner Landy Joseph P. · CIK 0001220638 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 85,824,222 F3 · ownership.nature: Reflects the aggregate number of Common Shares directly owned by the WP VIII Funds and the WPIP Funds. F4 · ownership.nature: WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP VIII Investors GP"), is the general partner of WP VIII Investors. WP-WPIP Investors GP L.P., a Delaware limited partnership ("WPIP Investors GP"), is the general partner of WPIP Investors. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of each of WP VIII Investors GP and WPIP Investors GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII, WP VIII Netherlands, WPIP, and WPIP Netherlands. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. The WP VIII Funds and WPIP Funds are managed by Warburg Pincus LLC, a New York limited liability company ("WP LLC"). F5 · ownership.nature: Charles R. Kaye is a Managing General Partner of WP and a Managing Member and Co-Chief Executive Officer of WP LLC. Pursuant to Rule 16a-1 of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), WP Partners, WP Partners GP, WP, WP LLC and Mr. Kaye may be deemed to be the beneficial owners of any securities reported herein that may be deemed to be beneficially owned by the WP VIII Funds and the WPIP Funds. F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of WP VIII, WPIP, WP Partners, WP Partners GP, WP, WP LLC, Mr. Kaye and Mr. Landy herein state that this filing shall not be deemed an admission that he or it is the beneficial owner of any such Common Shares covered herein. Each of WP VIII, WPIP, WP Partners, WP Partners GP, WP, WP LLC, Mr. Kaye and Mr. Landy disclaims beneficial ownership of such Common Shares, except to the extent of its or his pecuniary interest in such Common Shares. This Form 4 shall not be deemed an admission that any reporting person or any other person referred to herein is a beneficial owner of any securities of the Issuer for purposes of Section 16 of the Exchange Act, or for any other purpose or that any reporting person or other person has an obligation to file this Form 4. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:36 UTC |
WARBURG PINCUS & CO.Director · 10% owner
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Partners, L.P.Director · 10% owner
Warburg Pincus Partners GP LLCDirector · 10% owner
Warburg Pincus Private Equity VIII, L.P.Director · 10% owner
Warburg Pincus International Partners, L.P.Director · 10% owner
KAYE CHARLES RDirector · 10% owner
Landy Joseph P.Director · 10% owner
|
SaleCommon Shares | 2,724,320 | $8.94 | $24,355,420.80 |
DisclosureSEC source: 0001104659-18-058048 · a4.xml · nonDerivative · entry 2 WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director · 10% owner Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director · 10% owner KAYE CHARLES R · CIK 0001239318 · Director · 10% owner Landy Joseph P. · CIK 0001220638 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,132,122 F2 · ownership.direct: Reflects the number of Common Shares directly owned by Warburg Pincus International Partners, L.P., a Delaware limited partnership ("WPIP"). This number does not include the number of Common Shares held by Warburg Pincus Netherlands International Partners I C.V., a company incorporated under the laws of the Netherlands ("WPIP Netherlands"), and WP-WPIP Investors L.P., a Delaware limited partnership ("WPIP Investors"), which are limited partnerships affiliated with WPIP (WPIP Netherlands and WPIP Investors, together with WPIP, the "WPIP Funds"). WPIP Netherlands and WPIP Investors sold 113,689 Common Shares and 4,206 Common Shares, respectively, on September 19, 2018, subsequent to which they own 1,716,488 Common Shares and 63,506 Common Shares, respectively. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 21:36 UTC |
WARBURG PINCUS & CO.Director · 10% owner
WARBURG PINCUS LLCDirector · 10% owner
Warburg Pincus Partners, L.P.Director · 10% owner
Warburg Pincus Partners GP LLCDirector · 10% owner
Warburg Pincus Private Equity VIII, L.P.Director · 10% owner
Warburg Pincus International Partners, L.P.Director · 10% owner
KAYE CHARLES RDirector · 10% owner
Landy Joseph P.Director · 10% owner
|
SaleCommon Shares | 2,754,393 | $8.94 | $24,624,273.42 |
DisclosureSEC source: 0001104659-18-058048 · a4.xml · nonDerivative · entry 1 WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director · 10% owner Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director · 10% owner KAYE CHARLES R · CIK 0001239318 · Director · 10% owner Landy Joseph P. · CIK 0001220638 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,586,086 F1 · ownership.direct: Reflects the number of Common Shares directly owned by Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII"). This number does not include the number of Common Shares held by Warburg Pincus Netherlands Private Equity VIII C.V. I, a company incorporated under the laws of the Netherlands ("WP VIII Netherlands") and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP VIII Investors"), which are limited partnerships affiliated with WP VIII (WP VIII Netherlands and WP VIII Investors, together with WP VIII, the "WP VIII Funds"). WP VIII Netherlands and WP VIII Investors sold 79,837 Common Shares and 7,984 Common Shares, respectively, on September 19, 2018, subsequent to which they own 1,205,866 Common Shares and 120,154 Common Shares, respectively. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 16:39 UTC |
BCP IV GP L.L.C.10% owner
|
SaleCommon Shares | 8,956 | $8.94 | $80,066.64 |
DisclosureSEC source: 0000899243-18-025010 · doc4.xml · nonDerivative · entry 5 BCP IV GP L.L.C. · CIK 0001516552 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV LP · CIK 0001273169 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV- A LP · CIK 0001273170 · 10% owner BLACKSTONE FAMILY INVESTMENT PARTNERSHIP CAYMAN IV-A LP · CIK 0001273171 · 10% owner Blackstone Family Investment Partnership (Cayman) IV-A SMD L.P. · CIK 0001516550 · 10% owner Blackstone Participation Partnership (Cayman) IV L.P. · CIK 0001344486 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 135,227 F5 · ownership.nature: These Common Shares are held by Blackstone Participation Partnership (Cayman) IV L.P. ("BPP", together with BCP Cayman IV, BCP Cayman IV-A, BFIP and BFIP SMD, the "Blackstone Funds"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 16:39 UTC |
BCP IV GP L.L.C.10% owner
|
SaleCommon Shares | 65,963 | $8.94 | $589,709.22 |
DisclosureSEC source: 0000899243-18-025010 · doc4.xml · nonDerivative · entry 4 BCP IV GP L.L.C. · CIK 0001516552 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV LP · CIK 0001273169 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV- A LP · CIK 0001273170 · 10% owner BLACKSTONE FAMILY INVESTMENT PARTNERSHIP CAYMAN IV-A LP · CIK 0001273171 · 10% owner Blackstone Family Investment Partnership (Cayman) IV-A SMD L.P. · CIK 0001516550 · 10% owner Blackstone Participation Partnership (Cayman) IV L.P. · CIK 0001344486 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 995,919 F4 · ownership.nature: These Common Shares are held by Blackstone Family Investment Partnership (Cayman) IV-A SMD L.P. ("BFIP SMD"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 16:39 UTC |
BCP IV GP L.L.C.10% owner
|
SaleCommon Shares | 79,445 | $8.94 | $710,238.30 |
DisclosureSEC source: 0000899243-18-025010 · doc4.xml · nonDerivative · entry 3 BCP IV GP L.L.C. · CIK 0001516552 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV LP · CIK 0001273169 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV- A LP · CIK 0001273170 · 10% owner BLACKSTONE FAMILY INVESTMENT PARTNERSHIP CAYMAN IV-A LP · CIK 0001273171 · 10% owner Blackstone Family Investment Partnership (Cayman) IV-A SMD L.P. · CIK 0001516550 · 10% owner Blackstone Participation Partnership (Cayman) IV L.P. · CIK 0001344486 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,199,476 F3 · ownership.nature: These Common Shares are held by Blackstone Family Investment Partnership (Cayman) IV-A L.P. ("BFIP"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 16:39 UTC |
BCP IV GP L.L.C.10% owner
|
SaleCommon Shares | 50,405 | $8.94 | $450,620.70 |
DisclosureSEC source: 0000899243-18-025010 · doc4.xml · nonDerivative · entry 2 BCP IV GP L.L.C. · CIK 0001516552 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV LP · CIK 0001273169 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV- A LP · CIK 0001273170 · 10% owner BLACKSTONE FAMILY INVESTMENT PARTNERSHIP CAYMAN IV-A LP · CIK 0001273171 · 10% owner Blackstone Family Investment Partnership (Cayman) IV-A SMD L.P. · CIK 0001516550 · 10% owner Blackstone Participation Partnership (Cayman) IV L.P. · CIK 0001344486 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 761,020 F2 · ownership.nature: These Common Shares are held by Blackstone Capital Partners (Cayman) IV-A L.P. ("BCP Cayman IV-A"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 16:39 UTC |
BCP IV GP L.L.C.10% owner
|
SaleCommon Shares | 3,090,802 | $8.94 | $27,631,769.88 |
DisclosureSEC source: 0000899243-18-025010 · doc4.xml · nonDerivative · entry 1 BCP IV GP L.L.C. · CIK 0001516552 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV LP · CIK 0001273169 · 10% owner BLACKSTONE CAPITAL PARTNERS CAYMAN IV- A LP · CIK 0001273170 · 10% owner BLACKSTONE FAMILY INVESTMENT PARTNERSHIP CAYMAN IV-A LP · CIK 0001273171 · 10% owner Blackstone Family Investment Partnership (Cayman) IV-A SMD L.P. · CIK 0001516550 · 10% owner Blackstone Participation Partnership (Cayman) IV L.P. · CIK 0001344486 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 46,665,299 F1 · ownership.nature: These common shares, par value $0.01 per share (the "Common Shares"), of Kosmos Energy Ltd. (the "Issuer") are held by Blackstone Capital Partners (Cayman) IV L.P. ("BCP Cayman IV"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 17:25 UTC |
Krieger David BenjaminDirector
|
SaleCommon Shares | 5,684,429 | $8.94 | $50,818,795.26 |
DisclosureSEC source: 0001104659-18-058041 · a4.xml · nonDerivative · entry 1 Krieger David Benjamin · CIK 0001387043 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 85,824,222 F1 · ownership.nature: Reflects the aggregate number of Common Shares directly owned by Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII"), together with two affiliated limited partnerships, Warburg Pincus Netherlands Private Equity VIII C.V. I, a company incorporated under the laws of the Netherlands ("WP VIII Netherlands"), and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP VIII Investors", and together with WP VIII Netherlands and WP VIII, the "WP VIII Funds"), and Warburg Pincus International Partners, L.P., a Delaware limited partnership ("WPIP"), together with two affiliated limited partnerships, Warburg Pincus Netherlands International Partners I C.V., a company incorporated under the laws of the Netherlands ("WPIP Netherlands") and WP-WPIP Investors L.P., a Delaware limited partnership ("WPIP Investors", and together with WPIP Netherlands and WPIP, the "WPIP Funds"). F2 · ownership.nature: WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP VIII Investors GP"), is the general partner of WP VIII Investors. WP-WPIP Investors GP L.P., a Delaware limited partnership ("WPIP Investors GP"), is the general partner of WPIP Investors. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of each of WP VIII Investors GP and WPIP Investors GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII, WP VIII Netherlands, WPIP and WPIP Netherlands. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. The WP VIII Funds and the WPIP Funds are managed by Warburg Pincus LLC, a New York limited liability company ("WP LLC"). F3 · ownership.nature: Mr. Krieger is a Partner of WP and a Managing Director and Member of WP LLC. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), as a Partner of WP and a Managing Director and Member of WP LLC, Mr. Krieger may be deemed to be the beneficial owner of the Common Shares reported on this Form 4. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, Mr. Krieger herein states that this filing shall not be deemed an admission that he is the beneficial owner of any of the Common Shares covered hereby. Mr. Krieger disclaims beneficial ownership of the Common Shares reported on this Form 4, except to the extent of his pecuniary interest in such Common Shares. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 20:42 UTC |
Blackstone Holdings III L.P.10% owner
BLACKSTONE FAMILY GP LLC10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Shares | 8,956 | $8.94 | $80,066.64 |
DisclosureSEC source: 0000899243-18-025011 · doc4.xml · nonDerivative · entry 5 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner BLACKSTONE MANAGEMENT ASSOCIATES CAYMAN IV LP · CIK 0001273623 · 10% owner BLACKSTONE FAMILY GP LLC · CIK 0001404964 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 135,227 F5 · ownership.nature: These Common Shares are held by Blackstone Participation Partnership (Cayman) IV L.P. ("BPP", together with BCP Cayman IV, BCP Cayman IV-A, BFIP and BFIP SMD, the "Blackstone Funds"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 20:42 UTC |
Blackstone Holdings III L.P.10% owner
BLACKSTONE FAMILY GP LLC10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Shares | 65,963 | $8.94 | $589,709.22 |
DisclosureSEC source: 0000899243-18-025011 · doc4.xml · nonDerivative · entry 4 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner BLACKSTONE MANAGEMENT ASSOCIATES CAYMAN IV LP · CIK 0001273623 · 10% owner BLACKSTONE FAMILY GP LLC · CIK 0001404964 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 995,919 F4 · ownership.nature: These Common Shares are held by Blackstone Family Investment Partnership (Cayman) IV-A SMD L.P. ("BFIP SMD"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 20:42 UTC |
Blackstone Holdings III L.P.10% owner
BLACKSTONE FAMILY GP LLC10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Shares | 79,445 | $8.94 | $710,238.30 |
DisclosureSEC source: 0000899243-18-025011 · doc4.xml · nonDerivative · entry 3 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner BLACKSTONE MANAGEMENT ASSOCIATES CAYMAN IV LP · CIK 0001273623 · 10% owner BLACKSTONE FAMILY GP LLC · CIK 0001404964 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,199,476 F3 · ownership.nature: These Common Shares are held by Blackstone Family Investment Partnership (Cayman) IV-A L.P. ("BFIP"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 20:42 UTC |
Blackstone Holdings III L.P.10% owner
BLACKSTONE FAMILY GP LLC10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Shares | 50,405 | $8.94 | $450,620.70 |
DisclosureSEC source: 0000899243-18-025011 · doc4.xml · nonDerivative · entry 2 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner BLACKSTONE MANAGEMENT ASSOCIATES CAYMAN IV LP · CIK 0001273623 · 10% owner BLACKSTONE FAMILY GP LLC · CIK 0001404964 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 761,020 F2 · ownership.nature: These Common Shares are held by Blackstone Capital Partners (Cayman) IV-A L.P. ("BCP Cayman IV-A"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 19, 2018 Filed Sep 21, 2018 20:42 UTC |
Blackstone Holdings III L.P.10% owner
BLACKSTONE FAMILY GP LLC10% owner
Blackstone Holdings III GP L.P.10% owner
Blackstone Inc.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
SaleCommon Shares | 3,090,802 | $8.94 | $27,631,769.88 |
DisclosureSEC source: 0000899243-18-025011 · doc4.xml · nonDerivative · entry 1 Blackstone Holdings III L.P. · CIK 0001404073 · 10% owner BLACKSTONE MANAGEMENT ASSOCIATES CAYMAN IV LP · CIK 0001273623 · 10% owner BLACKSTONE FAMILY GP LLC · CIK 0001404964 · 10% owner Blackstone Holdings III GP L.P. · CIK 0001478809 · 10% owner Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 46,665,299 F1 · ownership.nature: These common shares, par value $0.01 per share (the "Common Shares"), of Kosmos Energy Ltd. (the "Issuer") are held by Blackstone Capital Partners (Cayman) IV L.P. ("BCP Cayman IV"). F6 · ownership.nature: The general partner of BFIP SMD is Blackstone Family GP L.L.C., which is wholly owned by Blackstone's senior managing directors and controlled by Mr. Stephen A. Schwarzman, its founder. The general partner of BCP Cayman IV and BCP Cayman IV-A is Blackstone Management Associates (Cayman) IV L.P. ("BMA"). A general partner of BMA, BFIP, and BPP is BCP IV GP L.L.C ("BCP IV"). Blackstone Holdings III L.P. is the sole member of BCP IV. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. F7 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F8 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F9 · ownership.nature: Each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein), disclaims beneficial ownership of the securities held by the Blackstone Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the Blackstone Funds to the extent they directly hold securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:32 UTC |
Ogunlesi Adebayo O.Director
|
Grantcommon shares | 17,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000045 · wf-form4_152840352122291.xml · nonDerivative · entry 1 Ogunlesi Adebayo O. · CIK 0001481450 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,900 F1 · shares: .These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 5, 2019 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 16:33 UTC |
TONG CHRISDirector
|
Grantcommon shares | 17,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000046 · wf-form4_152840360963795.xml · nonDerivative · entry 1 TONG CHRIS · CIK 0001191413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,687 F1 · shares: .These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 5, 2019 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:30 UTC |
GOODWIN DEANNA LDirector
|
Grantcommon shares | 17,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000043 · wf-form4_152840344025419.xml · nonDerivative · entry 1 GOODWIN DEANNA L · CIK 0001730316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,903 F1 · shares: .These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 5, 2019 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:26 UTC |
Dearlove Sir Richard BillingDirector
|
Grantcommon shares | 17,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000041 · wf-form4_152840312100397.xml · nonDerivative · entry 1 Dearlove Sir Richard Billing · CIK 0001564643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,299 F1 · shares: .These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 5, 2019 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:23 UTC |
NOBEL PAULSenior VP, CAO
|
Tax withholdingcommon shares | 3,865 | $7.95 | $30,726.75 |
DisclosureSEC source: 0001509991-18-000034 · wf-form4_152823021232947.xml · nonDerivative · entry 3 NOBEL PAUL · CIK 0001247295 · Senior VP, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,760 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:23 UTC |
NOBEL PAULSenior VP, CAO
|
Tax withholdingcommon shares | 30,918 | $7.95 | $245,798.10 |
DisclosureSEC source: 0001509991-18-000034 · wf-form4_152823021232947.xml · nonDerivative · entry 2 NOBEL PAUL · CIK 0001247295 · Senior VP, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,625 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:23 UTC |
NOBEL PAULSenior VP, CAO
|
Grantcommon shares | 78,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000034 · wf-form4_152823021232947.xml · nonDerivative · entry 1 NOBEL PAUL · CIK 0001247295 · Senior VP, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,543 F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on June 23, 2014, 2018 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:21 UTC |
MAXTED BRIAN FDirector · Chief Exploration Officer
|
Tax withholdingcommon shares | 11,274 | $7.95 | $89,628.30 |
DisclosureSEC source: 0001509991-18-000033 · wf-form4_152823008567340.xml · nonDerivative · entry 3 MAXTED BRIAN F · CIK 0001240698 · Director · Chief Exploration Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,234,625 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:21 UTC |
MAXTED BRIAN FDirector · Chief Exploration Officer
|
Tax withholdingcommon shares | 90,191 | $7.95 | $717,018.45 |
DisclosureSEC source: 0001509991-18-000033 · wf-form4_152823008567340.xml · nonDerivative · entry 2 MAXTED BRIAN F · CIK 0001240698 · Director · Chief Exploration Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,245,899 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:21 UTC |
MAXTED BRIAN FDirector · Chief Exploration Officer
|
Grantcommon shares | 190,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000033 · wf-form4_152823008567340.xml · nonDerivative · entry 1 MAXTED BRIAN F · CIK 0001240698 · Director · Chief Exploration Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,336,090 F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on June 23, 2014, under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:19 UTC |
INGLIS ANDREW GDirector · Chairman and CEO
|
Tax withholdingcommon shares | 12,649 | $7.95 | $100,559.55 |
DisclosureSEC source: 0001509991-18-000032 · wf-form4_152822992253949.xml · nonDerivative · entry 3 INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446,833 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:19 UTC |
INGLIS ANDREW GDirector · Chairman and CEO
|
Tax withholdingcommon shares | 101,186 | $7.95 | $804,428.70 |
DisclosureSEC source: 0001509991-18-000032 · wf-form4_152822992253949.xml · nonDerivative · entry 2 INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,459,482 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:19 UTC |
INGLIS ANDREW GDirector · Chairman and CEO
|
Grantcommon shares | 257,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000032 · wf-form4_152822992253949.xml · nonDerivative · entry 1 INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,560,668 F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on June 23, 2014 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:16 UTC |
Haas EricSVP, Production & Development
|
Tax withholdingcommon shares | 4,942 | $7.95 | $39,288.90 |
DisclosureSEC source: 0001509991-18-000031 · wf-form4_152822973524601.xml · nonDerivative · entry 3 Haas Eric · CIK 0001567222 · SVP, Production & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,504 F3 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:16 UTC |
Haas EricSVP, Production & Development
|
Tax withholdingcommon shares | 39,538 | $7.95 | $314,327.10 |
DisclosureSEC source: 0001509991-18-000031 · wf-form4_152822973524601.xml · nonDerivative · entry 2 Haas Eric · CIK 0001567222 · SVP, Production & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,446 F3 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:16 UTC |
Haas EricSVP, Production & Development
|
Grantcommon shares | 100,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000031 · wf-form4_152822973524601.xml · nonDerivative · entry 1 Haas Eric · CIK 0001567222 · SVP, Production & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,984 F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on June 23, 2014 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition. F2 · balance_after: Reflects the exempt distribution of 136,184 shares from the reporting person pursuant to a DRO. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:14 UTC |
Doughty JasonSVP and General Counsel
|
Tax withholdingcommon shares | 5,374 | $7.95 | $42,723.30 |
DisclosureSEC source: 0001509991-18-000030 · wf-form4_152822962483420.xml · nonDerivative · entry 3 Doughty Jason · CIK 0001561919 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,382 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:14 UTC |
Doughty JasonSVP and General Counsel
|
Tax withholdingcommon shares | 42,986 | $7.95 | $341,738.70 |
DisclosureSEC source: 0001509991-18-000030 · wf-form4_152822962483420.xml · nonDerivative · entry 2 Doughty Jason · CIK 0001561919 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,756 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:14 UTC |
Doughty JasonSVP and General Counsel
|
Grantcommon shares | 109,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000030 · wf-form4_152822962483420.xml · nonDerivative · entry 1 Doughty Jason · CIK 0001561919 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,742 F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on June 23, 2014 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:11 UTC |
Ball Christopher JamesSVP, Planning and Bus. Dev.
|
Tax withholdingcommon shares | 6,114 | $7.95 | $48,606.30 |
DisclosureSEC source: 0001509991-18-000029 · wf-form4_152822944936005.xml · nonDerivative · entry 3 Ball Christopher James · CIK 0001585399 · SVP, Planning and Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,865 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:11 UTC |
Ball Christopher JamesSVP, Planning and Bus. Dev.
|
Tax withholdingcommon shares | 48,907 | $7.95 | $388,810.65 |
DisclosureSEC source: 0001509991-18-000029 · wf-form4_152822944936005.xml · nonDerivative · entry 2 Ball Christopher James · CIK 0001585399 · SVP, Planning and Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,979 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:11 UTC |
Ball Christopher JamesSVP, Planning and Bus. Dev.
|
Grantcommon shares | 124,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000029 · wf-form4_152822944936005.xml · nonDerivative · entry 1 Ball Christopher James · CIK 0001585399 · SVP, Planning and Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,886 F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on June 23, 2014 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:03 UTC |
INGLIS ANDREW GDirector · Chairman and CEO
|
Tax withholdingcommon shares | 8,879 | $5.95 | $52,830.05 |
DisclosureSEC source: 0001509991-18-000017 · wf-form4_152287222415446.xml · nonDerivative · entry 3 INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,303,526 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:03 UTC |
INGLIS ANDREW GDirector · Chairman and CEO
|
Tax withholdingcommon shares | 177,573 | $5.95 | $1,056,559.35 |
DisclosureSEC source: 0001509991-18-000017 · wf-form4_152287222415446.xml · nonDerivative · entry 2 INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312,405 F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:03 UTC |
INGLIS ANDREW GDirector · Chairman and CEO
|
Grantcommon shares | 451,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000017 · wf-form4_152287222415446.xml · nonDerivative · entry 1 INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,489,978 F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on April 1, 2014 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:21 UTC |
NOBEL PAULSenior VP, CAO
|
Grantcommon shares | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000008 · wf-form4_151761007038346.xml · nonDerivative · entry 1 NOBEL PAUL · CIK 0001247295 · Senior VP, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,973 F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest with respect to one-third of the total number of shares on January 1 of each of 2019, 2020 and 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:20 UTC |
MAXTED BRIAN FDirector · Chief Exploration Officer
|
Grantcommon shares | 89,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001509991-18-000007 · wf-form4_151761000521004.xml · nonDerivative · entry 1 MAXTED BRIAN F · CIK 0001240698 · Director · Chief Exploration Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,145,614 F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest with respect to one-third of the total number of shares on January 1 of each of 2019, 2020 and 2021, subject to the terms of the Plan and the applicable award agreement issued thereunder. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.