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KOS

Kosmos Energy Ltd.

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Tapewire entity
4605
SEC CIK
0001509991
Parsed reports
272

Last 12 months

Inside the activity.

4 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202640
Apr 202600
May 202603
Jun 202600
Jul 202604
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2021 Filed Jan 7, 2021 01:17 UTC
Doughty JasonSVP and General Counsel
Tax withholdingcommon shares 30,191 $2.36 $71,250.76
Disclosure

SEC source: 0001509991-21-000004 · wf-form4_160998223903542.xml · nonDerivative · entry 2

Doughty Jason · CIK 0001561919 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 920,193

F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:17 UTC
Doughty JasonSVP and General Counsel
Grantcommon shares 50,686 $0.00 $0.00
Disclosure

SEC source: 0001509991-21-000004 · wf-form4_160998223903542.xml · nonDerivative · entry 1

Doughty Jason · CIK 0001561919 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,384

F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on January 31, 2018 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:14 UTC
Ball Christopher JamesSVP, Chief Commercial Officer
Tax withholdingcommon shares 28,132 $2.36 $66,391.52
Disclosure

SEC source: 0001509991-21-000002 · wf-form4_160998208317268.xml · nonDerivative · entry 2

Ball Christopher James · CIK 0001585399 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,711

F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 01:14 UTC
Ball Christopher JamesSVP, Chief Commercial Officer
Grantcommon shares 54,576 $0.00 $0.00
Disclosure

SEC source: 0001509991-21-000002 · wf-form4_160998208317268.xml · nonDerivative · entry 1

Ball Christopher James · CIK 0001585399 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,843

F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on January 31, 2018 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:14 UTC Grantcommon shares 70,834 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000073 · wf-form4_159190645318146.xml · nonDerivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,824

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 10, 2021 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:19 UTC Grantcommon shares 70,834 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000077 · wf-form4_159190677027778.xml · nonDerivative · entry 1

Sterin Steven · CIK 0001340482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,439

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 10, 2021 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:17 UTC Grantcommon shares 70,834 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000075 · wf-form4_159190661608835.xml · nonDerivative · entry 1

Dearlove Sir Richard Billing · CIK 0001564643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,223

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 10, 2021 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:11 UTC Grantcommon shares 70,834 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000071 · wf-form4_159190626663359.xml · nonDerivative · entry 1

GOODWIN DEANNA L · CIK 0001730316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,827

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 10, 2021 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:07 UTC Grantcommon shares 70,834 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000069 · wf-form4_159190605872061.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,332

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 10, 2021 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 15:38 UTC
Glass Ronald W.VP & Chief Accounting Officer
PurchaseCommon Stock 10,000 $1.01 $10,099.00
Disclosure

SEC source: 0001509991-20-000060 · wf-form4_158437308752436.xml · nonDerivative · entry 1

Glass Ronald W. · CIK 0001794967 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,692

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.005 to $1.010. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 15:48 UTC
Clark Richard RyanSVP,Pres.Gulf of Mexico Unit
Purchasecommon shares 25,000 $1.15 $28,750.00
Disclosure

SEC source: 0001509991-20-000058 · wf-form4_158411452052494.xml · nonDerivative · entry 1

Clark Richard Ryan · CIK 0001754167 · SVP,Pres.Gulf of Mexico Unit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,511

Read SEC document
March 10, 2020 Filed Mar 10, 2020 22:18 UTC
INGLIS ANDREW GDirector · Chairman and CEO
Purchasecommon shares 300,000 $1.06 $317,100.00
Disclosure

SEC source: 0001509991-20-000056 · wf-form4_158387866545859.xml · nonDerivative · entry 1

INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127,994

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.9532 to $1.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 11:54 UTC Purchasecommon shares 50,000 $2.10 $104,990.00
Disclosure

SEC source: 0001509991-20-000054 · wf-form4_158375486075676.xml · nonDerivative · entry 1

Sterin Steven · CIK 0001340482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,605

Read SEC document
January 31, 2020 Filed Feb 4, 2020 16:44 UTC Tax withholdingcommon shares 9,592 $5.11 $49,015.12
Disclosure

SEC source: 0001509991-20-000025 · wf-form4_158085265755832.xml · nonDerivative · entry 1

CHAMBERS THOMAS P · CIK 0001240205 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,178

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:40 UTC
Ball Christopher JamesSVP, Chief Commercial Officer
Tax withholdingcommon shares 9,592 $5.11 $49,015.12
Disclosure

SEC source: 0001509991-20-000023 · wf-form4_158085243238273.xml · nonDerivative · entry 1

Ball Christopher James · CIK 0001585399 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,142

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:18 UTC
INGLIS ANDREW GDirector · Chairman and CEO
Grantcommon shares 148,500 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000043 · wf-form4_158085469477312.xml · nonDerivative · entry 1

INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,827,994

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest with respect to one-third of the total number of shares on January 31 of each of 2021, 2022 and 2023, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:05 UTC
Ball Christopher JamesSVP, Chief Commercial Officer
Grantcommon shares 73,125 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000035 · wf-form4_158085388470742.xml · nonDerivative · entry 1

Ball Christopher James · CIK 0001585399 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,267

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest with respect to one-third of the total number of shares on January 31 of each of 2021, 2022 and 2023, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:15 UTC
Glass Ronald W.VP & Chief Accounting Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000041 · wf-form4_158085448680928.xml · nonDerivative · entry 1

Glass Ronald W. · CIK 0001794967 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,692

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest with respect to one-third of the total number of shares on January 31 of each of 2021, 2022 and 2023, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:12 UTC
Doughty JasonSVP and General Counsel
Grantcommon shares 52,152 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000039 · wf-form4_158085430482082.xml · nonDerivative · entry 1

Doughty Jason · CIK 0001561919 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899,698

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest with respect to one-third of the total number of shares on January 31 of each of 2021, 2022 and 2023, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:08 UTC
Clark Richard RyanSVP, President Gulf of Mexico
Grantcommon shares 73,125 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000037 · wf-form4_158085410406523.xml · nonDerivative · entry 1

Clark Richard Ryan · CIK 0001754167 · SVP, President Gulf of Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,511

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest with respect to one-third of the total number of shares on January 31 of each of 2021, 2022 and 2023, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:01 UTC
INGLIS ANDREW GDirector · Chairman and CEO
Tax withholdingcommon shares 16,243 $5.11 $83,001.73
Disclosure

SEC source: 0001509991-20-000033 · wf-form4_158085365364916.xml · nonDerivative · entry 1

INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679,494

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:57 UTC
Glass Ronald W.VP & Chief Accounting Officer
Tax withholdingCommon Stock 2,040 $5.11 $10,424.40
Disclosure

SEC source: 0001509991-20-000031 · wf-form4_158085341764663.xml · nonDerivative · entry 1

Glass Ronald W. · CIK 0001794967 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,692

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:53 UTC
Doughty JasonSVP and General Counsel
Tax withholdingcommon shares 6,841 $5.11 $34,957.51
Disclosure

SEC source: 0001509991-20-000029 · wf-form4_158085320182550.xml · nonDerivative · entry 1

Doughty Jason · CIK 0001561919 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,546

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:49 UTC
Clark Richard RyanSVP, President Gulf of Mexico
Tax withholdingcommon shares 9,105 $5.11 $46,526.55
Disclosure

SEC source: 0001509991-20-000027 · wf-form4_158085296698206.xml · nonDerivative · entry 1

Clark Richard Ryan · CIK 0001754167 · SVP, President Gulf of Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,386

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 16:51 UTC Tax withholdingcommon shares 62,705 $5.98 $374,975.90
Disclosure

SEC source: 0001509991-20-000015 · wf-form4_157852025207637.xml · nonDerivative · entry 2

CHAMBERS THOMAS P · CIK 0001240205 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,770

F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 16:51 UTC Grantcommon shares 156,488 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000015 · wf-form4_157852025207637.xml · nonDerivative · entry 1

CHAMBERS THOMAS P · CIK 0001240205 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,475

F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on January 23, 2017 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:03 UTC
INGLIS ANDREW GDirector · Chairman and CEO
Tax withholdingcommon shares 96,241 $5.98 $575,521.18
Disclosure

SEC source: 0001509991-20-000021 · wf-form4_157852098882747.xml · nonDerivative · entry 2

INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,695,737

F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 22:03 UTC
INGLIS ANDREW GDirector · Chairman and CEO
Grantcommon shares 241,713 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000021 · wf-form4_157852098882747.xml · nonDerivative · entry 1

INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,791,978

F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on January 23, 2017 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:59 UTC
Glass Ronald W.VP & Chief Accounting Officer
Tax withholdingCommon Stock 6,366 $5.98 $38,068.68
Disclosure

SEC source: 0001509991-20-000019 · wf-form4_157852073048501.xml · nonDerivative · entry 2

Glass Ronald W. · CIK 0001794967 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,732

F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:59 UTC
Glass Ronald W.VP & Chief Accounting Officer
GrantCommon Stock 14,256 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000019 · wf-form4_157852073048501.xml · nonDerivative · entry 1

Glass Ronald W. · CIK 0001794967 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,098

F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on January 23, 2017 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:47 UTC
Ball Christopher JamesSVP, Chief Commercial Officer
Tax withholdingcommon shares 56,387 $5.98 $337,194.26
Disclosure

SEC source: 0001509991-20-000013 · wf-form4_157852003810464.xml · nonDerivative · entry 2

Ball Christopher James · CIK 0001585399 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,734

F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:47 UTC
Ball Christopher JamesSVP, Chief Commercial Officer
Grantcommon shares 140,431 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000013 · wf-form4_157852003810464.xml · nonDerivative · entry 1

Ball Christopher James · CIK 0001585399 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,121

F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on January 23, 2017 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:55 UTC
Doughty JasonSVP and General Counsel
Tax withholdingcommon shares 52,449 $5.98 $313,645.02
Disclosure

SEC source: 0001509991-20-000017 · wf-form4_157852052242782.xml · nonDerivative · entry 2

Doughty Jason · CIK 0001561919 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854,387

F2 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Plan.

Read SEC document
January 06, 2020 Filed Jan 8, 2020 21:55 UTC
Doughty JasonSVP and General Counsel
Grantcommon shares 130,424 $0.00 $0.00
Disclosure

SEC source: 0001509991-20-000017 · wf-form4_157852052242782.xml · nonDerivative · entry 1

Doughty Jason · CIK 0001561919 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,836

F1 · shares: Represents shares issued on settlement of restricted share units granted to the reporting person on January 23, 2017 under the Issuer's Long Term Incentive Plan (the "Plan") that vested based on the level of achievement of the applicable performance condition.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 17:15 UTC Tax withholdingcommon shares 19,184 $5.65 $108,389.60
Disclosure

SEC source: 0001509991-20-000004 · wf-form4_157834891500764.xml · nonDerivative · entry 1

CHAMBERS THOMAS P · CIK 0001240205 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,987

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:38 UTC
Glass Ronald W.VP & Chief Accounting Officer
Tax withholdingCommon Stock 3,306 $5.65 $18,678.90
Disclosure

SEC source: 0001509991-20-000011 · wf-form4_157835026847481.xml · nonDerivative · entry 1

Glass Ronald W. · CIK 0001794967 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,842

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:30 UTC
INGLIS ANDREW GDirector · Chairman and CEO
Tax withholdingcommon shares 32,662 $5.65 $184,540.30
Disclosure

SEC source: 0001509991-20-000009 · wf-form4_157834979236016.xml · nonDerivative · entry 1

INGLIS ANDREW G · CIK 0001600834 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550,265

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:20 UTC
Doughty JasonSVP and General Counsel
Tax withholdingcommon shares 14,844 $5.65 $83,868.60
Disclosure

SEC source: 0001509991-20-000006 · wf-form4_157834919153554.xml · nonDerivative · entry 1

Doughty Jason · CIK 0001561919 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,412

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:11 UTC
Ball Christopher JamesSVP, Chief Commercial Officer
Tax withholdingcommon shares 16,888 $5.65 $95,417.20
Disclosure

SEC source: 0001509991-20-000002 · wf-form4_157834867690348.xml · nonDerivative · entry 1

Ball Christopher James · CIK 0001585399 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,690

F1 · shares: These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted share units granted to the reporting person under the Issuer's Long Term Incentive Plan.

Read SEC document
November 06, 2019 Filed Nov 8, 2019 21:34 UTC Grantcommon shares 20,498 $0.00 $0.00
Disclosure

SEC source: 0001509991-19-000111 · wf-form4_157324887447365.xml · nonDerivative · entry 1

Davis Lisa Ann · CIK 0001706496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of November 6, 2020 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

Read SEC document
July 18, 2019 Filed Jul 22, 2019 20:25 UTC Grantcommon shares 24,605 $0.00 $0.00
Disclosure

SEC source: 0001509991-19-000090 · wf-form4_156382709331360.xml · nonDerivative · entry 1

Sterin Steven · CIK 0001340482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,605

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of July 18, 2020 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

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June 05, 2019 Filed Jun 7, 2019 18:17 UTC Grantcommon shares 25,090 $0.00 $0.00
Disclosure

SEC source: 0001509991-19-000079 · wf-form4_155993139843021.xml · nonDerivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,990

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 5, 2020 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

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June 05, 2019 Filed Jun 7, 2019 18:13 UTC Grantcommon shares 25,090 $0.00 $0.00
Disclosure

SEC source: 0001509991-19-000077 · wf-form4_155993120269993.xml · nonDerivative · entry 1

MAXTED BRIAN F · CIK 0001240698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,282,641

F1 · shares: .These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 5, 2020 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

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June 05, 2019 Filed Jun 7, 2019 14:20 UTC
TONG CHRISDirector
Grantcommon shares 25,090 $0.00 $0.00
Disclosure

SEC source: 0001509991-19-000081 · wf-form4_155993161068108.xml · nonDerivative · entry 1

TONG CHRIS · CIK 0001191413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,777

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 5, 2020 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

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June 05, 2019 Filed Jun 7, 2019 18:41 UTC Grantcommon shares 25,090 $0.00 $0.00
Disclosure

SEC source: 0001509991-19-000085 · wf-form4_155993287446569.xml · nonDerivative · entry 1

GOODWIN DEANNA L · CIK 0001730316 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,993

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 5, 2020 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

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June 05, 2019 Filed Jun 7, 2019 18:03 UTC Grantcommon shares 25,090 $0.00 $0.00
Disclosure

SEC source: 0001509991-19-000072 · wf-form4_155993061922499.xml · nonDerivative · entry 1

Dearlove Sir Richard Billing · CIK 0001564643 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,389

F1 · shares: These restricted share units were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are scheduled to vest 100% on the earlier of June 5, 2020 or the day immediately preceding the date of the Issuer's first annual shareholder meeting following the date of grant, subject to the terms of the Plan and the applicable award agreement issued thereunder.

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March 01, 2019 Filed Mar 1, 2019 23:19 UTC SaleCommon Shares 27,500,000 $6.51 $179,025,000.00
Disclosure

SEC source: 0001104659-19-012135 · a4.xml · nonDerivative · entry 4

WARBURG PINCUS & CO. · CIK 0000929408 · Director

WARBURG PINCUS LLC · CIK 0001162870 · Director

Warburg Pincus Partners, L.P. · CIK 0001621242 · Director

Warburg Pincus Partners GP LLC · CIK 0001621224 · Director

Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director

Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director

KAYE CHARLES R · CIK 0001239318 · Director

Landy Joseph P. · CIK 0001220638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,074,222

F6 · ownership.nature: Joseph P. Landy is a Managing General Partner of WP and a Managing Member and Co-Chief Executive Officer of WP LLC. Pursuant to Rule 16a-1 of the Exchange Act, Mr. Landy may be deemed to be the beneficial owner of any securities reported herein that may be deemed to be beneficially owned by the WP VIII Funds and the WPIP Funds.

F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of WP VIII, WPIP, WP Partners, WP Partners GP, WP, WP LLC, Mr. Kaye and Mr. Landy herein state that this filing shall not be deemed an admission that he or it is the beneficial owner of any such Common Shares covered herein. Each of WP VIII, WPIP, WP Partners, WP Partners GP, WP, WP LLC, Mr. Kaye and Mr. Landy disclaims beneficial ownership of such Common Shares, except to the extent of its or his pecuniary interest in such Common Shares. This Form 4 shall not be deemed an admission that any reporting person or any other person referred to herein is a beneficial owner of any securities of the Issuer for purposes of Section 16 of the Exchange Act, or for any other purpose or that any reporting person or other person has an obligation to file this Form 4.

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March 01, 2019 Filed Mar 1, 2019 23:19 UTC SaleCommon Shares 27,500,000 $6.51 $179,025,000.00
Disclosure

SEC source: 0001104659-19-012135 · a4.xml · nonDerivative · entry 3

WARBURG PINCUS & CO. · CIK 0000929408 · Director

WARBURG PINCUS LLC · CIK 0001162870 · Director

Warburg Pincus Partners, L.P. · CIK 0001621242 · Director

Warburg Pincus Partners GP LLC · CIK 0001621224 · Director

Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director

Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director

KAYE CHARLES R · CIK 0001239318 · Director

Landy Joseph P. · CIK 0001220638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,074,222

F3 · ownership.nature: Reflects the aggregate number of Common Shares directly owned by the WP VIII Funds and the WPIP Funds.

F4 · ownership.nature: WP-WPVIII Investors GP L.P., a Delaware limited partnership ("WP VIII Investors GP"), is the general partner of WP VIII Investors. WP-WPIP Investors GP L.P., a Delaware limited partnership ("WPIP Investors GP"), is the general partner of WPIP Investors. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of each of WP VIII Investors GP and WPIP Investors GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is (i) the managing member of WPP GP, and (ii) the general partner of WP VIII, WP VIII Netherlands, WPIP, and WPIP Netherlands. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. The WP VIII Funds and WPIP Funds are managed by Warburg Pincus LLC, a New York limited liability company ("WP LLC").

F5 · ownership.nature: Charles R. Kaye is a Managing General Partner of WP and a Managing Member and Co-Chief Executive Officer of WP LLC. Pursuant to Rule 16a-1 of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), WP Partners, WP Partners GP, WP, WP LLC and Mr. Kaye may be deemed to be the beneficial owners of any securities reported herein that may be deemed to be beneficially owned by the WP VIII Funds and the WPIP Funds.

F7 · ownership.nature: Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of WP VIII, WPIP, WP Partners, WP Partners GP, WP, WP LLC, Mr. Kaye and Mr. Landy herein state that this filing shall not be deemed an admission that he or it is the beneficial owner of any such Common Shares covered herein. Each of WP VIII, WPIP, WP Partners, WP Partners GP, WP, WP LLC, Mr. Kaye and Mr. Landy disclaims beneficial ownership of such Common Shares, except to the extent of its or his pecuniary interest in such Common Shares. This Form 4 shall not be deemed an admission that any reporting person or any other person referred to herein is a beneficial owner of any securities of the Issuer for purposes of Section 16 of the Exchange Act, or for any other purpose or that any reporting person or other person has an obligation to file this Form 4.

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March 01, 2019 Filed Mar 1, 2019 23:19 UTC SaleCommon Shares 13,179,650 $6.51 $85,799,521.50
Disclosure

SEC source: 0001104659-19-012135 · a4.xml · nonDerivative · entry 2

WARBURG PINCUS & CO. · CIK 0000929408 · Director

WARBURG PINCUS LLC · CIK 0001162870 · Director

Warburg Pincus Partners, L.P. · CIK 0001621242 · Director

Warburg Pincus Partners GP LLC · CIK 0001621224 · Director

Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director

Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director

KAYE CHARLES R · CIK 0001239318 · Director

Landy Joseph P. · CIK 0001220638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911,137

F2 · ownership.direct: Reflects the number of Common Shares directly owned by Warburg Pincus International Partners, L.P., a Delaware limited partnership ("WPIP"). This number does not include the number of Common Shares held by Warburg Pincus Netherlands International Partners I C.V., a company incorporated under the laws of the Netherlands ("WPIP Netherlands"), and WP-WPIP Investors L.P., a Delaware limited partnership ("WPIP Investors"), which are limited partnerships affiliated with WPIP (WPIP Netherlands and WPIP Investors, together with WPIP, the "WPIP Funds"). WPIP Netherlands and WPIP Investors sold 550,000 Common Shares and 20,350 Common Shares, respectively, subsequent to which they own 121,488 Common Shares and 4,491 Common Shares, respectively.

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March 01, 2019 Filed Mar 1, 2019 23:19 UTC SaleCommon Shares 13,325,140 $6.51 $86,746,661.40
Disclosure

SEC source: 0001104659-19-012135 · a4.xml · nonDerivative · entry 1

WARBURG PINCUS & CO. · CIK 0000929408 · Director

WARBURG PINCUS LLC · CIK 0001162870 · Director

Warburg Pincus Partners, L.P. · CIK 0001621242 · Director

Warburg Pincus Partners GP LLC · CIK 0001621224 · Director

Warburg Pincus Private Equity VIII, L.P. · CIK 0001157334 · Director

Warburg Pincus International Partners, L.P. · CIK 0001299643 · Director

KAYE CHARLES R · CIK 0001239318 · Director

Landy Joseph P. · CIK 0001220638 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,943,178

F1 · ownership.direct: Reflects the number of Common Shares directly owned by Warburg Pincus Private Equity VIII, L.P., a Delaware limited partnership ("WP VIII"). This number does not include the number of Common Shares held by Warburg Pincus Netherlands Private Equity VIII C.V. I, a company incorporated under the laws of the Netherlands ("WP VIII Netherlands") and WP-WPVIII Investors, L.P., a Delaware limited partnership ("WP VIII Investors"), which are limited partnerships affiliated with WP VIII (WP VIII Netherlands and WP VIII Investors, together with WP VIII, the "WP VIII Funds"). WP VIII Netherlands and WP VIII Investors sold 386,236 Common Shares and 38,624 Common Shares, respectively, subsequent to which they own 85,782 Common Shares and 8,146 Common Shares, respectively.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.