Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2015 Filed Nov 5, 2015 00:12 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 73,811 | $12.72 | $939,112.12 |
DisclosureSEC source: 0000899243-15-007616 · doc4.xml · nonDerivative · entry 5 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 240,673 F2 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 03, 2015 Filed Nov 5, 2015 00:12 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 26,189 | $12.72 | $333,207.88 |
DisclosureSEC source: 0000899243-15-007616 · doc4.xml · nonDerivative · entry 2 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 257,965 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 03, 2015 Filed Dec 2, 2015 00:45 UTC Amendment |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 73,811 | $12.72 | $939,112.12 |
DisclosureSEC source: 0000899243-15-009096 · doc4a.xml · nonDerivative · entry 5 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 241,483 F2 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 03, 2015 Filed Dec 2, 2015 00:45 UTC Amendment |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 26,189 | $12.72 | $333,207.88 |
DisclosureSEC source: 0000899243-15-009096 · doc4a.xml · nonDerivative · entry 2 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 257,155 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 02, 2015 Filed Nov 5, 2015 00:12 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 36,095 | $12.37 | $446,498.76 |
DisclosureSEC source: 0000899243-15-007616 · doc4.xml · nonDerivative · entry 4 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 166,862 F2 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 02, 2015 Filed Nov 5, 2015 00:12 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 13,905 | $12.37 | $172,006.24 |
DisclosureSEC source: 0000899243-15-007616 · doc4.xml · nonDerivative · entry 1 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 231,776 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 02, 2015 Filed Dec 2, 2015 00:45 UTC Amendment |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 36,905 | $12.37 | $456,518.54 |
DisclosureSEC source: 0000899243-15-009096 · doc4a.xml · nonDerivative · entry 4 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 167,672 F2 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| November 02, 2015 Filed Dec 2, 2015 00:45 UTC Amendment |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 13,095 | $12.37 | $161,986.46 |
DisclosureSEC source: 0000899243-15-009096 · doc4a.xml · nonDerivative · entry 1 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 230,966 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the special limited partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F15 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2015 Filed Nov 4, 2015 00:34 UTC |
Goodman Bennett J10% owner
Smith J Albert III10% owner
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 37,791 | $12.36 | $467,134.55 |
DisclosureSEC source: 0000899243-15-007515 · doc4.xml · nonDerivative · entry 6 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · (See Footnotes) Disclosed balance after: 130,767 F2 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2015 Filed Nov 4, 2015 00:34 UTC |
Goodman Bennett J10% owner
Smith J Albert III10% owner
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 24,997 | $12.41 | $310,245.27 |
DisclosureSEC source: 0000899243-15-007515 · doc4.xml · nonDerivative · entry 5 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · (See Footnotes) Disclosed balance after: 92,976 F2 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2015 Filed Nov 4, 2015 00:34 UTC |
Goodman Bennett J10% owner
Smith J Albert III10% owner
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 67,979 | $12.23 | $831,634.69 |
DisclosureSEC source: 0000899243-15-007515 · doc4.xml · nonDerivative · entry 4 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · (See Footnotes) Disclosed balance after: 67,979 F2 · ownership.nature: GSO Credit Alpha Trading (Cayman) LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2015 Filed Nov 4, 2015 00:34 UTC |
Goodman Bennett J10% owner
Smith J Albert III10% owner
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 13,409 | $12.36 | $165,748.65 |
DisclosureSEC source: 0000899243-15-007515 · doc4.xml · nonDerivative · entry 3 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · (See Footnotes) Disclosed balance after: 217,871 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2015 Filed Nov 4, 2015 00:34 UTC |
Goodman Bennett J10% owner
Smith J Albert III10% owner
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 8,870 | $12.41 | $110,088.23 |
DisclosureSEC source: 0000899243-15-007515 · doc4.xml · nonDerivative · entry 2 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · (See Footnotes) Disclosed balance after: 204,462 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| October 30, 2015 Filed Nov 4, 2015 00:34 UTC |
Goodman Bennett J10% owner
Smith J Albert III10% owner
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 24,121 | $12.23 | $295,089.08 |
DisclosureSEC source: 0000899243-15-007515 · doc4.xml · nonDerivative · entry 1 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner GSO Cactus Credit Opportunities Fund LP · CIK 0001604632 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · (See Footnotes) Disclosed balance after: 195,592 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F7 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Credit Alpha Trading (Cayman) LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F12 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I L.P. and Blackstone Holdings II L.P. are the managing members of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of each of Blackstone Holdings I L.P. and Blackstone Holdings II L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent each directly holds securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| May 18, 2015 Filed Dec 16, 2016 22:38 UTC |
Underberg Sharon E.General Counsel, Sec., SVP
|
GiftCommon Stock, par value $.01 | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-16-000287 · edgar.xml · nonDerivative · entry 1 Underberg Sharon E. · CIK 0001630353 · General Counsel, Sec., SVP 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 300 F1 · shares: These shares were purchased by Ms. Underberg's father-in-law and held in a joint account with Ms. Underberg's husband. Following her father-in-law's death, the shares were transferred into an individual account in her husband's name. Read SEC document |
| May 01, 2015 Filed Oct 18, 2016 21:00 UTC |
GSO Special Situations Fund LP10% owner
|
Other135% Warrants · Derivative | 38,851 | $4.90 Strike: $16.12 | $190,369.90 |
DisclosureSEC source: 0000899243-16-031851 · doc4.xml · derivative · entry 6 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,851 shares Expires 2018-09-03 F1 · kind: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F1 · price: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F3 · ownership.direct: Reflects securities previously held directly by GSO Special Situations Overseas Master Fund Ltd. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. (collectively with GSO Special Situations Master Fund LP, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., the "GSO Funds"). F4 · ownership.direct: GSO Capital Partners LP is the investment manager or advisor of each of GSO Special Situations LP, GSO Special Situations Overseas Master Fund Ltd., GSO Special Situations Overseas Master Fund Ltd. and GSO Special Situations Master Fund LP. F5 · ownership.direct: GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by the GSO Funds. F6 · ownership.direct: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.direct: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 01, 2015 Filed Oct 18, 2016 21:00 UTC |
GSO Special Situations Fund LP10% owner
|
Other125% Warrants · Derivative | 41,721 | $5.40 Strike: $14.93 | $225,293.40 |
DisclosureSEC source: 0000899243-16-031851 · doc4.xml · derivative · entry 5 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,721 shares Expires 2018-09-03 F1 · kind: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F1 · price: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F2 · ownership.direct: Reflects securities previously held directly by GSO Special Situations Fund LP. F4 · ownership.direct: GSO Capital Partners LP is the investment manager or advisor of each of GSO Special Situations LP, GSO Special Situations Overseas Master Fund Ltd., GSO Special Situations Overseas Master Fund Ltd. and GSO Special Situations Master Fund LP. F5 · ownership.direct: GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by the GSO Funds. F6 · ownership.direct: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.direct: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 01, 2015 Filed Oct 18, 2016 21:00 UTC |
GSO Special Situations Fund LP10% owner
|
Other135% Warrants · Derivative | 38,851 | $4.90 Strike: $16.12 | $190,369.90 |
DisclosureSEC source: 0000899243-16-031851 · doc4.xml · derivative · entry 4 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,851 shares Expires 2018-09-03 F1 · kind: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F1 · price: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F3 · ownership.direct: Reflects securities previously held directly by GSO Special Situations Overseas Master Fund Ltd. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. (collectively with GSO Special Situations Master Fund LP, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., the "GSO Funds"). F4 · ownership.direct: GSO Capital Partners LP is the investment manager or advisor of each of GSO Special Situations LP, GSO Special Situations Overseas Master Fund Ltd., GSO Special Situations Overseas Master Fund Ltd. and GSO Special Situations Master Fund LP. F5 · ownership.direct: GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by the GSO Funds. F6 · ownership.direct: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.direct: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 01, 2015 Filed Oct 18, 2016 21:00 UTC |
GSO Special Situations Fund LP10% owner
|
Other125% Warrants · Derivative | 41,721 | $5.40 Strike: $14.93 | $225,293.40 |
DisclosureSEC source: 0000899243-16-031851 · doc4.xml · derivative · entry 3 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,721 shares Expires 2018-09-03 F1 · kind: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F1 · price: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F2 · ownership.direct: Reflects securities previously held directly by GSO Special Situations Fund LP. F4 · ownership.direct: GSO Capital Partners LP is the investment manager or advisor of each of GSO Special Situations LP, GSO Special Situations Overseas Master Fund Ltd., GSO Special Situations Overseas Master Fund Ltd. and GSO Special Situations Master Fund LP. F5 · ownership.direct: GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by the GSO Funds. F6 · ownership.direct: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.direct: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 01, 2015 Filed Oct 18, 2016 21:00 UTC |
GSO Special Situations Fund LP10% owner
|
OtherCommon Stock | 2,958,768 | $19.37 | $57,311,336.16 |
DisclosureSEC source: 0000899243-16-031851 · doc4.xml · nonDerivative · entry 2 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F1 · price: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F3 · ownership.direct: Reflects securities previously held directly by GSO Special Situations Overseas Master Fund Ltd. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. (collectively with GSO Special Situations Master Fund LP, GSO Special Situations Fund LP and GSO Special Situations Overseas Master Fund Ltd., the "GSO Funds"). F4 · ownership.direct: GSO Capital Partners LP is the investment manager or advisor of each of GSO Special Situations LP, GSO Special Situations Overseas Master Fund Ltd., GSO Special Situations Overseas Master Fund Ltd. and GSO Special Situations Master Fund LP. F5 · ownership.direct: GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by the GSO Funds. F6 · ownership.direct: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.direct: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 01, 2015 Filed Oct 18, 2016 21:00 UTC |
GSO Special Situations Fund LP10% owner
|
OtherCommon Stock | 3,145,099 | $19.37 | $60,920,567.63 |
DisclosureSEC source: 0000899243-16-031851 · doc4.xml · nonDerivative · entry 1 GSO Special Situations Fund LP · CIK 0001338240 · 10% owner GSO Special Situations Overseas Master Fund Ltd. · CIK 0001464748 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F1 · price: Represents securities transferred to GSO Special Situations Master Fund LP. GSO Special Situations LP and GSO Special Situations Overseas Master Fund Ltd. are the sole limited partners of GSO Special Situations Master Fund LP. F2 · ownership.direct: Reflects securities previously held directly by GSO Special Situations Fund LP. F4 · ownership.direct: GSO Capital Partners LP is the investment manager or advisor of each of GSO Special Situations LP, GSO Special Situations Overseas Master Fund Ltd., GSO Special Situations Overseas Master Fund Ltd. and GSO Special Situations Master Fund LP. F5 · ownership.direct: GSO Advisor Holdings L.L.C. is a special limited partner of GSO Capital Partners LP with investment and voting power over the securities beneficially owned by GSO Capital Partners LP. Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. In addition, each of Bennett J. Goodman and J. Albert Smith III may be deemed to have shared voting, investment and/or dispositive power with respect to the securities held by the GSO Funds. F6 · ownership.direct: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F7 · ownership.direct: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document |
| April 14, 2015 Filed Apr 16, 2015 23:31 UTC |
Goodman Bennett J10% owner
Smith J Albert III10% owner
Ostrover Douglas I10% owner
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Purchase135% Warrants · Derivative | 5,884 | $6.29 Strike: $16.12 | $37,010.36 |
DisclosureSEC source: 0001209191-15-034718 · doc4.xml · derivative · entry 10 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,884 Underlying: Common Stock · 5,884 shares Expires 2018-09-03 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 14, 2015 Filed Apr 16, 2015 23:31 UTC |
Goodman Bennett J10% owner
Smith J Albert III10% owner
Ostrover Douglas I10% owner
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Purchase125% Warrants · Derivative | 5,884 | $5.59 Strike: $14.93 | $32,891.56 |
DisclosureSEC source: 0001209191-15-034718 · doc4.xml · derivative · entry 9 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,884 Underlying: Common Stock · 5,884 shares Expires 2018-09-03 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| April 14, 2015 Filed Apr 16, 2015 23:31 UTC |
Goodman Bennett J10% owner
Smith J Albert III10% owner
Ostrover Douglas I10% owner
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
PurchaseCommon Stock | 171,471 | $20.56 | $3,525,443.76 |
DisclosureSEC source: 0001209191-15-034718 · doc4.xml · nonDerivative · entry 1 GSO CAPITAL PARTNERS LP · CIK 0001362495 · 10% owner Goodman Bennett J · CIK 0001394691 · 10% owner Smith J Albert III · CIK 0001394690 · 10% owner Ostrover Douglas I · CIK 0001394688 · 10% owner Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 171,471 F1 · ownership.nature: GSO Cactus Credit Opportunities Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Cactus Credit Opportunities Fund LP, GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of GSO Advisor Holdings L.L.C. and a managing member of GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman. Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F13 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| February 25, 2015 Filed Jan 4, 2017 23:28 UTC |
KARFUNKEL GEORGEDirector
|
Grant135% Warrants to purchase Common Stock, par value $.01 · Derivative | 3,110 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 9 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,451 Underlying: Common Stock, par value $.01 · 3,110 shares Expires 2018-09-03 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F4 · balance_after: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. Read SEC document |
| February 25, 2015 Filed Jan 4, 2017 23:28 UTC |
KARFUNKEL GEORGEDirector
|
Grant125% Warrants to purchase Common Stock, par value $.01 · Derivative | 3,110 | $0.00 Strike: $14.93 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 8 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,451 Underlying: Common Stock, par value $.01 · 3,110 shares Expires 2018-09-03 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F4 · balance_after: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. Read SEC document |
| February 25, 2015 Filed Jan 4, 2017 23:28 UTC |
KARFUNKEL GEORGEDirector
|
GrantCommon Stock, par value $.01 | 8,911 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · nonDerivative · entry 2 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351,022 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F1 · price: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other135% Warrants · Derivative | 1,593 | Not disclosed Strike: $16.12 | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · derivative · entry 15 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 16,113 Underlying: Common Stock · 1,593 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F5 · ownership.nature: GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other135% Warrants · Derivative | 1,269 | Not disclosed Strike: $16.12 | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · derivative · entry 14 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,841 Underlying: Common Stock · 1,269 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F4 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other135% Warrants · Derivative | 3,843 | Not disclosed Strike: $16.12 | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · derivative · entry 13 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 38,851 Underlying: Common Stock · 3,843 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F3 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other135% Warrants · Derivative | 4,126 | Not disclosed Strike: $16.12 | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · derivative · entry 12 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 41,721 Underlying: Common Stock · 4,126 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F2 · ownership.nature: GSO Special Situations Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other125% Warrants · Derivative | 1,593 | Not disclosed Strike: $14.93 | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · derivative · entry 11 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 16,113 Underlying: Common Stock · 1,593 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F5 · ownership.nature: GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other125% Warrants · Derivative | 1,269 | Not disclosed Strike: $14.93 | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · derivative · entry 10 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,841 Underlying: Common Stock · 1,269 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F4 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other125% Warrants · Derivative | 3,843 | Not disclosed Strike: $14.93 | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · derivative · entry 9 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 38,851 Underlying: Common Stock · 3,843 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F3 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other125% Warrants · Derivative | 4,126 | Not disclosed Strike: $14.93 | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · derivative · entry 8 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 41,721 Underlying: Common Stock · 4,126 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F2 · ownership.nature: GSO Special Situations Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
OtherCommon Stock | 4,566 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · nonDerivative · entry 4 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,226,470 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F5 · ownership.nature: GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
OtherCommon Stock | 3,639 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · nonDerivative · entry 3 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 986,236 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F4 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
OtherCommon Stock | 11,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · nonDerivative · entry 2 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,958,768 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F3 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| January 29, 2015 Filed Feb 21, 2015 00:14 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
OtherCommon Stock | 11,822 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-15-016940 · doc4.xml · nonDerivative · entry 1 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,145,099 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F2 · ownership.nature: GSO Special Situations Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| August 20, 2014 Filed Jan 4, 2017 23:28 UTC |
KARFUNKEL GEORGEDirector
|
Grant135% Warrants to purchase Common Stock, par value $.01 · Derivative | 3,284 | $0.00 Strike: $16.12 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 7 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,341 Underlying: Common Stock, par value $.01 · 3,284 shares Expires 2018-09-03 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F4 · balance_after: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. Read SEC document |
| August 20, 2014 Filed Jan 4, 2017 23:28 UTC |
KARFUNKEL GEORGEDirector
|
Grant125% Warrants to purchase Common Stock, par value $.01 · Derivative | 3,284 | $0.00 Strike: $14.93 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · derivative · entry 6 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,341 Underlying: Common Stock, par value $.01 · 3,284 shares Expires 2018-09-03 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F4 · balance_after: Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares. Read SEC document |
| August 16, 2014 Filed Jan 4, 2017 23:28 UTC |
KARFUNKEL GEORGEDirector
|
GrantCommon Stock, par value $.01 | 9,451 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000007 · edgar.xml · nonDerivative · entry 1 KARFUNKEL GEORGE · CIK 0001085765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,342,111 F1 · shares: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. F1 · price: Distribution on account of certain unsecured claims pursuant to the Kodak Chapter 11 Plan. Read SEC document |
| July 01, 2014 Filed Jan 12, 2015 23:04 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other135% Warrants · Derivative | 1,682 | Not disclosed Strike: $16.12 | Not disclosed |
DisclosureSEC source: 0001209191-15-003763 · doc4.xml · derivative · entry 15 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,520 Underlying: Common Stock · 1,682 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F5 · ownership.nature: GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2014 Filed Jan 12, 2015 23:04 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other135% Warrants · Derivative | 1,341 | Not disclosed Strike: $16.12 | Not disclosed |
DisclosureSEC source: 0001209191-15-003763 · doc4.xml · derivative · entry 14 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,572 Underlying: Common Stock · 1,341 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F4 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2014 Filed Jan 12, 2015 23:04 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other135% Warrants · Derivative | 4,057 | Not disclosed Strike: $16.12 | Not disclosed |
DisclosureSEC source: 0001209191-15-003763 · doc4.xml · derivative · entry 13 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,008 Underlying: Common Stock · 4,057 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F3 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2014 Filed Jan 12, 2015 23:04 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other135% Warrants · Derivative | 4,357 | Not disclosed Strike: $16.12 | Not disclosed |
DisclosureSEC source: 0001209191-15-003763 · doc4.xml · derivative · entry 12 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 37,595 Underlying: Common Stock · 4,357 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F2 · ownership.nature: GSO Special Situations Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2014 Filed Jan 12, 2015 23:04 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other125% Warrants · Derivative | 1,682 | Not disclosed Strike: $14.93 | Not disclosed |
DisclosureSEC source: 0001209191-15-003763 · doc4.xml · derivative · entry 11 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,520 Underlying: Common Stock · 1,682 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F5 · ownership.nature: GSO Credit-A Partners LP directly holds these securities (together with GSO Special Situations Fund LP, GSO Special Situations Overseas Master Fund Ltd. and GSO Palmetto Opportunistic Investment Partners LP, the "GSO Funds"). GSO Credit-A Associates LLC is the general partner of GSO Credit-A Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Credit-A Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2014 Filed Jan 12, 2015 23:04 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other125% Warrants · Derivative | 1,341 | Not disclosed Strike: $14.93 | Not disclosed |
DisclosureSEC source: 0001209191-15-003763 · doc4.xml · derivative · entry 10 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 11,572 Underlying: Common Stock · 1,341 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F4 · ownership.nature: GSO Palmetto Opportunistic Investment Partners LP directly holds these securities. GSO Palmetto Opportunistic Associates LLC is the general partner of GSO Palmetto Opportunistic Investment Partners LP. GSO Holdings I L.L.C. is the managing member of GSO Palmetto Opportunistic Associates LLC. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2014 Filed Jan 12, 2015 23:04 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other125% Warrants · Derivative | 4,057 | Not disclosed Strike: $14.93 | Not disclosed |
DisclosureSEC source: 0001209191-15-003763 · doc4.xml · derivative · entry 9 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 35,008 Underlying: Common Stock · 4,057 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F3 · ownership.nature: GSO Special Situations Overseas Master Fund Ltd. directly holds these securities. GSO Special Situations Overseas Master Fund Ltd. is a wholly-owned subsidiary of GSO Special Situations Overseas Fund Ltd. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 01, 2014 Filed Jan 12, 2015 23:04 UTC |
Blackstone Inc.10% owner
GSO Advisor Holdings L.L.C.10% owner
GSO Holdings I LLC10% owner
Blackstone Holdings I L.P.10% owner
Blackstone Holdings I/II GP L.L.C.10% owner
Blackstone Group Management L.L.C.10% owner
SCHWARZMAN STEPHEN A10% owner
|
Other125% Warrants · Derivative | 4,357 | Not disclosed Strike: $14.93 | Not disclosed |
DisclosureSEC source: 0001209191-15-003763 · doc4.xml · derivative · entry 8 Blackstone Group L.P. · CIK 0001393818 · 10% owner GSO SPECIAL SITUATIONS OVERSEAS FUND LTD. · CIK 0001338697 · 10% owner GSO Advisor Holdings L.L.C. · CIK 0001464624 · 10% owner GSO Holdings I LLC · CIK 0001481157 · 10% owner Blackstone Holdings I L.P. · CIK 0001464694 · 10% owner Blackstone Holdings I/II GP Inc · CIK 0001464695 · 10% owner Blackstone Group Management L.L.C. · CIK 0001404071 · 10% owner SCHWARZMAN STEPHEN A · CIK 0001070844 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 37,595 Underlying: Common Stock · 4,357 shares Expires 2018-09-03 F1 · price: Pursuant to the First Amended Joint Plan of Reorganization of Eastman Kodak Company (the "Issuer"), holders of Class 4 General Unsecured Claims and Class 6 Retiree Settlement Unsecured Claims (together, "Allowed Unsecured Claims") with respect to Eastman Kodak Co. were issued Common Stock of the Issuer ("Common Stock") and warrants to purchase shares of Common Stock ("Warrants") in respect of a portion of such claims. GSO Special Situations Fund LP held a total of $45,710,491 in Allowed Unsecured Claims, GSO Special Situations Overseas Master Fund Ltd. held a total of $42,564,465 in Allowed Unsecured Claims, GSO Palmetto Opportunistic Investment Partners LP held a total of $14,070,050 in Allowed Unsecured Claims and GSO Credit-A Partners LP held a total of $17,654,994 in Allowed Unsecured Claims. The shares of Common Stock and Warrants that are the subject of this Form 4 represent a distribution in respect of such Allowed Unsecured Claims. F2 · ownership.nature: GSO Special Situations Fund LP directly holds these securities. F6 · ownership.nature: GSO Capital Partners LP is the investment manager of each of GSO Special Situations Fund LP, GSO Special Situations Overseas Fund Ltd. and GSO Special Situations Overseas Master Fund Ltd. GSO Advisor Holdings L.L.C. is the general partner of GSO Capital Partners LP. F11 · ownership.nature: Blackstone Holdings I L.P. is the sole member of each of GSO Advisor Holdings L.L.C. and GSO Holdings I L.L.C. Blackstone Holdings I/II GP Inc. is the general partner of Blackstone Holdings I L.P. The Blackstone Group L.P. is the controlling shareholder of Blackstone Holdings I/II GP Inc. Blackstone Group Management L.L.C. is the general partner of The Blackstone Group L.P. Stephen A. Schwarzman is the founding member of Blackstone Group Management L.L.C. In addition, each of Bennett J. Goodman, J. Albert Smith III and Douglas I. Ostrover may be deemed to have shared investment control with respect to the securities held by the GSO Funds. F12 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. F13 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. F14 · ownership.nature: Each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer), disclaims beneficial ownership of the securities held by each of the GSO Funds and the FS Funds, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than each of the GSO Funds and the FS Funds to the extent they directly hold securities of the Issuer) states that the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.