Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2020 Filed Dec 1, 2020 23:56 UTC |
Liu Michael KExec. VP of Ops, Knight Trans
|
GrantRestricted Stock Units · Derivative | 12,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020494 · doc1.xml · derivative · entry 1 Liu Michael K · CIK 0001395069 · Exec. VP of Ops, Knight Trans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,109 Underlying: Class A Common Stock · 12,109 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest as follows: 20% on January 31, 2022; 20% on January 31, 2023; 20% on January 31, 2024; 20% on January 31, 2025; and 20% on January 31, 2026. F2 · derivative.expiration_date: The restricted stock units vest as follows: 20% on January 31, 2022; 20% on January 31, 2023; 20% on January 31, 2024; 20% on January 31, 2025; and 20% on January 31, 2026. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:53 UTC |
Updike James E. Jr.EVP Sales & Mkt, Knight Trans.
|
GrantRestricted Stock Units · Derivative | 12,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020493 · doc1.xml · derivative · entry 1 Updike James E. Jr. · CIK 0001513397 · EVP Sales & Mkt, Knight Trans. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,109 Underlying: Class A Common Stock · 12,109 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest as follows: 20% on January 31, 2022; 20% on January 31, 2023; 20% on January 31, 2024; 20% on January 31, 2025; and 20% on January 31, 2026. F2 · derivative.expiration_date: The restricted stock units vest as follows: 20% on January 31, 2022; 20% on January 31, 2023; 20% on January 31, 2024; 20% on January 31, 2025; and 20% on January 31, 2026. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:50 UTC |
Carlson Todd F.General Counsel and Secretary
|
GrantPerformance Restricted Stock Units · Derivative | 4,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020491 · doc1.xml · derivative · entry 3 Carlson Todd F. · CIK 0001420036 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,359 Underlying: Class A Common Stock · 4,359 shares Expires not disclosed F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on certain relative performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:50 UTC |
Carlson Todd F.General Counsel and Secretary
|
GrantPerformance Restricted Stock Units · Derivative | 4,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020491 · doc1.xml · derivative · entry 2 Carlson Todd F. · CIK 0001420036 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,359 Underlying: Class A Common Stock · 4,359 shares Expires not disclosed F3 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:50 UTC |
Carlson Todd F.General Counsel and Secretary
|
GrantRestricted Stock Units · Derivative | 5,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020491 · doc1.xml · derivative · entry 1 Carlson Todd F. · CIK 0001420036 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Class A Common Stock · 5,812 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. F2 · derivative.expiration_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:24 UTC |
KNIGHT GARY JDirector · Vice Chairman
|
GrantPerformance Restricted Stock Units · Derivative | 5,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020487 · doc1.xml · derivative · entry 3 KNIGHT GARY J · CIK 0001188229 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Class A Common Stock · 5,812 shares Expires not disclosed F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on certain relative performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:24 UTC |
KNIGHT GARY JDirector · Vice Chairman
|
GrantPerformance Restricted Stock Units · Derivative | 5,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020487 · doc1.xml · derivative · entry 2 KNIGHT GARY J · CIK 0001188229 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Class A Common Stock · 5,812 shares Expires not disclosed F3 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:24 UTC |
KNIGHT GARY JDirector · Vice Chairman
|
GrantRestricted Stock Units · Derivative | 7,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020487 · doc1.xml · derivative · entry 1 KNIGHT GARY J · CIK 0001188229 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,750 Underlying: Class A Common Stock · 7,750 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. F2 · derivative.expiration_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:27 UTC |
Quast KevinChief Administrative Officer
|
GrantPerformance Restricted Stock Units · Derivative | 4,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020489 · doc1.xml · derivative · entry 3 Quast Kevin · CIK 0001513280 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,359 Underlying: Class A Common Stock · 4,359 shares Expires not disclosed F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on certain relative performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:27 UTC |
Quast KevinChief Administrative Officer
|
GrantPerformance Restricted Stock Units · Derivative | 4,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020489 · doc1.xml · derivative · entry 2 Quast Kevin · CIK 0001513280 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,359 Underlying: Class A Common Stock · 4,359 shares Expires not disclosed F3 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:27 UTC |
Quast KevinChief Administrative Officer
|
GrantRestricted Stock Units · Derivative | 5,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020489 · doc1.xml · derivative · entry 1 Quast Kevin · CIK 0001513280 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,812 Underlying: Class A Common Stock · 5,812 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. F2 · derivative.expiration_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:21 UTC |
Miller Adam WPresident of Swift and CFO
|
GrantPerformance Restricted Stock Units · Derivative | 13,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020483 · doc1.xml · derivative · entry 3 Miller Adam W · CIK 0001513279 · President of Swift and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,078 Underlying: Class A Common Stock · 13,078 shares Expires not disclosed F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on certain relative performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:21 UTC |
Miller Adam WPresident of Swift and CFO
|
GrantPerformance Restricted Stock Units · Derivative | 13,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020483 · doc1.xml · derivative · entry 2 Miller Adam W · CIK 0001513279 · President of Swift and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,078 Underlying: Class A Common Stock · 13,078 shares Expires not disclosed F3 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:21 UTC |
Miller Adam WPresident of Swift and CFO
|
GrantRestricted Stock Units · Derivative | 17,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020483 · doc1.xml · derivative · entry 1 Miller Adam W · CIK 0001513279 · President of Swift and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,437 Underlying: Class A Common Stock · 17,437 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. F2 · derivative.expiration_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:01 UTC |
JACKSON DAVID ADirector · President and CEO
|
GrantPerformance Restricted Stock Units · Derivative | 23,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020471 · doc1.xml · derivative · entry 3 JACKSON DAVID A · CIK 0001279903 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,613 Underlying: Class A Common Stock · 23,613 shares Expires not disclosed F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on certain relative performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:01 UTC |
JACKSON DAVID ADirector · President and CEO
|
GrantPerformance Restricted Stock Units · Derivative | 23,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020471 · doc1.xml · derivative · entry 2 JACKSON DAVID A · CIK 0001279903 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,613 Underlying: Class A Common Stock · 23,613 shares Expires not disclosed F3 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 23:01 UTC |
JACKSON DAVID ADirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 31,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020471 · doc1.xml · derivative · entry 1 JACKSON DAVID A · CIK 0001279903 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,484 Underlying: Class A Common Stock · 31,484 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. F2 · derivative.expiration_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:55 UTC |
KNIGHT KEVIN PDirector · Executive Chairman
|
GrantPerformance Restricted Stock Units · Derivative | 21,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020465 · doc1.xml · derivative · entry 3 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,797 Underlying: Class A Common Stock · 21,797 shares Expires not disclosed F5 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on certain relative performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:55 UTC |
KNIGHT KEVIN PDirector · Executive Chairman
|
GrantPerformance Restricted Stock Units · Derivative | 21,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020465 · doc1.xml · derivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,797 Underlying: Class A Common Stock · 21,797 shares Expires not disclosed F3 · derivative.exercise_price: Each performance based restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock, subject to adjustment, based on performance targets over a performance period ending on December 31, 2023. F4 · derivative.exercise_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. F4 · derivative.expiration_date: The number of derivative securities is subject to adjustment based on achieving or failing to achieve performance targets measured over a performance period ending December 31, 2023. The shares earned under this award will vest on January 31, 2024. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:55 UTC |
KNIGHT KEVIN PDirector · Executive Chairman
|
GrantRestricted Stock Units · Derivative | 29,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020465 · doc1.xml · derivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,062 Underlying: Class A Common Stock · 29,062 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of KNX Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. F2 · derivative.expiration_date: The restricted stock units vest as follows: 33% on January 31, 2022; 33% on January 31, 2023; and 34% on January 31, 2024. Read SEC document |
| September 28, 2020 Filed Feb 17, 2021 00:45 UTC |
Fitzsimmons James LEVP - Operations
|
PurchaseClass A Common Stock | 0.491 | $42.44 | $20.84 |
DisclosureSEC source: 0001567619-21-004142 · doc1.xml · nonDerivative · entry 2 Fitzsimmons James L · CIK 0001754391 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,852.9947 F1 · shares: Shares acquired under dividend reinvestment plan. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 16:25 UTC |
MOYES JERRY10% owner · Member of 10% group
MOYES VICKIE10% owner
MOYES JERRY & VICKIE FAMILY TRUST10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-017049 · doc1.xml · derivative · entry 9 MOYES JERRY · CIK 0000901736 · 10% owner · Member of 10% group MOYES VICKIE · CIK 0001272829 · 10% owner MOYES JERRY & VICKIE FAMILY TRUST · CIK 0001092565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Manager and Member Disclosed balance after: 0 Underlying: Common Stock · 3,331,003 shares Expires not disclosed F4 · derivative.exercise_price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · kind: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · kind: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · kind: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · kind: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · kind: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.exercise_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.expiration_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.expiration_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.expiration_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.expiration_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.expiration_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F6 · ownership.direct: Shares are held directly by Cactus I. Cactus I is a wholly owned subsidiary of Cactus III, of which the reporting persons constitute all of the members. The JVMF Trust is the sole manager of Cactus I. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 16:25 UTC |
MOYES JERRY10% owner · Member of 10% group
MOYES VICKIE10% owner
MOYES JERRY & VICKIE FAMILY TRUST10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-017049 · doc1.xml · derivative · entry 8 MOYES JERRY · CIK 0000901736 · 10% owner · Member of 10% group MOYES VICKIE · CIK 0001272829 · 10% owner MOYES JERRY & VICKIE FAMILY TRUST · CIK 0001092565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Manager and Member Disclosed balance after: 0 Underlying: Common Stock · 2,376,000 shares Expires not disclosed F4 · derivative.exercise_price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · kind: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · kind: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · kind: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · kind: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · kind: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.exercise_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.expiration_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.expiration_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.expiration_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.expiration_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.expiration_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F6 · ownership.direct: Shares are held directly by Cactus I. Cactus I is a wholly owned subsidiary of Cactus III, of which the reporting persons constitute all of the members. The JVMF Trust is the sole manager of Cactus I. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 16:25 UTC |
MOYES JERRY10% owner · Member of 10% group
MOYES VICKIE10% owner
MOYES JERRY & VICKIE FAMILY TRUST10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-017049 · doc1.xml · derivative · entry 7 MOYES JERRY · CIK 0000901736 · 10% owner · Member of 10% group MOYES VICKIE · CIK 0001272829 · 10% owner MOYES JERRY & VICKIE FAMILY TRUST · CIK 0001092565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Manager and Member Disclosed balance after: 0 Underlying: Common Stock · 5,044,308 shares Expires not disclosed F4 · derivative.exercise_price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · kind: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · kind: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · kind: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · kind: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · kind: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.exercise_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.expiration_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.expiration_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.expiration_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.expiration_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.expiration_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F6 · ownership.direct: Shares are held directly by Cactus I. Cactus I is a wholly owned subsidiary of Cactus III, of which the reporting persons constitute all of the members. The JVMF Trust is the sole manager of Cactus I. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 16:25 UTC |
MOYES JERRY10% owner · Member of 10% group
MOYES VICKIE10% owner
MOYES JERRY & VICKIE FAMILY TRUST10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-017049 · doc1.xml · derivative · entry 6 MOYES JERRY · CIK 0000901736 · 10% owner · Member of 10% group MOYES VICKIE · CIK 0001272829 · 10% owner MOYES JERRY & VICKIE FAMILY TRUST · CIK 0001092565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Manager and Member Disclosed balance after: 0 Underlying: Common Stock · 9,864,000 shares Expires not disclosed F4 · derivative.exercise_price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · kind: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · kind: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · kind: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · kind: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · kind: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.exercise_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.expiration_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.expiration_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.expiration_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.expiration_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.expiration_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F5 · ownership.direct: Shares are held directly by M Capital II. The reporting persons constitute all of the members of M Capital II. The JVMF Trust is the sole manager of M Capital II. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 16:25 UTC |
MOYES JERRY10% owner · Member of 10% group
MOYES VICKIE10% owner
MOYES JERRY & VICKIE FAMILY TRUST10% owner
|
OtherForward Sale Contract (obligation to sell) · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-017049 · doc1.xml · derivative · entry 5 MOYES JERRY · CIK 0000901736 · 10% owner · Member of 10% group MOYES VICKIE · CIK 0001272829 · 10% owner MOYES JERRY & VICKIE FAMILY TRUST · CIK 0001092565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Manager and Member Disclosed balance after: 0 Underlying: Common Stock · 8,851,692 shares Expires not disclosed F4 · derivative.exercise_price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · kind: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · kind: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · kind: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · kind: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · kind: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · price: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · price: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · price: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.exercise_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.exercise_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.exercise_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.exercise_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.exercise_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F4 · derivative.expiration_date: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F7 · derivative.expiration_date: Under the VPFs, Cactus I or M Capital II, as applicable, was obligated to deliver a variable amount of Common Stock, par value $0.01 per share, of Knight-Swift Transportation Holdings Inc. ("Common Stock"), or an equivalent amount of cash, upon certain dates set forth in the VPFs. The number of shares deliverable under the VPFs depended on the "Forward Floor Price," "Forward Cap Price," "Number of Shares," and "Settlement Price," each as defined in the applicable VPFs. The VPFs have one or more components, each with its own "Valuation Date" and "Number of Shares." F8 · derivative.expiration_date: The actual number of shares required to be delivered under each component of the VPFs depended on the Settlement Price with respect to such component. If the Settlement Price is less than or equal to the Forward Floor Price on the relevant Valuation Date, the Number of Shares attributable to that component must be delivered. If the Settlement Price is greater than the Forward Floor Price but less than or equal to the Forward Cap Price, the number of shares to be delivered equals the Forward Floor Price, divided by the Settlement Price, multiplied by the Number of Shares. If the Settlement Price is greater than the Forward Cap Price, the number of shares to be delivered is equal to the product of (i) the Number of Shares and (ii) a fraction (a) the numerator of which is the sum of (x) the Forward Floor Price and (y) the Settlement Price minus the Forward Cap Price, and (b) the denominator of which is the Settlement Price. F9 · derivative.expiration_date: The Settlement Price under the VPFs is defined as the volume-weighted average price per share of Common Stock on the New York Stock Exchange on the relevant "Valuation Date" (as defined in each component). F10 · derivative.expiration_date: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F5 · ownership.direct: Shares are held directly by M Capital II. The reporting persons constitute all of the members of M Capital II. The JVMF Trust is the sole manager of M Capital II. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 16:25 UTC |
MOYES JERRY10% owner · Member of 10% group
MOYES VICKIE10% owner
MOYES JERRY & VICKIE FAMILY TRUST10% owner
|
OtherCommon Stock | 10,751,311 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-017049 · doc1.xml · nonDerivative · entry 4 MOYES JERRY · CIK 0000901736 · 10% owner · Member of 10% group MOYES VICKIE · CIK 0001272829 · 10% owner MOYES JERRY & VICKIE FAMILY TRUST · CIK 0001092565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Manager and Member Disclosed balance after: 0 F4 · kind: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F4 · price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F10 · price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F6 · ownership.direct: Shares are held directly by Cactus I. Cactus I is a wholly owned subsidiary of Cactus III, of which the reporting persons constitute all of the members. The JVMF Trust is the sole manager of Cactus I. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 16:25 UTC |
MOYES JERRY10% owner · Member of 10% group
MOYES VICKIE10% owner
MOYES JERRY & VICKIE FAMILY TRUST10% owner
|
OtherCommon Stock | 18,715,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-017049 · doc1.xml · nonDerivative · entry 3 MOYES JERRY · CIK 0000901736 · 10% owner · Member of 10% group MOYES VICKIE · CIK 0001272829 · 10% owner MOYES JERRY & VICKIE FAMILY TRUST · CIK 0001092565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Manager and Member Disclosed balance after: 0 F4 · kind: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F4 · price: On September 21, 2020, Cactus Holding Company, LLC ("Cactus I") and M Capital II terminated and settled their previously disclosed prepaid variable share forward contracts (each a "VPF" and, collectively, the "VPFs"), as further described herein. As part of this transaction, all of the shares held by Cactus I and M Capital II underlying the VPFs were disposed of to their counterparty on the VPFs. F10 · price: On September 21, 2020, each VPF was adjusted by the counterparty to change the Forward Cap Price to be equal to the existing Forward Floor Price, to change the number of components and Valuation Dates to a single component and Valuation Date of September 23, 2020, and the VPFs were terminated. Because each VPF was adjusted so that the Forward Floor Price and Forward Cap Price were the same price, the amount owed in respect of the termination was equal to the value of all the shares underlying the VPFs. In connection with the termination, the counterparty foreclosed on and acquired all of the shares underlying the VPFs at a value of $41.54 per share, the reported closing price on the termination date, and applied this value against the amount of Cactus I's and M Capital II's obligations under the VPFs. F2 · balance_after: Amount reflects the distribution of 123,736 shares previously held by M Capital Group Investors, LLC, the distribution of 157,704 shares previously held by M Capital Group Investors II, LLC ("M Capital II"), and the contribution of such shares and an additional 22,654 shares previously held directly by Jerry Moyes to Cactus Holding Company II, LLC ("Cactus II"). These transactions represent a change in the reporting persons' form of direct and indirect beneficial ownership and did not change the number of shares in which the reporting persons had a pecuniary interest. F5 · ownership.direct: Shares are held directly by M Capital II. The reporting persons constitute all of the members of M Capital II. The JVMF Trust is the sole manager of M Capital II. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 16:25 UTC |
MOYES JERRY10% owner · Member of 10% group
MOYES VICKIE10% owner
MOYES JERRY & VICKIE FAMILY TRUST10% owner
|
SaleCommon Stock | 3,300 | $41.57 | $137,181.00 |
DisclosureSEC source: 0001567619-20-017049 · doc1.xml · nonDerivative · entry 2 MOYES JERRY · CIK 0000901736 · 10% owner · Member of 10% group MOYES VICKIE · CIK 0001272829 · 10% owner MOYES JERRY & VICKIE FAMILY TRUST · CIK 0001092565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Manager and Member Disclosed balance after: 0 F3 · ownership.direct: Shares are held directly by Cactus II. Cactus II is a wholly owned subsidiary of Cactus Holding Company III, LLC ("Cactus III"), of which the reporting persons constitute all of the members. The Jerry and Vickie Moyes Family Trust (the "JVMF Trust") is the sole manager of Cactus II. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 16:25 UTC |
MOYES JERRY10% owner · Member of 10% group
MOYES VICKIE10% owner
MOYES JERRY & VICKIE FAMILY TRUST10% owner
|
SaleCommon Stock | 1,059,585 | $40.93 | $43,366,059.13 |
DisclosureSEC source: 0001567619-20-017049 · doc1.xml · nonDerivative · entry 1 MOYES JERRY · CIK 0000901736 · 10% owner · Member of 10% group MOYES VICKIE · CIK 0001272829 · 10% owner MOYES JERRY & VICKIE FAMILY TRUST · CIK 0001092565 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Manager and Member Disclosed balance after: 3,300 F1 · price: The price in Column 4 is a weighted average price. The prices actually ranged from $40.55 to $41.54, inclusive. The reporting persons will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: Amount reflects the distribution of 123,736 shares previously held by M Capital Group Investors, LLC, the distribution of 157,704 shares previously held by M Capital Group Investors II, LLC ("M Capital II"), and the contribution of such shares and an additional 22,654 shares previously held directly by Jerry Moyes to Cactus Holding Company II, LLC ("Cactus II"). These transactions represent a change in the reporting persons' form of direct and indirect beneficial ownership and did not change the number of shares in which the reporting persons had a pecuniary interest. F3 · ownership.direct: Shares are held directly by Cactus II. Cactus II is a wholly owned subsidiary of Cactus Holding Company III, LLC ("Cactus III"), of which the reporting persons constitute all of the members. The Jerry and Vickie Moyes Family Trust (the "JVMF Trust") is the sole manager of Cactus II. Read SEC document |
| September 09, 2020 Filed Sep 9, 2020 20:01 UTC |
GARNREITER MICHAELDirector
|
SaleCommon Stock | 5,000 | $47.25 | $236,250.00 |
DisclosureSEC source: 0001567619-20-016563 · doc1.xml · nonDerivative · entry 1 GARNREITER MICHAEL · CIK 0001207669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,318 Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:54 UTC |
Nester Lyndee MoyesMember of 10% owner group
|
SaleCommon Stock | 100 | $47.01 | $4,701.00 |
DisclosureSEC source: 0001567619-20-016042 · doc1.xml · nonDerivative · entry 2 Nester Lyndee Moyes · CIK 0001589201 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee Disclosed balance after: 133,527 F2 · ownership.nature: Shares are held directly by the Marti Lyn Moyes Trust, for which the reporting person serves as trustee. The reporting person disclaims any beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 23:54 UTC |
Nester Lyndee MoyesMember of 10% owner group
|
SaleCommon Stock | 100 | $47.00 | $4,700.00 |
DisclosureSEC source: 0001567619-20-016042 · doc1.xml · nonDerivative · entry 1 Nester Lyndee Moyes · CIK 0001589201 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee Disclosed balance after: 120,545 F1 · ownership.nature: Shares are held directly by the Hollie Moyes Trust, for which the reporting person serves as trustee. The reporting person disclaims any beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose. Read SEC document |
| August 21, 2020 Filed Aug 26, 2020 00:44 UTC |
Nester Lyndee MoyesMember of 10% owner group
|
SaleCommon Stock | 10,215 | $47.04 | $480,488.06 |
DisclosureSEC source: 0001567619-20-015978 · doc1.xml · nonDerivative · entry 4 Nester Lyndee Moyes · CIK 0001589201 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee and Beneficiary Disclosed balance after: 153,685 F7 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.00 to $47.23, inclusive. F11 · balance_after: Amount reflects certain distributions of the issuer's common stock by M Capital Group Investors, LLC ("M Capital I") to certain of its members, including the trusts for which the reporting person is trustee or beneficiary. This transaction reflects a change in the reporting person's form of indirect beneficial ownership and did not change the number of shares in which the reporting person has a pecuniary interest. F8 · ownership.nature: Shares are held directly by the LynDee Moyes Nester Trust, for which the reporting person serves as trustee and is the beneficiary. Read SEC document |
| August 21, 2020 Filed Aug 26, 2020 00:44 UTC |
Nester Lyndee MoyesMember of 10% owner group
|
SaleCommon Stock | 10,093 | $47.03 | $474,659.66 |
DisclosureSEC source: 0001567619-20-015978 · doc1.xml · nonDerivative · entry 3 Nester Lyndee Moyes · CIK 0001589201 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee Disclosed balance after: 148,107 F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.00 to $47.24, inclusive. F11 · balance_after: Amount reflects certain distributions of the issuer's common stock by M Capital Group Investors, LLC ("M Capital I") to certain of its members, including the trusts for which the reporting person is trustee or beneficiary. This transaction reflects a change in the reporting person's form of indirect beneficial ownership and did not change the number of shares in which the reporting person has a pecuniary interest. F6 · ownership.nature: Shares are held directly by the Michael J. Moyes Trust, for which the reporting person serves as trustee. The reporting person disclaims any beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose. Read SEC document |
| August 21, 2020 Filed Aug 26, 2020 00:44 UTC |
Nester Lyndee MoyesMember of 10% owner group
|
SaleCommon Stock | 8,673 | $47.04 | $407,953.64 |
DisclosureSEC source: 0001567619-20-015978 · doc1.xml · nonDerivative · entry 2 Nester Lyndee Moyes · CIK 0001589201 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee Disclosed balance after: 133,627 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.00 to $47.24, inclusive. F11 · balance_after: Amount reflects certain distributions of the issuer's common stock by M Capital Group Investors, LLC ("M Capital I") to certain of its members, including the trusts for which the reporting person is trustee or beneficiary. This transaction reflects a change in the reporting person's form of indirect beneficial ownership and did not change the number of shares in which the reporting person has a pecuniary interest. F4 · ownership.nature: Shares are held directly by the Marti Lyn Moyes Trust, for which the reporting person serves as trustee. The reporting person disclaims any beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose. Read SEC document |
| August 21, 2020 Filed Aug 26, 2020 00:44 UTC |
Nester Lyndee MoyesMember of 10% owner group
|
SaleCommon Stock | 8,155 | $47.04 | $383,621.80 |
DisclosureSEC source: 0001567619-20-015978 · doc1.xml · nonDerivative · entry 1 Nester Lyndee Moyes · CIK 0001589201 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee Disclosed balance after: 120,645 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.00 to $47.24, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the ranges set forth in footnotes (1), (3), (5), and (7) to this Form 4. F11 · balance_after: Amount reflects certain distributions of the issuer's common stock by M Capital Group Investors, LLC ("M Capital I") to certain of its members, including the trusts for which the reporting person is trustee or beneficiary. This transaction reflects a change in the reporting person's form of indirect beneficial ownership and did not change the number of shares in which the reporting person has a pecuniary interest. F2 · ownership.nature: Shares are held directly by the Hollie Moyes Trust, for which the reporting person serves as trustee. The reporting person disclaims any beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose. Read SEC document |
| August 21, 2020 Filed Aug 26, 2020 00:40 UTC |
Moyes MichaelMember of 10% owner group
|
SaleCommon Stock | 10,093 | $47.03 | $474,659.66 |
DisclosureSEC source: 0001567619-20-015977 · doc1.xml · nonDerivative · entry 3 Moyes Michael · CIK 0001507663 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 148,107 F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.00 to $47.24, inclusive. F9 · balance_after: Amount reflects certain distributions of the issuer's common stock by M Capital Group Investors, LLC ("M Capital I") to certain of its members, including the trusts for which the reporting person is trustee or beneficiary. This transaction reflects a change in the reporting person's form of indirect beneficial ownership and did not change the number of shares in which the reporting person has a pecuniary interest. F6 · ownership.nature: Shares are held directly by the Michael J. Moyes Trust, of which the reporting person is the beneficiary. Read SEC document |
| August 21, 2020 Filed Aug 26, 2020 00:40 UTC |
Moyes MichaelMember of 10% owner group
|
SaleCommon Stock | 8,000 | $47.04 | $376,340.00 |
DisclosureSEC source: 0001567619-20-015977 · doc1.xml · nonDerivative · entry 2 Moyes Michael · CIK 0001507663 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee Disclosed balance after: 135,500 F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.00 to $47.24, inclusive. F9 · balance_after: Amount reflects certain distributions of the issuer's common stock by M Capital Group Investors, LLC ("M Capital I") to certain of its members, including the trusts for which the reporting person is trustee or beneficiary. This transaction reflects a change in the reporting person's form of indirect beneficial ownership and did not change the number of shares in which the reporting person has a pecuniary interest. F4 · ownership.nature: Shares are held directly by the Todd Moyes Trust, for which the reporting person serves as trustee. The reporting person disclaims any beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose. Read SEC document |
| August 21, 2020 Filed Aug 26, 2020 00:40 UTC |
Moyes MichaelMember of 10% owner group
|
SaleCommon Stock | 8,976 | $47.04 | $422,187.96 |
DisclosureSEC source: 0001567619-20-015977 · doc1.xml · nonDerivative · entry 1 Moyes Michael · CIK 0001507663 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee Disclosed balance after: 145,524 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $47.00 to $47.24, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the ranges set forth in footnotes (1), (3), and (5) to this Form 4. F9 · balance_after: Amount reflects certain distributions of the issuer's common stock by M Capital Group Investors, LLC ("M Capital I") to certain of its members, including the trusts for which the reporting person is trustee or beneficiary. This transaction reflects a change in the reporting person's form of indirect beneficial ownership and did not change the number of shares in which the reporting person has a pecuniary interest. F2 · ownership.nature: Shares are held directly by the Chris Moyes Trust, for which the reporting person serves as trustee. The reporting person disclaims any beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purpose. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 19:10 UTC |
Breen ShannonSr. VP Logistics/Intermodal
|
SaleClass A Common Stock | 2,396 | $44.23 | $105,975.08 |
DisclosureSEC source: 0001567619-20-015794 · doc1.xml · nonDerivative · entry 1 Breen Shannon · CIK 0001758690 · Sr. VP Logistics/Intermodal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 17:02 UTC |
Flanagan Cary MSVP and CAO
|
SaleClass A Common Stock | 2,500 | $43.11 | $107,775.00 |
DisclosureSEC source: 0001567619-20-014598 · doc1.xml · nonDerivative · entry 1 Flanagan Cary M · CIK 0001506973 · SVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,628 Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 21:07 UTC |
KNIGHT GARY JDirector · Vice Chairman
|
SaleClass A Common Stock | 50,000 | $45.91 | $2,295,555.00 |
DisclosureSEC source: 0001567619-20-013715 · doc1.xml · nonDerivative · entry 1 KNIGHT GARY J · CIK 0001188229 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,808,976 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.13 to $46.16, inclusive. The reporting person undertakes to provide to KNX, any security holder of KNX, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 21:10 UTC |
Harrington Timothy SeanExec Vice Pres Sales
|
SaleClass A Common Stock | 2,690 | $45.13 | $121,399.70 |
DisclosureSEC source: 0001567619-20-013716 · doc1.xml · nonDerivative · entry 1 Harrington Timothy Sean · CIK 0001741256 · Exec Vice Pres Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199 Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 21:02 UTC |
KNIGHT KEVIN PDirector · Executive Chairman
|
SaleClass A Common Stock | 100,000 | $46.06 | $4,605,670.00 |
DisclosureSEC source: 0001567619-20-013713 · doc1.xml · nonDerivative · entry 2 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 1,937,215 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.22, inclusive. The reporting person undertakes to provide to KNX, any security holder of KNX, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 21:02 UTC |
KNIGHT KEVIN PDirector · Executive Chairman
|
SaleClass A Common Stock | 50,000 | $47.00 | $2,350,000.00 |
DisclosureSEC source: 0001567619-20-013713 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,037,215 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 18:21 UTC |
KNIGHT KEVIN PDirector · Executive Chairman
|
SaleClass A Common Stock | 100,000 | $42.24 | $4,223,660.00 |
DisclosureSEC source: 0001567619-20-012472 · doc1.xml · nonDerivative · entry 1 KNIGHT KEVIN P · CIK 0001187342 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,087,215 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42 to $42.97, inclusive. The reporting person undertakes to provide to KNX, any security holder of KNX, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 23:43 UTC |
KNIGHT GARY JDirector · Vice Chairman
|
SaleClass A Common Stock | 50,000 | $40.39 | $2,019,520.00 |
DisclosureSEC source: 0001567619-20-012039 · doc1.xml · nonDerivative · entry 1 KNIGHT GARY J · CIK 0001188229 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 2,858,976 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40 to $41.06, inclusive. The reporting person undertakes to provide to KNX, any security holder of KNX, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 21:29 UTC |
Liu Michael KExec. VP of Ops, Knight Trans
|
SaleClass A Common Stock | 1,840 | $40.69 | $74,860.40 |
DisclosureSEC source: 0001567619-20-011823 · doc1.xml · nonDerivative · entry 1 Liu Michael K · CIK 0001395069 · Exec. VP of Ops, Knight Trans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 02, 2020 Filed Jun 2, 2020 17:48 UTC |
Breen ShannonSr. VP Logistics/Intermodal
|
SaleClass A Common Stock | 1,740 | $40.55 | $70,560.48 |
DisclosureSEC source: 0001567619-20-011484 · doc1.xml · nonDerivative · entry 7 Breen Shannon · CIK 0001758690 · Sr. VP Logistics/Intermodal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,396 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.