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Knowles Corp

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4245
SEC CIK
0001587523
Parsed reports
421

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202502
Jan 202602
Feb 2026015
Mar 202600
Apr 202604
May 202603
Jun 202600
Jul 202601
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2022 Filed Feb 23, 2022 20:50 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 1,379 $21.68 $29,896.72
Disclosure

SEC source: 0001587523-22-000029 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,131

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 20:49 UTC
Bastarrica Air A. Jr.Vice President, Controller
Tax withholdingCommon Stock 750 $21.68 $16,260.00
Disclosure

SEC source: 0001587523-22-000028 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,698

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 20:47 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 2,194 $21.68 $47,565.92
Disclosure

SEC source: 0001587523-22-000027 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,882

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 18, 2022 Filed May 16, 2022 12:25 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GiftCommon Stock 6,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001587523-22-000057 · edgardoc.xml · nonDerivative · entry 3

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,023

F1 · price: Not applicable to this transaction

Read SEC document
February 18, 2022 Filed May 16, 2022 12:25 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GiftCommon Stock 6,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001587523-22-000057 · edgardoc.xml · nonDerivative · entry 1

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,336

F1 · price: Not applicable to this transaction

Read SEC document
February 10, 2022 Filed Feb 11, 2022 22:32 UTC
Giesecke Daniel J.Senior Vice President & COO
Tax withholdingCommon Stock 1,652 $22.21 $36,690.92
Disclosure

SEC source: 0001587523-22-000023 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,332

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 22:31 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 1,322 $22.21 $29,361.62
Disclosure

SEC source: 0001587523-22-000022 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,510

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 22:29 UTC
Bastarrica Air A. Jr.Vice President, Controller
Tax withholdingCommon Stock 826 $22.21 $18,345.46
Disclosure

SEC source: 0001587523-22-000021 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,448

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 22:28 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 2,102 $22.21 $46,685.42
Disclosure

SEC source: 0001587523-22-000020 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,076

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:02 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 7,485 $22.21 $166,241.85
Disclosure

SEC source: 0001587523-22-000026 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,938

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 23:53 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 11,935 $21.25 $253,618.75
Disclosure

SEC source: 0001587523-22-000016 · edgardoc.xml · nonDerivative · entry 4

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,423

F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 22:45 UTC
Giesecke Daniel J.Senior Vice President & COO
Tax withholdingCommon Stock 2,868 $21.25 $60,945.00
Disclosure

SEC source: 0001587523-22-000011 · edgardoc.xml · nonDerivative · entry 4

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,984

F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 22:44 UTC
Bastarrica Air A. Jr.Vice President, Controller
Tax withholdingCommon Stock 672 $21.25 $14,280.00
Disclosure

SEC source: 0001587523-22-000010 · edgardoc.xml · nonDerivative · entry 2

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,274

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 22:35 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 2,151 $21.25 $45,708.75
Disclosure

SEC source: 0001587523-22-000008 · edgardoc.xml · nonDerivative · entry 4

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,832

F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 22:30 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 1,712 $21.25 $36,380.00
Disclosure

SEC source: 0001587523-22-000007 · edgardoc.xml · nonDerivative · entry 4

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,178

F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 8, 2021 in accordance with Rule 16b-3.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 17:50 UTC
PERNA ROBERT JSVP, General Counsel & Sec
Tax withholdingCommon Stock 5,403 $21.14 $114,219.42
Disclosure

SEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 4

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,623

F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 17:50 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GrantCommon Stock 11,690 $21.14 $247,126.60
Disclosure

SEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 3

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,026

F3 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 17:50 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GrantCommon Stock 16,556 $0.00 $0.00
Disclosure

SEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 2

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,336

F2 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:53 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 27,214 $21.14 $575,303.96
Disclosure

SEC source: 0001587523-22-000016 · edgardoc.xml · nonDerivative · entry 3

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,358

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:53 UTC
Niew JeffreyDirector · President & CEO
GrantCommon Stock 61,430 $21.14 $1,298,630.20
Disclosure

SEC source: 0001587523-22-000016 · edgardoc.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,572

F2 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 23:53 UTC
Niew JeffreyDirector · President & CEO
GrantCommon Stock 78,761 $0.00 $0.00
Disclosure

SEC source: 0001587523-22-000016 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,142

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:45 UTC
Giesecke Daniel J.Senior Vice President & COO
Tax withholdingCommon Stock 6,234 $21.14 $131,786.76
Disclosure

SEC source: 0001587523-22-000011 · edgardoc.xml · nonDerivative · entry 3

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,852

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:45 UTC
Giesecke Daniel J.Senior Vice President & COO
GrantCommon Stock 13,550 $21.14 $286,447.00
Disclosure

SEC source: 0001587523-22-000011 · edgardoc.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,086

F2 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:45 UTC
Giesecke Daniel J.Senior Vice President & COO
GrantCommon Stock 18,921 $0.00 $0.00
Disclosure

SEC source: 0001587523-22-000011 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,536

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:44 UTC
Bastarrica Air A. Jr.Vice President, Controller
GrantNon-Qualified Stock Option (right to buy) · Derivative 11,924 $21.14 Strike: $21.14 $252,073.36
Disclosure

SEC source: 0001587523-22-000010 · edgardoc.xml · derivative · entry 3

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,924

Underlying: Common Stock · 11,924 shares

Expires 2029-02-06

F3 · shares: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:44 UTC
Bastarrica Air A. Jr.Vice President, Controller
GrantCommon Stock 10,643 $0.00 $0.00
Disclosure

SEC source: 0001587523-22-000010 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,946

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:35 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 5,054 $21.14 $106,841.56
Disclosure

SEC source: 0001587523-22-000008 · edgardoc.xml · nonDerivative · entry 3

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,983

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:35 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
GrantCommon Stock 10,841 $21.14 $229,178.74
Disclosure

SEC source: 0001587523-22-000008 · edgardoc.xml · nonDerivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,037

F2 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:35 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
GrantCommon Stock 14,191 $0.00 $0.00
Disclosure

SEC source: 0001587523-22-000008 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,196

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:30 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 7,872 $21.14 $166,414.08
Disclosure

SEC source: 0001587523-22-000007 · edgardoc.xml · nonDerivative · entry 3

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,890

F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:30 UTC
Anderson John S.Senior Vice President & CFO
GrantCommon Stock 18,068 $21.14 $381,957.52
Disclosure

SEC source: 0001587523-22-000007 · edgardoc.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,762

F2 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 22:30 UTC
Anderson John S.Senior Vice President & CFO
GrantCommon Stock 28,382 $0.00 $0.00
Disclosure

SEC source: 0001587523-22-000007 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,694

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:20 UTC
Niew JeffreyDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 106,383 $11.02 Strike: $11.02 $1,172,340.66
Disclosure

SEC source: 0001587523-22-000001 · edgardoc.xml · derivative · entry 3

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,915

Underlying: Common Stock · 106,383 shares

Expires 2023-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:20 UTC
Niew JeffreyDirector · President & CEO
SaleCommon Stock 106,383 $23.50 $2,500,000.50
Disclosure

SEC source: 0001587523-22-000001 · edgardoc.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,381

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2021.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 17:20 UTC
Niew JeffreyDirector · President & CEO
Exercise / conversionCommon Stock 106,383 $11.02 $1,172,340.66
Disclosure

SEC source: 0001587523-22-000001 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Feb 9, 2022 17:50 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GiftCommon Stock 1,868 $0.00 $0.00
Disclosure

SEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 5

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,736

Read SEC document
December 31, 2021 Filed Feb 9, 2022 17:50 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GiftCommon Stock 1,868 $0.00 $0.00
Disclosure

SEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 1

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,780

F1 · shares: Reporting person transferred shares of Knowles common stock to a family trust of which reporting person is a trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 14:13 UTC
Giesecke Daniel J.Senior Vice President & COO
Exercise / conversionStock Appreciation Right · Derivative 16,541 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0001587523-21-000102 · edgardoc.xml · derivative · entry 4

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,541 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 14:13 UTC
Giesecke Daniel J.Senior Vice President & COO
Tax withholdingCommon Stock 256 $22.56 $5,775.36
Disclosure

SEC source: 0001587523-21-000102 · edgardoc.xml · nonDerivative · entry 3

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,615

Read SEC document
December 22, 2021 Filed Dec 23, 2021 14:13 UTC
Giesecke Daniel J.Senior Vice President & COO
Disposition to issuerCommon Stock 15,962 $22.56 $360,102.72
Disclosure

SEC source: 0001587523-21-000102 · edgardoc.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,871

Read SEC document
December 22, 2021 Filed Dec 23, 2021 14:13 UTC
Giesecke Daniel J.Senior Vice President & COO
Exercise / conversionCommon Stock 16,541 $21.77 $360,097.57
Disclosure

SEC source: 0001587523-21-000102 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 16:28 UTC
Anderson John S.Senior Vice President & CFO
Exercise / conversionStock Appreciation Right · Derivative 33,086 $0.00 Strike: $21.77 $0.00
Disclosure

SEC source: 0001587523-21-000101 · edgardoc.xml · derivative · entry 4

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,086 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2021 Filed Dec 22, 2021 16:28 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 309 $22.33 $6,899.97
Disclosure

SEC source: 0001587523-21-000101 · edgardoc.xml · nonDerivative · entry 3

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,312

Read SEC document
December 21, 2021 Filed Dec 22, 2021 16:28 UTC
Anderson John S.Senior Vice President & CFO
Disposition to issuerCommon Stock 32,257 $22.33 $720,298.81
Disclosure

SEC source: 0001587523-21-000101 · edgardoc.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,621

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December 21, 2021 Filed Dec 22, 2021 16:28 UTC
Anderson John S.Senior Vice President & CFO
Exercise / conversionCommon Stock 33,086 $21.77 $720,282.22
Disclosure

SEC source: 0001587523-21-000101 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 13, 2021 Filed Dec 14, 2021 17:37 UTC
Anderson John S.Senior Vice President & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $11.02 Strike: $11.02 $275,500.00
Disclosure

SEC source: 0001587523-21-000098 · edgardoc.xml · derivative · entry 6

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,681

Underlying: Common Stock · 25,000 shares

Expires 2023-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 17:37 UTC
Anderson John S.Senior Vice President & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $11.02 Strike: $11.02 $275,500.00
Disclosure

SEC source: 0001587523-21-000098 · edgardoc.xml · derivative · entry 5

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,681

Underlying: Common Stock · 25,000 shares

Expires 2023-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 17:37 UTC
Anderson John S.Senior Vice President & CFO
SaleCommon Stock 25,000 $22.02 $550,567.50
Disclosure

SEC source: 0001587523-21-000098 · edgardoc.xml · nonDerivative · entry 4

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,792

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.10 inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.

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December 13, 2021 Filed Dec 14, 2021 17:37 UTC
Anderson John S.Senior Vice President & CFO
Exercise / conversionCommon Stock 25,000 $11.02 $275,500.00
Disclosure

SEC source: 0001587523-21-000098 · edgardoc.xml · nonDerivative · entry 3

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 17:37 UTC
Anderson John S.Senior Vice President & CFO
SaleCommon Stock 25,000 $22.01 $550,132.50
Disclosure

SEC source: 0001587523-21-000098 · edgardoc.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,792

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.07 inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.