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CARMAX INC

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3604
SEC CIK
0001170010
Parsed reports
553

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2023 Filed Jun 30, 2023 20:21 UTC
Cafritz Diane LEVP, General Counsel & CHRO
SaleCommon Stock 1,706 $83.85 $143,048.10
Disclosure

SEC source: 0001170010-23-000078 · wk-form4_1688156458.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · EVP, General Counsel & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,073

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:20 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 27,783 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-23-000077 · wk-form4_1688156402.xml · derivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,783

Underlying: Common Stock · 27,783 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021 and are now fully exercisable.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:20 UTC SaleCommon Stock 27,783 $82.42 $2,289,874.86
Disclosure

SEC source: 0001170010-23-000077 · wk-form4_1688156402.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,255

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:20 UTC Exercise / conversionCommon Stock 27,783 $58.38 $1,621,971.54
Disclosure

SEC source: 0001170010-23-000077 · wk-form4_1688156402.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:19 UTC
Livesay Jill AVP, Controller & PAO
Exercise / conversionStock Options (Right to Buy) · Derivative 14,000 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-23-000076 · wk-form4_1688156339.xml · derivative · entry 3

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,199

Underlying: Common Stock · 14,000 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021 and are now fully exercisable.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:19 UTC
Livesay Jill AVP, Controller & PAO
SaleCommon Stock 14,000 $84.50 $1,183,000.00
Disclosure

SEC source: 0001170010-23-000076 · wk-form4_1688156339.xml · nonDerivative · entry 2

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,068

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:19 UTC
Livesay Jill AVP, Controller & PAO
Exercise / conversionCommon Stock 14,000 $58.38 $817,320.00
Disclosure

SEC source: 0001170010-23-000076 · wk-form4_1688156339.xml · nonDerivative · entry 1

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:18 UTC
Shamim MohammadEVP and CITO
Exercise / conversionStock Options (Right to Buy) · Derivative 27,782 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-23-000075 · wk-form4_1688156293.xml · derivative · entry 4

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,782 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019, May 1, 2020 and May 1, 2021 and are now fully exercisable.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:18 UTC
Shamim MohammadEVP and CITO
SaleCommon Stock 5,260 $84.39 $443,891.40
Disclosure

SEC source: 0001170010-23-000075 · wk-form4_1688156293.xml · nonDerivative · entry 3

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,892

F2 · price: The shares with respect to this transaction were sold at prices ranging from $84.02 to $84.86. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:18 UTC
Shamim MohammadEVP and CITO
SaleCommon Stock 22,522 $83.69 $1,884,866.18
Disclosure

SEC source: 0001170010-23-000075 · wk-form4_1688156293.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,152

F1 · price: The shares with respect to this transaction were sold at prices ranging from $83.32 to $83.99. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:18 UTC
Shamim MohammadEVP and CITO
Exercise / conversionCommon Stock 27,782 $58.38 $1,621,913.16
Disclosure

SEC source: 0001170010-23-000075 · wk-form4_1688156293.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:34 UTC GrantStock Options (Right to Buy) · Derivative 37,283 $0.00 Strike: $70.48 $0.00
Disclosure

SEC source: 0001170010-23-000047 · wf-form4_168314603676299.xml · derivative · entry 4

Wilson Charles Joseph · CIK 0001721932 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,283

Underlying: Common Stock · 37,283 shares

Expires 2030-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2024, May 1, 2025, May 1, 2026 and May 1, 2027.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:34 UTC Exercise / conversionRestricted Stock Units · Derivative 2,685 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000047 · wf-form4_168314603676299.xml · derivative · entry 3

Wilson Charles Joseph · CIK 0001721932 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:34 UTC Tax withholdingCommon Stock 733 $70.48 $51,661.84
Disclosure

SEC source: 0001170010-23-000047 · wf-form4_168314603676299.xml · nonDerivative · entry 2

Wilson Charles Joseph · CIK 0001721932 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,758

Read SEC document
May 01, 2023 Filed May 3, 2023 20:34 UTC Exercise / conversionCommon Stock 2,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-23-000047 · wf-form4_168314603676299.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:33 UTC
Shamim MohammadEVP and CITO
GrantStock Options (Right to Buy) · Derivative 37,283 $0.00 Strike: $70.48 $0.00
Disclosure

SEC source: 0001170010-23-000046 · wf-form4_168314600674146.xml · derivative · entry 4

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,283

Underlying: Common Stock · 37,283 shares

Expires 2030-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2024, May 1, 2025, May 1, 2026 and May 1, 2027.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:33 UTC
Shamim MohammadEVP and CITO
Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000046 · wf-form4_168314600674146.xml · derivative · entry 3

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:33 UTC
Shamim MohammadEVP and CITO
Tax withholdingCommon Stock 875 $70.48 $61,670.00
Disclosure

SEC source: 0001170010-23-000046 · wf-form4_168314600674146.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,892

Read SEC document
May 01, 2023 Filed May 3, 2023 20:33 UTC
Shamim MohammadEVP and CITO
Exercise / conversionCommon Stock 2,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-23-000046 · wf-form4_168314600674146.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:33 UTC GrantStock Options (Right to Buy) · Derivative 30,762 $0.00 Strike: $70.48 $0.00
Disclosure

SEC source: 0001170010-23-000045 · wf-form4_168314598355414.xml · derivative · entry 4

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,762

Underlying: Common Stock · 30,762 shares

Expires 2030-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2024, May 1, 2025, May 1, 2026 and May 1, 2027.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,685 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000045 · wf-form4_168314598355414.xml · derivative · entry 3

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:33 UTC Tax withholdingCommon Stock 736 $70.48 $51,873.28
Disclosure

SEC source: 0001170010-23-000045 · wf-form4_168314598355414.xml · nonDerivative · entry 2

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,770

Read SEC document
May 01, 2023 Filed May 3, 2023 20:33 UTC Exercise / conversionCommon Stock 2,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-23-000045 · wf-form4_168314598355414.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC
Nash William DDirector · President & CEO
GrantStock Options (Right to Buy) · Derivative 257,732 $0.00 Strike: $70.48 $0.00
Disclosure

SEC source: 0001170010-23-000044 · wf-form4_168314596139442.xml · derivative · entry 4

Nash William D · CIK 0001545342 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,732

Underlying: Common Stock · 257,732 shares

Expires 2030-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2024, May 1, 2025, May 1, 2026 and May 1, 2027.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC
Nash William DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 18,795 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000044 · wf-form4_168314596139442.xml · derivative · entry 3

Nash William D · CIK 0001545342 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC
Nash William DDirector · President & CEO
Tax withholdingCommon Stock 5,574 $70.48 $392,855.52
Disclosure

SEC source: 0001170010-23-000044 · wf-form4_168314596139442.xml · nonDerivative · entry 2

Nash William D · CIK 0001545342 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,180

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC
Nash William DDirector · President & CEO
Exercise / conversionCommon Stock 17,065 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-23-000044 · wf-form4_168314596139442.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC GrantStock Options (Right to Buy) · Derivative 37,283 $0.00 Strike: $70.48 $0.00
Disclosure

SEC source: 0001170010-23-000043 · wf-form4_168314594527290.xml · derivative · entry 4

Mayor-Mora Enrique N · CIK 0001793012 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,283

Underlying: Common Stock · 37,283 shares

Expires 2030-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2024, May 1, 2025, May 1, 2026 and May 1, 2027.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000043 · wf-form4_168314594527290.xml · derivative · entry 3

Mayor-Mora Enrique N · CIK 0001793012 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC Tax withholdingCommon Stock 876 $70.48 $61,740.48
Disclosure

SEC source: 0001170010-23-000043 · wf-form4_168314594527290.xml · nonDerivative · entry 2

Mayor-Mora Enrique N · CIK 0001793012 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,435

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC Exercise / conversionCommon Stock 2,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-23-000043 · wf-form4_168314594527290.xml · nonDerivative · entry 1

Mayor-Mora Enrique N · CIK 0001793012 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC
Lyski JamesEVP & Chief Marketing Officer
GrantStock Options (Right to Buy) · Derivative 44,877 $0.00 Strike: $70.48 $0.00
Disclosure

SEC source: 0001170010-23-000042 · wf-form4_168314592112231.xml · derivative · entry 4

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,877

Underlying: Common Stock · 44,877 shares

Expires 2030-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2024, May 1, 2025, May 1, 2026 and May 1, 2027.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC
Lyski JamesEVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 3,884 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000042 · wf-form4_168314592112231.xml · derivative · entry 3

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:32 UTC
Lyski JamesEVP & Chief Marketing Officer
Tax withholdingCommon Stock 1,062 $70.48 $74,849.76
Disclosure

SEC source: 0001170010-23-000042 · wf-form4_168314592112231.xml · nonDerivative · entry 2

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,786

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May 01, 2023 Filed May 3, 2023 20:32 UTC
Lyski JamesEVP & Chief Marketing Officer
Exercise / conversionCommon Stock 3,527 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-23-000042 · wf-form4_168314592112231.xml · nonDerivative · entry 1

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

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May 01, 2023 Filed May 3, 2023 20:31 UTC
Livesay Jill AVP, Controller & PAO
GrantStock Options (Right to Buy) · Derivative 18,451 $0.00 Strike: $70.48 $0.00
Disclosure

SEC source: 0001170010-23-000041 · wf-form4_168314589104383.xml · derivative · entry 5

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,451

Underlying: Common Stock · 18,451 shares

Expires 2030-05-01

F5 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F6 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2024, May 1, 2025, May 1, 2026 and May 1, 2027.

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May 01, 2023 Filed May 3, 2023 20:31 UTC
Livesay Jill AVP, Controller & PAO
GrantRestricted Stock Units · Derivative 1,799 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000041 · wf-form4_168314589104383.xml · derivative · entry 4

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2026.

F3 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2026.

F3 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

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May 01, 2023 Filed May 3, 2023 20:31 UTC
Livesay Jill AVP, Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000041 · wf-form4_168314589104383.xml · derivative · entry 3

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

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May 01, 2023 Filed May 3, 2023 20:31 UTC
Livesay Jill AVP, Controller & PAO
Tax withholdingCommon Stock 484 $70.48 $34,112.32
Disclosure

SEC source: 0001170010-23-000041 · wf-form4_168314589104383.xml · nonDerivative · entry 2

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,068

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May 01, 2023 Filed May 3, 2023 20:31 UTC
Livesay Jill AVP, Controller & PAO
Exercise / conversionCommon Stock 1,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-23-000041 · wf-form4_168314589104383.xml · nonDerivative · entry 1

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

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May 01, 2023 Filed May 3, 2023 20:31 UTC GrantStock Options (Right to Buy) · Derivative 30,762 $0.00 Strike: $70.48 $0.00
Disclosure

SEC source: 0001170010-23-000040 · wf-form4_168314587152611.xml · derivative · entry 4

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,762

Underlying: Common Stock · 30,762 shares

Expires 2030-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2024, May 1, 2025, May 1, 2026 and May 1, 2027.

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May 01, 2023 Filed May 3, 2023 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 3,205 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000040 · wf-form4_168314587152611.xml · derivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

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May 01, 2023 Filed May 3, 2023 20:31 UTC Tax withholdingCommon Stock 872 $70.48 $61,458.56
Disclosure

SEC source: 0001170010-23-000040 · wf-form4_168314587152611.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,255

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May 01, 2023 Filed May 3, 2023 20:31 UTC Exercise / conversionCommon Stock 2,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-23-000040 · wf-form4_168314587152611.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:31 UTC
Cafritz Diane LEVP, General Counsel & CHRO
GrantStock Options (Right to Buy) · Derivative 37,283 $0.00 Strike: $70.48 $0.00
Disclosure

SEC source: 0001170010-23-000039 · wf-form4_168314583713447.xml · derivative · entry 4

Cafritz Diane L · CIK 0001702741 · EVP, General Counsel & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,283

Underlying: Common Stock · 37,283 shares

Expires 2030-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2024, May 1, 2025, May 1, 2026 and May 1, 2027.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:31 UTC
Cafritz Diane LEVP, General Counsel & CHRO
Exercise / conversionRestricted Stock Units · Derivative 2,685 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000039 · wf-form4_168314583713447.xml · derivative · entry 3

Cafritz Diane L · CIK 0001702741 · EVP, General Counsel & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2023 and were settled in Company common stock.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:31 UTC
Cafritz Diane LEVP, General Counsel & CHRO
Tax withholdingCommon Stock 732 $70.48 $51,591.36
Disclosure

SEC source: 0001170010-23-000039 · wf-form4_168314583713447.xml · nonDerivative · entry 2

Cafritz Diane L · CIK 0001702741 · EVP, General Counsel & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,779

Read SEC document
May 01, 2023 Filed May 3, 2023 20:31 UTC
Cafritz Diane LEVP, General Counsel & CHRO
Exercise / conversionCommon Stock 2,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-23-000039 · wf-form4_168314583713447.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · EVP, General Counsel & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 0.91 times the number of MSUs in shares of Company common stock.

Read SEC document
April 25, 2023 Filed Apr 26, 2023 20:12 UTC GrantCommon Stock 68 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000026 · wf-form4_168253991060579.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,053

F1 · shares: Reflects (i) 24 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 3, 2021; and (ii) 44 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 2, 2022. The shares will vest at the end of the three-year terms of the awards.

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April 25, 2023 Filed Apr 26, 2023 20:11 UTC
Shamim MohammadEVP and CITO
GrantCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001170010-23-000025 · wf-form4_168253989187608.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,857

F1 · shares: Reflects (i) 35 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 3, 2021; and (ii) 53 shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year one performance goal under the terms of PSU awards granted on May 2, 2022. The shares will vest at the end of the three-year terms of the awards.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.