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CARMAX INC

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SEC CIK
0001170010
Parsed reports
553

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2017 Filed Apr 11, 2017 20:58 UTC Exercise / conversionRestricted Stock Units · Derivative 2,324 $0.00 $0.00
Disclosure

SEC source: 0001170010-17-000044 · wf-form4_149194431929652.xml · derivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4001 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on April 9, 2017 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on April 9, 2017 and were settled in Company common stock.

Read SEC document
April 09, 2017 Filed Apr 11, 2017 20:58 UTC Tax withholdingCommon Stock 1,085 $56.47 $61,269.95
Disclosure

SEC source: 0001170010-17-000044 · wf-form4_149194431929652.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,955

Read SEC document
April 09, 2017 Filed Apr 11, 2017 20:58 UTC Exercise / conversionCommon Stock 3,253 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-17-000044 · wf-form4_149194431929652.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.4001 times the number of MSUs in shares of Company common stock.

Read SEC document
January 31, 2017 Filed Feb 1, 2017 21:13 UTC SaleCommon Stock 6,203 $66.24 $410,886.72
Disclosure

SEC source: 0001170010-17-000025 · wf-form4_148598361905446.xml · nonDerivative · entry 1

Wood William C Jr. · CIK 0001483194 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,096

Read SEC document
January 26, 2017 Filed Jan 30, 2017 21:40 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001170010-17-000023 · wf-form4_148581239849306.xml · derivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2018-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in four equal installments on each of April 5, 2012, April 5, 2013, April 5, 2014 and April 5, 2015 and are now fully exercisable.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 21:40 UTC SaleCommon Stock 20,000 $68.72 $1,374,400.00
Disclosure

SEC source: 0001170010-17-000023 · wf-form4_148581239849306.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,787

F1 · price: The shares with respect to this transaction were sold at prices ranging from $68.70 to $68.80. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 26, 2017 Filed Jan 30, 2017 21:40 UTC Exercise / conversionCommon Stock 20,000 $32.69 $653,800.00
Disclosure

SEC source: 0001170010-17-000023 · wf-form4_148581239849306.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:30 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 3,621 $0.00 Strike: $33.11 $0.00
Disclosure

SEC source: 0001170010-17-000021 · wf-form4_148486139631968.xml · derivative · entry 5

GRAFTON W ROBERT · CIK 0001256234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,621 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested in three equal installments on each of June 30, 2012, June 30, 2013, and June 30, 2014 and are now fully exercisable.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:30 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,787 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001170010-17-000021 · wf-form4_148486139631968.xml · derivative · entry 4

GRAFTON W ROBERT · CIK 0001256234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,787 shares

Expires 2017-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal installments on each of July 1, 2011, July 1, 2012, and July 1, 2013 and are now fully exercisable.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:30 UTC SaleCommon Stock 9,408 $66.72 $627,701.76
Disclosure

SEC source: 0001170010-17-000021 · wf-form4_148486139631968.xml · nonDerivative · entry 3

GRAFTON W ROBERT · CIK 0001256234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,928

F1 · price: The shares with respect to this transaction were sold at prices ranging from $66.72 to $66.79. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:30 UTC Exercise / conversionCommon Stock 3,621 $33.11 $119,891.31
Disclosure

SEC source: 0001170010-17-000021 · wf-form4_148486139631968.xml · nonDerivative · entry 2

GRAFTON W ROBERT · CIK 0001256234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 21:30 UTC Exercise / conversionCommon Stock 5,787 $19.98 $115,624.26
Disclosure

SEC source: 0001170010-17-000021 · wf-form4_148486139631968.xml · nonDerivative · entry 1

GRAFTON W ROBERT · CIK 0001256234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:45 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $31.76 $0.00
Disclosure

SEC source: 0001170010-17-000019 · wf-form4_148468953483654.xml · derivative · entry 3

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2019-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in four equal installments on each of April 10, 2013, April 10, 2014, April 10, 2015 and April 10, 2016 and are now fully exercisable.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:45 UTC SaleCommon Stock 30,000 $67.15 $2,014,500.00
Disclosure

SEC source: 0001170010-17-000019 · wf-form4_148468953483654.xml · nonDerivative · entry 2

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,183

F1 · price: The shares with respect to this transaction were purchased at prices ranging from $67.10 to $67.26. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:45 UTC Exercise / conversionCommon Stock 30,000 $31.76 $952,800.00
Disclosure

SEC source: 0001170010-17-000019 · wf-form4_148468953483654.xml · nonDerivative · entry 1

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:43 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,870 $0.00 Strike: $46.65 $0.00
Disclosure

SEC source: 0001170010-17-000017 · wf-form4_148468938897234.xml · derivative · entry 7

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,870 shares

Expires 2020-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested on June 27, 2014 and are now fully exercisable.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:43 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,897 $0.00 Strike: $25.12 $0.00
Disclosure

SEC source: 0001170010-17-000017 · wf-form4_148468938897234.xml · derivative · entry 6

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,897 shares

Expires 2019-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested on June 28, 2013 and are now fully exercisable.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:43 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 833 $0.00 Strike: $33.11 $0.00
Disclosure

SEC source: 0001170010-17-000017 · wf-form4_148468938897234.xml · derivative · entry 5

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 833 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal installments on each of June 30, 2012, June 30, 2013, and June 30, 2014 and are now fully exercisable.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:43 UTC SaleCommon Stock 8,600 $67.24 $578,264.00
Disclosure

SEC source: 0001170010-17-000017 · wf-form4_148468938897234.xml · nonDerivative · entry 4

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,328

F1 · price: The shares with respect to this transaction were purchased at prices ranging from $67.20 to $67.30. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:43 UTC Exercise / conversionCommon Stock 2,870 $46.65 $133,885.50
Disclosure

SEC source: 0001170010-17-000017 · wf-form4_148468938897234.xml · nonDerivative · entry 3

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:43 UTC Exercise / conversionCommon Stock 4,897 $25.12 $123,012.64
Disclosure

SEC source: 0001170010-17-000017 · wf-form4_148468938897234.xml · nonDerivative · entry 2

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2017 Filed Jan 17, 2017 21:43 UTC Exercise / conversionCommon Stock 833 $33.11 $27,580.63
Disclosure

SEC source: 0001170010-17-000017 · wf-form4_148468938897234.xml · nonDerivative · entry 1

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 21:21 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 34,894 $0.00 Strike: $32.69 $0.00
Disclosure

SEC source: 0001170010-17-000015 · wf-form4_148434249173144.xml · derivative · entry 3

Hill Edwin J · CIK 0001611830 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,894 shares

Expires 2018-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in four equal installments on each of April 5, 2012, April 5, 2013, April 5, 2014 and April 5, 2015 and are now fully exercisable.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 21:21 UTC SaleCommon Stock 34,894 $66.53 $2,321,497.82
Disclosure

SEC source: 0001170010-17-000015 · wf-form4_148434249173144.xml · nonDerivative · entry 2

Hill Edwin J · CIK 0001611830 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20

F1 · price: The shares with respect to this transaction were purchased at prices ranging from $66.30 to $66.83. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 21:21 UTC Exercise / conversionCommon Stock 34,894 $32.69 $1,140,684.86
Disclosure

SEC source: 0001170010-17-000015 · wf-form4_148434249173144.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,914

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:25 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,788 $33.11 Strike: $33.11 $92,310.68
Disclosure

SEC source: 0001170010-17-000006 · wf-form4_148365154225155.xml · derivative · entry 3

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

Underlying: Common Stock · 2,788 shares

Expires 2018-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal installments on each of June 30, 2012, June 30, 2013, and June 30, 2014 and are now fully exercisable.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:25 UTC SaleCommon Stock 2,788 $67.46 $188,078.48
Disclosure

SEC source: 0001170010-17-000006 · wf-form4_148365154225155.xml · nonDerivative · entry 2

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,328

F1 · price: The shares with respect to this transaction were sold at prices ranging from $67.41 to $67.50. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:25 UTC Exercise / conversionCommon Stock 2,788 $33.11 $92,310.68
Disclosure

SEC source: 0001170010-17-000006 · wf-form4_148365154225155.xml · nonDerivative · entry 1

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:25 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 21,396 $0.00 Strike: $31.76 $0.00
Disclosure

SEC source: 0001170010-17-000005 · wf-form4_148365152682313.xml · derivative · entry 6

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,497

Underlying: Common Stock · 21,396 shares

Expires 2019-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in four equal installments on each of April 10, 2013, April 10, 2014, April 10, 2015 and April 10, 2016 and are now fully exercisable.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:25 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
SaleCommon Stock 21,396 $65.40 $1,399,298.40
Disclosure

SEC source: 0001170010-17-000005 · wf-form4_148365152682313.xml · nonDerivative · entry 4

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,164

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:25 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 21,396 $31.76 $679,536.96
Disclosure

SEC source: 0001170010-17-000005 · wf-form4_148365152682313.xml · nonDerivative · entry 3

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:25 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,787 $0.00 Strike: $19.98 $0.00
Disclosure

SEC source: 0001170010-17-000004 · wf-form4_148365150891074.xml · derivative · entry 3

GOODMAN SHIRA · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,787 shares

Expires 2017-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options vested in three equal installments on each of July 1, 2011, July 1, 2012, and July 1, 2013 and are now fully exercisable.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:25 UTC SaleCommon Stock 5,787 $67.06 $388,076.22
Disclosure

SEC source: 0001170010-17-000004 · wf-form4_148365150891074.xml · nonDerivative · entry 2

GOODMAN SHIRA · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,120

F1 · price: The shares with respect to this transaction were purchased at prices ranging from $67.00 to $67.17. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 21:25 UTC Exercise / conversionCommon Stock 5,787 $19.98 $115,624.26
Disclosure

SEC source: 0001170010-17-000004 · wf-form4_148365150891074.xml · nonDerivative · entry 1

GOODMAN SHIRA · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 21:40 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 9,250 $0.00 Strike: $28.81 $0.00
Disclosure

SEC source: 0001170010-17-000010 · wf-form4_148373879038545.xml · derivative · entry 9

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,250 shares

Expires 2019-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options vested in four equal installments on each of on September 25, 2013, September 25, 2014, September 25, 2015 and September 25, 2016 and are now fully exercisable.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 21:40 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 8,940 $0.00 Strike: $47.47 $0.00
Disclosure

SEC source: 0001170010-17-000010 · wf-form4_148373879038545.xml · derivative · entry 8

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,940

Underlying: Common Stock · 8,940 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of September 26, 2015 and September 26, 2016 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of on September 26, 2017 and September 26, 2018.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 21:40 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 6,723 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-17-000010 · wf-form4_148373879038545.xml · derivative · entry 7

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,444

Underlying: Common Stock · 6,723 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015 and April 9, 2016 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2017 and April 9, 2018.

Read SEC document
January 04, 2017 Filed Jan 6, 2017 21:40 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 5,491 $0.00 Strike: $42.68 $0.00
Disclosure

SEC source: 0001170010-17-000010 · wf-form4_148373879038545.xml · derivative · entry 6

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,491

Underlying: Common Stock · 5,491 shares

Expires 2020-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 15, 2014, April 15, 2015 and April 15, 2016 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 15, 2017.

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January 04, 2017 Filed Jan 6, 2017 21:40 UTC
Shamim MohammadSVP and CIO
SaleCommon Stock 30,404 $67.02 $2,037,676.08
Disclosure

SEC source: 0001170010-17-000010 · wf-form4_148373879038545.xml · nonDerivative · entry 5

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

F1 · price: The shares with respect to this transaction were sold at prices ranging from $67.00 to $67.13. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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January 04, 2017 Filed Jan 6, 2017 21:40 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 9,250 $28.81 $266,492.50
Disclosure

SEC source: 0001170010-17-000010 · wf-form4_148373879038545.xml · nonDerivative · entry 4

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 04, 2017 Filed Jan 6, 2017 21:40 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 8,940 $47.47 $424,381.80
Disclosure

SEC source: 0001170010-17-000010 · wf-form4_148373879038545.xml · nonDerivative · entry 3

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 04, 2017 Filed Jan 6, 2017 21:40 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 6,723 $44.96 $302,266.08
Disclosure

SEC source: 0001170010-17-000010 · wf-form4_148373879038545.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 04, 2017 Filed Jan 6, 2017 21:40 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 5,491 $42.68 $234,355.88
Disclosure

SEC source: 0001170010-17-000010 · wf-form4_148373879038545.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2017 Filed Jan 5, 2017 21:25 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 3,604 $0.00 Strike: $31.76 $0.00
Disclosure

SEC source: 0001170010-17-000005 · wf-form4_148365152682313.xml · derivative · entry 5

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,893

Underlying: Common Stock · 3,604 shares

Expires 2019-04-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in four equal installments on each of April 10, 2013, April 10, 2014, April 10, 2015 and April 10, 2016 and are now fully exercisable.

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January 03, 2017 Filed Jan 5, 2017 21:25 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
SaleCommon Stock 3,604 $64.82 $233,611.28
Disclosure

SEC source: 0001170010-17-000005 · wf-form4_148365152682313.xml · nonDerivative · entry 2

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,164

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January 03, 2017 Filed Jan 5, 2017 21:25 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 3,604 $31.76 $114,463.04
Disclosure

SEC source: 0001170010-17-000005 · wf-form4_148365152682313.xml · nonDerivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 23, 2016 Filed Dec 23, 2016 21:12 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001170010-16-000229 · wf-form4_148252756184557.xml · nonDerivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,164

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December 23, 2016 Filed Dec 28, 2016 21:10 UTC
Livesay Jill AVP, Controller & PAO
GrantStock Options (Right to Buy) · Derivative 26,756 $0.00 Strike: $63.95 $0.00
Disclosure

SEC source: 0001170010-16-000236 · wf-form4_148295939035426.xml · derivative · entry 2

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,756

Underlying: Common Stock · 26,756 shares

Expires 2023-12-23

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of December 23, 2017, December 23, 2018, December 23, 2019 and December 23, 2020.

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December 23, 2016 Filed Dec 28, 2016 21:10 UTC
Livesay Jill AVP, Controller & PAO
GrantRestricted Stock Units · Derivative 1,997 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001170010-16-000236 · wf-form4_148295939035426.xml · derivative · entry 1

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on January 26, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on December 23, 2019.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on January 26, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on December 23, 2019.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on January 26, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

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December 23, 2016 Filed Dec 28, 2016 21:09 UTC GrantCommon Stock 1,094 $0.00 $0.00
Disclosure

SEC source: 0001170010-16-000235 · wf-form4_148295934296718.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 537,784

F1 · shares: These are restricted shares of common stock that will vest on the one-year anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.