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CARMAX INC

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SEC CIK
0001170010
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Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2019 Filed Apr 3, 2019 21:05 UTC
Cafritz Diane LSVP & CHRO
SaleCommon Stock 3,484 $71.04 $247,503.36
Disclosure

SEC source: 0001170010-19-000019 · wf-form4_155432553254340.xml · nonDerivative · entry 5

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,804

F2 · price: The shares with respect to this transaction were sold at prices ranging from $71.00 to $71.10. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 21:05 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionCommon Stock 3,484 $51.63 $179,878.92
Disclosure

SEC source: 0001170010-19-000019 · wf-form4_155432553254340.xml · nonDerivative · entry 4

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:33 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,587 $0.00 Strike: $53.62 $0.00
Disclosure

SEC source: 0001170010-19-000026 · wf-form4_155441001129961.xml · derivative · entry 7

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,174

Underlying: Common Stock · 1,587 shares

Expires 2023-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of September 26, 2017 and September 26, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of September 26, 2019 and September 26, 2020.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:33 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,773 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-19-000026 · wf-form4_155441001129961.xml · derivative · entry 6

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,318

Underlying: Common Stock · 5,773 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:33 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,827 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000026 · wf-form4_155441001129961.xml · derivative · entry 5

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,654

Underlying: Common Stock · 1,827 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017 and April 12, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2019 and April 12, 2020.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:33 UTC SaleCommon Stock 9,187 $71.30 $655,033.10
Disclosure

SEC source: 0001170010-19-000026 · wf-form4_155441001129961.xml · nonDerivative · entry 4

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

F1 · price: The shares with respect to this transaction were sold at prices ranging from $71.20 to $71.37. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:33 UTC Exercise / conversionCommon Stock 1,587 $53.62 $85,094.94
Disclosure

SEC source: 0001170010-19-000026 · wf-form4_155441001129961.xml · nonDerivative · entry 3

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:33 UTC Exercise / conversionCommon Stock 5,773 $58.38 $337,027.74
Disclosure

SEC source: 0001170010-19-000026 · wf-form4_155441001129961.xml · nonDerivative · entry 2

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:33 UTC Exercise / conversionCommon Stock 1,827 $51.63 $94,328.01
Disclosure

SEC source: 0001170010-19-000026 · wf-form4_155441001129961.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:33 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000025 · wf-form4_155440996855969.xml · nonDerivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,160

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:32 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 57,600 $0.00 Strike: $42.68 $0.00
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · derivative · entry 7

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,600 shares

Expires 2020-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 15, 2014, April 15, 2015, April 15, 2016 and April 15, 2017 and are now fully exercisable.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:32 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 300,000 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · derivative · entry 6

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,039

Underlying: Common Stock · 300,000 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:32 UTC SaleCommon Stock 2,406 $71.20 $171,307.20
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 5

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,473

F3 · price: The shares with respect to this transaction were sold at prices ranging from $71.00 to $71.41. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:32 UTC SaleCommon Stock 284,043 $71.26 $20,240,904.18
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 4

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,879

F2 · price: The shares with respect to this transaction were sold at prices ranging from $71.00 to $71.72. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:32 UTC SaleCommon Stock 73,557 $70.85 $5,211,513.45
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 3

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,922

F1 · price: The shares with respect to this transaction were sold at prices ranging from $70.52 to $70.99. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:32 UTC Exercise / conversionCommon Stock 57,600 $42.68 $2,458,368.00
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:32 UTC Exercise / conversionCommon Stock 300,000 $44.96 $13,488,000.00
Disclosure

SEC source: 0001170010-19-000024 · wf-form4_155440992670340.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:06 UTC GiftCommon Stock 147 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000020 · wf-form4_155432557433219.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:05 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000019 · wf-form4_155432553254340.xml · derivative · entry 7

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,967

Underlying: Common Stock · 9,000 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017 and April 12, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2019 and April 12, 2020.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:05 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionStock Options (Right to Buy) · Derivative 9,527 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-19-000019 · wf-form4_155432553254340.xml · derivative · entry 6

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,527 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:05 UTC
Cafritz Diane LSVP & CHRO
SaleCommon Stock 18,527 $69.22 $1,282,438.94
Disclosure

SEC source: 0001170010-19-000019 · wf-form4_155432553254340.xml · nonDerivative · entry 3

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,804

F1 · price: The shares with respect to this transaction were sold at prices ranging from $69.12 to $69.38. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:05 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionCommon Stock 9,000 $51.63 $464,670.00
Disclosure

SEC source: 0001170010-19-000019 · wf-form4_155432553254340.xml · nonDerivative · entry 2

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2019 Filed Apr 3, 2019 21:05 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionCommon Stock 9,527 $44.96 $428,333.92
Disclosure

SEC source: 0001170010-19-000019 · wf-form4_155432553254340.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 18, 2019 20:47 UTC SaleCommon Stock 165 $61.26 $10,107.90
Disclosure

SEC source: 0001170010-19-000013 · wf-form4_155294202492892.xml · nonDerivative · entry 1

Bensen Peter J · CIK 0001395526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,390

F1 · kind: Sale executed inadvertently by the Reporting Person's broker, without the Reporting Person's involvement or authorization.

F2 · price: The shares with respect to this transaction were sold at prices ranging from $61.11 to $61.64. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:23 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,897 $0.00 Strike: $25.12 $0.00
Disclosure

SEC source: 0001170010-19-000011 · wf-form4_154957460583854.xml · derivative · entry 2

GOODMAN SHIRA · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,897 shares

Expires 2019-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested on June 28, 2013 and are now fully exercisable.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 21:23 UTC Exercise / conversionCommon Stock 4,897 $25.12 $123,012.64
Disclosure

SEC source: 0001170010-19-000011 · wf-form4_154957460583854.xml · nonDerivative · entry 1

GOODMAN SHIRA · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 21:22 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,897 $0.00 Strike: $25.12 $0.00
Disclosure

SEC source: 0001170010-19-000009 · wf-form4_154784653397210.xml · derivative · entry 2

TIEFEL WILLIAM R · CIK 0001223840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,897 shares

Expires 2019-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested on June 28, 2013 and are now fully exercisable.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 21:22 UTC Exercise / conversionCommon Stock 4,897 $25.12 $123,012.64
Disclosure

SEC source: 0001170010-19-000009 · wf-form4_154784653397210.xml · nonDerivative · entry 1

TIEFEL WILLIAM R · CIK 0001223840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 20:00 UTC GrantCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0001170010-18-000192 · wf-form4_154628641949306.xml · nonDerivative · entry 1

Satriano Pietro · CIK 0001675303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:28 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-18-000183 · wf-form4_154093131432532.xml · derivative · entry 5

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,225

Underlying: Common Stock · 15,000 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:28 UTC SaleCommon Stock 1,325 $71.73 $95,042.25
Disclosure

SEC source: 0001170010-18-000183 · wf-form4_154093131432532.xml · nonDerivative · entry 4

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:28 UTC SaleCommon Stock 7,486 $70.46 $527,463.56
Disclosure

SEC source: 0001170010-18-000183 · wf-form4_154093131432532.xml · nonDerivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

F2 · price: The shares with respect to this transaction were sold at prices ranging from $69.78 to $70.78. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:28 UTC SaleCommon Stock 7,514 $71.14 $534,545.96
Disclosure

SEC source: 0001170010-18-000183 · wf-form4_154093131432532.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,811

F1 · price: The shares with respect to this transaction were sold at prices ranging from $70.80 to $71.78. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 29, 2018 Filed Oct 30, 2018 20:28 UTC Exercise / conversionCommon Stock 15,000 $44.96 $674,400.00
Disclosure

SEC source: 0001170010-18-000183 · wf-form4_154093131432532.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 20:45 UTC
Nash William DPresident & CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-18-000179 · wf-form4_153929071514069.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,502

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:28 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 13,890 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-18-000173 · wf-form4_153859850836837.xml · derivative · entry 8

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,676

Underlying: Common Stock · 13,890 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2019, May 1, 2020 and May 1, 2021.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:28 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 15,782 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-18-000173 · wf-form4_153859850836837.xml · derivative · entry 7

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,564

Underlying: Common Stock · 15,782 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2017 and April 12, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2019 and April 12, 2020.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:28 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 4,470 $0.00 Strike: $47.47 $0.00
Disclosure

SEC source: 0001170010-18-000173 · wf-form4_153859850836837.xml · derivative · entry 6

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,470 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of September 26, 2015, September 26, 2016, September 26, 2017 and September 26, 2018 and are now fully exercisable.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 20:28 UTC
Shamim MohammadSVP and CIO
SaleCommon Stock 15,149 $74.54 $1,129,206.46
Disclosure

SEC source: 0001170010-18-000173 · wf-form4_153859850836837.xml · nonDerivative · entry 5

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,327

F2 · price: The shares with respect to this transaction were sold at prices ranging from $74.00 to $74.98. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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October 01, 2018 Filed Oct 3, 2018 20:28 UTC
Shamim MohammadSVP and CIO
SaleCommon Stock 18,993 $73.86 $1,402,822.98
Disclosure

SEC source: 0001170010-18-000173 · wf-form4_153859850836837.xml · nonDerivative · entry 4

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,476

F1 · price: The shares with respect to this transaction were sold at prices ranging from $73.53 to $73.99. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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October 01, 2018 Filed Oct 3, 2018 20:28 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 13,890 $58.38 $810,898.20
Disclosure

SEC source: 0001170010-18-000173 · wf-form4_153859850836837.xml · nonDerivative · entry 3

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2018 Filed Oct 3, 2018 20:28 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 15,782 $51.63 $814,824.66
Disclosure

SEC source: 0001170010-18-000173 · wf-form4_153859850836837.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2018 Filed Oct 3, 2018 20:28 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 4,470 $47.47 $212,190.90
Disclosure

SEC source: 0001170010-18-000173 · wf-form4_153859850836837.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 17, 2018 Filed Aug 21, 2018 20:44 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,831 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-18-000165 · wf-form4_153488427717719.xml · derivative · entry 3

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,831 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable.

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August 17, 2018 Filed Aug 21, 2018 20:44 UTC SaleCommon Stock 1,831 $73.80 $135,127.80
Disclosure

SEC source: 0001170010-18-000165 · wf-form4_153488427717719.xml · nonDerivative · entry 2

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

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August 17, 2018 Filed Aug 21, 2018 20:44 UTC Exercise / conversionCommon Stock 1,831 $44.96 $82,321.76
Disclosure

SEC source: 0001170010-18-000165 · wf-form4_153488427717719.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 18, 2018 Filed Jul 20, 2018 20:23 UTC SaleCommon Stock 37,500 $77.37 $2,901,375.00
Disclosure

SEC source: 0001170010-18-000163 · wf-form4_153211816452109.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,879

F1 · kind: On June 26, 2018, the Reporting Person entered into an agreement to contribute shares of the Issuer's common stock to an exchange fund in exchange for exchange fund units. The contribution closed on July 18, 2018. Pursuant to the applicable agreement, the common stock was valued at $77.37 per share for the purposes of determining the number of exchange fund units issued to the Reporting Person.

F1 · price: On June 26, 2018, the Reporting Person entered into an agreement to contribute shares of the Issuer's common stock to an exchange fund in exchange for exchange fund units. The contribution closed on July 18, 2018. Pursuant to the applicable agreement, the common stock was valued at $77.37 per share for the purposes of determining the number of exchange fund units issued to the Reporting Person.

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July 16, 2018 Filed Jul 18, 2018 21:10 UTC
Nash William DPresident & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 84,258 $0.00 Strike: $42.68 $0.00
Disclosure

SEC source: 0001170010-18-000161 · wf-form4_153194822661131.xml · derivative · entry 4

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,258 shares

Expires 2020-04-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 15, 2014, April 15, 2015, April 15, 2016 and April 15, 2017 and are now fully exercisable.

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July 16, 2018 Filed Jul 18, 2018 21:10 UTC
Nash William DPresident & CEO
SaleCommon Stock 0.7366 $77.05 $56.76
Disclosure

SEC source: 0001170010-18-000161 · wf-form4_153194822661131.xml · nonDerivative · entry 3

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · In ESPP

Disclosed balance after: 0

F2 · balance_after: The fractional share with respect to this transaction was held through the Issuer's employee stock purchase plan ("ESPP"). Following the sale of the fractional share, the Reporting Person had indirect beneficial ownership of 0 shares of the Issuer through the ESPP.

F2 · ownership.nature: The fractional share with respect to this transaction was held through the Issuer's employee stock purchase plan ("ESPP"). Following the sale of the fractional share, the Reporting Person had indirect beneficial ownership of 0 shares of the Issuer through the ESPP.

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July 16, 2018 Filed Jul 18, 2018 21:10 UTC
Nash William DPresident & CEO
SaleCommon Stock 74,129 $77.25 $5,726,465.25
Disclosure

SEC source: 0001170010-18-000161 · wf-form4_153194822661131.xml · nonDerivative · entry 2

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,502

F1 · price: The shares with respect to this transaction were sold at prices ranging from $76.92 to $77.58. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.