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CARMAX INC

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3604
SEC CIK
0001170010
Parsed reports
553

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2019 Filed Jun 27, 2019 20:44 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 77,000 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000103 · wf-form4_156166823155326.xml · derivative · entry 3

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,674

Underlying: Common Stock · 77,000 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018 and April 12, 2019 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2020.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:44 UTC SaleCommon Stock 77,000 $83.20 $6,406,400.00
Disclosure

SEC source: 0001170010-19-000103 · wf-form4_156166823155326.xml · nonDerivative · entry 2

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,520

F1 · price: The shares with respect to this transaction were sold at prices ranging from $82.90 to $83.46. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:44 UTC Exercise / conversionCommon Stock 77,000 $51.63 $3,975,510.00
Disclosure

SEC source: 0001170010-19-000103 · wf-form4_156166823155326.xml · nonDerivative · entry 1

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:43 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 4,800 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000102 · wf-form4_156166821377739.xml · derivative · entry 6

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,552

Underlying: Common Stock · 4,800 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018 and April 12, 2019 become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2020.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:43 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
SaleCommon Stock 4,800 $84.09 $403,632.00
Disclosure

SEC source: 0001170010-19-000102 · wf-form4_156166821377739.xml · nonDerivative · entry 2

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,967

F1 · price: The shares with respect to this transaction were sold at prices ranging from $83.96 to $84.19. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:43 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 4,800 $51.63 $247,824.00
Disclosure

SEC source: 0001170010-19-000102 · wf-form4_156166821377739.xml · nonDerivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:39 UTC GrantStock Options (Right to Buy) · Derivative 33,967 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000080 · wf-form4_155691595722770.xml · derivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,967

Underlying: Common Stock · 33,967 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:30 UTC GrantStock Options (Right to Buy) · Derivative 72,732 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000078 · wf-form4_155691540353778.xml · derivative · entry 1

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,732

Underlying: Common Stock · 72,732 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:38 UTC
Shamim MohammadSVP and CIO
GrantStock Options (Right to Buy) · Derivative 40,542 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000079 · wf-form4_155691591442251.xml · derivative · entry 1

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,542

Underlying: Common Stock · 40,542 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:29 UTC GrantStock Options (Right to Buy) · Derivative 33,967 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000077 · wf-form4_155691536041879.xml · derivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,967

Underlying: Common Stock · 33,967 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Nash William DPresident & CEO
GrantStock Options (Right to Buy) · Derivative 237,772 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000076 · wf-form4_155691532028428.xml · derivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,772

Underlying: Common Stock · 237,772 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:28 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GrantStock Options (Right to Buy) · Derivative 59,145 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000075 · wf-form4_155691527736676.xml · derivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,145

Underlying: Common Stock · 59,145 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:27 UTC
Lyski JamesEVP & Chief Marketing Officer
GrantStock Options (Right to Buy) · Derivative 49,136 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000074 · wf-form4_155691523438868.xml · derivative · entry 1

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,136

Underlying: Common Stock · 49,136 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:26 UTC
Livesay Jill AVP, Controller & PAO
GrantStock Options (Right to Buy) · Derivative 21,828 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000073 · wf-form4_155691519638228.xml · derivative · entry 2

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,828

Underlying: Common Stock · 21,828 shares

Expires 2026-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:26 UTC
Livesay Jill AVP, Controller & PAO
GrantRestricted Stock Units · Derivative 1,632 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000073 · wf-form4_155691519638228.xml · derivative · entry 1

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on February 13, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2022.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on February 13, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2022.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.2 to the Company's Current Report on Form 8-K filed on February 13, 2015. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:26 UTC
Hill Edwin JEVP & COO
GrantStock Options (Right to Buy) · Derivative 72,732 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000072 · wf-form4_155691515734810.xml · derivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,732

Underlying: Common Stock · 72,732 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:25 UTC GrantStock Options (Right to Buy) · Derivative 40,542 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000071 · wf-form4_155691511238427.xml · derivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,542

Underlying: Common Stock · 40,542 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:24 UTC
Cafritz Diane LSVP & CHRO
GrantStock Options (Right to Buy) · Derivative 33,967 $0.00 Strike: $78.61 $0.00
Disclosure

SEC source: 0001170010-19-000070 · wf-form4_155691506685232.xml · derivative · entry 1

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,967

Underlying: Common Stock · 33,967 shares

Expires 2026-05-01

F1 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F2 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020, May 1, 2021, May 1, 2022 and May 1, 2023.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:28 UTC Tax withholdingCommon Stock 2,829 $71.10 $201,141.90
Disclosure

SEC source: 0001170010-19-000058 · wf-form4_155622771505566.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,915

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:28 UTC GrantCommon Stock 6,271 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000058 · wf-form4_155622771505566.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,744

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:28 UTC
Shamim MohammadSVP and CIO
Tax withholdingCommon Stock 641 $71.10 $45,575.10
Disclosure

SEC source: 0001170010-19-000057 · wf-form4_155622767624873.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:28 UTC
Shamim MohammadSVP and CIO
GrantCommon Stock 2,138 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000057 · wf-form4_155622767624873.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:27 UTC Tax withholdingCommon Stock 1,047 $77.10 $80,723.70
Disclosure

SEC source: 0001170010-19-000056 · wf-form4_155622763816606.xml · nonDerivative · entry 2

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,520

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:27 UTC GrantCommon Stock 3,478 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000056 · wf-form4_155622763816606.xml · nonDerivative · entry 1

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,567

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:26 UTC Tax withholdingCommon Stock 638 $71.10 $45,361.80
Disclosure

SEC source: 0001170010-19-000055 · wf-form4_155622759964156.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:26 UTC GrantCommon Stock 2,138 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000055 · wf-form4_155622759964156.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:26 UTC
Hill Edwin JEVP & COO
Tax withholdingCommon Stock 939 $71.10 $66,762.90
Disclosure

SEC source: 0001170010-19-000054 · wf-form4_155622756069750.xml · nonDerivative · entry 2

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,570

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:26 UTC
Hill Edwin JEVP & COO
GrantCommon Stock 3,119 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000054 · wf-form4_155622756069750.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,509

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:25 UTC
Lyski JamesEVP & Chief Marketing Officer
Tax withholdingCommon Stock 642 $71.10 $45,646.20
Disclosure

SEC source: 0001170010-19-000053 · wf-form4_155622751592216.xml · nonDerivative · entry 2

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:25 UTC
Lyski JamesEVP & Chief Marketing Officer
GrantCommon Stock 2,138 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000053 · wf-form4_155622751592216.xml · nonDerivative · entry 1

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,138

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:24 UTC
Nash William DPresident & CEO
Tax withholdingCommon Stock 1,618 $71.10 $115,039.80
Disclosure

SEC source: 0001170010-19-000052 · wf-form4_155622747109123.xml · nonDerivative · entry 2

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,688

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:24 UTC
Nash William DPresident & CEO
GrantCommon Stock 5,375 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000052 · wf-form4_155622747109123.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,306

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:24 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 779 $71.10 $55,386.90
Disclosure

SEC source: 0001170010-19-000051 · wf-form4_155622743141576.xml · nonDerivative · entry 2

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,967

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:24 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GrantCommon Stock 2,586 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000051 · wf-form4_155622743141576.xml · nonDerivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,746

Read SEC document
April 22, 2019 Filed Apr 25, 2019 00:08 UTC
Nash William DPresident & CEO
GiftCommon Stock 3,571 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000042 · wf-form4_155615089067363.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,931

Read SEC document
April 17, 2019 Filed Apr 18, 2019 20:35 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 20,000 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000038 · wf-form4_155561973675864.xml · derivative · entry 3

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,352

Underlying: Common Stock · 20,000 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018 and April 12, 2019 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2020.

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April 17, 2019 Filed Apr 18, 2019 20:35 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
SaleCommon Stock 20,000 $77.74 $1,554,800.00
Disclosure

SEC source: 0001170010-19-000038 · wf-form4_155561973675864.xml · nonDerivative · entry 2

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,160

F1 · price: The shares with respect to this transaction were sold at prices ranging from $77.70 to $77.83. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 17, 2019 Filed Apr 18, 2019 20:35 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 20,000 $51.63 $1,032,600.00
Disclosure

SEC source: 0001170010-19-000038 · wf-form4_155561973675864.xml · nonDerivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 12, 2019 Filed Apr 16, 2019 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 1,714 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000034 · wf-form4_155544780563177.xml · derivative · entry 3

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.2423 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on April 12, 2019 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on April 12, 2019 and were settled in Company common stock.

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April 12, 2019 Filed Apr 16, 2019 20:50 UTC Tax withholdingCommon Stock 640 $74.45 $47,648.00
Disclosure

SEC source: 0001170010-19-000034 · wf-form4_155544780563177.xml · nonDerivative · entry 2

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,383

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April 12, 2019 Filed Apr 16, 2019 20:50 UTC Exercise / conversionCommon Stock 2,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-19-000034 · wf-form4_155544780563177.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.2423 times the number of MSUs in shares of Company common stock.

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April 12, 2019 Filed Apr 16, 2019 20:49 UTC Exercise / conversionRestricted Stock Units · Derivative 1,620 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000033 · wf-form4_155544776346908.xml · derivative · entry 3

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.2423 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on April 12, 2019 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on April 12, 2019 and were settled in Company common stock.

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April 12, 2019 Filed Apr 16, 2019 20:49 UTC Tax withholdingCommon Stock 606 $74.45 $45,116.70
Disclosure

SEC source: 0001170010-19-000033 · wf-form4_155544776346908.xml · nonDerivative · entry 2

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,057

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April 12, 2019 Filed Apr 16, 2019 20:49 UTC Exercise / conversionCommon Stock 2,013 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-19-000033 · wf-form4_155544776346908.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.2423 times the number of MSUs in shares of Company common stock.

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April 12, 2019 Filed Apr 16, 2019 20:49 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionRestricted Stock Units · Derivative 1,845 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000032 · wf-form4_155544772614204.xml · derivative · entry 3

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.2423 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on April 12, 2019 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on April 12, 2019 and were settled in Company common stock.

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April 12, 2019 Filed Apr 16, 2019 20:49 UTC
Cafritz Diane LSVP & CHRO
Tax withholdingCommon Stock 690 $74.45 $51,370.50
Disclosure

SEC source: 0001170010-19-000032 · wf-form4_155544772614204.xml · nonDerivative · entry 2

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,406

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April 12, 2019 Filed Apr 16, 2019 20:49 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionCommon Stock 2,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-19-000032 · wf-form4_155544772614204.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.2423 times the number of MSUs in shares of Company common stock.

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April 09, 2019 Filed Mar 20, 2020 21:17 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000020 · wf-form5_158473904662943.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,935

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April 04, 2019 Filed Apr 8, 2019 20:45 UTC GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000028 · wf-form4_155475628823351.xml · nonDerivative · entry 1

Reedy Thomas W JR · CIK 0001504059 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,089

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April 03, 2019 Filed Apr 3, 2019 21:05 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionStock Options (Right to Buy) · Derivative 3,484 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000019 · wf-form4_155432553254340.xml · derivative · entry 8

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,483

Underlying: Common Stock · 3,484 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017 and April 12, 2018 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2019 and April 12, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.