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CARMAX INC

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3604
SEC CIK
0001170010
Parsed reports
553

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2020 Filed Jun 25, 2020 21:05 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 21,897 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-20-000101 · wf-form4_159311909670321.xml · derivative · entry 6

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,897 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018, April 12, 2019 and April 12, 2020 and are now fully exercisable.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:05 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 19,203 $0.00 Strike: $73.76 $0.00
Disclosure

SEC source: 0001170010-20-000101 · wf-form4_159311909670321.xml · derivative · entry 5

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,203 shares

Expires 2022-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 8, 2016, April 8, 2017, April 8, 2018 and April 8, 2019 and are now fully exercisable.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:05 UTC SaleCommon Stock 10,947 $92.07 $1,007,890.29
Disclosure

SEC source: 0001170010-20-000101 · wf-form4_159311909670321.xml · nonDerivative · entry 4

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,386

F2 · price: The shares with respect to this transaction were sold at prices ranging from $92.00 to $92.21. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:05 UTC SaleCommon Stock 26,553 $92.18 $2,447,655.54
Disclosure

SEC source: 0001170010-20-000101 · wf-form4_159311909670321.xml · nonDerivative · entry 3

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333

F1 · price: The shares with respect to this transaction were sold at prices ranging from $92.00 to $92.57. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:05 UTC Exercise / conversionCommon Stock 21,897 $51.63 $1,130,542.11
Disclosure

SEC source: 0001170010-20-000101 · wf-form4_159311909670321.xml · nonDerivative · entry 2

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 21:05 UTC Exercise / conversionCommon Stock 19,203 $73.76 $1,416,413.28
Disclosure

SEC source: 0001170010-20-000101 · wf-form4_159311909670321.xml · nonDerivative · entry 1

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC GrantStock Options (Right to Buy) · Derivative 33,171 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000083 · wf-form4_158871554895637.xml · derivative · entry 5

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,171

Underlying: Common Stock · 33,171 shares

Expires 2027-05-01

F5 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F6 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC GrantRestricted Stock Units · Derivative 2,685 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000083 · wf-form4_158871554895637.xml · derivative · entry 4

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,685

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F3 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F3 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 1,635 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000083 · wf-form4_158871554895637.xml · derivative · entry 3

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.07434 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020 and were settled in Company common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC Tax withholdingCommon Stock 529 $71.07 $37,596.03
Disclosure

SEC source: 0001170010-20-000083 · wf-form4_158871554895637.xml · nonDerivative · entry 2

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,518

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC Exercise / conversionCommon Stock 1,757 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-20-000083 · wf-form4_158871554895637.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.07434 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC
Shamim MohammadSVP and CIO
GrantStock Options (Right to Buy) · Derivative 39,592 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000082 · wf-form4_158871552689761.xml · derivative · entry 3

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,592

Underlying: Common Stock · 39,592 shares

Expires 2027-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC
Shamim MohammadSVP and CIO
GrantRestricted Stock Units · Derivative 3,205 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000082 · wf-form4_158871552689761.xml · derivative · entry 2

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC
Shamim MohammadSVP and CIO
Tax withholdingCommon Stock 1,831 $71.07 $130,129.17
Disclosure

SEC source: 0001170010-20-000082 · wf-form4_158871552689761.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,555

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC
Reedy Thomas W JREVP of Finance
GrantStock Options (Right to Buy) · Derivative 71,027 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000081 · wf-form4_158871550531945.xml · derivative · entry 3

Reedy Thomas W JR · CIK 0001504059 · EVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,027

Underlying: Common Stock · 71,027 shares

Expires 2027-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC
Reedy Thomas W JREVP of Finance
GrantRestricted Stock Units · Derivative 5,749 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000081 · wf-form4_158871550531945.xml · derivative · entry 2

Reedy Thomas W JR · CIK 0001504059 · EVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,749

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:52 UTC
Reedy Thomas W JREVP of Finance
Tax withholdingCommon Stock 4,462 $71.07 $317,114.34
Disclosure

SEC source: 0001170010-20-000081 · wf-form4_158871550531945.xml · nonDerivative · entry 1

Reedy Thomas W JR · CIK 0001504059 · EVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,056

Read SEC document
May 01, 2020 Filed May 5, 2020 21:51 UTC GrantStock Options (Right to Buy) · Derivative 33,171 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000080 · wf-form4_158871548405062.xml · derivative · entry 5

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,171

Underlying: Common Stock · 33,171 shares

Expires 2027-05-01

F5 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F6 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:51 UTC GrantRestricted Stock Units · Derivative 2,685 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000080 · wf-form4_158871548405062.xml · derivative · entry 4

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,685

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F3 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F3 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,685 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000080 · wf-form4_158871548405062.xml · derivative · entry 3

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.07434 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020 and were settled in Company common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:51 UTC Tax withholdingCommon Stock 545 $71.07 $38,733.15
Disclosure

SEC source: 0001170010-20-000080 · wf-form4_158871548405062.xml · nonDerivative · entry 2

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,059

Read SEC document
May 01, 2020 Filed May 5, 2020 21:51 UTC Exercise / conversionCommon Stock 1,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-20-000080 · wf-form4_158871548405062.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.07434 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:51 UTC
Nash William DPresident & CEO
GrantStock Options (Right to Buy) · Derivative 232,198 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000079 · wf-form4_158871545950243.xml · derivative · entry 3

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,198

Underlying: Common Stock · 232,198 shares

Expires 2027-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:51 UTC
Nash William DPresident & CEO
GrantRestricted Stock Units · Derivative 18,795 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000079 · wf-form4_158871545950243.xml · derivative · entry 2

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,795

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:51 UTC
Nash William DPresident & CEO
Tax withholdingCommon Stock 11,492 $71.07 $816,736.44
Disclosure

SEC source: 0001170010-20-000079 · wf-form4_158871545950243.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,600

Read SEC document
May 01, 2020 Filed May 5, 2020 21:50 UTC GrantStock Options (Right to Buy) · Derivative 39,592 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000078 · wf-form4_158871543526351.xml · derivative · entry 5

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,592

Underlying: Common Stock · 39,592 shares

Expires 2027-05-01

F5 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F6 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:50 UTC GrantRestricted Stock Units · Derivative 3,205 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000078 · wf-form4_158871543526351.xml · derivative · entry 4

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F3 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F3 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:50 UTC Exercise / conversionRestricted Stock Units · Derivative 1,937 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000078 · wf-form4_158871543526351.xml · derivative · entry 3

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.07434 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020 and were settled in Company common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:50 UTC Tax withholdingCommon Stock 627 $71.07 $44,560.89
Disclosure

SEC source: 0001170010-20-000078 · wf-form4_158871543526351.xml · nonDerivative · entry 2

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786

Read SEC document
May 01, 2020 Filed May 5, 2020 21:50 UTC Exercise / conversionCommon Stock 2,081 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-20-000078 · wf-form4_158871543526351.xml · nonDerivative · entry 1

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.07434 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:49 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GrantStock Options (Right to Buy) · Derivative 57,758 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000077 · wf-form4_158871535743697.xml · derivative · entry 3

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,758

Underlying: Common Stock · 57,758 shares

Expires 2027-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:49 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 4,675 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000077 · wf-form4_158871535743697.xml · derivative · entry 2

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,675

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:49 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 3,060 $71.07 $217,474.20
Disclosure

SEC source: 0001170010-20-000077 · wf-form4_158871535743697.xml · nonDerivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,440

Read SEC document
May 01, 2020 Filed May 5, 2020 21:49 UTC
Lyski JamesEVP & Chief Marketing Officer
GrantStock Options (Right to Buy) · Derivative 47,984 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000076 · wf-form4_158871533566370.xml · derivative · entry 3

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,984

Underlying: Common Stock · 47,984 shares

Expires 2027-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:49 UTC
Lyski JamesEVP & Chief Marketing Officer
GrantRestricted Stock Units · Derivative 3,884 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000076 · wf-form4_158871533566370.xml · derivative · entry 2

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:49 UTC
Lyski JamesEVP & Chief Marketing Officer
Tax withholdingCommon Stock 2,219 $71.07 $157,704.33
Disclosure

SEC source: 0001170010-20-000076 · wf-form4_158871533566370.xml · nonDerivative · entry 1

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,443

Read SEC document
May 01, 2020 Filed May 5, 2020 21:48 UTC
Livesay Jill AVP, Controller & PAO
GrantStock Options (Right to Buy) · Derivative 21,316 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000075 · wf-form4_158871531106336.xml · derivative · entry 5

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,316

Underlying: Common Stock · 21,316 shares

Expires 2027-05-01

F5 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F6 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:48 UTC
Livesay Jill AVP, Controller & PAO
GrantRestricted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000075 · wf-form4_158871531106336.xml · derivative · entry 4

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F3 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F3 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F4 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F3 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:48 UTC
Livesay Jill AVP, Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 2,058 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000075 · wf-form4_158871531106336.xml · derivative · entry 3

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,211 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.07434 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2020 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2020 and were settled in Company common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:48 UTC
Livesay Jill AVP, Controller & PAO
Tax withholdingCommon Stock 666 $71.07 $47,332.62
Disclosure

SEC source: 0001170010-20-000075 · wf-form4_158871531106336.xml · nonDerivative · entry 2

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,040

Read SEC document
May 01, 2020 Filed May 5, 2020 21:48 UTC
Livesay Jill AVP, Controller & PAO
Exercise / conversionCommon Stock 2,211 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-20-000075 · wf-form4_158871531106336.xml · nonDerivative · entry 1

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.07434 times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:48 UTC
Hill Edwin JEVP & COO
GrantStock Options (Right to Buy) · Derivative 71,027 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000074 · wf-form4_158871528840987.xml · derivative · entry 3

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,027

Underlying: Common Stock · 71,027 shares

Expires 2027-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:48 UTC
Hill Edwin JEVP & COO
GrantRestricted Stock Units · Derivative 5,749 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000074 · wf-form4_158871528840987.xml · derivative · entry 2

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,749

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:48 UTC
Hill Edwin JEVP & COO
Tax withholdingCommon Stock 3,271 $71.07 $232,469.97
Disclosure

SEC source: 0001170010-20-000074 · wf-form4_158871528840987.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,036

Read SEC document
May 01, 2020 Filed May 5, 2020 21:32 UTC GrantStock Options (Right to Buy) · Derivative 39,592 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000073 · wf-form4_158871430370000.xml · derivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,592

Underlying: Common Stock · 39,592 shares

Expires 2027-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:32 UTC GrantRestricted Stock Units · Derivative 3,205 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000073 · wf-form4_158871430370000.xml · derivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:32 UTC Tax withholdingCommon Stock 1,831 $71.07 $130,129.17
Disclosure

SEC source: 0001170010-20-000073 · wf-form4_158871430370000.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,731

Read SEC document
May 01, 2020 Filed May 5, 2020 21:31 UTC
Cafritz Diane LSVP & CHRO
GrantStock Options (Right to Buy) · Derivative 33,171 $0.00 Strike: $71.07 $0.00
Disclosure

SEC source: 0001170010-20-000072 · wf-form4_158871428269743.xml · derivative · entry 3

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,171

Underlying: Common Stock · 33,171 shares

Expires 2027-05-01

F3 · security: The stock options were granted in tandem with stock appreciation rights (SARS). Accordingly, the exercise of one results in the surrender to the Company of the other. The SARS become exercisable only following a change in control of the Company as set forth in the Company's 2002 Stock Incentive Plan, as amended and restated. Once exercisable, the SARS would entitle the Reporting Person to receive the cash value of the options in lieu of exercising the options.

F4 · derivative.exercise_date: The stock options become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2021, May 1, 2022, May 1, 2023 and May 1, 2024.

Read SEC document
May 01, 2020 Filed May 5, 2020 21:31 UTC
Cafritz Diane LSVP & CHRO
GrantRestricted Stock Units · Derivative 2,685 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000072 · wf-form4_158871428269743.xml · derivative · entry 2

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,685

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.exercise_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.expiration_date: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

F2 · derivative.expiration_date: The restricted stock units shall vest on May 1, 2023.

F1 · derivative.underlying_shares: Shares of Company common stock will be issued to the Reporting Person following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), in accordance with the terms of the Form of Notice of Market Stock Unit Grant filed as Exhibit 10.55 to the Company's Annual Report on Form 10-K filed on April 21, 2020. The minimum number of shares of Company common stock that will be issued to the Reporting Person at payment is zero, and the maximum number of shares of Company common stock that will be issued at payment is two times the number of MSUs.

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May 01, 2020 Filed May 5, 2020 21:31 UTC
Cafritz Diane LSVP & CHRO
Tax withholdingCommon Stock 1,534 $71.07 $109,021.38
Disclosure

SEC source: 0001170010-20-000072 · wf-form4_158871428269743.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,208

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.