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CARMAX INC

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3604
SEC CIK
0001170010
Parsed reports
553

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2021 Filed May 4, 2021 22:14 UTC
Shamim MohammadEVP and CITO
Tax withholdingCommon Stock 2,193 $133.01 $291,690.93
Disclosure

SEC source: 0001170010-21-000095 · wf-form4_162016640386773.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,917

Read SEC document
May 01, 2021 Filed May 4, 2021 22:14 UTC
Shamim MohammadEVP and CITO
Exercise / conversionCommon Stock 7,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000095 · wf-form4_162016640386773.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:13 UTC Exercise / conversionRestricted Stock Units · Derivative 3,054 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000094 · wf-form4_162016633982593.xml · derivative · entry 3

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:13 UTC Tax withholdingCommon Stock 2,755 $133.01 $366,442.55
Disclosure

SEC source: 0001170010-21-000094 · wf-form4_162016633982593.xml · nonDerivative · entry 2

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,994

Read SEC document
May 01, 2021 Filed May 4, 2021 22:13 UTC Exercise / conversionCommon Stock 6,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000094 · wf-form4_162016633982593.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:12 UTC
Nash William DPresident & CEO
Exercise / conversionRestricted Stock Units · Derivative 18,322 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000093 · wf-form4_162016628823678.xml · derivative · entry 3

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,644 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:12 UTC
Nash William DPresident & CEO
Tax withholdingCommon Stock 16,527 $133.01 $2,198,256.27
Disclosure

SEC source: 0001170010-21-000093 · wf-form4_162016628823678.xml · nonDerivative · entry 2

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,538

Read SEC document
May 01, 2021 Filed May 4, 2021 22:12 UTC
Nash William DPresident & CEO
Exercise / conversionCommon Stock 36,644 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000093 · wf-form4_162016628823678.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:11 UTC Exercise / conversionRestricted Stock Units · Derivative 1,793 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000092 · wf-form4_162016624106464.xml · derivative · entry 3

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,586 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:11 UTC Tax withholdingCommon Stock 1,618 $133.01 $215,210.18
Disclosure

SEC source: 0001170010-21-000092 · wf-form4_162016624106464.xml · nonDerivative · entry 2

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,237

Read SEC document
May 01, 2021 Filed May 4, 2021 22:11 UTC Exercise / conversionCommon Stock 3,586 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000092 · wf-form4_162016624106464.xml · nonDerivative · entry 1

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:10 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 5,317 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000091 · wf-form4_162016619307242.xml · derivative · entry 3

Margolin Eric M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,634 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:10 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 4,185 $133.01 $556,646.85
Disclosure

SEC source: 0001170010-21-000091 · wf-form4_162016619307242.xml · nonDerivative · entry 2

Margolin Eric M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,286

Read SEC document
May 01, 2021 Filed May 4, 2021 22:10 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 10,634 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000091 · wf-form4_162016619307242.xml · nonDerivative · entry 1

Margolin Eric M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:09 UTC
Lyski JamesEVP & Chief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 4,417 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000090 · wf-form4_162016615545559.xml · derivative · entry 3

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:09 UTC
Lyski JamesEVP & Chief Marketing Officer
Tax withholdingCommon Stock 2,855 $133.01 $379,743.55
Disclosure

SEC source: 0001170010-21-000090 · wf-form4_162016615545559.xml · nonDerivative · entry 2

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,955

Read SEC document
May 01, 2021 Filed May 4, 2021 22:09 UTC
Lyski JamesEVP & Chief Marketing Officer
Exercise / conversionCommon Stock 8,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000090 · wf-form4_162016615545559.xml · nonDerivative · entry 1

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:09 UTC
Livesay Jill AVP, Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 1,905 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000089 · wf-form4_162016612294904.xml · derivative · entry 3

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,810 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:09 UTC
Livesay Jill AVP, Controller & PAO
Tax withholdingCommon Stock 1,147 $133.01 $152,562.47
Disclosure

SEC source: 0001170010-21-000089 · wf-form4_162016612294904.xml · nonDerivative · entry 2

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,596

Read SEC document
May 01, 2021 Filed May 4, 2021 22:09 UTC
Livesay Jill AVP, Controller & PAO
Exercise / conversionCommon Stock 3,810 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000089 · wf-form4_162016612294904.xml · nonDerivative · entry 1

Livesay Jill A · CIK 0001456533 · VP, Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:08 UTC
Hill Edwin JEVP & COO
Exercise / conversionRestricted Stock Units · Derivative 5,928 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000088 · wf-form4_162016609184256.xml · derivative · entry 3

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:08 UTC
Hill Edwin JEVP & COO
Tax withholdingCommon Stock 5,348 $133.01 $711,337.48
Disclosure

SEC source: 0001170010-21-000088 · wf-form4_162016609184256.xml · nonDerivative · entry 2

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,036

Read SEC document
May 01, 2021 Filed May 4, 2021 22:08 UTC
Hill Edwin JEVP & COO
Exercise / conversionCommon Stock 11,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000088 · wf-form4_162016609184256.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:08 UTC Exercise / conversionRestricted Stock Units · Derivative 3,645 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000087 · wf-form4_162016605181827.xml · derivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:08 UTC Tax withholdingCommon Stock 3,288 $133.01 $437,336.88
Disclosure

SEC source: 0001170010-21-000087 · wf-form4_162016605181827.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,747

Read SEC document
May 01, 2021 Filed May 4, 2021 22:08 UTC Exercise / conversionCommon Stock 7,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000087 · wf-form4_162016605181827.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:07 UTC
Cafritz Diane LSVP, Legal & CHRO
Exercise / conversionRestricted Stock Units · Derivative 3,054 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000086 · wf-form4_162016602843315.xml · derivative · entry 3

Cafritz Diane L · CIK 0001702741 · SVP, Legal & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on May 1, 2021 and were settled in Company common stock.

Read SEC document
May 01, 2021 Filed May 4, 2021 22:07 UTC
Cafritz Diane LSVP, Legal & CHRO
Tax withholdingCommon Stock 2,528 $133.01 $336,249.28
Disclosure

SEC source: 0001170010-21-000086 · wf-form4_162016602843315.xml · nonDerivative · entry 2

Cafritz Diane L · CIK 0001702741 · SVP, Legal & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,286

Read SEC document
May 01, 2021 Filed May 4, 2021 22:07 UTC
Cafritz Diane LSVP, Legal & CHRO
Exercise / conversionCommon Stock 6,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-21-000086 · wf-form4_162016602843315.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · SVP, Legal & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received two times the number of MSUs in shares of Company common stock.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:47 UTC GrantCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000074 · wf-form4_161972921517220.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,899

F1 · shares: Reflects the number of shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019 ("2019 PSUs"). The shares will vest at the end of the three-year term of the awards.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:46 UTC
Shamim MohammadEVP and CITO
GrantCommon Stock 1,265 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000073 · wf-form4_161972919474717.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · EVP and CITO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,820

F1 · shares: Reflects the number of shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019 ("2019 PSUs"). The shares will vest at the end of the three-year term of the awards.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:46 UTC GrantCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000072 · wf-form4_161972917448219.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,641

F1 · shares: Reflects the number of shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019 ("2019 PSUs"). The shares will vest at the end of the three-year term of the awards.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:46 UTC
Nash William DPresident & CEO
GrantCommon Stock 7,421 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000071 · wf-form4_161972915591365.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,421

F1 · shares: Reflects the number of shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019 ("2019 PSUs"). The shares will vest at the end of the three-year term of the awards.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:45 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GrantCommon Stock 1,846 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000070 · wf-form4_161972913511640.xml · nonDerivative · entry 1

Margolin Eric M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,837

F1 · shares: Reflects the number of shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019 ("2019 PSUs"). The shares will vest at the end of the three-year term of the awards.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:45 UTC
Lyski JamesEVP & Chief Marketing Officer
GrantCommon Stock 1,533 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000069 · wf-form4_161972911307915.xml · nonDerivative · entry 1

Lyski James · CIK 0001376853 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,976

F1 · shares: Reflects the number of shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019 ("2019 PSUs"). The shares will vest at the end of the three-year term of the awards.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:45 UTC
Hill Edwin JEVP & COO
GrantCommon Stock 2,270 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000068 · wf-form4_161972909014898.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,528

F1 · shares: Reflects the number of shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019 ("2019 PSUs"). The shares will vest at the end of the three-year term of the awards.

Read SEC document
April 27, 2021 Filed Apr 29, 2021 20:44 UTC GrantCommon Stock 1,265 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000067 · wf-form4_161972906520638.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,745

F1 · shares: Reflects the number of shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019 ("2019 PSUs"). The shares will vest at the end of the three-year term of the awards.

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April 27, 2021 Filed Apr 29, 2021 20:44 UTC
Cafritz Diane LSVP, Legal & CHRO
GrantCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001170010-21-000066 · wf-form4_161972904202334.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · SVP, Legal & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,706

F1 · shares: Reflects the number of shares of common stock earned as a result of the Compensation Committee's certification to the achievement of the year two performance goal under the terms of performance stock unit ("PSU") awards granted on May 1, 2019 ("2019 PSUs"). The shares will vest at the end of the three-year term of the awards.

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April 12, 2021 Filed Apr 14, 2021 20:40 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 185,120 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-21-000050 · wf-form4_161843279136386.xml · derivative · entry 4

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 185,120 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018, April 12, 2019 and April 12, 2020 and are now fully exercisable.

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April 12, 2021 Filed Apr 14, 2021 20:40 UTC SaleCommon Stock 85,831 $131.01 $11,244,719.31
Disclosure

SEC source: 0001170010-21-000050 · wf-form4_161843279136386.xml · nonDerivative · entry 3

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,956

F2 · price: The shares with respect to this transaction were sold at prices ranging from $130.48 to $131.39. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 12, 2021 Filed Apr 14, 2021 20:40 UTC SaleCommon Stock 99,289 $131.86 $13,092,247.54
Disclosure

SEC source: 0001170010-21-000050 · wf-form4_161843279136386.xml · nonDerivative · entry 2

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,787

F1 · price: The shares with respect to this transaction were sold at prices ranging from $131.40 to $132.32. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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April 12, 2021 Filed Apr 14, 2021 20:40 UTC Exercise / conversionCommon Stock 185,120 $51.63 $9,557,745.60
Disclosure

SEC source: 0001170010-21-000050 · wf-form4_161843279136386.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 08, 2021 Filed Feb 10, 2021 22:15 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 20,129 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-21-000035 · wf-form4_161299530964084.xml · derivative · entry 4

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 20,129 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018, April 12, 2019 and April 12, 2020 and are now fully exercisable.

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February 08, 2021 Filed Feb 10, 2021 22:15 UTC SaleCommon Stock 11,581 $127.40 $1,475,419.40
Disclosure

SEC source: 0001170010-21-000035 · wf-form4_161299530964084.xml · nonDerivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480

F2 · price: The shares with respect to this transaction were sold at prices ranging from $127.05 to $127.60. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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February 08, 2021 Filed Feb 10, 2021 22:15 UTC SaleCommon Stock 8,548 $127.74 $1,091,921.52
Disclosure

SEC source: 0001170010-21-000035 · wf-form4_161299530964084.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,061

F1 · price: The shares with respect to this transaction were sold at prices ranging from $127.62 to $128.07. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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February 08, 2021 Filed Feb 10, 2021 22:15 UTC Exercise / conversionCommon Stock 20,129 $51.63 $1,039,260.27
Disclosure

SEC source: 0001170010-21-000035 · wf-form4_161299530964084.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2021 Filed Feb 8, 2021 21:50 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 10,902 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-21-000033 · wf-form4_161282096237644.xml · derivative · entry 3

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,633

Underlying: Common Stock · 10,902 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019 and May 1, 2020 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2021.

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February 05, 2021 Filed Feb 8, 2021 21:50 UTC SaleCommon Stock 9,147 $126.31 $1,155,357.57
Disclosure

SEC source: 0001170010-21-000033 · wf-form4_161282096237644.xml · nonDerivative · entry 2

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,269

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February 05, 2021 Filed Feb 8, 2021 21:50 UTC Exercise / conversionCommon Stock 10,902 $58.38 $636,458.76
Disclosure

SEC source: 0001170010-21-000033 · wf-form4_161282096237644.xml · nonDerivative · entry 1

Mayor-Mora Enrique N · CIK 0001793012 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 21, 2021 Filed Jan 22, 2021 21:41 UTC
Hill Edwin JEVP & COO
Exercise / conversionStock Options (Right to Buy) · Derivative 35,000 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-21-000027 · wf-form4_161135165690552.xml · derivative · entry 4

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,063

Underlying: Common Stock · 35,000 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018, May 1, 2019 and May 1, 2020 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on May 1, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.