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KMPB

KEMPER Corp

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719
SEC CIK
0000860748
Parsed reports
417

Last 12 months

Inside the activity.

6 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2019 Filed Mar 8, 2019 22:41 UTC
ROESKE RICHARDVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,568 $80.95 $126,929.60
Disclosure

SEC source: 0000860748-19-000064 · edgar.xml · nonDerivative · entry 2

ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,415.155

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:41 UTC
ROESKE RICHARDVP & Chief Accounting Officer
GrantCommon Stock 5,356 $0.00 $0.00
Disclosure

SEC source: 0000860748-19-000064 · edgar.xml · nonDerivative · entry 1

ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,983.155

F1 · shares: Earned pursuant to the terms of two performance-based restricted stock unit awards granted in 2016.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:33 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Tax withholdingCommon Stock 4,156 $80.95 $336,428.20
Disclosure

SEC source: 0000860748-19-000062 · edgar.xml · nonDerivative · entry 2

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,916

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:33 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
GrantCommon Stock 9,384 $0.00 $0.00
Disclosure

SEC source: 0000860748-19-000062 · edgar.xml · nonDerivative · entry 1

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,072

F1 · shares: Earned pursuant to the terms of two performance-based restricted stock unit awards granted in 2016.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:25 UTC
LACHER JOSEPH P JRDirector · President and CEO
Tax withholdingCommon Stock 42,632 $80.95 $3,451,060.40
Disclosure

SEC source: 0000860748-19-000060 · edgar.xml · nonDerivative · entry 2

LACHER JOSEPH P JR · CIK 0001224079 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,604

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:25 UTC
LACHER JOSEPH P JRDirector · President and CEO
GrantCommon Stock 96,236 $0.00 $0.00
Disclosure

SEC source: 0000860748-19-000060 · edgar.xml · nonDerivative · entry 1

LACHER JOSEPH P JR · CIK 0001224079 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,236

F1 · shares: Earned pursuant to the terms of two performance-based restricted stock unit awards granted in 2016.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:05 UTC Tax withholdingCommon Stock 3,401 $80.95 $275,310.95
Disclosure

SEC source: 0000860748-19-000058 · edgar.xml · nonDerivative · entry 2

Brooks Charles Tipton · CIK 0001673766 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,209

F2 · shares: Shares withheld for taxes due in connection with the transaction.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 22:05 UTC GrantCommon Stock 11,610 $0.00 $0.00
Disclosure

SEC source: 0000860748-19-000058 · edgar.xml · nonDerivative · entry 1

Brooks Charles Tipton · CIK 0001673766 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,610

F1 · shares: Earned pursuant to the terms of two performance-based restricted stock unit awards granted in 2016.

Read SEC document
March 06, 2019 Filed Mar 22, 2019 20:44 UTC Amendment
Green Mark A.President, Life & Health Div.
Tax withholdingCommon Stock 4,333 $80.95 $350,756.35
Disclosure

SEC source: 0000860748-19-000083 · edgar.xml · nonDerivative · entry 1

Green Mark A. · CIK 0001676131 · President, Life & Health Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,543

F1 · shares: Shares withheld for taxes due in connection with the transaction. The number of shares withheld was reported incorrectly on the original Form 4 due to a calculation error.

Read SEC document
March 06, 2019 Filed Mar 22, 2019 20:35 UTC Amendment
Evans Carl Thomas Jr.Sr. VP, Sec. & Gen. Counsel
Tax withholdingCommon Stock 3,370 $80.95 $272,801.50
Disclosure

SEC source: 0000860748-19-000081 · edgar.xml · nonDerivative · entry 1

Evans Carl Thomas Jr. · CIK 0001641823 · Sr. VP, Sec. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

F1 · shares: Shares withheld for taxes due in connection with the transaction. The number of shares withheld was reported incorrectly on the original Form 4 due to a calculation error.

Read SEC document
March 06, 2019 Filed Mar 22, 2019 20:25 UTC Amendment Tax withholdingCommon Stock 4,587 $80.95 $371,317.65
Disclosure

SEC source: 0000860748-19-000079 · edgar.xml · nonDerivative · entry 1

Brooks Charles Tipton · CIK 0001673766 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,023

F1 · shares: Shares withheld for taxes due in connection with the transaction. The number of shares withheld was reported incorrectly on the original Form 4 due to a calculation error.

Read SEC document
March 01, 2019 Filed Feb 27, 2020 22:38 UTC
Holmes Kimberly A.EVP, Chief Actuary &
GrantEmployee Stock Option · Derivative 11,779 $0.00 Strike: $84.90 $0.00
Disclosure

SEC source: 0000860748-20-000041 · wf-form4_158284312172799.xml · derivative · entry 1

Holmes Kimberly A. · CIK 0001767085 · EVP, Chief Actuary &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,779

Underlying: Common Stock · 11,779 shares

Expires 2029-03-01

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 03/01/2020.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Exercise / conversionEmployee Stock Option · Derivative 11,085 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0000860748-19-000054 · edgar.xml · derivative · entry 10

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,086

Underlying: Common Stock · 11,085 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option to buy stock with tandem stock appreciation right.

F5 · derivative.exercise_date: Shares vest in four equal consecutive annual installments beginning 8/7/2017.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Exercise / conversionEmployee Stock Option · Derivative 4,691 $0.00 Strike: $27.71 $0.00
Disclosure

SEC source: 0000860748-19-000054 · edgar.xml · derivative · entry 9

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,692

Underlying: Common Stock · 4,691 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option to buy stock with tandem stock appreciation right.

F4 · derivative.exercise_date: Shares vest in four equal consecutive annual installments beginning 9/1/2016.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Exercise / conversionEmployee Stock Option · Derivative 3,750 $0.00 Strike: $36.17 $0.00
Disclosure

SEC source: 0000860748-19-000054 · edgar.xml · derivative · entry 8

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2025-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option to buy stock with tandem stock appreciation right.

F3 · derivative.exercise_date: Shares vested in four equal consecutive annual installments beginning 8/4/2015.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Tax withholdingCommon Stock 7,439 $80.96 $602,261.44
Disclosure

SEC source: 0000860748-19-000054 · edgar.xml · nonDerivative · entry 6

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,688

F1 · shares: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Exercise / conversionCommon Stock 11,085 $43.30 $479,980.50
Disclosure

SEC source: 0000860748-19-000054 · edgar.xml · nonDerivative · entry 5

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Tax withholdingCommon Stock 2,509 $80.96 $203,128.64
Disclosure

SEC source: 0000860748-19-000054 · edgar.xml · nonDerivative · entry 4

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,042

F1 · shares: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Exercise / conversionCommon Stock 4,691 $27.71 $129,987.61
Disclosure

SEC source: 0000860748-19-000054 · edgar.xml · nonDerivative · entry 3

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Tax withholdingCommon Stock 2,326 $80.96 $188,312.96
Disclosure

SEC source: 0000860748-19-000054 · edgar.xml · nonDerivative · entry 2

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,860

F1 · shares: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:12 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
Exercise / conversionCommon Stock 3,750 $36.17 $135,637.50
Disclosure

SEC source: 0000860748-19-000054 · edgar.xml · nonDerivative · entry 1

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:56 UTC
McKinney James J.Senior Vice President and CFO
Exercise / conversionEmployee Stock Option · Derivative 6,236 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0000860748-19-000045 · edgar.xml · derivative · entry 6

McKinney James J. · CIK 0001654782 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,472

Underlying: Common Stock · 6,236 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option to buy stock with tandem stock appreciation right.

F4 · derivative.exercise_date: Shares vest in four equal consecutive annual installments beginning 08/02/2017.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:56 UTC
McKinney James J.Senior Vice President and CFO
Exercise / conversionEmployee Stock Option · Derivative 5,038 $0.00 Strike: $40.20 $0.00
Disclosure

SEC source: 0000860748-19-000045 · edgar.xml · derivative · entry 5

McKinney James J. · CIK 0001654782 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,075

Underlying: Common Stock · 5,038 shares

Expires 2026-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option to buy stock with tandem stock appreciation right.

F3 · derivative.exercise_date: Shares vest in four equal consecutive annual installments beginning 05/17/2017.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:56 UTC
McKinney James J.Senior Vice President and CFO
Tax withholdingCommon Stock 4,194 $80.65 $338,246.10
Disclosure

SEC source: 0000860748-19-000045 · edgar.xml · nonDerivative · entry 4

McKinney James J. · CIK 0001654782 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,089

F1 · kind: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:56 UTC
McKinney James J.Senior Vice President and CFO
Exercise / conversionCommon Stock 6,236 $43.30 $270,018.80
Disclosure

SEC source: 0000860748-19-000045 · edgar.xml · nonDerivative · entry 3

McKinney James J. · CIK 0001654782 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:56 UTC
McKinney James J.Senior Vice President and CFO
Tax withholdingCommon Stock 3,284 $80.65 $264,854.60
Disclosure

SEC source: 0000860748-19-000045 · edgar.xml · nonDerivative · entry 2

McKinney James J. · CIK 0001654782 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,047

F1 · kind: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:56 UTC
McKinney James J.Senior Vice President and CFO
Exercise / conversionCommon Stock 5,038 $40.20 $202,527.60
Disclosure

SEC source: 0000860748-19-000045 · edgar.xml · nonDerivative · entry 1

McKinney James J. · CIK 0001654782 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:52 UTC
Evans Carl Thomas Jr.Sr. VP, Sec. & Gen. Counsel
Exercise / conversionEmployee Stock Option · Derivative 2,331 $0.00 Strike: $27.71 $0.00
Disclosure

SEC source: 0000860748-19-000043 · edgar.xml · derivative · entry 4

Evans Carl Thomas Jr. · CIK 0001641823 · Sr. VP, Sec. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,331

Underlying: Common Stock · 2,331 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option to buy stock with tandem stock appreciation right.

F3 · derivative.exercise_date: Shares vest in four equal consecutive annual installments beginning 9/1/2016.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:52 UTC
Evans Carl Thomas Jr.Sr. VP, Sec. & Gen. Counsel
Tax withholdingCommon Stock 1,288 $80.65 $103,877.20
Disclosure

SEC source: 0000860748-19-000043 · edgar.xml · nonDerivative · entry 2

Evans Carl Thomas Jr. · CIK 0001641823 · Sr. VP, Sec. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008

F1 · shares: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 00:52 UTC
Evans Carl Thomas Jr.Sr. VP, Sec. & Gen. Counsel
Exercise / conversionCommon Stock 2,331 $27.71 $64,592.01
Disclosure

SEC source: 0000860748-19-000043 · edgar.xml · nonDerivative · entry 1

Evans Carl Thomas Jr. · CIK 0001641823 · Sr. VP, Sec. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:00 UTC
McKinney James J.Senior Vice President and CFO
GrantEmployee Stock Option · Derivative 27,148 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000017 · edgar.xml · derivative · entry 1

McKinney James J. · CIK 0001654782 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,148

Underlying: Common Stock · 27,148 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:34 UTC
Holmes Kimberly A.SVP, Chief Actuary &
GrantEmployee Stock Option · Derivative 15,974 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000030 · edgar.xml · derivative · entry 1

Holmes Kimberly A. · CIK 0001767085 · SVP, Chief Actuary &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,974

Underlying: Common Stock · 15,974 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:18 UTC
Sanders Duane A.President, P & C Division
GrantEmployee Stock Option · Derivative 28,328 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000024 · edgar.xml · derivative · entry 1

Sanders Duane A. · CIK 0001729981 · President, P & C Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,328

Underlying: Common Stock · 28,328 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:09 UTC
ROESKE RICHARDVP & Chief Accounting Officer
GrantEmployee Stock Option · Derivative 5,081 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000021 · edgar.xml · derivative · entry 1

ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,081

Underlying: Common Stock · 5,081 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:04 UTC
Mullins Christine F.SVP & Chief HR Officer
GrantEmployee Stock Option · Derivative 14,263 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000019 · edgar.xml · derivative · entry 1

Mullins Christine F. · CIK 0001687276 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,263

Underlying: Common Stock · 14,263 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:57 UTC
LACHER JOSEPH P JRDirector · President and CEO
GrantEmployee Stock Option · Derivative 118,033 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000015 · edgar.xml · derivative · entry 1

LACHER JOSEPH P JR · CIK 0001224079 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,033

Underlying: Common Stock · 118,033 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:54 UTC
Evans Carl Thomas Jr.Sr. VP, Sec. & Gen. Counsel
GrantEmployee Stock Option · Derivative 16,164 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000013 · edgar.xml · derivative · entry 1

Evans Carl Thomas Jr. · CIK 0001641823 · Sr. VP, Sec. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,164

Underlying: Common Stock · 16,164 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:50 UTC
Green Mark A.President, Life & Health Div.
GrantEmployee Stock Option · Derivative 22,191 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000011 · edgar.xml · derivative · entry 1

Green Mark A. · CIK 0001676131 · President, Life & Health Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,191

Underlying: Common Stock · 22,191 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:40 UTC GrantEmployee Stock Option · Derivative 17,115 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000009 · edgar.xml · derivative · entry 1

Brooks Charles Tipton · CIK 0001673766 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,115

Underlying: Common Stock · 17,115 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:25 UTC
BOSCHELLI JOHN MICHAELSVP & Chief Investment Officer
GrantEmployee Stock Option · Derivative 21,246 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000006 · edgar.xml · derivative · entry 1

BOSCHELLI JOHN MICHAEL · CIK 0001214019 · SVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,246

Underlying: Common Stock · 21,246 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

Read SEC document
February 05, 2019 Filed Mar 8, 2019 00:19 UTC Amendment
ROESKE RICHARDVP & Chief Accounting Officer
GrantEmployee Stock Option · Derivative 5,061 $0.00 Strike: $76.25 $0.00
Disclosure

SEC source: 0000860748-19-000056 · edgar.xml · derivative · entry 1

ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,061

Underlying: Common Stock · 5,061 shares

Expires 2029-02-05

F1 · security: Option to buy stock with tandem stock appreciation right.

F2 · shares: This amendment corrects the number that was reported incorrectly in these columns on the original Form 4 for this transaction.

F3 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020.

F2 · derivative.underlying_shares: This amendment corrects the number that was reported incorrectly in these columns on the original Form 4 for this transaction.

F2 · balance_after: This amendment corrects the number that was reported incorrectly in these columns on the original Form 4 for this transaction.

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November 30, 2018 Filed Mar 18, 2019 23:00 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000860748-19-000074 · edgar.xml · nonDerivative · entry 1

GEOGA DOUGLAS GERARD · CIK 0001214021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,933

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September 12, 2018 Filed Sep 13, 2018 21:32 UTC PurchaseCommon Stock 500 $83.55 $41,775.00
Disclosure

SEC source: 0000860748-18-000125 · edgar.xml · nonDerivative · entry 1

Cochran George N · CIK 0001623558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,428.05

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September 12, 2018 Filed Sep 14, 2018 14:49 UTC Amendment PurchaseCommon Stock 500 $83.55 $41,775.00
Disclosure

SEC source: 0000860748-18-000127 · edgar.xml · nonDerivative · entry 1

Cochran George N · CIK 0001623558 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,428.05

F1 · balance_after: This amendment corrects the number incorrectly reported in this column for the total amount of securities held following the transaction reported on the original Form 4.

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September 06, 2018 Filed Sep 10, 2018 20:13 UTC
Mullins Christine F.SVP & Chief HR Officer
Exercise / conversionEmployee Stock Option · Derivative 3,482 $0.00 Strike: $43.30 $0.00
Disclosure

SEC source: 0000860748-18-000123 · edgar.xml · derivative · entry 3

Mullins Christine F. · CIK 0001687276 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,964

Underlying: Common Stock · 3,482 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option to buy stock with tandem stock appreciation right.

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September 06, 2018 Filed Sep 10, 2018 20:13 UTC
Mullins Christine F.SVP & Chief HR Officer
Tax withholdingCommon Stock 2,283 $84.40 $192,685.20
Disclosure

SEC source: 0000860748-18-000123 · edgar.xml · nonDerivative · entry 2

Mullins Christine F. · CIK 0001687276 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,870

F1 · shares: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

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September 06, 2018 Filed Sep 10, 2018 20:13 UTC
Mullins Christine F.SVP & Chief HR Officer
Exercise / conversionCommon Stock 3,482 $43.30 $150,770.60
Disclosure

SEC source: 0000860748-18-000123 · edgar.xml · nonDerivative · entry 1

Mullins Christine F. · CIK 0001687276 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2018 Filed Aug 27, 2018 21:55 UTC
Evans Carl Thomas Jr.Sr. VP, Sec. & Gen. Counsel
SaleCommon Stock 2,000 $78.70 $157,400.00
Disclosure

SEC source: 0000860748-18-000121 · edgar.xml · nonDerivative · entry 1

Evans Carl Thomas Jr. · CIK 0001641823 · Sr. VP, Sec. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,662

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August 21, 2018 Filed Aug 23, 2018 21:57 UTC
Evans Carl Thomas Jr.Sr. VP, Sec. & Gen. Counsel
Exercise / conversionEmployee Stock Option · Derivative 2,661 $0.00 Strike: $27.71 $0.00
Disclosure

SEC source: 0000860748-18-000119 · edgar.xml · derivative · entry 5

Evans Carl Thomas Jr. · CIK 0001641823 · Sr. VP, Sec. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,662

Underlying: Common Stock · 2,661 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Option to buy stock with tandem stock appreciation right.

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August 21, 2018 Filed Aug 23, 2018 21:57 UTC
Evans Carl Thomas Jr.Sr. VP, Sec. & Gen. Counsel
Tax withholdingCommon Stock 1,696 $79.40 $134,662.40
Disclosure

SEC source: 0000860748-18-000119 · edgar.xml · nonDerivative · entry 4

Evans Carl Thomas Jr. · CIK 0001641823 · Sr. VP, Sec. & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965

F1 · shares: Shares withheld to pay the exercise price and/or taxes due in connection with the transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.