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KLAC

KLA CORP

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2838
SEC CIK
0000319201
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1,546

Last 12 months

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0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2018 Filed Sep 7, 2018 01:14 UTC
BARNHOLT EDWARD WDirector · Chairman of the Board
GiftCommon Stock 10,886 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-011673 · wf-form4_153628284657950.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,281

F1 · ownership.nature: By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:04 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 2,899 $117.46 $340,516.54
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 7

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,938

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:04 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 1,243 $117.36 $145,872.27
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 6

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,837

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.28 to $117.46. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:02 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 359 $116.65 $41,878.07
Disclosure

SEC source: 0001628280-18-011008 · wf-form4_153393131709166.xml · nonDerivative · entry 3

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2018.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.63 to $116.68. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:02 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 900 $116.26 $104,634.90
Disclosure

SEC source: 0001628280-18-011008 · wf-form4_153393131709166.xml · nonDerivative · entry 2

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2018.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.08 to $116.51. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:02 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 276 $118.13 $32,603.88
Disclosure

SEC source: 0001628280-18-011008 · wf-form4_153393131709166.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2018.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:02 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 3,446 $117.55 $405,087.64
Disclosure

SEC source: 0001628280-18-011009 · wf-form4_153393135559092.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,655

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.16 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:02 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 2,100 $116.34 $244,322.40
Disclosure

SEC source: 0001628280-18-011009 · wf-form4_153393135559092.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,101

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.90 to $116.86. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 1,200 $116.18 $139,419.60
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 10

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,645

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

F8 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.00 to $116.41. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 200 $117.10 $23,419.00
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 9

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,845

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

F7 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.09 to $117.15. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 392 $118.13 $46,306.96
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 8

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,045

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 700 $116.82 $81,776.10
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 7

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,437

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.58 to $117.20. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 200 $117.01 $23,401.00
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 6

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,137

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.00 to $117.01. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 200 $118.02 $23,604.40
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 5

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,337

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $118.00 to $118.04. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 217 $116.07 $25,187.19
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 4

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,537

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.06 to $116.07. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 200 $117.41 $23,482.00
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,754

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 452 $116.01 $52,436.97
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,954

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.00 to $116.02. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:03 UTC SaleCommon Stock 517 $116.00 $59,972.00
Disclosure

SEC source: 0001628280-18-011010 · wf-form4_153393138989659.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,406

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 4, 2018.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 700 $115.97 $81,178.30
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,080

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.78 to $116.00. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 344 $117.43 $40,396.61
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,780

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.15 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 700 $115.90 $81,127.20
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,124

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.71 to $116.00. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 265 $118.13 $31,304.45
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,824

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 600 $116.77 $70,062.00
Disclosure

SEC source: 0001628280-18-011011 · wf-form4_153393142384681.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,089

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.52 to $117.21. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 168 $118.13 $19,845.84
Disclosure

SEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 5

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 500 $117.20 $58,601.00
Disclosure

SEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 4

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.00 to $117.45. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 1,500 $115.92 $173,875.50
Disclosure

SEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 3

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $115.69 to $116.01. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 326 $117.90 $38,434.42
Disclosure

SEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 2

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.75 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 08, 2018 Filed Aug 10, 2018 20:04 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 600 $116.00 $69,601.80
Disclosure

SEC source: 0001628280-18-011012 · wf-form4_153393145683204.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,143

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $116.00 to $116.02. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:09 UTC Tax withholdingCommon Stock 1,134 $118.16 $133,993.44
Disclosure

SEC source: 0001628280-18-010936 · wf-form4_153384535817116.xml · nonDerivative · entry 6

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,923

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:09 UTC Exercise / conversionCommon Stock 2,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010936 · wf-form4_153384535817116.xml · nonDerivative · entry 5

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 9,150 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:09 UTC Exercise / conversionCommon Stock - Restricted Stock Units 2,287 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010936 · wf-form4_153384535817116.xml · nonDerivative · entry 4

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F5 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 9,150 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:09 UTC Tax withholdingCommon Stock 2,655 $118.16 $313,714.80
Disclosure

SEC source: 0001628280-18-010936 · wf-form4_153384535817116.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,770

F4 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:09 UTC Exercise / conversionCommon Stock 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010936 · wf-form4_153384535817116.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was alsogranted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that thenumber of shares subject to the RSUs is 10,705. On August 7, 2018, the remaining 50% of the shares subject to the RSUs vested.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:09 UTC Exercise / conversionCommon Stock - Restricted Stock Units 5,353 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010936 · wf-form4_153384535817116.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was alsogranted RSUs covering up to a maximum of 11,437 shares (based on 125% of the target shares of 9,150) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that thenumber of shares subject to the RSUs is 10,705. On August 7, 2018, the remaining 50% of the shares subject to the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 5,454 $118.16 $644,444.64
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 10

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,201

F8 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 9

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 44,000 shares of KLA-Tencor Common Stock. On August 7, 2018, 25% of those shares vested.

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August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock - Restricted Stock Units 11,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 8

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F9 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 44,000 shares of KLA-Tencor Common Stock. On August 7, 2018, 25% of those shares vested.

F7 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 12,762 $118.16 $1,507,957.92
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 7

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,655

F8 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018.

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August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 25,740 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 6

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 55,000 shares (based on 125% of the target shares of 44,000) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 51,480. On August 7, 2018, the remaining 50% of the unvested shares vested.

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August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock - Restricted Stock Units 25,740 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 5

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F6 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 55,000 shares (based on 125% of the target shares of 44,000) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 51,480. On August 7, 2018, the remaining 50% of the unvested shares vested.

F7 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 1,100 $118.54 $130,396.20
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,677

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $118.17 to $119.10. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

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August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 5,574 $117.68 $655,959.47
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,777

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.14 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 3,283 $118.44 $388,841.80
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,351

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $118.15 to $119.10. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 13,269 $117.66 $1,561,164.20
Disclosure

SEC source: 0001628280-18-010937 · wf-form4_153384539221912.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,634

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $117.14 to $118.13. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
Trafas Brian M.Executive Vice President
Tax withholdingCommon Stock 911 $118.16 $107,643.76
Disclosure

SEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 7

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,743

F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock 1,837 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 6

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 7,350 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 1,837 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 5

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F6 · shares: On August 7, 2014, the Reporting Person was granted an RSU for 7,350 shares of KLA-Tencor Common Stock. On August 7, 2018, the remaining 25% of those shares vested.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
Trafas Brian M.Executive Vice President
Tax withholdingCommon Stock 2,132 $118.16 $251,917.12
Disclosure

SEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 4

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

F5 · shares: Pursuant to the terms of the grant, shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on August 7, 2018.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock 4,300 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 3

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 9,187 shares (based on 125% of the target shares of 7,350) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 8,599. On August 7, 2018, the remaining 50% of the shares vested.

Read SEC document
August 07, 2018 Filed Aug 9, 2018 20:10 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 4,300 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010939 · wf-form4_153384542573506.xml · nonDerivative · entry 2

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F3 · shares: On August 7, 2014, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 9,187 shares (based on 125% of the target shares of 7,350) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 31, 2017 the Compensation Committee of KLA-Tencor's Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 8,599. On August 7, 2018, the remaining 50% of the shares vested.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.