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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
Parsed reports
1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202603
Aug 2026012
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2020 Filed Aug 3, 2020 20:32 UTC
Donzella OresteExecutive Vice President
Tax withholdingCommon Stock 464 $199.83 $92,721.12
Disclosure

SEC source: 0001628280-20-011473 · wf-form4_159648670215398.xml · nonDerivative · entry 5

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2020.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:32 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock 1,340 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011473 · wf-form4_159648670215398.xml · nonDerivative · entry 4

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 1, 2019, the reporting person was granted RSUs for 5,360 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:32 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 1,340 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011473 · wf-form4_159648670215398.xml · nonDerivative · entry 3

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 1, 2019, the reporting person was granted RSUs for 5,360 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:33 UTC
Higgins Bren D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,591 $199.83 $317,929.53
Disclosure

SEC source: 0001628280-20-011475 · wf-form4_159648675502116.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

F8 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2020.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:33 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,216 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011475 · wf-form4_159648675502116.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: On August 1, 2019, the reporting person was granted RSUs for 12,863 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:33 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock - Restricted Stock Units 3,216 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011475 · wf-form4_159648675502116.xml · nonDerivative · entry 3

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F7 · shares: On August 1, 2019, the reporting person was granted RSUs for 12,863 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:34 UTC
Lorig BrianExecutive Vice President
Tax withholdingCommon Stock 483 $199.83 $96,517.89
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 4

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,477

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2020.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:34 UTC
Lorig BrianExecutive Vice President
Exercise / conversionCommon Stock 1,394 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On August 1, 2019, the reporting person was granted RSUs for 5,574 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:34 UTC
Lorig BrianExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 1,394 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F4 · shares: On August 1, 2019, the reporting person was granted RSUs for 5,574 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:35 UTC
Khan Ahmad A.President, Semi Proc. Control
Tax withholdingCommon Stock 1,861 $199.83 $371,883.63
Disclosure

SEC source: 0001628280-20-011477 · wf-form4_159648685650434.xml · nonDerivative · entry 5

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2020.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:35 UTC
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock 3,752 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011477 · wf-form4_159648685650434.xml · nonDerivative · entry 4

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 1, 2019, the reporting person was granted RSUs for 15,007 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:35 UTC
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock - Restricted Stock Units 3,752 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011477 · wf-form4_159648685650434.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 1, 2019, the reporting person was granted RSUs for 15,007 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:36 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 3,189 $199.83 $637,257.87
Disclosure

SEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 5

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,149

F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 31, 2020.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:36 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 6,432 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 1, 2019, the reporting person was granted RSUs for 25,726 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

Read SEC document
August 01, 2020 Filed Aug 3, 2020 20:36 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock - Restricted Stock Units 6,432 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 1, 2019, the reporting person was granted RSUs for 25,726 shares of KLA common stock. On August 1, 2020, 25% of the RSUs vested.

F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:32 UTC
Donzella OresteExecutive Vice President
GrantCommon Stock - Restricted Stock Units 6,906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011473 · wf-form4_159648670215398.xml · nonDerivative · entry 2

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,941

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F4 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus aggregate cash dividends distributed per share on any date since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On July 31, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the second threshold of $203.6843. As a result, 6,906 shares became eligible to vest on March 20, 2023, subject to continued service on that date.

F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:33 UTC
Higgins Bren D.EVP & Chief Financial Officer
GrantCommon Stock - Restricted Stock Units 13,813 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011475 · wf-form4_159648675502116.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,440

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F4 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus aggregate cash dividends distributed per share on any date since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On July 31, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the second threshold of $203.6843. As a result, 13,813 shares became eligible to vest on March 20, 2023, subject to continued service on that date.

F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:34 UTC
Lorig BrianExecutive Vice President
GrantCommon Stock - Restricted Stock Units 6,630 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011476 · wf-form4_159648680981437.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,453

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus aggregate cash dividends distributed per share on any date since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On July 31, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the second threshold of $203.6843. As a result, 6,630 shares became eligible to vest on March 20, 2023, subject to continued service on that date.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:35 UTC
Khan Ahmad A.President, Semi Proc. Control
GrantCommon Stock - Restricted Stock Units 15,195 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011477 · wf-form4_159648685650434.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,964

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F4 · shares: On March 20, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus aggregate cash dividends distributed per share on any date since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On July 31, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the second threshold of $203.6843. As a result, 15,195 shares became eligible to vest on March 20, 2023, subject to continued service on that date.

F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
July 31, 2020 Filed Aug 3, 2020 20:36 UTC
WALLACE RICHARD PDirector · President and CEO
GrantCommon Stock - Restricted Stock Units 41,441 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,345

F3 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F4 · shares: On April 11, 2019, the reporting person was granted performance-based RSUs that would be eligible to vest, subject to continued service on each vesting date, in three equal installments as early as the third, fourth and fifth anniversaries of the grant date provided that the trailing 20-day average of the closing price of KLA common stock plus aggregate cash dividends distributed per share on any date since the grant date exceeded $174.5865, $203.6843 and $232.782, respectively. On July 31, 2020, it was determined that the 20-day trailing average plus cash dividends distributed per share since the grant date exceeded the second threshold of $203.6843. As a result, 41,441 shares became eligible to vest on April 11, 2023, subject to continued service on that date.

F5 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 23:04 UTC
Lorig BrianExecutive Vice President
SaleCommon Stock 136 $194.56 $26,460.16
Disclosure

SEC source: 0001628280-20-010243 · wf-form4_159416307476674.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F3 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

Read SEC document
June 30, 2020 Filed Jul 7, 2020 23:04 UTC
Lorig BrianExecutive Vice President
OtherCommon Stock 136 $155.19 $21,105.16
Disclosure

SEC source: 0001628280-20-010243 · wf-form4_159416307476674.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 702

F1 · shares: Purchased under the registrant's employee stock purchase plan.

F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date.

Read SEC document
June 30, 2020 Filed Aug 3, 2020 20:31 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
OtherCommon Stock 136 $155.19 $21,105.16
Disclosure

SEC source: 0001628280-20-011472 · wf-form4_159648660816200.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433

F1 · shares: Purchased under the registrant's employee stock purchase plan.

F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date.

Read SEC document
June 30, 2020 Filed Aug 3, 2020 20:32 UTC
Donzella OresteExecutive Vice President
OtherCommon Stock 136 $155.19 $21,105.16
Disclosure

SEC source: 0001628280-20-011473 · wf-form4_159648670215398.xml · nonDerivative · entry 1

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,513

F1 · shares: Purchased under the registrant's employee stock purchase plan.

F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date.

Read SEC document
June 30, 2020 Filed Aug 3, 2020 20:33 UTC
Higgins Bren D.EVP & Chief Financial Officer
OtherCommon Stock 136 $155.19 $21,105.16
Disclosure

SEC source: 0001628280-20-011475 · wf-form4_159648675502116.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410

F1 · shares: Purchased under the registrant's employee stock purchase plan.

F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date.

Read SEC document
June 30, 2020 Filed Aug 3, 2020 20:35 UTC
Khan Ahmad A.President, Semi Proc. Control
OtherCommon Stock 136 $155.19 $21,105.16
Disclosure

SEC source: 0001628280-20-011477 · wf-form4_159648685650434.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

F1 · shares: Purchased under the registrant's employee stock purchase plan.

F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date.

Read SEC document
June 30, 2020 Filed Aug 3, 2020 20:36 UTC
WALLACE RICHARD PDirector · President and CEO
OtherCommon Stock 136 $155.19 $21,105.16
Disclosure

SEC source: 0001628280-20-011478 · wf-form4_159648691714405.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,906

F1 · shares: Purchased under the registrant's employee stock purchase plan.

F2 · price: Represents 85% of the closing price of the registrant's stock on the employee stock purchase plan start date.

Read SEC document
June 05, 2020 Filed Jun 6, 2020 00:11 UTC
Little Teri A.EVP, CLO and Secretary
Disposition to issuerCommon Stock - Restricted Stock Units 24,758 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-009098 · wf-form4_159140228517358.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLA common stock.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:38 UTC
Khan Ahmad A.President, Semi Proc. Control
SaleCommon Stock 2,530 $175.50 $444,015.00
Disclosure

SEC source: 0001628280-20-008237 · wf-form4_159009349973023.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:55 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 10,278 $169.54 $1,742,542.40
Disclosure

SEC source: 0001628280-20-007579 · wf-form4_158931688724566.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,770

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $169.37 to $169.91. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
May 11, 2020 Filed May 12, 2020 20:55 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 19,691 $168.99 $3,327,483.64
Disclosure

SEC source: 0001628280-20-007579 · wf-form4_158931688724566.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,048

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $168.37 to $169.36. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.

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May 11, 2020 Filed May 12, 2020 20:55 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 7,297 $167.95 $1,225,538.45
Disclosure

SEC source: 0001628280-20-007579 · wf-form4_158931688724566.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,739

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $167.36 to $168.35. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.

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May 01, 2020 Filed May 12, 2020 20:55 UTC SaleCommon Stock 200 $158.01 $31,602.00
Disclosure

SEC source: 0001628280-20-007581 · wf-form4_158931690968220.xml · nonDerivative · entry 9

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,116

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F10 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $157.97 to $158.05. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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May 01, 2020 Filed May 12, 2020 20:55 UTC SaleCommon Stock 500 $156.70 $78,351.00
Disclosure

SEC source: 0001628280-20-007581 · wf-form4_158931690968220.xml · nonDerivative · entry 8

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,316

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F9 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $156.57 to $156.92. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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May 01, 2020 Filed May 12, 2020 20:55 UTC SaleCommon Stock 100 $154.87 $15,487.00
Disclosure

SEC source: 0001628280-20-007581 · wf-form4_158931690968220.xml · nonDerivative · entry 7

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,816

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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May 01, 2020 Filed May 12, 2020 20:55 UTC SaleCommon Stock 400 $154.14 $61,655.00
Disclosure

SEC source: 0001628280-20-007581 · wf-form4_158931690968220.xml · nonDerivative · entry 6

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,916

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F8 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $153.79 to $154.76. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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May 01, 2020 Filed May 12, 2020 20:55 UTC SaleCommon Stock 400 $153.33 $61,333.00
Disclosure

SEC source: 0001628280-20-007581 · wf-form4_158931690968220.xml · nonDerivative · entry 5

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,316

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F7 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $152.72 to $153.66. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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May 01, 2020 Filed May 12, 2020 20:55 UTC SaleCommon Stock 600 $151.74 $91,045.98
Disclosure

SEC source: 0001628280-20-007581 · wf-form4_158931690968220.xml · nonDerivative · entry 4

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 8,716

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $151.38 to $152.01. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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May 01, 2020 Filed May 12, 2020 20:55 UTC SaleCommon Stock 800 $150.68 $120,541.04
Disclosure

SEC source: 0001628280-20-007581 · wf-form4_158931690968220.xml · nonDerivative · entry 3

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,316

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $150.32 to $151.03. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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May 01, 2020 Filed May 12, 2020 20:55 UTC SaleCommon Stock 1,500 $149.90 $224,842.50
Disclosure

SEC source: 0001628280-20-007581 · wf-form4_158931690968220.xml · nonDerivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,116

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $149.32 to $150.24. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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May 01, 2020 Filed May 12, 2020 20:55 UTC SaleCommon Stock 500 $148.66 $74,330.00
Disclosure

SEC source: 0001628280-20-007581 · wf-form4_158931690968220.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,616

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $148.24 to $149.20. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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March 04, 2020 Filed Mar 6, 2020 21:31 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 1,418 $157.09 $222,753.62
Disclosure

SEC source: 0001628280-20-003159 · wf-form4_158353025962116.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2019.

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February 25, 2020 Filed Feb 26, 2020 21:37 UTC
Little Teri A.EVP, CLO and Secretary
SaleCommon Stock 3,877 $155.28 $602,020.56
Disclosure

SEC source: 0001628280-20-002313 · wf-form4_158275303957268.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

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February 20, 2020 Filed Feb 24, 2020 21:42 UTC
BARNHOLT EDWARD WDirector · Chairman of the Board
SaleCommon Stock 2,797 $168.90 $472,402.11
Disclosure

SEC source: 0001628280-20-002118 · wf-form4_158258054725598.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,212

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February 19, 2020 Filed Feb 21, 2020 21:37 UTC
Khan Ahmad A.President, Semi Proc. Control
SaleCommon Stock 3,754 $172.21 $646,476.34
Disclosure

SEC source: 0001628280-20-001961 · wf-form4_158232100790068.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,353

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019.

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February 10, 2020 Filed Feb 12, 2020 22:47 UTC
MYERS MARIEDirector
GrantCommon Stock - Restricted Stock Units 869 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-001450 · wf-form4_158154760613027.xml · nonDerivative · entry 1

MYERS MARIE · CIK 0001656326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: Represents a pro-rated annual outside director grant, which will vest in full on the earliest to occur of: (1) the next annual meeting of stockholders; (2) one year from the date of grant; and (3) ten days prior to a change of control.

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February 07, 2020 Filed Feb 11, 2020 21:33 UTC
Donzella OresteExecutive Vice President
SaleCommon Stock 590 $168.35 $99,327.68
Disclosure

SEC source: 0001628280-20-001359 · wf-form4_158145680747891.xml · nonDerivative · entry 1

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,377

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February 03, 2020 Filed Feb 5, 2020 23:00 UTC SaleCommon Stock 115 $170.54 $19,611.53
Disclosure

SEC source: 0001628280-20-001114 · wf-form4_158094361613907.xml · nonDerivative · entry 4

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,116

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $170.44 to $170.54. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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February 03, 2020 Filed Feb 5, 2020 23:00 UTC SaleCommon Stock 1,885 $169.82 $320,110.70
Disclosure

SEC source: 0001628280-20-001114 · wf-form4_158094361613907.xml · nonDerivative · entry 3

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 12,231

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $169.38 to $170.32. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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February 03, 2020 Filed Feb 5, 2020 23:00 UTC SaleCommon Stock 300 $168.83 $50,649.90
Disclosure

SEC source: 0001628280-20-001114 · wf-form4_158094361613907.xml · nonDerivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 14,116

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $168.37 to $169.31. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.