Tapewire

Nasdaq · USD

KIDS

ORTHOPEDIATRICS CORP

Export transactions ↓
Tapewire entity
5338
SEC CIK
0001425450
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026012
Sep 202609
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2018 Filed Sep 14, 2018 14:08 UTC
Unger KevinDirector
Exercise / conversionCommon Stock 196 $30.97 $6,070.12
Disclosure

SEC source: 0001425450-18-000108 · wf-form4_153694848736412.xml · nonDerivative · entry 1

Unger Kevin · CIK 0001478366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 19:47 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 2,278 $30.97 Strike: $30.97 $70,549.66
Disclosure

SEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · derivative · entry 6

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,278 shares

Expires 2020-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 19:47 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 7,247 $27.61 Strike: $27.61 $200,089.67
Disclosure

SEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · derivative · entry 5

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,247 shares

Expires 2019-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 19:47 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
SaleCommon Stock 2,278 $33.72 $76,814.16
Disclosure

SEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · nonDerivative · entry 4

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,218

Read SEC document
September 05, 2018 Filed Sep 6, 2018 19:47 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
SaleCommon Stock 7,247 $33.73 $244,441.31
Disclosure

SEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · nonDerivative · entry 3

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,496

Read SEC document
September 05, 2018 Filed Sep 6, 2018 19:47 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
Exercise / conversionCommon Stock 2,278 $30.97 $70,549.66
Disclosure

SEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · nonDerivative · entry 2

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2018 Filed Sep 6, 2018 19:47 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,247 $27.61 $200,089.67
Disclosure

SEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · nonDerivative · entry 1

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:03 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000090 · wf-form4_152970136859728.xml · nonDerivative · entry 1

Hughes Bryan W · CIK 0001719269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:04 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000093 · wf-form4_152970145519016.xml · nonDerivative · entry 1

Schlotterback Terry D · CIK 0001719251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,951

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 17:02 UTC
Unger KevinDirector
GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000088 · wf-form4_152970130948542.xml · nonDerivative · entry 1

Unger Kevin · CIK 0001478366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:05 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000094 · wf-form4_152970148419513.xml · nonDerivative · entry 1

Infante (Reynolds) Marie C · CIK 0001719206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,802

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:04 UTC
Ruf HaroldDirector
GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000092 · wf-form4_152970142672123.xml · nonDerivative · entry 1

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,400

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

F2 · ownership.nature: These shares are held by Ruf and Associates LLC ("Ruf"). As the President of Ruf, the reporting person is deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:03 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000091 · wf-form4_152970139928086.xml · nonDerivative · entry 1

Riccitelli Samuel D · CIK 0001414839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:02 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000089 · wf-form4_152970133730820.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,410

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:01 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000087 · wf-form4_152970128106232.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:01 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000086 · wf-form4_152970125333171.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

Read SEC document
May 22, 2018 Filed May 24, 2018 18:44 UTC PurchaseCommon Stock 2,000 $19.50 $39,000.00
Disclosure

SEC source: 0001425450-18-000072 · wf-form4_152718742764554.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · shares: Represents shares purchased by Mr. Pelizzon in the open market.

Read SEC document
May 10, 2018 Filed May 14, 2018 17:57 UTC OtherCommon Stock 35,862 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000066 · wf-form4_152632066497400.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 35,862

F1 · kind: Pro rata distribution to Stephen F Burns Trust from Stepstone OrthoPediatrics Holdings, LLC in which the Trust was a non-managing member.

F1 · price: Pro rata distribution to Stephen F Burns Trust from Stepstone OrthoPediatrics Holdings, LLC in which the Trust was a non-managing member.

F1 · balance_after: Pro rata distribution to Stephen F Burns Trust from Stepstone OrthoPediatrics Holdings, LLC in which the Trust was a non-managing member.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 15:32 UTC
Odle Gregory AExecutive Vice President
SaleCommon Stock 33,161 $17.92 $594,245.12
Disclosure

SEC source: 0001425450-18-000054 · wf-form4_152390712454404.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,679

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 15:34 UTC
Throdahl Mark CDirector · President and CEO
SaleCommon Stock 27,549 $17.92 $493,678.08
Disclosure

SEC source: 0001425450-18-000057 · wf-form4_152390720769178.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,651

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 19:33 UTC
Hite FredDirector · Chief Financial Officer
SaleCommon Stock 29,471 $17.92 $528,120.32
Disclosure

SEC source: 0001425450-18-000056 · wf-form4_152390719155277.xml · nonDerivative · entry 1

Hite Fred · CIK 0001298644 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,529

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 19:31 UTC
Bailey David RExecutive Vice President
SaleCommon Stock 30,231 $17.92 $541,739.52
Disclosure

SEC source: 0001425450-18-000053 · wf-form4_152390710549038.xml · nonDerivative · entry 1

Bailey David R · CIK 0001719296 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,764

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
April 13, 2018 Filed Apr 16, 2018 19:33 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
SaleCommon Stock 11,145 $17.92 $199,718.40
Disclosure

SEC source: 0001425450-18-000055 · wf-form4_152390714306366.xml · nonDerivative · entry 1

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,218

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:09 UTC PurchaseCommon Stock 3,747 $18.07 $67,708.29
Disclosure

SEC source: 0001425450-18-000038 · wf-form4_152097536366040.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,010

F1 · shares: Represents shares that were purchased by Mr. Berry via his IRA in the open market.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 21:09 UTC PurchaseCommon Stock 1,000 $17.50 $17,500.00
Disclosure

SEC source: 0001425450-18-000037 · wf-form4_152097534718300.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

F1 · shares: Represents shares that were purchased by Mr. Pelizzon in the open market.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 15:39 UTC
Odle Gregory AExecutive Vice President
GrantCommon Stock 19,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000028 · wf-form4_151993676197740.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,840

F1 · balance_after: Includes restricted stock awards totaling 94,280 shares.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 15:39 UTC
Throdahl Mark CDirector · President and CEO
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000027 · wf-form4_151993674208926.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,200

F1 · balance_after: Includes restricted stock awards totaling 75,424 shares.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 20:40 UTC
Bailey David RExecutive Vice President
GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000029 · wf-form4_151993678133731.xml · nonDerivative · entry 1

Bailey David R · CIK 0001719296 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,995

F1 · balance_after: Includes restricted stock awards totaling 79,283 shares.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 20:41 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000030 · wf-form4_151993681427453.xml · nonDerivative · entry 1

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,363

F1 · balance_after: Includes restricted stock awards totaling 31,330 shares.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 20:38 UTC
Hite FredDirector · Chief Financial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-18-000026 · wf-form4_151993672072711.xml · nonDerivative · entry 1

Hite Fred · CIK 0001298644 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,000

F1 · balance_after: Includes restricted stock awards totaling 77,000 shares.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 18:03 UTC
Odle Gregory AExecutive Vice President
Tax withholdingCommon Stock 14,773 $13.00 $192,049.00
Disclosure

SEC source: 0001144204-17-052683 · tv477016_4.xml · nonDerivative · entry 2

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,840

F2 · shares: Represents shares delivered to the Issuer to satisfy tax withholdings in connection with the lapse of restrictions on 32.117 shares of restricted common stock.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 18:03 UTC
Odle Gregory AExecutive Vice President
GrantCommon Stock 11,725 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052683 · tv477016_4.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,613

F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2017 Incentive Award Plan. These shares will vest in full on the six month anniversary of the grant date (subject to the reporting person's continued service through such date); provided, however, that these shares will vest in full if the reporting person's employment is terminated by reason of death or disability or without "cause," or if the reporting person terminates his employment for "good reason" (each as defined in the reporting person's employment agreement).

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:07 UTC ConversionSeries B Convertible Preferred Stock · Derivative 4,157,960 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052691 · tv477024_4.xml · derivative · entry 4

Squadron Capital LLC · CIK 0001719228 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,785,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F3 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F3 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:07 UTC ConversionSeries A Convertible Preferred Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052691 · tv477024_4.xml · derivative · entry 3

Squadron Capital LLC · CIK 0001719228 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 670,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F3 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F3 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:07 UTC ConversionCommon Stock 1,920,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-052691 · tv477024_4.xml · nonDerivative · entry 2

Squadron Capital LLC · CIK 0001719228 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,378,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares received upon conversion of a $16.0 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering.

F3 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:07 UTC ConversionCommon Stock 3,455,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-052691 · tv477024_4.xml · nonDerivative · entry 1

Squadron Capital LLC · CIK 0001719228 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,458,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares received upon conversion of the Series A Convertible Preferred Stock and the Series B Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering.

F3 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

Read SEC document
October 16, 2017 Filed Oct 16, 2017 18:05 UTC
Throdahl Mark CDirector · President and CEO
ConversionSeries B Convertible Preferred Stock · Derivative 11,403 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052686 · tv477019_4.xml · derivative · entry 3

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,640 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering.

F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering.

F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 18:05 UTC
Throdahl Mark CDirector · President and CEO
Tax withholdingCommon Stock 31,082 $13.00 $404,066.00
Disclosure

SEC source: 0001144204-17-052686 · tv477019_4.xml · nonDerivative · entry 2

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,200

F3 · shares: Represents shares delivered to the Issuer to satisfy tax withholdings in connection with the lapse of restrictions on 67,877 shares of restricted common stock.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 18:05 UTC
Throdahl Mark CDirector · President and CEO
ConversionCommon Stock 7,640 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-052686 · tv477019_4.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares received upon conversion of the Series B Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering.

F2 · price: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:07 UTC ConversionSeries B Convertible Preferred Stock · Derivative 4,157,960 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052690 · tv477023_4.xml · derivative · entry 5

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 2,785,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F5 · ownership.nature: These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:07 UTC ConversionSeries A Convertible Preferred Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052690 · tv477023_4.xml · derivative · entry 4

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 670,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F5 · ownership.nature: These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:07 UTC PurchaseCommon Stock 10,000 $13.00 $130,000.00
Disclosure

SEC source: 0001144204-17-052690 · tv477023_4.xml · nonDerivative · entry 3

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · shares: Represents shares that were purchased through a directed share program in connection with the Issuer's initial public offering.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:07 UTC ConversionCommon Stock 1,920,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-052690 · tv477023_4.xml · nonDerivative · entry 2

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,378,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents shares received upon conversion of a $16.0 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering.

F4 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F5 · ownership.nature: These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:07 UTC ConversionCommon Stock 3,455,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-052690 · tv477023_4.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,458,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares received upon conversion of the Series A Convertible Preferred Stock and the Series B Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering.

F4 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock).

F5 · ownership.nature: These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:06 UTC
Ruf HaroldDirector
PurchaseCommon Stock 11,500 $13.00 $149,500.00
Disclosure

SEC source: 0001144204-17-052689 · tv477022_4.xml · nonDerivative · entry 1

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

F1 · shares: Represents shares that were purchased through a directed share program in connection with the Issuer's initial public offering.

F2 · ownership.direct: Held as tenants-in-common with the reporting person's son.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:06 UTC ConversionSeries B Convertible Preferred Stock · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052688 · tv477021_4.xml · derivative · entry 2

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering.

F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering.

F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:06 UTC ConversionCommon Stock 4,020 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-17-052688 · tv477021_4.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares received upon conversion of the Series B Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering.

F2 · price: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:05 UTC
Hite FredDirector · Chief Financial Officer
GrantCommon Stock 10,050 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052687 · tv477020_4.xml · nonDerivative · entry 1

Hite Fred · CIK 0001298644 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2017 Incentive Award Plan. These shares will vest in full on the six month anniversary of the grant date (subject to the reporting person's continued service through such date); provided, however, that these shares will vest in full if the reporting person's employment is terminated by reason of death or disability or without "cause," or if the reporting person terminates his employment for "good reason" (each as defined in the reporting person's employment agreement).

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:04 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
Tax withholdingCommon Stock 2,300 $13.00 $29,900.00
Disclosure

SEC source: 0001144204-17-052685 · tv477018_4.xml · nonDerivative · entry 2

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,363

F2 · shares: Represents shares delivered to the Issuer to satisfy tax withholdings in connection with the lapse of restrictions on 5,333 shares of restricted common stock.

Read SEC document
October 16, 2017 Filed Oct 16, 2017 22:04 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
GrantCommon Stock 5,360 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052685 · tv477018_4.xml · nonDerivative · entry 1

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,663

F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2017 Incentive Award Plan. These shares will vest in full on the six month anniversary of the grant date (subject to the reporting person's continued service through such date); provided, however, that these shares will vest in full if the reporting person's employment is terminated by reason of death or disability or without "cause," or if the reporting person terminates his employment for "good reason" (each as defined in the reporting person's employment agreement).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.