Last 12 months
Inside the activity.
0 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 12 |
| Sep 2026 | 0 | 9 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2018 Filed Sep 14, 2018 14:08 UTC |
Unger KevinDirector
|
Exercise / conversionCommon Stock | 196 | $30.97 | $6,070.12 |
DisclosureSEC source: 0001425450-18-000108 · wf-form4_153694848736412.xml · nonDerivative · entry 1 Unger Kevin · CIK 0001478366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 19:47 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,278 | $30.97 Strike: $30.97 | $70,549.66 |
DisclosureSEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · derivative · entry 6 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,278 shares Expires 2020-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 19:47 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,247 | $27.61 Strike: $27.61 | $200,089.67 |
DisclosureSEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · derivative · entry 5 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,247 shares Expires 2019-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 19:47 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
SaleCommon Stock | 2,278 | $33.72 | $76,814.16 |
DisclosureSEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · nonDerivative · entry 4 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,218 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 19:47 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
SaleCommon Stock | 7,247 | $33.73 | $244,441.31 |
DisclosureSEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · nonDerivative · entry 3 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,496 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 19:47 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 2,278 | $30.97 | $70,549.66 |
DisclosureSEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · nonDerivative · entry 2 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 19:47 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 7,247 | $27.61 | $200,089.67 |
DisclosureSEC source: 0001425450-18-000106 · wf-form4_153626320755147.xml · nonDerivative · entry 1 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 17:03 UTC |
Hughes Bryan WDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000090 · wf-form4_152970136859728.xml · nonDerivative · entry 1 Hughes Bryan W · CIK 0001719269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,204 F1 · balance_after: Includes restricted stock awards totaling 1,400 shares. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 17:04 UTC |
Schlotterback Terry DDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000093 · wf-form4_152970145519016.xml · nonDerivative · entry 1 Schlotterback Terry D · CIK 0001719251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,951 F1 · balance_after: Includes restricted stock awards totaling 1,400 shares. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 17:02 UTC |
Unger KevinDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000088 · wf-form4_152970130948542.xml · nonDerivative · entry 1 Unger Kevin · CIK 0001478366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,204 F1 · balance_after: Includes restricted stock awards totaling 1,400 shares. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:05 UTC |
Infante (Reynolds) Marie CDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000094 · wf-form4_152970148419513.xml · nonDerivative · entry 1 Infante (Reynolds) Marie C · CIK 0001719206 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802 F1 · balance_after: Includes restricted stock awards totaling 1,400 shares. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:04 UTC |
Ruf HaroldDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000092 · wf-form4_152970142672123.xml · nonDerivative · entry 1 Ruf Harold · CIK 0001719213 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,400 F1 · balance_after: Includes restricted stock awards totaling 1,400 shares. F2 · ownership.nature: These shares are held by Ruf and Associates LLC ("Ruf"). As the President of Ruf, the reporting person is deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:03 UTC |
Riccitelli Samuel DDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000091 · wf-form4_152970139928086.xml · nonDerivative · entry 1 Riccitelli Samuel D · CIK 0001414839 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 F1 · balance_after: Includes restricted stock awards totaling 1,400 shares. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:02 UTC |
Berry Bernie B IIIDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000089 · wf-form4_152970133730820.xml · nonDerivative · entry 1 Berry Bernie B III · CIK 0001719253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,410 F1 · balance_after: Includes restricted stock awards totaling 1,400 shares. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:01 UTC |
Burns Stephen FDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000087 · wf-form4_152970128106232.xml · nonDerivative · entry 1 Burns Stephen F · CIK 0001719297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 F1 · balance_after: Includes restricted stock awards totaling 1,400 shares. Read SEC document |
| June 20, 2018 Filed Jun 22, 2018 21:01 UTC |
Pelizzon David RDirector
|
GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000086 · wf-form4_152970125333171.xml · nonDerivative · entry 1 Pelizzon David R · CIK 0001719217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 F1 · balance_after: Includes restricted stock awards totaling 1,400 shares. Read SEC document |
| May 22, 2018 Filed May 24, 2018 18:44 UTC |
Pelizzon David RDirector
|
PurchaseCommon Stock | 2,000 | $19.50 | $39,000.00 |
DisclosureSEC source: 0001425450-18-000072 · wf-form4_152718742764554.xml · nonDerivative · entry 1 Pelizzon David R · CIK 0001719217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 F1 · shares: Represents shares purchased by Mr. Pelizzon in the open market. Read SEC document |
| May 10, 2018 Filed May 14, 2018 17:57 UTC |
Burns Stephen FDirector
|
OtherCommon Stock | 35,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000066 · wf-form4_152632066497400.xml · nonDerivative · entry 1 Burns Stephen F · CIK 0001719297 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 35,862 F1 · kind: Pro rata distribution to Stephen F Burns Trust from Stepstone OrthoPediatrics Holdings, LLC in which the Trust was a non-managing member. F1 · price: Pro rata distribution to Stephen F Burns Trust from Stepstone OrthoPediatrics Holdings, LLC in which the Trust was a non-managing member. F1 · balance_after: Pro rata distribution to Stephen F Burns Trust from Stepstone OrthoPediatrics Holdings, LLC in which the Trust was a non-managing member. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 15:32 UTC |
Odle Gregory AExecutive Vice President
|
SaleCommon Stock | 33,161 | $17.92 | $594,245.12 |
DisclosureSEC source: 0001425450-18-000054 · wf-form4_152390712454404.xml · nonDerivative · entry 1 Odle Gregory A · CIK 0001719088 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,679 F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 15:34 UTC |
Throdahl Mark CDirector · President and CEO
|
SaleCommon Stock | 27,549 | $17.92 | $493,678.08 |
DisclosureSEC source: 0001425450-18-000057 · wf-form4_152390720769178.xml · nonDerivative · entry 1 Throdahl Mark C · CIK 0001439415 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,651 F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 19:33 UTC |
Hite FredDirector · Chief Financial Officer
|
SaleCommon Stock | 29,471 | $17.92 | $528,120.32 |
DisclosureSEC source: 0001425450-18-000056 · wf-form4_152390719155277.xml · nonDerivative · entry 1 Hite Fred · CIK 0001298644 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,529 F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 19:31 UTC |
Bailey David RExecutive Vice President
|
SaleCommon Stock | 30,231 | $17.92 | $541,739.52 |
DisclosureSEC source: 0001425450-18-000053 · wf-form4_152390710549038.xml · nonDerivative · entry 1 Bailey David R · CIK 0001719296 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,764 F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 19:33 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
SaleCommon Stock | 11,145 | $17.92 | $199,718.40 |
DisclosureSEC source: 0001425450-18-000055 · wf-form4_152390714306366.xml · nonDerivative · entry 1 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,218 F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:09 UTC |
Berry Bernie B IIIDirector
|
PurchaseCommon Stock | 3,747 | $18.07 | $67,708.29 |
DisclosureSEC source: 0001425450-18-000038 · wf-form4_152097536366040.xml · nonDerivative · entry 1 Berry Bernie B III · CIK 0001719253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,010 F1 · shares: Represents shares that were purchased by Mr. Berry via his IRA in the open market. Read SEC document |
| March 12, 2018 Filed Mar 13, 2018 21:09 UTC |
Pelizzon David RDirector
|
PurchaseCommon Stock | 1,000 | $17.50 | $17,500.00 |
DisclosureSEC source: 0001425450-18-000037 · wf-form4_152097534718300.xml · nonDerivative · entry 1 Pelizzon David R · CIK 0001719217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · shares: Represents shares that were purchased by Mr. Pelizzon in the open market. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 15:39 UTC |
Odle Gregory AExecutive Vice President
|
GrantCommon Stock | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000028 · wf-form4_151993676197740.xml · nonDerivative · entry 1 Odle Gregory A · CIK 0001719088 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,840 F1 · balance_after: Includes restricted stock awards totaling 94,280 shares. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 15:39 UTC |
Throdahl Mark CDirector · President and CEO
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000027 · wf-form4_151993674208926.xml · nonDerivative · entry 1 Throdahl Mark C · CIK 0001439415 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,200 F1 · balance_after: Includes restricted stock awards totaling 75,424 shares. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 20:40 UTC |
Bailey David RExecutive Vice President
|
GrantCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000029 · wf-form4_151993678133731.xml · nonDerivative · entry 1 Bailey David R · CIK 0001719296 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,995 F1 · balance_after: Includes restricted stock awards totaling 79,283 shares. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 20:41 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000030 · wf-form4_151993681427453.xml · nonDerivative · entry 1 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,363 F1 · balance_after: Includes restricted stock awards totaling 31,330 shares. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 20:38 UTC |
Hite FredDirector · Chief Financial Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001425450-18-000026 · wf-form4_151993672072711.xml · nonDerivative · entry 1 Hite Fred · CIK 0001298644 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 F1 · balance_after: Includes restricted stock awards totaling 77,000 shares. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 18:03 UTC |
Odle Gregory AExecutive Vice President
|
Tax withholdingCommon Stock | 14,773 | $13.00 | $192,049.00 |
DisclosureSEC source: 0001144204-17-052683 · tv477016_4.xml · nonDerivative · entry 2 Odle Gregory A · CIK 0001719088 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,840 F2 · shares: Represents shares delivered to the Issuer to satisfy tax withholdings in connection with the lapse of restrictions on 32.117 shares of restricted common stock. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 18:03 UTC |
Odle Gregory AExecutive Vice President
|
GrantCommon Stock | 11,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-052683 · tv477016_4.xml · nonDerivative · entry 1 Odle Gregory A · CIK 0001719088 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,613 F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2017 Incentive Award Plan. These shares will vest in full on the six month anniversary of the grant date (subject to the reporting person's continued service through such date); provided, however, that these shares will vest in full if the reporting person's employment is terminated by reason of death or disability or without "cause," or if the reporting person terminates his employment for "good reason" (each as defined in the reporting person's employment agreement). Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:07 UTC |
Squadron Capital LLC10% owner
|
ConversionSeries B Convertible Preferred Stock · Derivative | 4,157,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-052691 · tv477024_4.xml · derivative · entry 4 Squadron Capital LLC · CIK 0001719228 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,785,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F3 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F3 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:07 UTC |
Squadron Capital LLC10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-052691 · tv477024_4.xml · derivative · entry 3 Squadron Capital LLC · CIK 0001719228 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 670,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F3 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F3 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:07 UTC |
Squadron Capital LLC10% owner
|
ConversionCommon Stock | 1,920,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-052691 · tv477024_4.xml · nonDerivative · entry 2 Squadron Capital LLC · CIK 0001719228 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,378,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares received upon conversion of a $16.0 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering. F3 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:07 UTC |
Squadron Capital LLC10% owner
|
ConversionCommon Stock | 3,455,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-052691 · tv477024_4.xml · nonDerivative · entry 1 Squadron Capital LLC · CIK 0001719228 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,458,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares received upon conversion of the Series A Convertible Preferred Stock and the Series B Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering. F3 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 18:05 UTC |
Throdahl Mark CDirector · President and CEO
|
ConversionSeries B Convertible Preferred Stock · Derivative | 11,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-052686 · tv477019_4.xml · derivative · entry 3 Throdahl Mark C · CIK 0001439415 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,640 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 18:05 UTC |
Throdahl Mark CDirector · President and CEO
|
Tax withholdingCommon Stock | 31,082 | $13.00 | $404,066.00 |
DisclosureSEC source: 0001144204-17-052686 · tv477019_4.xml · nonDerivative · entry 2 Throdahl Mark C · CIK 0001439415 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,200 F3 · shares: Represents shares delivered to the Issuer to satisfy tax withholdings in connection with the lapse of restrictions on 67,877 shares of restricted common stock. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 18:05 UTC |
Throdahl Mark CDirector · President and CEO
|
ConversionCommon Stock | 7,640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-052686 · tv477019_4.xml · nonDerivative · entry 1 Throdahl Mark C · CIK 0001439415 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares received upon conversion of the Series B Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering. F2 · price: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:07 UTC |
Pelizzon David RDirector
|
ConversionSeries B Convertible Preferred Stock · Derivative | 4,157,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-052690 · tv477023_4.xml · derivative · entry 5 Pelizzon David R · CIK 0001719217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,785,833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F5 · ownership.nature: These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:07 UTC |
Pelizzon David RDirector
|
ConversionSeries A Convertible Preferred Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-052690 · tv477023_4.xml · derivative · entry 4 Pelizzon David R · CIK 0001719217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 670,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F4 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F4 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F5 · ownership.nature: These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:07 UTC |
Pelizzon David RDirector
|
PurchaseCommon Stock | 10,000 | $13.00 | $130,000.00 |
DisclosureSEC source: 0001144204-17-052690 · tv477023_4.xml · nonDerivative · entry 3 Pelizzon David R · CIK 0001719217 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F3 · shares: Represents shares that were purchased through a directed share program in connection with the Issuer's initial public offering. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:07 UTC |
Pelizzon David RDirector
|
ConversionCommon Stock | 1,920,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-052690 · tv477023_4.xml · nonDerivative · entry 2 Pelizzon David R · CIK 0001719217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,378,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents shares received upon conversion of a $16.0 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering. F4 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F5 · ownership.nature: These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:07 UTC |
Pelizzon David RDirector
|
ConversionCommon Stock | 3,455,833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-052690 · tv477023_4.xml · nonDerivative · entry 1 Pelizzon David R · CIK 0001719217 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,458,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares received upon conversion of the Series A Convertible Preferred Stock and the Series B Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering. F4 · price: Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. In connection with the conversion of the Series A Convertible Preferred Stock into Common Stock, a $16.00 million preference payment, and approximately $8.96 million of accrued and unpaid dividends, on the Series A Convertible Preferred Stock converted into 1,920,062 shares of Common Stock for no additional consideration at a conversion price of $13.00 per share (the initial public offering price of the Common Stock). F5 · ownership.nature: These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:06 UTC |
Ruf HaroldDirector
|
PurchaseCommon Stock | 11,500 | $13.00 | $149,500.00 |
DisclosureSEC source: 0001144204-17-052689 · tv477022_4.xml · nonDerivative · entry 1 Ruf Harold · CIK 0001719213 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 F1 · shares: Represents shares that were purchased through a directed share program in connection with the Issuer's initial public offering. F2 · ownership.direct: Held as tenants-in-common with the reporting person's son. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:06 UTC |
Berry Bernie B IIIDirector
|
ConversionSeries B Convertible Preferred Stock · Derivative | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-052688 · tv477021_4.xml · derivative · entry 2 Berry Bernie B III · CIK 0001719253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. F2 · derivative.exercise_date: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. F2 · derivative.expiration_date: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:06 UTC |
Berry Bernie B IIIDirector
|
ConversionCommon Stock | 4,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-052688 · tv477021_4.xml · nonDerivative · entry 1 Berry Bernie B III · CIK 0001719253 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,263 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares received upon conversion of the Series B Convertible Preferred Stock immediately prior to the completion of the Issuer's initial public offering. F2 · price: Each share of Series B Convertible Preferred Stock converted into approximately 0.67 shares of Common Stock for no additional consideration immediately prior to the completion of the Issuer's initial public offering. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:05 UTC |
Hite FredDirector · Chief Financial Officer
|
GrantCommon Stock | 10,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-052687 · tv477020_4.xml · nonDerivative · entry 1 Hite Fred · CIK 0001298644 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2017 Incentive Award Plan. These shares will vest in full on the six month anniversary of the grant date (subject to the reporting person's continued service through such date); provided, however, that these shares will vest in full if the reporting person's employment is terminated by reason of death or disability or without "cause," or if the reporting person terminates his employment for "good reason" (each as defined in the reporting person's employment agreement). Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:04 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 2,300 | $13.00 | $29,900.00 |
DisclosureSEC source: 0001144204-17-052685 · tv477018_4.xml · nonDerivative · entry 2 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,363 F2 · shares: Represents shares delivered to the Issuer to satisfy tax withholdings in connection with the lapse of restrictions on 5,333 shares of restricted common stock. Read SEC document |
| October 16, 2017 Filed Oct 16, 2017 22:04 UTC |
Gerritzen Daniel JGeneral Counsel and Secretary
|
GrantCommon Stock | 5,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-17-052685 · tv477018_4.xml · nonDerivative · entry 1 Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,663 F1 · shares: Represents shares of restricted stock granted pursuant to the Issuer's 2017 Incentive Award Plan. These shares will vest in full on the six month anniversary of the grant date (subject to the reporting person's continued service through such date); provided, however, that these shares will vest in full if the reporting person's employment is terminated by reason of death or disability or without "cause," or if the reporting person terminates his employment for "good reason" (each as defined in the reporting person's employment agreement). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.