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ORTHOPEDIATRICS CORP

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5338
SEC CIK
0001425450
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026012
Sep 202609
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2020 Filed Aug 25, 2020 20:28 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 670 $30.97 Strike: $30.97 $20,749.90
Disclosure

SEC source: 0001425450-20-000109 · wf-form4_159838732251016.xml · derivative · entry 2

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 670 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 20:28 UTC Exercise / conversionCommon Stock 670 $30.97 $20,749.90
Disclosure

SEC source: 0001425450-20-000109 · wf-form4_159838732251016.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 15:43 UTC
Throdahl Mark CDirector · President and CEO
SaleCommon Stock 13,389 $42.88 $574,120.32
Disclosure

SEC source: 0001425450-20-000096 · wf-form4_159345974281328.xml · nonDerivative · entry 2

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,557

F2 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

F1 · balance_after: Includes restricted stock awards totaling 36,295 shares.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 15:43 UTC
Throdahl Mark CDirector · President and CEO
GrantCommon Stock 30,000 $44.08 $1,322,400.00
Disclosure

SEC source: 0001425450-20-000096 · wf-form4_159345974281328.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,946

F1 · balance_after: Includes restricted stock awards totaling 36,295 shares.

Read SEC document
June 25, 2020 Filed Jun 29, 2020 19:43 UTC
Hite FredDirector · Chief Financial Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000097 · wf-form4_159345979938193.xml · nonDerivative · entry 1

Hite Fred · CIK 0001298644 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,996

F1 · balance_after: Includes restricted stock awards totaling 40,467 shares.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 19:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,340 $30.97 Strike: $30.97 $41,499.80
Disclosure

SEC source: 0001425450-20-000092 · wf-form4_159285368059079.xml · derivative · entry 2

Squadron Capital LLC · CIK 0001719228 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,340 shares

Expires 2022-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 19:21 UTC Exercise / conversionCommon Stock 1,340 $30.97 $41,499.80
Disclosure

SEC source: 0001425450-20-000092 · wf-form4_159285368059079.xml · nonDerivative · entry 1

Squadron Capital LLC · CIK 0001719228 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,376,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 19:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,340 $30.97 Strike: $30.97 $41,499.80
Disclosure

SEC source: 0001425450-20-000093 · wf-form4_159285370887898.xml · derivative · entry 3

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,340 shares

Expires 2022-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

F3 · ownership.nature: These shares of Common Stock and stock option are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares of Common Stock and stock option. The reporting person expressly disclaims beneficial ownership of these shares of Common Stock and stock option, except to the extent of his pecuniary interest therein. The inclusion of these shares of Common Stock and stock option in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
June 19, 2020 Filed Jun 22, 2020 19:22 UTC Exercise / conversionCommon Stock 1,340 $30.97 $41,499.80
Disclosure

SEC source: 0001425450-20-000093 · wf-form4_159285370887898.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,376,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held by Squadron Capital LLC ("Squadron"). As the President and a member of the Managing Committee of Squadron, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 15:32 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000073 · wf-form4_159129914060211.xml · nonDerivative · entry 1

Hughes Bryan W · CIK 0001719269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,004

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 15:33 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000076 · wf-form4_159129921176830.xml · nonDerivative · entry 1

Schlotterback Terry D · CIK 0001719251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,898

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 15:34 UTC
Unger KevinDirector
GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000078 · wf-form4_159129927914490.xml · nonDerivative · entry 1

Unger Kevin · CIK 0001478366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:36 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000081 · wf-form4_159129935001353.xml · nonDerivative · entry 1

Infante (Reynolds) Marie C · CIK 0001719206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,602

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:35 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000080 · wf-form4_159129932501631.xml · nonDerivative · entry 1

Riccitelli Samuel D · CIK 0001414839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:35 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000079 · wf-form4_159129930180454.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:34 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000077 · wf-form4_159129923744914.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,200

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:33 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000075 · wf-form4_159129918777775.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,947

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 19:33 UTC
Ruf HaroldDirector
GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-20-000074 · wf-form4_159129916245614.xml · nonDerivative · entry 1

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

F2 · ownership.direct: Held as tenants-in-common with the reporting person's son.

Read SEC document
May 28, 2020 Filed May 29, 2020 13:43 UTC SaleCommon Stock 1,000 $46.75 $46,750.00
Disclosure

SEC source: 0001425450-20-000060 · wf-form4_159075976151863.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,547

Read SEC document
May 27, 2020 Filed May 29, 2020 09:43 UTC SaleCommon Stock 11 $46.10 $507.10
Disclosure

SEC source: 0001425450-20-000061 · wf-form4_159075978386083.xml · nonDerivative · entry 2

Schlotterback Terry D · CIK 0001719251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,498

Read SEC document
May 27, 2020 Filed May 29, 2020 09:43 UTC SaleCommon Stock 6,989 $44.00 $307,516.00
Disclosure

SEC source: 0001425450-20-000061 · wf-form4_159075978386083.xml · nonDerivative · entry 1

Schlotterback Terry D · CIK 0001719251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,509

Read SEC document
May 26, 2020 Filed May 27, 2020 14:20 UTC SaleCommon Stock 3,000 $46.36 $139,080.00
Disclosure

SEC source: 0001425450-20-000055 · wf-form4_159058924010998.xml · nonDerivative · entry 2

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,862

Read SEC document
May 26, 2020 Filed May 27, 2020 14:20 UTC SaleCommon Stock 2,000 $46.90 $93,800.00
Disclosure

SEC source: 0001425450-20-000055 · wf-form4_159058924010998.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 28,862

Read SEC document
May 26, 2020 Filed May 28, 2020 13:48 UTC SaleCommon Stock 1,263 $47.50 $59,992.50
Disclosure

SEC source: 0001425450-20-000057 · wf-form4_159067368922784.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,547

Read SEC document
May 22, 2020 Filed May 26, 2020 19:50 UTC SaleCommon Stock 1,000 $46.20 $46,200.00
Disclosure

SEC source: 0001425450-20-000052 · wf-form4_159052262495147.xml · nonDerivative · entry 5

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,862

Read SEC document
May 22, 2020 Filed May 26, 2020 19:50 UTC SaleCommon Stock 1,000 $46.23 $46,230.00
Disclosure

SEC source: 0001425450-20-000052 · wf-form4_159052262495147.xml · nonDerivative · entry 4

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 31,862

Read SEC document
May 22, 2020 Filed May 26, 2020 19:50 UTC SaleCommon Stock 1,000 $46.57 $46,570.00
Disclosure

SEC source: 0001425450-20-000052 · wf-form4_159052262495147.xml · nonDerivative · entry 3

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,862

Read SEC document
May 21, 2020 Filed May 21, 2020 16:28 UTC
Odle Gregory AExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 402 $30.97 Strike: $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000049 · wf-form4_159009287584445.xml · derivative · entry 6

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
May 21, 2020 Filed May 21, 2020 16:28 UTC
Odle Gregory AExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 8,040 $30.97 Strike: $30.97 $248,998.80
Disclosure

SEC source: 0001425450-20-000049 · wf-form4_159009287584445.xml · derivative · entry 5

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,040 shares

Expires 2020-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
May 21, 2020 Filed May 21, 2020 16:28 UTC
Odle Gregory AExecutive Vice President
SaleCommon Stock 402 $46.33 $18,624.66
Disclosure

SEC source: 0001425450-20-000049 · wf-form4_159009287584445.xml · nonDerivative · entry 4

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,731

Read SEC document
May 21, 2020 Filed May 21, 2020 16:28 UTC
Odle Gregory AExecutive Vice President
SaleCommon Stock 8,040 $45.90 $369,036.00
Disclosure

SEC source: 0001425450-20-000049 · wf-form4_159009287584445.xml · nonDerivative · entry 3

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,133

Read SEC document
May 21, 2020 Filed May 21, 2020 16:28 UTC
Odle Gregory AExecutive Vice President
Exercise / conversionCommon Stock 402 $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000049 · wf-form4_159009287584445.xml · nonDerivative · entry 2

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,173

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 21, 2020 16:28 UTC
Odle Gregory AExecutive Vice President
Exercise / conversionCommon Stock 8,040 $30.97 $248,998.80
Disclosure

SEC source: 0001425450-20-000049 · wf-form4_159009287584445.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2020 Filed May 26, 2020 19:51 UTC SaleCommon Stock 1,000 $45.71 $45,710.00
Disclosure

SEC source: 0001425450-20-000053 · wf-form4_159052264664724.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,810

Read SEC document
May 21, 2020 Filed May 26, 2020 19:50 UTC SaleCommon Stock 1,000 $46.48 $46,480.00
Disclosure

SEC source: 0001425450-20-000052 · wf-form4_159052262495147.xml · nonDerivative · entry 2

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 33,862

Read SEC document
May 21, 2020 Filed May 26, 2020 19:50 UTC SaleCommon Stock 1,000 $46.05 $46,050.00
Disclosure

SEC source: 0001425450-20-000052 · wf-form4_159052262495147.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 34,862

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 402 $30.97 Strike: $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · derivative · entry 12

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 402 $30.97 Strike: $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · derivative · entry 11

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires 2022-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 402 $30.97 Strike: $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · derivative · entry 10

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires 2021-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 670 $30.97 Strike: $30.97 $20,749.90
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · derivative · entry 9

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 670 shares

Expires 2020-09-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
SaleCommon Stock 402 $46.57 $18,721.14
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · nonDerivative · entry 8

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,946

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
SaleCommon Stock 402 $46.56 $18,717.12
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · nonDerivative · entry 7

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,348

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
SaleCommon Stock 402 $46.56 $18,717.12
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · nonDerivative · entry 6

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,750

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
SaleCommon Stock 670 $46.56 $31,195.20
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · nonDerivative · entry 5

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,152

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
Exercise / conversionCommon Stock 402 $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · nonDerivative · entry 4

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,822

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
Exercise / conversionCommon Stock 402 $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · nonDerivative · entry 3

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
Exercise / conversionCommon Stock 402 $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · nonDerivative · entry 2

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2020 Filed May 21, 2020 16:27 UTC
Throdahl Mark CDirector · President and CEO
Exercise / conversionCommon Stock 670 $30.97 $20,749.90
Disclosure

SEC source: 0001425450-20-000047 · wf-form4_159009283321781.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 20, 2020 Filed May 21, 2020 20:27 UTC
Bailey David RExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 402 $30.97 Strike: $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000048 · wf-form4_159009285555298.xml · derivative · entry 15

Bailey David R · CIK 0001719296 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
May 20, 2020 Filed May 21, 2020 20:27 UTC
Bailey David RExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 402 $30.97 Strike: $30.97 $12,449.94
Disclosure

SEC source: 0001425450-20-000048 · wf-form4_159009285555298.xml · derivative · entry 14

Bailey David R · CIK 0001719296 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires 2022-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.