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ORTHOPEDIATRICS CORP

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5338
SEC CIK
0001425450
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026012
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2021 Filed Jun 16, 2021 19:46 UTC SaleCommon Stock 300 $64.54 $19,362.00
Disclosure

SEC source: 0001425450-21-000104 · wf-form4_162387275732696.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,581

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares subject to vesting requirements.

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June 02, 2021 Filed Jun 4, 2021 14:30 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000098 · wf-form4_162283142502619.xml · nonDerivative · entry 1

Hughes Bryan W · CIK 0001719269 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,404

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

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June 02, 2021 Filed Jun 4, 2021 14:29 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000094 · wf-form4_162283136222191.xml · nonDerivative · entry 1

Schlotterback Terry D · CIK 0001719251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,298

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

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June 02, 2021 Filed Jun 4, 2021 14:31 UTC
Unger KevinDirector
GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000101 · wf-form4_162283147629320.xml · nonDerivative · entry 1

Unger Kevin · CIK 0001478366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

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June 02, 2021 Filed Jun 4, 2021 18:31 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000102 · wf-form4_162283149202005.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,881

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 18:31 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000100 · wf-form4_162283145912337.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 18:30 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000099 · wf-form4_162283144107078.xml · nonDerivative · entry 1

Infante (Reynolds) Marie C · CIK 0001719206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,302

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 18:30 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000097 · wf-form4_162283140859682.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,300

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 18:30 UTC
Ruf HaroldDirector
GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000096 · wf-form4_162283139410367.xml · nonDerivative · entry 1

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

F1 · balance_after: Includes restricted stock awards totaling 1,400 shares.

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June 02, 2021 Filed Jun 4, 2021 18:29 UTC GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000095 · wf-form4_162283137870930.xml · nonDerivative · entry 1

Riccitelli Samuel D · CIK 0001414839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
May 13, 2021 Filed May 17, 2021 22:29 UTC PurchaseCommon Stock 500 $56.14 $28,070.00
Disclosure

SEC source: 0000899243-21-019639 · doc4.xml · nonDerivative · entry 4

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500

F4 · ownership.nature: These shares are held by the Tawani Foundation. As the sole member of the Tawani Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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May 13, 2021 Filed May 17, 2021 22:29 UTC PurchaseCommon Stock 500 $56.13 $28,065.00
Disclosure

SEC source: 0000899243-21-019639 · doc4.xml · nonDerivative · entry 3

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500

F3 · ownership.nature: These shares are held by the Pritzker Military Foundation. As the sole member of the Pritzker Military Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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May 13, 2021 Filed May 17, 2021 22:29 UTC PurchaseCommon Stock 500 $55.89 $27,945.00
Disclosure

SEC source: 0000899243-21-019639 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500

F2 · ownership.nature: These shares are held by the Pritzker Military Museum and Library ("PMML"). As the sole member of PMML, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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May 13, 2021 Filed May 17, 2021 22:29 UTC PurchaseCommon Stock 1,500 $57.49 $86,235.00
Disclosure

SEC source: 0000899243-21-019639 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $57.06 to $57.71 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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May 10, 2021 Filed May 12, 2021 08:29 UTC SaleCommon Stock 4,700 $63.03 $296,241.00
Disclosure

SEC source: 0001425450-21-000078 · wf-form4_162082254737078.xml · nonDerivative · entry 1

Schlotterback Terry D · CIK 0001719251 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,546

F1 · ownership.nature: These shares of Common Stock are held by the spouse of the reporting person.

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May 10, 2021 Filed May 12, 2021 12:29 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
SaleCommon Stock 4,000 $63.03 $252,120.00
Disclosure

SEC source: 0001425450-21-000079 · wf-form4_162082256475703.xml · nonDerivative · entry 1

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,760

Read SEC document
May 06, 2021 Filed May 6, 2021 17:52 UTC SaleCommon Stock 3,209 $60.00 $192,540.00
Disclosure

SEC source: 0001425450-21-000073 · wf-form4_162032351584912.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,481

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
May 03, 2021 Filed May 4, 2021 14:41 UTC
Odle Gregory AExecutive Vice President
SaleCommon Stock 3,750 $60.20 $225,750.00
Disclosure

SEC source: 0001425450-21-000065 · wf-form4_162015366814229.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,467

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
May 03, 2021 Filed May 4, 2021 18:41 UTC SaleCommon Stock 4,791 $60.15 $288,178.65
Disclosure

SEC source: 0001425450-21-000064 · wf-form4_162015364066322.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,690

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 13:59 UTC SaleCommon Stock 700 $45.78 $32,046.00
Disclosure

SEC source: 0001425450-21-000051 · wf-form4_161598954409317.xml · nonDerivative · entry 1

Infante (Reynolds) Marie C · CIK 0001719206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,902

Read SEC document
March 15, 2021 Filed Mar 17, 2021 13:59 UTC
Ruf HaroldDirector
PurchaseCommon Stock 2,880 $46.98 $135,302.40
Disclosure

SEC source: 0001425450-21-000052 · wf-form4_161598956938330.xml · nonDerivative · entry 1

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,580

F1 · shares: Represents 2,400 shares that were purchased by Mr. Ruf via his IRA (Harald Ruf Roth IRA) and 480 shares that were purchased by Ruf Enterprises, LLC in the open market.

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March 15, 2021 Filed Mar 17, 2021 14:00 UTC PurchaseCommon Stock 3,700 $46.50 $172,050.00
Disclosure

SEC source: 0001425450-21-000053 · wf-form4_161598958771882.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,900

F1 · shares: Represents shares purchased by Mr. Pelizzon in the open market.

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March 15, 2021 Filed Jun 10, 2024 20:05 UTC
Ruf HaroldDirector
OtherCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-24-000056 · wk-form4_1718049921.xml · nonDerivative · entry 6

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,400

F2 · ownership.nature: Reflects 2,400 shares held by the Harald Ruf Roth IRA since March 15, 2021.

Read SEC document
March 15, 2021 Filed Jun 10, 2024 20:05 UTC
Ruf HaroldDirector
OtherCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001425450-24-000056 · wk-form4_1718049921.xml · nonDerivative · entry 5

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 16,481

F2 · ownership.nature: Reflects 2,400 shares held by the Harald Ruf Roth IRA since March 15, 2021.

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March 02, 2021 Filed Mar 3, 2021 11:03 UTC
Odle Gregory AExecutive Vice President
GrantCommon Stock 5,929 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000039 · wf-form4_161478739264067.xml · nonDerivative · entry 2

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,217

F2 · balance_after: Includes restricted stock awards totaling 22,981 shares.

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March 02, 2021 Filed Mar 3, 2021 11:03 UTC
Throdahl Mark CDirector · CEO
GrantCommon Stock 5,277 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000038 · wf-form4_161478737249168.xml · nonDerivative · entry 2

Throdahl Mark C · CIK 0001439415 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,737

F2 · balance_after: Includes restricted stock awards totaling 29,572 shares.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 16:03 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
GrantCommon Stock 5,756 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000041 · wf-form4_161478742558421.xml · nonDerivative · entry 2

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,760

F2 · balance_after: Includes restricted stock awards totaling 22,175 shares.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 16:03 UTC
Hite FredDirector · COO and CFO
GrantCommon Stock 7,119 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000040 · wf-form4_161478740840716.xml · nonDerivative · entry 2

Hite Fred · CIK 0001298644 · Director · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,805

F2 · balance_after: Includes restricted stock awards totaling 37,586 shares.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 16:02 UTC GrantCommon Stock 7,119 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000037 · wf-form4_161478735785466.xml · nonDerivative · entry 2

Bailey David R · CIK 0001719296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,492

F2 · balance_after: Includes restricted stock awards totaling 25,683 shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 11:03 UTC
Odle Gregory AExecutive Vice President
SaleCommon Stock 8,193 $55.88 $457,824.84
Disclosure

SEC source: 0001425450-21-000039 · wf-form4_161478739264067.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,288

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 11:03 UTC
Throdahl Mark CDirector · CEO
SaleCommon Stock 5,097 $55.88 $284,820.36
Disclosure

SEC source: 0001425450-21-000038 · wf-form4_161478737249168.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,460

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:03 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
SaleCommon Stock 2,633 $55.85 $147,053.05
Disclosure

SEC source: 0001425450-21-000041 · wf-form4_161478742558421.xml · nonDerivative · entry 1

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,004

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:03 UTC
Hite FredDirector · COO and CFO
SaleCommon Stock 4,310 $55.87 $240,799.70
Disclosure

SEC source: 0001425450-21-000040 · wf-form4_161478740840716.xml · nonDerivative · entry 1

Hite Fred · CIK 0001298644 · Director · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,686

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 16:02 UTC SaleCommon Stock 4,769 $55.84 $266,300.96
Disclosure

SEC source: 0001425450-21-000037 · wf-form4_161478735785466.xml · nonDerivative · entry 1

Bailey David R · CIK 0001719296 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,373

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 14:57 UTC SaleCommon Stock 699 $57.00 $39,843.00
Disclosure

SEC source: 0001425450-21-000031 · wf-form4_161461064518735.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,481

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 20:34 UTC SaleCommon Stock 1,600 $57.09 $91,344.00
Disclosure

SEC source: 0001425450-21-000029 · wf-form4_161411243494831.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,180

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 12:56 UTC
Odle Gregory AExecutive Vice President
SaleCommon Stock 3,750 $56.50 $211,875.00
Disclosure

SEC source: 0001425450-21-000027 · wf-form4_161401658848293.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,481

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 17:56 UTC SaleCommon Stock 1,701 $57.16 $97,229.16
Disclosure

SEC source: 0001425450-21-000026 · wf-form4_161401657149655.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,780

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 18, 2021 Filed Feb 19, 2021 17:44 UTC SaleCommon Stock 4,000 $54.07 $216,280.00
Disclosure

SEC source: 0001425450-21-000023 · wf-form4_161375664577491.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,481

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 12:01 UTC
Throdahl Mark CDirector · President and CEO
SaleCommon Stock 12,651 $50.34 $636,851.34
Disclosure

SEC source: 0001425450-21-000017 · wf-form4_161289006020954.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,557

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 09:25 UTC
Throdahl Mark CDirector · President and CEO
SaleCommon Stock 7,349 $50.18 $368,772.82
Disclosure

SEC source: 0001425450-21-000015 · wf-form4_161253514388526.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,208

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 10:18 UTC
Odle Gregory AExecutive Vice President
SaleCommon Stock 3,750 $51.63 $193,612.50
Disclosure

SEC source: 0001425450-21-000013 · wf-form4_161184707115249.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,231

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:17 UTC SaleCommon Stock 3,136 $51.73 $162,225.28
Disclosure

SEC source: 0001425450-21-000012 · wf-form4_161184705429682.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,481

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
December 28, 2020 Filed Feb 12, 2021 18:28 UTC
Ruf HaroldDirector
GiftCommon Stock 15,700 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000020 · wf-form5_161315451783600.xml · nonDerivative · entry 2

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,700

F1 · balance_after: These shares are held by the Donna Ruf DAP Trust dated July 30, 2020. As the trustee of the Donna Ruf DAP Trust, the reporting person may be deemed to be the beneficial owner of these shares.

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December 28, 2020 Filed Feb 12, 2021 18:28 UTC
Ruf HaroldDirector
GiftCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000020 · wf-form5_161315451783600.xml · nonDerivative · entry 1

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

F1 · ownership.direct: These shares are held by the Donna Ruf DAP Trust dated July 30, 2020. As the trustee of the Donna Ruf DAP Trust, the reporting person may be deemed to be the beneficial owner of these shares.

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December 23, 2020 Filed Dec 28, 2020 11:03 UTC
Odle Gregory AExecutive Vice President
SaleCommon Stock 3,750 $46.19 $173,212.50
Disclosure

SEC source: 0001425450-20-000126 · wf-form4_160917140986552.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,981

F1 · shares: Shares sold pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:23 UTC SaleCommon Stock 7,000 $49.29 $345,030.00
Disclosure

SEC source: 0001425450-20-000120 · wf-form4_160520539280479.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,862

Read SEC document
November 10, 2020 Filed Nov 12, 2020 18:23 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
SaleCommon Stock 8,000 $47.04 $376,320.00
Disclosure

SEC source: 0001425450-20-000121 · wf-form4_160520540910487.xml · nonDerivative · entry 1

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,637

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:06 UTC SaleCommon Stock 5,000 $48.10 $240,500.00
Disclosure

SEC source: 0001425450-20-000115 · wf-form4_160504237494547.xml · nonDerivative · entry 2

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,862

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:06 UTC SaleCommon Stock 3,000 $47.13 $141,390.00
Disclosure

SEC source: 0001425450-20-000115 · wf-form4_160504237494547.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 22,862

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.