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Nasdaq · USD

KIDS

ORTHOPEDIATRICS CORP

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5338
SEC CIK
0001425450
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 2026012
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2022 Filed Jun 3, 2022 12:17 UTC GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000070 · wf-form4_165425862720437.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,816

F1 · balance_after: Includes restricted stock awards totaling 3,092 shares.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:15 UTC GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000068 · wf-form4_165425850627461.xml · nonDerivative · entry 1

Infante (Reynolds) Marie C · CIK 0001719206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,634

F1 · balance_after: Includes restricted stock awards totaling 3,092 shares.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:08 UTC GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000062 · wf-form4_165425811600891.xml · nonDerivative · entry 1

Riccitelli Samuel D · CIK 0001414839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,291

F1 · balance_after: Includes restricted stock awards totaling 3,092 shares.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:03 UTC GrantCommon Stock 1,691 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000060 · wf-form4_165425781201863.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,291

F1 · balance_after: Includes restricted stock awards totaling 3,092 shares.

Read SEC document
May 16, 2022 Filed May 17, 2022 20:38 UTC
Ruf HaroldDirector
OtherCommon Stock 5,990 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000056 · wf-form4_165281982770975.xml · nonDerivative · entry 2

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 11,189

F1 · balance_after: The reporting person is co-manager of Ruf Enterprises, LLC. On May 16, 2022, Ruf Enterprises, LLC distributed its 11,980 shares of OrthoPediatrics common stock to its members. 5,990 shares were distributed to the Donna Ruf DAP Trust dated July 30, 2020, of which the reporting person is trustee and in which he is deemed to have a pecuniary interest under Section 16 regulations. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein. The remaining 5,990 shares were distributed to a trust in which the reporting person is neither a trustee nor is deemed to have a pecuniary interest under Section 16 regulations.

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May 16, 2022 Filed May 17, 2022 20:38 UTC
Ruf HaroldDirector
OtherCommon Stock 11,980 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000056 · wf-form4_165281982770975.xml · nonDerivative · entry 1

Ruf Harold · CIK 0001719213 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,199

F1 · balance_after: The reporting person is co-manager of Ruf Enterprises, LLC. On May 16, 2022, Ruf Enterprises, LLC distributed its 11,980 shares of OrthoPediatrics common stock to its members. 5,990 shares were distributed to the Donna Ruf DAP Trust dated July 30, 2020, of which the reporting person is trustee and in which he is deemed to have a pecuniary interest under Section 16 regulations. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein. The remaining 5,990 shares were distributed to a trust in which the reporting person is neither a trustee nor is deemed to have a pecuniary interest under Section 16 regulations.

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March 15, 2022 Filed Mar 16, 2022 10:07 UTC
Odle Gregory AExecutive Vice President
GrantCommon Stock 12,364 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000040 · wf-form4_164743964241478.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,125

F1 · balance_after: Includes restricted stock awards totaling 25,830 shares.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 10:06 UTC GrantCommon Stock 10,363 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000038 · wf-form4_164743956004892.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,139

F1 · balance_after: Includes restricted stock awards totaling 25,689 shares.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 14:08 UTC
Bailey David RDirector · President and CEO
GrantCommon Stock 15,091 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000042 · wf-form4_164743971651357.xml · nonDerivative · entry 1

Bailey David R · CIK 0001719296 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,505

F1 · balance_after: Includes restricted stock awards totaling 31,259 shares.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 14:04 UTC
Hauser Joseph WSr VP & GM Trauma & Deformity
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000036 · wf-form4_164743946822168.xml · nonDerivative · entry 1

Hauser Joseph W · CIK 0001909181 · Sr VP & GM Trauma & Deformity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,698

F1 · balance_after: Includes restricted stock awards totaling 23,415 shares.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 14:03 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000034 · wf-form4_164743939146516.xml · nonDerivative · entry 1

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,842

F1 · balance_after: Includes restricted stock awards totaling 25,073 shares.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 14:02 UTC
Hite FredDirector · COO and CFO
GrantCommon Stock 14,836 $0.00 $0.00
Disclosure

SEC source: 0001425450-22-000032 · wf-form4_164743930843354.xml · nonDerivative · entry 1

Hite Fred · CIK 0001298644 · Director · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,722

F1 · balance_after: Includes restricted stock awards totaling 41,004 shares.

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March 02, 2022 Filed Mar 3, 2022 14:24 UTC
Odle Gregory AExecutive Vice President
SaleCommon Stock 4,108 $57.55 $236,415.40
Disclosure

SEC source: 0001425450-22-000021 · wf-form4_164633543060244.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,761

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

F2 · balance_after: Includes restricted stock awards totaling 13,466 shares.

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March 02, 2022 Filed Mar 3, 2022 14:22 UTC SaleCommon Stock 5,961 $58.60 $349,314.60
Disclosure

SEC source: 0001425450-22-000019 · wf-form4_164633532112388.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,776

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

F2 · balance_after: Includes restricted stock awards totaling 15,326 shares.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 19:20 UTC
Hite FredDirector · COO and CFO
SaleCommon Stock 4,919 $57.48 $282,744.12
Disclosure

SEC source: 0001425450-22-000017 · wf-form4_164633520338538.xml · nonDerivative · entry 1

Hite Fred · CIK 0001298644 · Director · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,886

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

F2 · balance_after: Includes restricted stock awards totaling 26,168 shares.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 19:19 UTC
Gerritzen Daniel JGeneral Counsel and Secretary
SaleCommon Stock 3,918 $58.46 $229,046.28
Disclosure

SEC source: 0001425450-22-000015 · wf-form4_164633512507236.xml · nonDerivative · entry 1

Gerritzen Daniel J · CIK 0001718972 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,842

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

F2 · balance_after: Includes restricted stock awards totaling 13,073 shares.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 19:14 UTC
Bailey David RDirector · President and CEO
SaleCommon Stock 4,078 $58.10 $236,931.80
Disclosure

SEC source: 0001425450-22-000013 · wf-form4_164633487041097.xml · nonDerivative · entry 1

Bailey David R · CIK 0001719296 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,414

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

F2 · balance_after: Includes restricted stock awards totaling 16,168 shares.

Read SEC document
February 07, 2022 Filed Mar 3, 2022 19:27 UTC
Hauser Joseph WSr VP & GM Trauma & Deformity
SaleCommon Stock 3,220 $46.04 $148,248.80
Disclosure

SEC source: 0001425450-22-000025 · wf-form4_164633561901871.xml · nonDerivative · entry 1

Hauser Joseph W · CIK 0001909181 · Sr VP & GM Trauma & Deformity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,698

F1 · shares: Shares sold to satisfy tax withholding obligations upon vesting of restricted shares.

F2 · balance_after: Includes restricted stock awards totaling 11,415 shares.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 14:56 UTC
Bailey David RPresident and CEO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000159 · wf-form4_164087618192655.xml · nonDerivative · entry 1

Bailey David R · CIK 0001719296 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,492

F1 · shares: Shares of OrthoPediatrics Corp common stock were given as a bona fide gift.

F2 · balance_after: Includes restricted stock awards totaling 25,683 shares.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 17:18 UTC GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000157 · wf-form4_164012509387877.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,737

F1 · shares: Shares of OrthoPediatrics Corp common stock were given as a bona fide gift.

F2 · balance_after: Includes restricted stock awards totaling 29,572 shares.

Read SEC document
December 10, 2021 Filed Dec 14, 2021 00:36 UTC PurchaseCommon Stock 500 $58.26 $29,130.00
Disclosure

SEC source: 0000899243-21-047947 · doc4.xml · nonDerivative · entry 4

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 707

F5 · ownership.nature: These shares are held by the reporting person's spouse, and the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 00:36 UTC PurchaseCommon Stock 500 $60.36 $30,180.00
Disclosure

SEC source: 0000899243-21-047947 · doc4.xml · nonDerivative · entry 3

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,300

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $60.235 to $60.37 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

F4 · ownership.nature: These shares are held by the Pritzker Military Foundation. As the sole member of the Pritzker Military Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

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December 09, 2021 Filed Dec 14, 2021 00:36 UTC PurchaseCommon Stock 500 $60.24 $30,120.00
Disclosure

SEC source: 0000899243-21-047947 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,300

F2 · ownership.nature: These shares are held by the Tawani Foundation. As the sole member of the Tawani Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 00:36 UTC PurchaseCommon Stock 1,000 $60.42 $60,420.00
Disclosure

SEC source: 0000899243-21-047947 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $60.345 to $60.50 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
December 04, 2021 Filed Mar 18, 2021 20:47 UTC PurchaseCommon Stock 300 $42.33 $12,699.00
Disclosure

SEC source: 0000899243-21-012557 · doc4.xml · nonDerivative · entry 3

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $42.24 to $42.42 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Read SEC document
December 03, 2021 Filed Mar 18, 2021 20:47 UTC PurchaseCommon Stock 300 $38.98 $11,694.00
Disclosure

SEC source: 0000899243-21-012557 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.96 to $39.00 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
November 16, 2021 Filed Mar 18, 2021 20:47 UTC PurchaseCommon Stock 800 $48.31 $38,648.00
Disclosure

SEC source: 0000899243-21-012557 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.07 to $48.57 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 20:29 UTC PurchaseCommon Stock 825 $66.48 $54,846.00
Disclosure

SEC source: 0001425450-21-000155 · wf-form4_163674896073977.xml · nonDerivative · entry 1

Pelizzon David R · CIK 0001719217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,125

F1 · shares: Represents shares purchased by Mr. Pelizzon in the open market.

F2 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:29 UTC GrantCommon Stock 2,119 $0.00 $0.00
Disclosure

SEC source: 0001425450-21-000150 · wf-form4_163605754367726.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,940

Read SEC document
September 07, 2021 Filed Sep 13, 2021 15:45 UTC SaleCommon Stock 359 $69.19 $24,837.42
Disclosure

SEC source: 0001425450-21-000136 · wf-form4_163154789947290.xml · nonDerivative · entry 1

Infante (Reynolds) Marie C · CIK 0001719206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,943

F1 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
September 02, 2021 Filed Sep 7, 2021 15:34 UTC
Hite FredDirector · COO and CFO
SaleCommon Stock 5,000 $71.50 $357,500.00
Disclosure

SEC source: 0001425450-21-000134 · wf-form4_163102887516234.xml · nonDerivative · entry 1

Hite Fred · CIK 0001298644 · Director · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,805

F1 · balance_after: Includes restricted stock awards totaling 37,586 shares.

Read SEC document
August 31, 2021 Filed Aug 31, 2021 20:52 UTC SaleCommon Stock 2,445 $67.58 $165,233.10
Disclosure

SEC source: 0001425450-21-000132 · wf-form4_163044309558006.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,000

Read SEC document
August 27, 2021 Filed Aug 30, 2021 12:56 UTC SaleCommon Stock 1,000 $65.14 $65,140.00
Disclosure

SEC source: 0001425450-21-000130 · wf-form4_163032818464679.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,445

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:00 UTC PurchaseCommon Stock 300 $64.84 $19,452.00
Disclosure

SEC source: 0000899243-21-034641 · doc4.xml · nonDerivative · entry 4

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 800

F5 · ownership.nature: These shares are held by the Pritzker Military Foundation. As the sole member of the Pritzker Military Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:00 UTC PurchaseCommon Stock 300 $64.84 $19,452.00
Disclosure

SEC source: 0000899243-21-034641 · doc4.xml · nonDerivative · entry 3

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 800

F4 · ownership.nature: These shares are held by the Tawani Foundation. As the sole member of the Tawani Foundation, the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:00 UTC PurchaseCommon Stock 207 $64.87 $13,428.09
Disclosure

SEC source: 0000899243-21-034641 · doc4.xml · nonDerivative · entry 2

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 207

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $64.86 to $65.22 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: These shares are held by the reporting person's spouse, and the reporting person may be deemed to be the beneficial owner of these shares. The reporting person expressly disclaims beneficial ownership of these shares, except to the extent of her pecuniary interest therein.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:00 UTC PurchaseCommon Stock 400 $64.55 $25,820.00
Disclosure

SEC source: 0000899243-21-034641 · doc4.xml · nonDerivative · entry 1

Pritzker Jennifer N. · CIK 0001850165 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $64.545 to $64.564 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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August 24, 2021 Filed Aug 26, 2021 20:57 UTC SaleCommon Stock 417 $65.00 $27,105.00
Disclosure

SEC source: 0001425450-21-000128 · wf-form4_163001141546853.xml · nonDerivative · entry 1

Burns Stephen F · CIK 0001719297 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,445

Read SEC document
August 10, 2021 Filed Aug 10, 2021 21:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 670 $0.00 Strike: $30.97 $0.00
Disclosure

SEC source: 0001425450-21-000123 · wf-form4_162863079230390.xml · derivative · entry 5

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 670 shares

Expires 2022-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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August 10, 2021 Filed Aug 10, 2021 21:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 670 $0.00 Strike: $30.97 $0.00
Disclosure

SEC source: 0001425450-21-000123 · wf-form4_162863079230390.xml · derivative · entry 4

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 670 shares

Expires 2023-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 21:26 UTC Exercise / conversionCommon Stock 670 $30.97 $20,749.90
Disclosure

SEC source: 0001425450-21-000123 · wf-form4_162863079230390.xml · nonDerivative · entry 3

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes restricted stock awards totaling 2,801 shares.

Read SEC document
August 10, 2021 Filed Aug 10, 2021 21:26 UTC Exercise / conversionCommon Stock 670 $30.97 $20,749.90
Disclosure

SEC source: 0001425450-21-000123 · wf-form4_162863079230390.xml · nonDerivative · entry 2

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 21:26 UTC SaleCommon Stock 100 $72.00 $7,200.00
Disclosure

SEC source: 0001425450-21-000123 · wf-form4_162863079230390.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,481

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 10:48 UTC SaleCommon Stock 4,774 $65.40 $312,219.60
Disclosure

SEC source: 0001425450-21-000114 · wf-form4_162808851878991.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,737

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · balance_after: Includes restricted stock awards totaling 29,572 shares.

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August 02, 2021 Filed Aug 3, 2021 11:37 UTC
Odle Gregory AExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 402 $30.97 Strike: $30.97 $12,449.94
Disclosure

SEC source: 0001425450-21-000108 · wf-form4_162800501149107.xml · derivative · entry 2

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 402 shares

Expires 2021-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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August 02, 2021 Filed Aug 3, 2021 11:37 UTC
Odle Gregory AExecutive Vice President
Exercise / conversionCommon Stock 402 $30.97 $12,449.94
Disclosure

SEC source: 0001425450-21-000108 · wf-form4_162800501149107.xml · nonDerivative · entry 1

Odle Gregory A · CIK 0001719088 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards totaling 22,981 shares.

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August 02, 2021 Filed Aug 3, 2021 11:38 UTC SaleCommon Stock 15,226 $65.88 $1,003,088.88
Disclosure

SEC source: 0001425450-21-000110 · wf-form4_162800511866210.xml · nonDerivative · entry 1

Throdahl Mark C · CIK 0001439415 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,511

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · balance_after: Includes restricted stock awards totaling 29,572 shares.

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August 02, 2021 Filed Aug 3, 2021 15:41 UTC SaleCommon Stock 2,000 $66.60 $133,200.00
Disclosure

SEC source: 0001425450-21-000112 · wf-form4_162800524549611.xml · nonDerivative · entry 1

Berry Bernie B III · CIK 0001719253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,581

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · balance_after: Includes restricted stock awards totaling 2,801 shares.

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July 20, 2021 Filed Jul 20, 2021 15:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 670 $30.97 Strike: $30.97 $20,749.90
Disclosure

SEC source: 0001425450-21-000106 · wf-form4_162681027208288.xml · derivative · entry 2

Schlotterback Terry D · CIK 0001719251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 670 shares

Expires 2021-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and immediately exercisable.

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July 20, 2021 Filed Jul 20, 2021 15:44 UTC Exercise / conversionCommon Stock 670 $30.97 $20,749.90
Disclosure

SEC source: 0001425450-21-000106 · wf-form4_162681027208288.xml · nonDerivative · entry 1

Schlotterback Terry D · CIK 0001719251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes restricted stock awards totaling 2,801.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.