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KEYCORP /NEW/

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3220
SEC CIK
0000091576
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868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionRestricted Stock Units · Derivative 21,578 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000016 · edgar.xml · derivative · entry 5

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,578 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F3 · derivative.expiration_date: These restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.underlying_shares: Includes approximately 822 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Mago Angela GHead of Commercial Bank
Tax withholdingCommon Shares 11,190 $19.73 $220,778.70
Disclosure

SEC source: 0001799551-20-000016 · edgar.xml · nonDerivative · entry 4

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,183

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Mago Angela GHead of Commercial Bank
GrantCommon Shares 27,652 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000016 · edgar.xml · nonDerivative · entry 3

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,373

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Mago Angela GHead of Commercial Bank
Tax withholdingCommon Shares 12,806 $19.73 $252,662.38
Disclosure

SEC source: 0001799551-20-000016 · edgar.xml · nonDerivative · entry 2

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,721

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionCommon Shares 41,664 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000016 · edgar.xml · nonDerivative · entry 1

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 10,687 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000015 · edgar.xml · derivative · entry 8

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,061

Underlying: Common Shares · 10,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F9 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · balance_after: Includes approximately 1,629 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 7,904 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000015 · edgar.xml · derivative · entry 7

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,807

Underlying: Common Shares · 7,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F7 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · balance_after: Includes approximately 904 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 8,653 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000015 · edgar.xml · derivative · entry 6

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,653

Underlying: Common Shares · 8,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F5 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · balance_after: Includes approximately 660 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 16,043 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000015 · edgar.xml · derivative · entry 5

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 16,043 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.underlying_shares: Includes approximately 611 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Tax withholdingCommon Shares 17,299 $19.73 $341,309.27
Disclosure

SEC source: 0001799551-20-000015 · edgar.xml · nonDerivative · entry 4

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,441

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
GrantCommon Shares 39,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000015 · edgar.xml · nonDerivative · entry 3

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,740

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Tax withholdingCommon Shares 13,776 $19.73 $271,800.48
Disclosure

SEC source: 0001799551-20-000015 · edgar.xml · nonDerivative · entry 2

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,237

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Exercise / conversionCommon Shares 43,288 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000015 · edgar.xml · nonDerivative · entry 1

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 4,156 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000014 · edgar.xml · derivative · entry 3

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,467

Underlying: Common Shares · 4,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F2 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F3 · balance_after: Includes approximately 633 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Khayat Clark HChief Strategy Officer
Tax withholdingCommon Shares 1,260 $19.73 $24,859.80
Disclosure

SEC source: 0001799551-20-000014 · edgar.xml · nonDerivative · entry 2

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,962

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:46 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionCommon Shares 4,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000014 · edgar.xml · nonDerivative · entry 1

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:44 UTC
Gorman Christopher M.Director · President and COO
Exercise / conversionRestricted Stock Units · Derivative 16,625 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000012 · edgar.xml · derivative · entry 9

Gorman Christopher M. · CIK 0001486643 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,873

Underlying: Common Shares · 16,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F11 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F11 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F12 · balance_after: Includes approximately 2,534 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:44 UTC
Gorman Christopher M.Director · President and COO
Exercise / conversionRestricted Stock Units · Derivative 13,258 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000012 · edgar.xml · derivative · entry 8

Gorman Christopher M. · CIK 0001486643 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,516

Underlying: Common Shares · 13,258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F9 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F10 · balance_after: Includes approximately 1,516 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:44 UTC
Gorman Christopher M.Director · President and COO
Exercise / conversionRestricted Stock Units · Derivative 13,846 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000012 · edgar.xml · derivative · entry 7

Gorman Christopher M. · CIK 0001486643 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,846

Underlying: Common Shares · 13,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F7 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F8 · balance_after: Includes approximately 1,055 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:44 UTC
Gorman Christopher M.Director · President and COO
Exercise / conversionRestricted Stock Units · Derivative 25,669 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000012 · edgar.xml · derivative · entry 6

Gorman Christopher M. · CIK 0001486643 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 25,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F5 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F6 · derivative.underlying_shares: Includes approximately 978 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:44 UTC
Gorman Christopher M.Director · President and COO
Tax withholdingCommon Shares 28,665 $19.73 $565,560.45
Disclosure

SEC source: 0001799551-20-000012 · edgar.xml · nonDerivative · entry 4

Gorman Christopher M. · CIK 0001486643 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,766

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:44 UTC
Gorman Christopher M.Director · President and COO
GrantCommon Shares 63,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000012 · edgar.xml · nonDerivative · entry 3

Gorman Christopher M. · CIK 0001486643 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,431

F3 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:44 UTC
Gorman Christopher M.Director · President and COO
Tax withholdingCommon Shares 23,968 $19.73 $472,888.64
Disclosure

SEC source: 0001799551-20-000012 · edgar.xml · nonDerivative · entry 2

Gorman Christopher M. · CIK 0001486643 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,225

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:44 UTC
Gorman Christopher M.Director · President and COO
Exercise / conversionCommon Shares 69,397 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000012 · edgar.xml · nonDerivative · entry 1

Gorman Christopher M. · CIK 0001486643 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 12,905 common shares acquired through dividend reinvestments between March and December 2019 and approximately 403 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2019 and February 2020.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:45 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 8,313 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000013 · edgar.xml · derivative · entry 8

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,935

Underlying: Common Shares · 8,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F9 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · balance_after: Includes approximately 1,267 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:45 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 5,099 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000013 · edgar.xml · derivative · entry 7

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,198

Underlying: Common Shares · 5,099 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F7 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · balance_after: Includes approximately 583 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:45 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 3,930 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000013 · edgar.xml · derivative · entry 6

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,929

Underlying: Common Shares · 3,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F5 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · balance_after: Includes approximately 299 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:45 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 6,952 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000013 · edgar.xml · derivative · entry 5

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.underlying_shares: Includes approximately 265 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:45 UTC
Brady Amy G.Chief Information Officer
Tax withholdingCommon Shares 5,410 $19.73 $106,739.30
Disclosure

SEC source: 0001799551-20-000013 · edgar.xml · nonDerivative · entry 4

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,625

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:45 UTC
Brady Amy G.Chief Information Officer
GrantCommon Shares 17,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000013 · edgar.xml · nonDerivative · entry 3

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,035

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:45 UTC
Brady Amy G.Chief Information Officer
Tax withholdingCommon Shares 7,808 $19.73 $154,051.84
Disclosure

SEC source: 0001799551-20-000013 · edgar.xml · nonDerivative · entry 2

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,917

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:45 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionCommon Shares 24,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000013 · edgar.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 3,265 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000009 · edgar.xml · derivative · entry 8

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,796

Underlying: Common Shares · 3,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F9 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F10 · balance_after: Includes approximately 498 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 3,028 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000009 · edgar.xml · derivative · entry 7

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,054

Underlying: Common Shares · 3,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F7 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F8 · balance_after: Includes approximately 346 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 3,028 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000009 · edgar.xml · derivative · entry 6

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,028

Underlying: Common Shares · 3,028 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F5 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F6 · balance_after: Includes approximately 231 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 3,743 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000009 · edgar.xml · derivative · entry 5

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F4 · derivative.underlying_shares: Includes approximately 143 dividend-equivalent restricted stock units accrued between March and December 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Evans Trina MDirector, Corporate Center
Tax withholdingCommon Shares 3,198 $19.73 $63,096.54
Disclosure

SEC source: 0001799551-20-000009 · edgar.xml · nonDerivative · entry 4

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,481

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Evans Trina MDirector, Corporate Center
GrantCommon Shares 10,534 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000009 · edgar.xml · nonDerivative · entry 3

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,679

F2 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 20, 2017.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Evans Trina MDirector, Corporate Center
Tax withholdingCommon Shares 4,161 $19.73 $82,096.53
Disclosure

SEC source: 0001799551-20-000009 · edgar.xml · nonDerivative · entry 2

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,145

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 13,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000009 · edgar.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 3,118 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000008 · edgar.xml · derivative · entry 7

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,350

Underlying: Common Shares · 3,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F6 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 2,295 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000008 · edgar.xml · derivative · entry 6

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,589

Underlying: Common Shares · 2,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F5 · derivative.expiration_date: These restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 3,245 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000008 · edgar.xml · derivative · entry 5

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,244

Underlying: Common Shares · 3,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

F4 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 3,208 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000008 · edgar.xml · derivative · entry 4

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2016, vested in four equal annual installments ending on February 17, 2020.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Alexander Victor BHead of Consumer Bank
Tax withholdingCommon Shares 3,805 $19.73 $75,072.65
Disclosure

SEC source: 0001799551-20-000008 · edgar.xml · nonDerivative · entry 2

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,052

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:42 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionCommon Shares 11,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000008 · edgar.xml · nonDerivative · entry 1

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:41 UTC
Beazer CraigT TGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,227 $0.00 $0.00
Disclosure

SEC source: 0001799551-20-000007 · edgar.xml · derivative · entry 3

Beazer CraigT T · CIK 0001799551 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,679

Underlying: Common Shares · 2,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F2 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:41 UTC
Beazer CraigT TGeneral Counsel and Secretary
Tax withholdingCommon Shares 794 $19.73 $15,665.62
Disclosure

SEC source: 0001799551-20-000007 · edgar.xml · nonDerivative · entry 2

Beazer CraigT T · CIK 0001799551 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,433

Read SEC document
February 17, 2020 Filed Feb 19, 2020 21:41 UTC
Beazer CraigT TGeneral Counsel and Secretary
Exercise / conversionCommon Shares 2,227 Not disclosed Not disclosed
Disclosure

SEC source: 0001799551-20-000007 · edgar.xml · nonDerivative · entry 1

Beazer CraigT T · CIK 0001799551 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:17 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionOption to Buy · Derivative 768 $0.00 Strike: $8.42 $0.00
Disclosure

SEC source: 0001799551-20-000006 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 768 shares

Expires 2020-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in three equal annual installments ending on July 27, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.