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JXN

Jackson Financial Inc.

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3581
SEC CIK
0001822993
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622

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2022 Filed Mar 25, 2022 14:40 UTC GrantCommon Stock 3.47 $44.62 $154.83
Disclosure

SEC source: 0001062993-22-008601 · form4.xml · nonDerivative · entry 8

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,087.64

F8 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 3.47 Restricted Shares Units ("RSUs") as described in footnote 7, which are subject to the same terms and conditions as the underlying equity.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:40 UTC GrantCommon Stock 46.77 $44.62 $2,086.88
Disclosure

SEC source: 0001062993-22-008601 · form4.xml · nonDerivative · entry 6

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,802.5

F6 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 46.77 Restricted Shares ("RS") described in footnote 5, which are subject to the same terms and conditions as the underlying equity.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:40 UTC GrantCommon Stock 24.4 $44.62 $1,088.73
Disclosure

SEC source: 0001062993-22-008601 · form4.xml · nonDerivative · entry 4

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,961.26

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 24.40 Restricted Shares ("RS") on the remaining RS described in footnote 3, as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 41.28 RS on the total granted RS, which are subject to the same terms and conditions as the underlying equity.

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March 23, 2022 Filed Mar 25, 2022 14:40 UTC GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008601 · form4.xml · nonDerivative · entry 2

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770.58

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Shares ("RS"), as described in footnote 1, which are subject to the same terms and conditions as the underlying equity.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 10:13 UTC GrantCommon Stock 50.24 $44.62 $2,241.71
Disclosure

SEC source: 0001062993-22-008593 · form4.xml · nonDerivative · entry 4

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896.96

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 50.24 Restricted Shares Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity as described in footnote 3.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 10:13 UTC GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008593 · form4.xml · nonDerivative · entry 2

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770.58

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Shares Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity as described in footnote 1.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:55 UTC GrantCommon Stock 51.52 $44.62 $2,298.82
Disclosure

SEC source: 0001062993-22-008606 · form4.xml · nonDerivative · entry 3

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,095.37

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 51.52 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on January 31, 2022 for service provided from February 1, 2021 to May 31, 2021. The 4,180 RSUs were not granted to Mr. Kandarian as intended on October 4, 2021, due to an administrative oversight. These RSUs fully vest on the one-year anniversary of the original Annual Director's Equity Award grant date, October 4, 2022.

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March 23, 2022 Filed Mar 25, 2022 14:55 UTC GrantCommon Stock 154.59 $44.62 $6,897.81
Disclosure

SEC source: 0001062993-22-008606 · form4.xml · nonDerivative · entry 2

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,043.85

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 154.59 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 163.51 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of annual director compensation, where the Director received 12,378 RSUs. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date.

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March 23, 2022 Filed Mar 25, 2022 14:55 UTC GrantCommon Stock 562.15 $44.62 $25,083.13
Disclosure

SEC source: 0001062993-22-008606 · form4.xml · nonDerivative · entry 1

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,889.26

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 562.15 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 594.60 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as Director Founder's Award of 45,011 RSUs. These RSUs vest over three years in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on the three-year anniversary of the grant date, October 4, 2024.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:13 UTC GrantCommon Stock 50.24 $44.62 $2,241.71
Disclosure

SEC source: 0001062993-22-008595 · form4.xml · nonDerivative · entry 3

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,102.27

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 50.24 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 53.14 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date.

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March 23, 2022 Filed Mar 25, 2022 14:13 UTC GrantCommon Stock 39.03 $44.62 $1,741.52
Disclosure

SEC source: 0001062993-22-008595 · form4.xml · nonDerivative · entry 2

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,052.03

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 39.03 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 41.28 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of annual director compensation, where the Director elected for the "cash portion" of compensation to receive 3,125 RSUs. The RSUs vest over eight months with three-eighths vesting on December 31, 2021, the next three-eighths vesting on March 31, 2022, and the remaining two-eighths vesting on May 31, 2022, subject to the Director's continued service through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:13 UTC GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008595 · form4.xml · nonDerivative · entry 1

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 74.32 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as Director Founder's Award of 5,626 RSUs. The RSUs vest over two years in two equal installments. The first half shall vest on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:14 UTC
Lawton DrewDirector
GrantCommon Stock 50.24 $44.62 $2,241.71
Disclosure

SEC source: 0001062993-22-008597 · form4.xml · nonDerivative · entry 4

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896.96

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 50.24 Restricted Shares Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity as described in footnote 3.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:14 UTC
Lawton DrewDirector
GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008597 · form4.xml · nonDerivative · entry 2

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770.58

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Shares Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity as described in footnote 1.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:14 UTC GrantCommon Stock 22,494 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007694 · form4.xml · nonDerivative · entry 6

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,000.39

F6 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:13 UTC
Nerud Mark DPresident and CEO of JNAM
GrantCommon Stock 9,969 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007693 · form4.xml · nonDerivative · entry 4

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,809.03

F4 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 00:15 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 4,729 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007697 · form4.xml · nonDerivative · entry 4

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,112.05

F4 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 00:15 UTC
Myers Paul ChadwickVice Chair, JHLLC
GrantCommon Stock 55,086 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007696 · form4.xml · nonDerivative · entry 5

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,509.73

F5 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 00:13 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 11,247 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007692 · form4.xml · nonDerivative · entry 5

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,086.15

F5 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 00:14 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 62,372 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007695 · form4.xml · nonDerivative · entry 6

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,085.29

F6 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 00:13 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantCommon Stock 11,758 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007691 · form4.xml · nonDerivative · entry 5

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,174.58

F5 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 00:12 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 17,893 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007690 · form4.xml · nonDerivative · entry 4

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,128.64

F4 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 00:12 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 16,615 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007689 · form4.xml · nonDerivative · entry 5

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,630.8

F5 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 00:11 UTC
Chelko CarrieEVP, GC and Secretary
GrantCommon Stock 10,480 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007688 · form4.xml · nonDerivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,746.65

F1 · security: The 2022 Annual Restricted Share Unit Award was granted on March 10, 2022. The Restricted Share Units ("RSUs") vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025.

Read SEC document
March 04, 2022 Filed Mar 9, 2022 02:10 UTC
Chelko CarrieEVP, GC and Secretary
Tax withholdingCommon Stock 1,976.23 $38.34 $75,768.66
Disclosure

SEC source: 0001062993-22-007098 · form4.xml · nonDerivative · entry 4

Chelko Carrie · CIK 0001884039 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,266.65

F4 · shares: Shares withheld for tax withholding for the 6,460.23 Restricted Share Units ("RSUs") that vested on March 4, 2022 in the Sign-On Award described in footnote 3 above.

Read SEC document
February 02, 2022 Filed Mar 14, 2022 20:14 UTC GrantCommon Stock 21,662.48 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007694 · form4.xml · nonDerivative · entry 5

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,506.39

F5 · security: In 2019, Ms. Wadsten received from our former parent, Prudential, plc, 19,955 Performance Share Units ("PSUs"), which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Ms. Wadsten, until April 2, 2022, so long as Ms. Wadsten remains employed through such date.

Read SEC document
February 02, 2022 Filed Mar 14, 2022 20:13 UTC
Nerud Mark DPresident and CEO of JNAM
GrantCommon Stock 20,660.7 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007693 · form4.xml · nonDerivative · entry 3

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,840.03

F3 · security: In 2019, Mr. Nerud received from our former parent, Prudential, plc, 17,105 Performance Share Units ("PSUs"), which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Nerud, until April 2, 2022, so long as Mr. Nerud remains employed through such date.

Read SEC document
February 02, 2022 Filed Mar 15, 2022 00:15 UTC
Myers Paul ChadwickVice Chair, JHLLC
GrantCommon Stock 123,986.96 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007696 · form4.xml · nonDerivative · entry 4

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,423.73

F4 · security: In 2019, Mr. Myers received from our former parent, Prudential, plc, 102,635 Performance Share Units ("PSUs"), which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Myers, until April 2, 2022, so long as Mr. Myers remains employed through such date.

Read SEC document
February 02, 2022 Filed Mar 15, 2022 00:13 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 24,104.3 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007692 · form4.xml · nonDerivative · entry 4

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,839.15

F4 · security: In 2019, Mr. Ganguly received from our former parent, Prudential, plc, 19,995 Performance Share Units ("PSUs"), which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Ganguly, until April 2, 2022, so long as Mr. Ganguly remains employed through such date.

Read SEC document
February 02, 2022 Filed Mar 15, 2022 00:14 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 34,436.08 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007695 · form4.xml · nonDerivative · entry 5

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,713.29

F5 · security: In 2019, Ms. Prieskorn received from our former parent, Prudential, plc, 30,261 Performance Share Units ("PSUs"), which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Ms. Prieskorn, until April 2, 2022, so long as Ms. Prieskorn remains employed through such date.

Read SEC document
February 02, 2022 Filed Mar 15, 2022 00:13 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantCommon Stock 27,854.57 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007691 · form4.xml · nonDerivative · entry 4

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,416.58

F4 · security: In 2019, Mr. Harris received from our former parent, Prudential, plc, 25,658 Performance Share Units ("PSUs"), which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Harris, until April 2, 2022, so long as Mr. Harris remains employed through such date.

Read SEC document
February 02, 2022 Filed Mar 15, 2022 00:12 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 33,574.22 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007690 · form4.xml · nonDerivative · entry 3

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,235.64

F3 · security: In 2019, Mr. Smith received from our former parent, Prudential, plc, 29,505 Performance Share Units ("PSUs"), which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Smith, until April 2, 2022, so long as Mr. Smith remains employed through such date.

Read SEC document
February 02, 2022 Filed Mar 15, 2022 00:12 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 24,104.3 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-007689 · form4.xml · nonDerivative · entry 4

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,015.8

F4 · security: In 2019, Mr. Romine received from our former parent, Prudential, plc, 19,955 Performance Share Units ("PSUs"), which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Romine, until April 2, 2022, so long as Mr. Romine remains employed through such date.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 08:55 UTC GrantRestricted Share Units · Derivative 7,221.82 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007861 · form4.xml · derivative · entry 3

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,754.13

Underlying: Common Stock · 7,221.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 7,221.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 89.02 dividend equivalents distributed on the earned 21,663.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,221.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 89.02 dividend equivalents settled in cash, not shares.

F1 · derivative.exercise_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · derivative.expiration_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · derivative.underlying_shares: The reported number, 7,221.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 89.02 dividend equivalents distributed on the earned 21,663.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,221.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 89.02 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 08:55 UTC Exercise / conversionCommon Stock 7,221.82 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007861 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,834.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 7,221.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 89.02 dividend equivalents distributed on the earned 21,663.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,221.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 89.02 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 08:54 UTC
Nerud Mark DPresident and CEO of JNAM
GrantRestricted Share Units · Derivative 7,351.85 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007859 · form4.xml · derivative · entry 3

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,351.85

Underlying: Common Stock · 7,351.85 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares.

F1 · derivative.exercise_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · derivative.expiration_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · derivative.underlying_shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 08:54 UTC
Nerud Mark DPresident and CEO of JNAM
Exercise / conversionCommon Stock 7,351.85 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007859 · form4.xml · nonDerivative · entry 1

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,365.98

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 29,023 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 13:06 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantRestricted Share Units · Derivative 8,035.82 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007862 · form4.xml · derivative · entry 3

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,619.29

Underlying: Common Stock · 8,035.82 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

F1 · derivative.exercise_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · derivative.expiration_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · derivative.underlying_shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 13:06 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Exercise / conversionCommon Stock 8,035.82 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007862 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,325.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 12:55 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantRestricted Share Units · Derivative 11,192.76 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007860 · form4.xml · derivative · entry 3

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,136.34

Underlying: Common Stock · 11,192.76 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 47,163 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 11,192.76, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 137.97 dividend equivalents distributed on the earned 33,575.27 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,192.76 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 137.97 dividend equivalents settled in cash, not shares.

F1 · derivative.exercise_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 47,163 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · derivative.expiration_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 47,163 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · derivative.underlying_shares: The reported number, 11,192.76, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 137.97 dividend equivalents distributed on the earned 33,575.27 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,192.76 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 137.97 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 12:55 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Exercise / conversionCommon Stock 11,192.76 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007860 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 47,163 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 47,163 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 11,192.76, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 137.97 dividend equivalents distributed on the earned 33,575.27 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,192.76 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 137.97 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 12:54 UTC
Romine ScottPresident and CEO, JNLD
Exercise / conversionRestricted Share Units · Derivative 8,035.82 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007858 · form4.xml · derivative · entry 3

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,198.94

Underlying: Common Stock · 8,035.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

F1 · derivative.exercise_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · derivative.expiration_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · derivative.underlying_shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 12:54 UTC
Romine ScottPresident and CEO, JNLD
Exercise / conversionCommon Stock 8,035.82 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007858 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,780.81

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 33,860 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 12:53 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantRestricted Share Units · Derivative 11,479.75 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007857 · form4.xml · derivative · entry 3

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,328.95

Underlying: Common Stock · 11,479.75 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 48,373 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 11,479.75, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 141.50 dividend equivalents distributed on the earned 34,437.26 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,479.75 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 141.50 dividend equivalents settled in cash, not shares.

F1 · derivative.exercise_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 48,373 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · derivative.expiration_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 48,373 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · derivative.underlying_shares: The reported number, 11,479.75, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 141.50 dividend equivalents distributed on the earned 34,437.26 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,479.75 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 141.50 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 12:53 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Exercise / conversionCommon Stock 11,479.75 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007857 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,426.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 48,373 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 48,373 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 11,479.75, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 141.50 dividend equivalents distributed on the earned 34,437.26 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,479.75 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 141.50 dividend equivalents settled in cash, not shares.

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February 02, 2022 Filed Mar 28, 2023 12:51 UTC
Myers Paul ChadwickVice Chair, JHLLC
GrantRestricted Share Units · Derivative 41,330.19 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007855 · form4.xml · derivative · entry 3

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,321.73

Underlying: Common Stock · 41,330.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 174,168 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 41,330.19, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 509.45 dividend equivalents distributed on the earned 123,988.57 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 41,330.19 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 509.45 dividend equivalents settled in cash, not shares.

F1 · derivative.exercise_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 174,168 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · derivative.expiration_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 174,168 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · derivative.underlying_shares: The reported number, 41,330.19, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 509.45 dividend equivalents distributed on the earned 123,988.57 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 41,330.19 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 509.45 dividend equivalents settled in cash, not shares.

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February 02, 2022 Filed Mar 28, 2023 12:51 UTC
Myers Paul ChadwickVice Chair, JHLLC
Exercise / conversionCommon Stock 41,330.19 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007855 · form4.xml · nonDerivative · entry 1

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,111.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 174,168 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 174,168 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 41,330.19, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 509.45 dividend equivalents distributed on the earned 123,988.57 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 41,330.19 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 509.45 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 12:51 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantRestricted Share Units · Derivative 9,285.78 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007854 · form4.xml · derivative · entry 3

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,414.46

Underlying: Common Stock · 9,285.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 43,538 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 9,285.78, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 114.46 dividend equivalents distributed on the earned 27,855.36 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 9,285.78 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 114.46 dividend equivalents settled in cash, not shares.

F1 · derivative.exercise_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 43,538 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · derivative.expiration_date: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 43,538 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · derivative.underlying_shares: The reported number, 9,285.78, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 114.46 dividend equivalents distributed on the earned 27,855.36 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 9,285.78 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 114.46 dividend equivalents settled in cash, not shares.

Read SEC document
February 02, 2022 Filed Mar 28, 2023 12:51 UTC
Harris Bradley OlanEVP & Chief Risk Officer
Exercise / conversionCommon Stock 9,285.78 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007854 · form4.xml · nonDerivative · entry 1

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,305.53

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 43,538 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F1 · kind: Reflects the acquisition of cash-settled units earned based on achievement of performance metrics of the 43,538 Jackson Financial Inc. Performance Share Units ("PSUs"), which were converted from the 2019 PLTIP PSUs on October 4, 2021. All of the earned units vested on April 2, 2022. The previously filed Form 4 failed to report the acquisition of the cash-settled earned units, and reported the acquisition of only the 75% of share-settled earned units.

F3 · shares: The reported number, 9,285.78, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 114.46 dividend equivalents distributed on the earned 27,855.36 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 9,285.78 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 114.46 dividend equivalents settled in cash, not shares.

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February 01, 2022 Filed Feb 1, 2022 19:45 UTC
Hagan Dan10% owner
SaleCommon Stock 363,917 $38.44 $13,987,149.90
Disclosure

SEC source: 0001815075-22-000002 · primary_doc.xml · nonDerivative · entry 2

Hagan Dan · CIK 0001815075 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200,000

F1 · balance_after: Does not include shares of Issuer common stock held in a charitable trust for which the reporting person is the sole trustee, as the reporting person does not have a pecuniary interest in those shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.