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JXN

Jackson Financial Inc.

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3581
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0001822993
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622

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2022 Filed Mar 24, 2022 20:08 UTC
Nerud Mark DPresident and CEO of JNAM
GrantCommon Stock 23.42 $44.62 $1,045.00
Disclosure

SEC source: 0001062993-22-008563 · form4.xml · nonDerivative · entry 2

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,982.36

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 23.42 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 24.77 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 20:08 UTC
Nerud Mark DPresident and CEO of JNAM
GrantCommon Stock 149.91 $44.62 $6,688.98
Disclosure

SEC source: 0001062993-22-008563 · form4.xml · nonDerivative · entry 1

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,958.94

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 149.91 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 158.56 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 12,003 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 58.29 $44.62 $2,600.90
Disclosure

SEC source: 0001062993-22-008567 · form4.xml · nonDerivative · entry 4

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,520.2

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 58.29 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 4,729 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 23.42 $44.62 $1,045.00
Disclosure

SEC source: 0001062993-22-008567 · form4.xml · nonDerivative · entry 3

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,461.91

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 23.42 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 24.77 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 242.13 $44.62 $10,803.84
Disclosure

SEC source: 0001062993-22-008567 · form4.xml · nonDerivative · entry 2

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,438.49

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 242.13 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 256.10 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of converted unvested Prudential plc Restricted Stock received previously under the 2015 Prudential Restricted Stock Plan, where the total amount of 19,387 JFI RSUs acquired reflect: (a) JFI common stock received as a demerger dividend plus (b) JFI common stock. The RSUs fully vest on April 9, 2023, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 84.31 $44.62 $3,761.91
Disclosure

SEC source: 0001062993-22-008567 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,196.36

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 84.31 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 89.18 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 6,751 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Chelko CarrieEVP, GC and Secretary
GrantCommon Stock 129.18 $44.62 $5,764.01
Disclosure

SEC source: 0001062993-22-008571 · form4.xml · nonDerivative · entry 4

Chelko Carrie · CIK 0001884039 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,255.26

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 129.18 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 10,480 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Chelko CarrieEVP, GC and Secretary
GrantCommon Stock 159.26 $44.62 $7,106.18
Disclosure

SEC source: 0001062993-22-008571 · form4.xml · nonDerivative · entry 3

Chelko Carrie · CIK 0001884039 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,126.08

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 159.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 252.68 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of a Sign-On Award of 19,128 RSUs. The total number also reflects 1,976.23 RSUs withheld for tax withholding for the 6,460.23 RSUs that vested on March 4, 2022. These RSUs vest over 29 months on the following schedule: 6,376 vest March 4, 2022, 10,877 vest March 4, 2023, and 1,875 vest March 4, 2024, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Chelko CarrieEVP, GC and Secretary
GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008571 · form4.xml · nonDerivative · entry 2

Chelko Carrie · CIK 0001884039 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,966.82

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 74.32 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 5,626 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Chelko CarrieEVP, GC and Secretary
GrantCommon Stock 149.91 $44.62 $6,688.98
Disclosure

SEC source: 0001062993-22-008571 · form4.xml · nonDerivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,896.56

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 149.91 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 158.56 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 12,003 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Myers Paul ChadwickVice Chair, JHLLC
GrantCommon Stock 679 $44.62 $30,296.98
Disclosure

SEC source: 0001062993-22-008572 · form4.xml · nonDerivative · entry 5

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,419.35

F5 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 679 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 55,086 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Myers Paul ChadwickVice Chair, JHLLC
GrantCommon Stock 2,175.21 $44.62 $97,057.87
Disclosure

SEC source: 0001062993-22-008572 · form4.xml · nonDerivative · entry 4

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,740.35

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 2,175.21 Performance Share Units ("PSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient in 2019 from our former parent, Prudential plc, of 102,635 PSUs, which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Myers, until April 2, 2022, so long as Mr. Myers remains employed through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Myers Paul ChadwickVice Chair, JHLLC
GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008572 · form4.xml · nonDerivative · entry 3

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,565.14

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 74.32 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 5,626 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Myers Paul ChadwickVice Chair, JHLLC
GrantCommon Stock 674.58 $44.62 $30,099.76
Disclosure

SEC source: 0001062993-22-008572 · form4.xml · nonDerivative · entry 2

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,494.88

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 674.58 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 713.51 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 54,013 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Myers Paul ChadwickVice Chair, JHLLC
GrantCommon Stock 2,310.57 $44.62 $103,097.63
Disclosure

SEC source: 0001062993-22-008572 · form4.xml · nonDerivative · entry 1

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,820.3

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 2,310.57 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 2,443.94 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of converted unvested Prudential plc Restricted Stock received previously under the 2015 Prudential Restricted Stock Plan, where the total amount of 185,006 JFI RSUs acquired reflect: (a) JFI common stock received as a demerger dividend plus (b) JFI common stock. The RSUs fully vest on April 9, 2023, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 138.63 $44.62 $6,185.67
Disclosure

SEC source: 0001062993-22-008570 · form4.xml · nonDerivative · entry 5

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,396.29

F5 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 138.63 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 11,247 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 422.88 $44.62 $18,868.91
Disclosure

SEC source: 0001062993-22-008570 · form4.xml · nonDerivative · entry 4

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,257.66

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 422.88 Performance Share Units ("PSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient in 2019 from our former parent, Prudential plc, of 19,995 PSUs, which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Ganguly, until April 2, 2022, so long as Mr. Ganguly remains employed through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008570 · form4.xml · nonDerivative · entry 3

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,834.78

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 74.32 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 5,626 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 187.37 $44.62 $8,360.45
Disclosure

SEC source: 0001062993-22-008570 · form4.xml · nonDerivative · entry 2

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,764.52

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 187.37 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 198.19 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 15,003 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GrantCommon Stock 491 $44.62 $21,908.42
Disclosure

SEC source: 0001062993-22-008570 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,577.15

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 491 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 519.34 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of converted unvested Prudential plc Restricted Stock received previously under the 2015 Prudential Restricted Stock Plan, where the total amount of 39,314 JFI RSUs acquired reflect: (a) JFI common stock received as a demerger dividend plus (b) JFI common stock. The RSUs fully vest on April 9, 2023, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 220.55 $44.62 $9,840.94
Disclosure

SEC source: 0001062993-22-008569 · form4.xml · nonDerivative · entry 4

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,205.23

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 220.55 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 17,893 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 589.03 $44.62 $26,282.52
Disclosure

SEC source: 0001062993-22-008569 · form4.xml · nonDerivative · entry 3

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,984.68

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 589.03 Performance Share Units ("PSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient in 2019 from our former parent, Prudential plc, of 29,505 PSUs, which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Smith, until April 2, 2022, so long as Mr. Smith remains employed through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 23.42 $44.62 $1,045.00
Disclosure

SEC source: 0001062993-22-008569 · form4.xml · nonDerivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,395.65

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 23.42 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 24.77 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:11 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 243.59 $44.62 $10,868.99
Disclosure

SEC source: 0001062993-22-008569 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,372.23

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 243.59 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 257.65 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 19,504 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 768.82 $44.62 $34,304.75
Disclosure

SEC source: 0001062993-22-008568 · form4.xml · nonDerivative · entry 6

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,761.09

F6 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 768.82 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 62,372 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 604.14 $44.62 $26,956.73
Disclosure

SEC source: 0001062993-22-008568 · form4.xml · nonDerivative · entry 5

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,992.27

F5 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 604.14 Performance Share Units ("PSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient in 2019 from our former parent, Prudential plc, of 30,261 PSUs, which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Ms. Prieskorn, until April 2, 2022, so long as Ms. Prieskorn remains employed through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 936.91 $44.62 $41,804.92
Disclosure

SEC source: 0001062993-22-008568 · form4.xml · nonDerivative · entry 4

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,388.13

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 936.91 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 990.99 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of the Executive Founder's Award of 75,018 RSUs. These RSUs vest over two years in two equal installments with the first half vesting on the one-year anniversary of the grant date, October 4, 2022 and the remaining half vesting on the two-year anniversary of the grant date, October 4, 2023, subject to continued employment through such dates.

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March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008568 · form4.xml · nonDerivative · entry 3

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,424.22

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 74.32 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 5,626 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

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March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 599.63 $44.62 $26,755.49
Disclosure

SEC source: 0001062993-22-008568 · form4.xml · nonDerivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,353.96

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 599.63 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 634.24 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 48,012 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

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March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 669.04 $44.62 $29,852.56
Disclosure

SEC source: 0001062993-22-008568 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,754.33

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 669.04 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 707.66 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of converted unvested Prudential plc Restricted Stock received previously under the 2015 Prudential Restricted Stock Plan, where the total amount of 53,570 JFI RSUs acquired reflect: (a) JFI common stock received as a demerger dividend plus (b) JFI common stock. The RSUs fully vest on April 9, 2023, subject to continued employment through such date.

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March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantCommon Stock 144.93 $44.62 $6,466.78
Disclosure

SEC source: 0001062993-22-008566 · form4.xml · nonDerivative · entry 5

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,745.35

F5 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 144.93 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 11,758 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

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March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantCommon Stock 543.75 $44.62 $24,262.13
Disclosure

SEC source: 0001062993-22-008566 · form4.xml · nonDerivative · entry 4

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,600.42

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 543.75 Performance Share Units ("PSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient in 2019 from our former parent, Prudential plc, of 25,658 PSUs, which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Harris, until April 2, 2022, so long as Mr. Harris remains employed through such date.

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March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008566 · form4.xml · nonDerivative · entry 3

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,056.67

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 74.32 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 5,626 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantCommon Stock 187.37 $44.62 $8,360.45
Disclosure

SEC source: 0001062993-22-008566 · form4.xml · nonDerivative · entry 2

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,986.41

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 187.37 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 198.19 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 15,003 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

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March 23, 2022 Filed Mar 25, 2022 00:10 UTC
Harris Bradley OlanEVP & Chief Risk Officer
GrantCommon Stock 624.46 $44.62 $27,863.41
Disclosure

SEC source: 0001062993-22-008566 · form4.xml · nonDerivative · entry 1

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,799.04

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 624.46 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 660.50 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of converted unvested Prudential plc Restricted Stock received previously under the 2015 Prudential Restricted Stock Plan, where the total amount of 50,000 JFI RSUs acquired reflect: (a) JFI common stock received as a demerger dividend plus (b) JFI common stock. The RSUs fully vest on April 9, 2023, subject to continued employment through such date.

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March 23, 2022 Filed Mar 25, 2022 00:09 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 204.8 $44.62 $9,138.18
Disclosure

SEC source: 0001062993-22-008565 · form4.xml · nonDerivative · entry 5

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,514.95

F5 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 204.80 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 16,615 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

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March 23, 2022 Filed Mar 25, 2022 00:09 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 422.88 $44.62 $18,868.91
Disclosure

SEC source: 0001062993-22-008565 · form4.xml · nonDerivative · entry 4

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,310.15

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 422.88 Performance Share Units ("PSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient in 2019 from our former parent, Prudential plc, of 19,955 PSUs, which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Romine, until April 2, 2022, so long as Mr. Romine remains employed through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:09 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 101.89 $44.62 $4,546.33
Disclosure

SEC source: 0001062993-22-008565 · form4.xml · nonDerivative · entry 3

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,887.27

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 101.89 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to recipient on December 27, 2021 of 8,266 RSUs, which reflects an adjustment to Mr. Romine's annual grant received in October 4, 2021 in connection with his promotion. The RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, December 27, 2022, the next third vesting on the two-year anniversary of the grant date, December 27, 2023, and the remaining third vesting on June 27, 2024.

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March 23, 2022 Filed Mar 25, 2022 00:09 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 23.42 $44.62 $1,045.00
Disclosure

SEC source: 0001062993-22-008565 · form4.xml · nonDerivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,785.38

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 23.42 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 24.77 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 00:09 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 131.16 $44.62 $5,852.36
Disclosure

SEC source: 0001062993-22-008565 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,761.96

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 131.16 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 138.73 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 10,502 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:13 UTC GrantCommon Stock 50.24 $44.62 $2,241.71
Disclosure

SEC source: 0001062993-22-008594 · form4.xml · nonDerivative · entry 3

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,743.33

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 50.24 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 53.14 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:13 UTC GrantCommon Stock 46.83 $44.62 $2,089.55
Disclosure

SEC source: 0001062993-22-008594 · form4.xml · nonDerivative · entry 2

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,693.09

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 46.83 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 49.54 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of annual director compensation, where the Director elected for the "cash portion" of compensation to receive 3,750 shares of RSUs. The RSUs vest over eight months with three-eighths vesting on December 31, 2021, the next three-eighths vesting on March 31, 2022, and the remaining two-eighths vesting on May 31, 2022, subject to the Director's continued service through such dates.

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March 23, 2022 Filed Mar 25, 2022 14:13 UTC GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008594 · form4.xml · nonDerivative · entry 1

STECHER ESTA E · CIK 0001180591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,646.26

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 74.32 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as Director Founder's Award of 5,626 RSUs. The RSUs vest over two years in two equal installments. The first half shall vest on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such dates.

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March 23, 2022 Filed Mar 25, 2022 14:40 UTC GrantCommon Stock 3.47 $44.62 $154.83
Disclosure

SEC source: 0001062993-22-008602 · form4.xml · nonDerivative · entry 8

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,982.05

F8 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 3.47 Restricted Shares Units ("RSUs"), as described in footnote 7, which are subject to the same terms and conditions as the underlying equity.

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March 23, 2022 Filed Mar 25, 2022 14:40 UTC GrantCommon Stock 46.77 $44.62 $2,086.88
Disclosure

SEC source: 0001062993-22-008602 · form4.xml · nonDerivative · entry 6

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,696.91

F6 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 46.77 Restricted Shares ("RS"), described in footnote 5, which are subject to the same terms and conditions as the underlying equity.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:40 UTC GrantCommon Stock 31.24 $44.62 $1,393.93
Disclosure

SEC source: 0001062993-22-008602 · form4.xml · nonDerivative · entry 4

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,855.67

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 31.24 Restricted Shares ("RS") on the remaining RS, described in footnote 3, as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 52.85 RS on the total granted RS, which are subject to the same terms and conditions as the underlying equity.

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March 23, 2022 Filed Mar 25, 2022 14:40 UTC GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008602 · form4.xml · nonDerivative · entry 2

Noles Russell G · CIK 0001876171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,770.58

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Shares ("RS"), described in footnote 1, which are subject to the same terms and conditions as the underlying equity.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:14 UTC GrantCommon Stock 50.24 $44.62 $2,241.71
Disclosure

SEC source: 0001062993-22-008596 · form4.xml · nonDerivative · entry 3

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,102.27

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 50.24 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 53.14 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date.

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March 23, 2022 Filed Mar 25, 2022 14:14 UTC GrantCommon Stock 39.03 $44.62 $1,741.52
Disclosure

SEC source: 0001062993-22-008596 · form4.xml · nonDerivative · entry 2

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,052.03

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 39.03 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 41.28 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of annual director compensation, where the Director elected for the "cash portion" of compensation to receive 3,125 RSUs. The RSUs vest over eight months with three-eighths vesting on December 31, 2021, the next three-eighths vesting on March 31, 2022, and the remaining two-eighths vesting on May 31, 2022, subject to the Director's continued service through such dates.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 14:14 UTC GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008596 · form4.xml · nonDerivative · entry 1

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,013

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 74.32 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as Director Founder's Award of 5,626 RSUs. The RSUs vest over two years in two equal installments. The first half shall vest on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.